NZX Shareholder Metrics March 2019

NZX Limited - Monthly Shareholder Metrics
March 2019
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersMar 2019Change YoYCapital RaisingMar 2019YTDChange YoY
Total equity securities135-5.6%Total capital raisings $2,151 m$3,022 m198.9%
Total fund securities372.8%New Capital Listed
Total debt securities13416.5%Total capital listed by all issuers$1,956 m$2,056 m496.2%
Total other securities6500.0%Equity listings---100.0%
Total listed securities3125.8%Fund listings---
Debt listings$1,956 m$2,056 m532.6%
Total NZSX equity issuers1210.83%
Total NZAX equity issuers10-37.5%Secondary Capital Raisings
Total NXT equity issuers1-75.0%Total capital raised by all issuers$195 m$966 m40.8%
Total NZSX fund issuers372.8%
Total NZDX issuers5113.3%Total equity raised - NZ issuers$65 m$452 m447.5%
Total other issuers5400.0%Total equity raised - dual or foreign issuer$22 m$22 m16823.1%
Total unique issuers196-2.0%Total funds raised - NZ issuers *$73 m$134 m-65.8%
Total funds raised - dual or foreign issuer *$35 m$159 m77.0%
Market CapitalisationMar 2019Change YoY% of GDP
Total debt raised-$199 m63.9%
Total market capitalisation$177,315 m9.5%60.5%
Total number of secondary capital raising events126288-13.0%
All equity$142,107 m14.7%48.5%Equity issuers - capital raised < $10m316117.3%
All funds$4,030 m7.3%1.4%Equity issuers - capital raised ≥ $10m < $100m33-
All other$7 m7609.6%0.0%Equity issuers - capital raised ≥ $100m-2-
Total NZSX/NZAX/NXT$146,144 m14.5%49.8%Fund issuers - capital raised *92218-20.1%
Debt issuers - capital raised-433.3%
Debt$30,299 m13.4%10.3%
* Funds include Smartshares ETFs. These figures include
fund raising events that were not previously reported.
Green bonds$872 m-0.3%
Total NZDX$31,171 m16.7%10.6%
Cash MarketMar 2019Change YoYDerivativesMar 2019Change YoY
Total value traded$3,907 m13.8%Futures - total lots traded41,593166.2%
Daily average value traded$186 m13.8%Options - total lots traded4,330-11.5%
On-market value traded$1,840 m3.8%Total derivatives lots traded45,923123.8%
% of value on-market47.1%-8.8%
Total trades295,205-1.0%Open interest58,08755.1%
Daily average trades14,057-1.0%Notional value traded ($USD)$183 m130.8%
Options to futures ratio10.4%-66.7%
Total Equity TransactionsBlock trade %0.0%-100.0%
Total trades292,403-1.1%
Value traded$3,762 m12.9%
Derivatives Total Lots Traded 2017 / 2018 / 2019
% of value on-market48.1%-7.5%
Average on-market trade size$6,2854.5%
Total Debt Transactions
Total trades2,8020.8%
Value traded $145 m45.2%
Cumulative Numbers - YTD
Number of trades752,5621.6%
Total value traded$9,323 m-0.3%
% of value on-market48.0%-2.9%

NZX Indices PerformanceMar 2019Change YoYClearing House / DepositoryMar 2019Change YoY
S&P/NZX 50 Index (Gross)9,84518.3%Gross value of cleared trades over month$3,905 m13.5%
S&P/NZX 50 Index (Capital)4,31714.3%Collateral held at month end$22 m-53.0%
S&P/NZX 50 Portfolio Index6,10418.5%Depository transactions1,658-24.3%
S&P/NZX Primary Sector Index16,6105.0%Assets under custody in depository$794 m40.7%
S&P/NZX NZ Fixed Interest Composite Index1196.5%Value of stock lent over month$499 m-3.8%
S&P/NZX A-Grade Bond Index5,5076.0%
Wholesale DataMar 2019Change YoYDirect Data ProductsMar 2019Change YoY
Terminal numbers - professional*6,2623.5%Dairy data subscriptions9687.8%
Terminal numbers - retail*1,28911.4%
Licences - value ≥ $20k pa378.8%Proprietary security subscription products401-0.7%
Licences - value < $20k pa699.5%- products ≥ $3,000 p.a145-8.2%
* 3 month average
- products < $3,000 p.a.2564.1%
Energy ContractsMar 2019Change YoY
Operating / Technology contracts160.0%
- contracts ≥ $500k p.a.40.0%
- contracts < $500k p.a.120.0%
Fund Management
SuperLifeMar 2019Change YoY
Funds under management - KiwiSaver$868 m17.0%
Funds under management - other$1,383 m11.6%
Total$2,251 m13.6%
SmartsharesMar 2019Change YoY
Funds under management - external$943 m30.7%
Funds under management - SuperLife funds$1,808 m20.4%
Total$2,751 m23.7%
Units on issue1,045 m17.6%
Wealth Technologies
Funds under administration *$2,043 m85.4%
* Increase in funds under administration due to the on-boarding of NZX Wealth Technologies foundation client in November 2018
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX), NZX Alternative Market (NZAX) and NXT Market (NXT),
with a dual-listed or an overseas domiciled Issuer, the market capitalisation represents the amount that held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all quoted securities, excluding New Zealand Government stock

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com