ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure28 April 2019ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 26 April 2019

The previous notice was given to the ASX on: 12 April 2019

The previous notice was dated: 12 April 2019

2. Issued Share Capital

2,833,175,579 fully paid Ordinary Shares in the capital of ANZ have been issued as at

24 April 2019.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


22,324,577 0.79%


22,506,990 0.79%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


22,324,577 0.79% 22,506,990 0.79%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

41,492 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 2,964,807 0.11%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,061,920 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 936,261 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 330,923 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 44,565 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 1,469,221 0.05%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

Wholesale Australian Shares Trust -

VINVA 689,799 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 1,011,789 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,697,294 0.41%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Australian Shares – Imputation Index

Pool 421,255 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OptiMix

Australian Shares Fidelity 517,457 0.02%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap -

Aligned Dealer Group 80,011 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 10,945 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 49,832 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 7,065 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 6,230 0.00%




OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 323,648 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 96,754 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for PortfolioOne 472,365 0.02%


Aggregation


22,506,990 0.79%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

12/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 37,705.56

Ordinary fully

paid

-1,457

15/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 6,619.73

Ordinary fully

paid

-254

15/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

Off-market transfer 29,972.81

Ordinary fully

paid

1,253

15/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

Off-market transfer 9,904.03

Ordinary fully

paid

688

15/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

Off-market transfer 29,972.81

Ordinary fully

paid

-1,253

15/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

Off-market transfer 9,904.03

Ordinary fully

paid

-688




16/04/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares Index

Pool

On-market

purchase

4,440,325.58

Ordinary fully

paid

168,075

16/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 34,043.08

Ordinary fully

paid

-1,294

17/04/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

8,976

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

618.68

Ordinary fully

paid

22

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,172.97

Ordinary fully

paid

77

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 674.93

Ordinary fully

paid

-24

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 703.05

Ordinary fully

paid

-25

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

281.22

Ordinary fully

paid

10

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,015.93

Ordinary fully

paid

36




17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,856.05

Ordinary fully

paid

66

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,123.84

Ordinary fully

paid

217

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

731.17

Ordinary fully

paid

26

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,455.18

Ordinary fully

paid

87

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

562.44

Ordinary fully

paid

20

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,947.21

Ordinary fully

paid

69

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,687.32

Ordinary fully

paid

60

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,531.21

Ordinary fully

paid

196

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,527.64

Ordinary fully

paid

-161

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,993.33

Ordinary fully

paid

-142




17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,884.17

Ordinary fully

paid

-67

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,162.06

Ordinary fully

paid

148

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,771.57

Ordinary fully

paid

488

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,237.37

Ordinary fully

paid

44

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,035.52

Ordinary fully

paid

143

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,868.44

Ordinary fully

paid

102

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,538.51

Ordinary fully

paid

338

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 618.68

Ordinary fully

paid

-22

17/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,602.96

Ordinary fully

paid

-57

17/04/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market

purchase

189,459.14

Ordinary fully

paid

7,089




17/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 9,323.75

Ordinary fully

paid

-350

17/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 7,825.86

Ordinary fully

paid

-295

17/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 7,848.05

Ordinary fully

paid

-296

18/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

10,018.93

Ordinary fully

paid

373

18/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 16,257.01

Ordinary fully

paid

-610

18/04/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

232

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 806.26

Ordinary fully

paid

-28

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,382.15

Ordinary fully

paid

-48

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,871.67

Ordinary fully

paid

-65




23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,646.29

Ordinary fully

paid

335

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,436.90

Ordinary fully

paid

293

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,567.72

Ordinary fully

paid

367

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,849.32

Ordinary fully

paid

64

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,907.12

Ordinary fully

paid

66

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,756.49

Ordinary fully

paid

-61

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,052.26

Ordinary fully

paid

106

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,476.36

Ordinary fully

paid

-86

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,785.28

Ordinary fully

paid

-62

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 28.79

Ordinary fully

paid

-1




23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,439.75

Ordinary fully

paid

-50

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,512.98

Ordinary fully

paid

-122

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 172.77

Ordinary fully

paid

-6

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 662.28

Ordinary fully

paid

-23

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,389.98

Ordinary fully

paid

-83

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,762.16

Ordinary fully

paid

-102

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 731.16

Ordinary fully

paid

-27

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 731.16

Ordinary fully

paid

-27

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,117.67

Ordinary fully

paid

143

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,756.49

Ordinary fully

paid

61




23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,324.56

Ordinary fully

paid

-46

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,188.41

Ordinary fully

paid

76

23/04/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 20,156.42

Ordinary fully

paid

-700

24/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for FSP

On-market

purchase

53,944.62

Ordinary fully

paid

2,000

24/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 13,268.70

Ordinary fully

paid

-485

24/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 12,293.58

Ordinary fully

paid

-451

24/04/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 12,683.15

Ordinary fully

paid

-465





Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

26 April 2019

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