NZX Shareholder Metrics April 2019

NZX Limited - Monthly Shareholder Metrics
April 2019
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersApr 2019Change YoYCapital RaisingApr 2019YTDChange YoY
Total equity securities134-5.6%Total capital raisings $1,732 m$4,924 m113.8%
Total fund securities372.8%
Total retail debt securities13617.2%New Capital Listed
Total wholesale debt securities5-Total capital listed by all issuers$1,525 m$3,751 m481.7%
Total other securities5400.0%
Total listed securities3177.5%Equity listings---100.0%
Fund listings---
Total NZSX equity issuers1222.5%Retail debt listings$225 m$2,281 m265.0%
Total NZAX equity issuers8-50.0%Wholesale debt listings$1,300 m$1,470 m-
Total NXT equity issuers1-75.0%
Total NZSX fund issuers372.8%Secondary Capital Raisings
Total NZDX retail debt issuers5110.9%Total capital raised by all issuers$207 m$1,173 m-41.5%
Total NZDX wholesale debt issuers2-
Total other issuers4300.0%Total equity raised - NZ issuers$134 m$586 m-16.2%
Total unique issuers196-1.5%Total equity raised - dual or foreign issuer-$22 m-96.3%
Total funds raised - NZ issuers *$36 m$170 m-59.6%
Market CapitalisationApr 2019Change YoY% of GDP
Total funds raised - dual or foreign issuer *$37 m$196 m60.4%
Total market capitalisation$181,207 m16.4%61.8%Total debt raised-$199 m24.6%
All equity$144,153 m14.6%49.2%
Total number of secondary capital raising events133421-6.4%
All funds$4,182 m10.4%1.4%Equity issuers - capital raised < $10m421039.6%
All other$6 m7345.4%0.0%Equity issuers - capital raised ≥ $10m < $100m47-
Total NZSX/NZAX/NXT$148,341 m14.4%50.6%Equity issuers - capital raised ≥ $100m-2-
Fund issuers - capital raised *87305-11.1%
Retail debt$30,524 m16.4%10.4%Debt issuers - capital raised-4-
Green bonds$872 m-0.3%
* Funds include Smartshares ETFs. These figures include
fund raising events that were not previously reported.
Wholesale debt$1,470 m-0.5%
Total NZDX$32,866 m25.3%11.2%
Cash MarketApr 2019Change YoYDerivativesApr 2019Change YoY
Total value traded$2,707 m4.8%Futures - total lots traded18,536-19.3%
Daily average value traded$142 m4.8%Options - total lots traded3,7226.3%
On-market value traded$1,429 m5.2%Total derivatives lots traded22,258-15.9%
% of value on-market52.8%0.4%Open interest56,11241.9%
Total trades288,09619.2%Notional value traded ($USD)$93 m-20.3%
Daily average trades15,16319.2%Options to futures ratio20.1%31.7%
Block trade %0.0%-100.0%
Total Equity Transactions
Derivatives Total Lots Traded 2017 / 2018 / 2019
Total trades285,87819.7%
Value traded$2,605 m7.0%
% of value on-market53.7%2.2%
Average on-market trade size$4,960-10.0%
Total Debt Transactions
Total trades2,218-23.7%
Value traded $102 m-31.5%
Cumulative Numbers - YTD
Number of trades1,040,6586.0%
Total value traded$12,030 m0.8%
% of value on-market49.0%-2.1%

NZX Indices PerformanceApr 2019Change YoYClearing House / DepositoryApr 2019Change YoY
S&P/NZX 50 Index (Gross)10,01418.6%Gross value of cleared trades over month$2,712 m6.2%
S&P/NZX 50 Index (Capital)4,38914.6%Collateral held at month end$36 m-22.1%
S&P/NZX 50 Portfolio Index6,16317.5%Depository transactions2,150-8.7%
S&P/NZX Primary Sector Index17,3424.9%Assets under custody in depository$813 m35.1%
S&P/NZX NZ Fixed Interest Composite Index1196.4%Value of stock lent over month$407 m2.6%
S&P/NZX A-Grade Bond Index5,5045.9%
Wholesale DataApr 2019Change YoYDirect Data ProductsApr 2019Change YoY
Terminal numbers - professional*6,2664.6%Dairy data subscriptions952-8.2%
Terminal numbers - retail*1,2837.4%
Licences - value ≥ $20k pa3914.7%Proprietary security subscription products405-0.2%
Licences - value < $20k pa7214.3%- products ≥ $3,000 p.a148-5.7%
* 3 month average
- products < $3,000 p.a.2573.2%
Energy ContractsApr 2019Change YoY
Operating / Technology contracts160.0%
- contracts ≥ $500k p.a.40.0%
- contracts < $500k p.a.120.0%
Fund Management
Total external funds under management$3,295 m19.3%
SuperLifeApr 2019Change YoY
Funds under management - KiwiSaver$894 m18.0%
Funds under management - other$1,420 m12.5%
Total$2,314 m14.5%
SmartsharesApr 2019Change YoY
Funds under management - external$981 m32.1%
Funds under management - SuperLife funds$1,862 m17.2%
Total$2,843 m21.9%
Units on issue1,055 m16.0%
Wealth Technologies
Funds under administration *$2,080 m87.1%
* Increase in funds under administration due to the on-boarding of NZX Wealth Technologies foundation client in November 2018
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX), NZX Alternative Market (NZAX) and NXT Market (NXT);
with a dual-listed or an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include options, warrants and options quoted on the NZX Main Board (NZSX) and NZX Alternative Market (NZAX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com