Notice Corporations Act Subsection 259C(2)
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 10 May 2019
The previous notice was given to the ASX on: 26 April 2019
The previous notice was dated: 26 April 2019
2. Issued Share Capital
2,833,175,579 fully paid Ordinary Shares in the capital of ANZ have been issued as at
9 May 2019.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
22,506,990 0.79%
22,473,641 0.79%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
22,506,990 0.79%
22,473,641 0.79%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
41,918 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 43,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 2,964,807 0.11%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,059,806 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund 936,261 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool 330,923 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust 44,565 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
Blue Chip Pool 1,445,325 0.05%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA 695,379 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust 1,011,789 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool 11,697,294 0.41%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool 413,656 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity 517,457 0.02%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group 78,787 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Dominion 10,945 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for FSP 49,832 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Mentor 7,065 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Matrix 6,230 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Voyage 323,581 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac 96,754 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for PortfolioOne 467,910 0.02%
Aggregation
22,473,641 0.79%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
26/04/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
4,628.15
Ordinary fully
paid
168
26/04/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
3,695.56
Ordinary fully
paid
134
29/04/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 34,078.27
Ordinary fully
paid
-1,253
30/04/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 54,424.60
Ordinary fully
paid
-2,000
30/04/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 7,436.56
Ordinary fully
paid
-273
1/05/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
426
1/05/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market
purchase
420,763.96
Ordinary fully
paid
15,026
1/05/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 60,662.83
Ordinary fully
paid
-2,166
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 29,133.00
Ordinary fully
paid
-1,000
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 619.05
Ordinary fully
paid
-21
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 177.49
Ordinary fully
paid
-6
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 913.85
Ordinary fully
paid
-31
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 147.39
Ordinary fully
paid
-5
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 325.41
Ordinary fully
paid
-11
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,861.72
Ordinary fully
paid
-131
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 471.66
Ordinary fully
paid
-16
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 206.35
Ordinary fully
paid
-7
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,419.95
Ordinary fully
paid
-48
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,272.04
Ordinary fully
paid
43
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,857.30
Ordinary fully
paid
198
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,621.33
Ordinary fully
paid
-55
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,122.47
Ordinary fully
paid
-72
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 44,483.51
Ordinary fully
paid
-1,509
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,269.87
Ordinary fully
paid
-77
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,002.28
Ordinary fully
paid
-34
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,981.43
Ordinary fully
paid
-236
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 8,963.45
Ordinary fully
paid
-303
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,638.63
Ordinary fully
paid
123
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,609.05
Ordinary fully
paid
122
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
591.65
Ordinary fully
paid
20
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,297.07
Ordinary fully
paid
-44
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 176.87
Ordinary fully
paid
-6
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 147.91
Ordinary fully
paid
-5
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 295.83
Ordinary fully
paid
-10
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,002.28
Ordinary fully
paid
-34
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 295.82
Ordinary fully
paid
-10
2/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,638.63
Ordinary fully
paid
123
2/05/2019
OnePath Funds
Management Ltd
as responsible
entity for Blue
Chip Pool
On-market sale 228,871.06
Ordinary fully
paid
-8,411
6/05/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
2,930.09
Ordinary fully
paid
105
7/05/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 7,983.97
Ordinary fully
paid
-289
7/05/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 5,967.76
Ordinary fully
paid
-218
7/05/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 9,227.00
Ordinary fully
paid
-332
7/05/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 259,885.53
Ordinary fully
paid
-9,446
7/05/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market sale 208,903.54
Ordinary fully
paid
-7,599
7/05/2019
OnePath Funds
Management Ltd
as responsible
entity for Blue
Chip Pool
On-market sale 427,642.18
Ordinary fully
paid
-15,485
8/05/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
8,019.17
Ordinary fully
paid
290
8/05/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
5,039.54
Ordinary fully
paid
182
9/05/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 2,566.29
Ordinary fully
paid
-94
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,174.54
Ordinary fully
paid
40
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,106.79
Ordinary fully
paid
72
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,580.09
Ordinary fully
paid
-54
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,497.53
Ordinary fully
paid
51
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,750.53
Ordinary fully
paid
94
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
499.17
Ordinary fully
paid
17
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
877.83
Ordinary fully
paid
30
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 614.48
Ordinary fully
paid
-21
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
323.00
Ordinary fully
paid
11
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 12,494.45
Ordinary fully
paid
-427
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 8,807.56
Ordinary fully
paid
-301
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,974.37
Ordinary fully
paid
-170
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 29.26
Ordinary fully
paid
-1
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 8,368.64
Ordinary fully
paid
-286
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,526.90
Ordinary fully
paid
52
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,809.06
Ordinary fully
paid
96
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 673.00
Ordinary fully
paid
-23
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,803.93
Ordinary fully
paid
-130
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,565.89
Ordinary fully
paid
462
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
24,901.11
Ordinary fully
paid
851
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,452.80
Ordinary fully
paid
-118
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,321.36
Ordinary fully
paid
45
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,428.66
Ordinary fully
paid
83
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,115.80
Ordinary fully
paid
38
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,019.01
Ordinary fully
paid
69
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,306.49
Ordinary fully
paid
-113
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,438.80
Ordinary fully
paid
49
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,692.01
Ordinary fully
paid
92
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,554.62
Ordinary fully
paid
87
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,740.28
Ordinary fully
paid
162
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 438.92
Ordinary fully
paid
-15
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 146.30
Ordinary fully
paid
-5
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 643.74
Ordinary fully
paid
-22
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,233.26
Ordinary fully
paid
42
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,194.57
Ordinary fully
paid
75
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
998.36
Ordinary fully
paid
34
9/05/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,814.18
Ordinary fully
paid
62
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians Pty Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
10 May 2019
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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