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NZX recognised as Designated Offshore Securities Market

Regulatory10 April 2019NZXFinancials

NZX Limited
Level 1, NZX Centre

11 Cable Street

PO Box 2959

Wellington 6140

New Zealand

Tel +64 4 472 7599


www.nzx.com


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11 April 2019


NZX recognised as Designated Offshore Securities Market


NZX has been recognised as a Designated Offshore Securities Market (DOSM) by the United

States Securities Exchange Commission.


This means that NZX Participants will be able to take advantage of the offshore transaction

protections contained in Regulation S of the U.S. Securities Act 1933. In particular, this means

that NZX Participants will no longer be required to maintain a reasonable belief that their client

is a non-U.S. domiciled person, in order to trade on their behalf. NZX will further engage directly

with NZX Participants to explain how the DOSM recognition will be of benefit to them.


The DOSM recognition represents another key step in NZX’s strategy to facilitate the growth of

New Zealand companies internationally, and also recognises the high standards under which

NZX operates its markets, placing NZX among the world’s leading exchanges who have already

earned such designation.


For further information please contact:

Hannah Lynch

Head of Communications

T: 09 308 3710

M: 021 252 8990

E: hannah.lynch@nzx.com

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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