ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure24 May 2019ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 24 May 2019

The previous notice was given to the ASX on: 10 May 2019

The previous notice was dated: 10 May 2019

2. Issued Share Capital

2,833,175,579 fully paid Ordinary Shares in the capital of ANZ have been issued as at

23 May 2019.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


22,473,641 0.79%


22,348,665 0.79%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


22,473,641 0.79% 22,348,665 0.79%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

42,718 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 2,964,807 0.11%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,060,539 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 907,149 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 330,923 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 43,626 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 1,356,826 0.05%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

Wholesale Australian Shares Trust -

VINVA 700,985 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 1,011,789 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,697,294 0.41%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Australian Shares – Imputation Index

Pool 411,594 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OptiMix

Australian Shares Fidelity 517,457 0.02%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap -

Aligned Dealer Group 77,396 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 10,383 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 49,832 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 7,265 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 5,345 0.00%




OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 322,312 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 96,754 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for PortfolioOne 460,314 0.02%


Aggregation 22,348,665 0.79%



5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

10/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 8,085.46

Ordinary fully

paid

-295

13/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Mentor

On-market

purchase

5,317.61

Ordinary fully

paid

200

13/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Matrix

On-market sale 23,373.46

Ordinary fully

paid

-885

14/05/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

694

14/05/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market

purchase

94,964.00

Ordinary fully

paid

3,645




14/05/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Sustainable

Investments -

Wholesale

Australian Share

Trust

On-market sale 24,474.16

Ordinary fully

paid

-939

14/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market sale 12,603.58

Ordinary fully

paid

-486

14/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Dominion

On-market sale 14,548.29

Ordinary fully

paid

-562

15/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,076.70

Ordinary fully

paid

-79

15/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 6,624.38

Ordinary fully

paid

-252

15/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,182.93

Ordinary fully

paid

-45

15/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 11,224.65

Ordinary fully

paid

-427

15/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 17,702.25

Ordinary fully

paid

-675

15/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market sale 14,103.27

Ordinary fully

paid

-538




15/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 11,655.70

Ordinary fully

paid

-445

16/05/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

106

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,095.64

Ordinary fully

paid

-112

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 801.55

Ordinary fully

paid

-29

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 829.19

Ordinary fully

paid

-30

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,409.62

Ordinary fully

paid

-51

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,035.39

Ordinary fully

paid

-146

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,188.51

Ordinary fully

paid

-43

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,216.14

Ordinary fully

paid

-44




16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

967.39

Ordinary fully

paid

35

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

194.06

Ordinary fully

paid

7

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

884.47

Ordinary fully

paid

32

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

166.33

Ordinary fully

paid

6

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,542.85

Ordinary fully

paid

-92

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,459.93

Ordinary fully

paid

89

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

388.11

Ordinary fully

paid

14

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,781.66

Ordinary fully

paid

-173

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,786.64

Ordinary fully

paid

137

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

637.62

Ordinary fully

paid

23




16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,492.54

Ordinary fully

paid

-54

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,025.45

Ordinary fully

paid

218

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,025.73

Ordinary fully

paid

37

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,294.09

Ordinary fully

paid

-83

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,045.34

Ordinary fully

paid

74

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

360.39

Ordinary fully

paid

13

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

304.04

Ordinary fully

paid

11

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

55.45

Ordinary fully

paid

2

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,435.07

Ordinary fully

paid

269

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,247.51

Ordinary fully

paid

45




16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 663.35

Ordinary fully

paid

-24

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,814.28

Ordinary fully

paid

-138

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 193.48

Ordinary fully

paid

-7

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,409.62

Ordinary fully

paid

-51

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,859.61

Ordinary fully

paid

212

16/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

998.01

Ordinary fully

paid

36

16/05/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market

purchase

52,194.04

Ordinary fully

paid

1,961

16/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 8,908.58

Ordinary fully

paid

-343

16/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 2,750.41

Ordinary fully

paid

-105

16/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 5,192.48

Ordinary fully

paid

-197




17/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

Off-market transfer 26,660.00

Ordinary fully

paid

-1,000

17/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 7,893.97

Ordinary fully

paid

-297

17/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 487.01

Ordinary fully

paid

-20

17/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,742.76

Ordinary fully

paid

62

20/05/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Australian

Industrial

Equities Fund

On-market sale 804,942.28

Ordinary fully

paid

-29,112

20/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

2,535.22

Ordinary fully

paid

91

20/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

4,260.37

Ordinary fully

paid

154

20/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

5,325.91

Ordinary fully

paid

193

20/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market sale 12,134.79

Ordinary fully

paid

-443




20/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

3,023.68

Ordinary fully

paid

109

20/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

4,047.91

Ordinary fully

paid

146

21/05/2019

OnePath Funds

Management Ltd

as responsible

entity for Blue

Chip Pool

On-market sale 2,489,730.98

Ordinary fully

paid

-88,499

21/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 68,423.87

Ordinary fully

paid

-2,419

21/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 12,635.04

Ordinary fully

paid

-452

21/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 64,005.87

Ordinary fully

paid

-2,262

21/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market sale 17,332.39

Ordinary fully

paid

-617

21/05/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 9,981.58

Ordinary fully

paid

-355

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 631.76

Ordinary fully

paid

-21

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 421.17

Ordinary fully

paid

-14




22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

571.59

Ordinary fully

paid

19

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,025.91

Ordinary fully

paid

34

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 962.68

Ordinary fully

paid

-32

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 571.59

Ordinary fully

paid

-19

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,353.77

Ordinary fully

paid

45

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,413.92

Ordinary fully

paid

80

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 180.50

Ordinary fully

paid

-6

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 722.01

Ordinary fully

paid

-24

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,444.02

Ordinary fully

paid

48

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,594.96

Ordinary fully

paid

86




22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,708.68

Ordinary fully

paid

223

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,798.03

Ordinary fully

paid

391

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,737.62

Ordinary fully

paid

-91

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,376.62

Ordinary fully

paid

-79

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 451.26

Ordinary fully

paid

-15

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,436.78

Ordinary fully

paid

-81

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,075.78

Ordinary fully

paid

-69

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,279.13

Ordinary fully

paid

-109

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,624.52

Ordinary fully

paid

54

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,836.35

Ordinary fully

paid

94




22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

872.43

Ordinary fully

paid

29

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,599.22

Ordinary fully

paid

53

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

812.26

Ordinary fully

paid

27

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,478.53

Ordinary fully

paid

49

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,971.06

Ordinary fully

paid

-132

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,203.35

Ordinary fully

paid

-40

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

812.26

Ordinary fully

paid

27

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,448.36

Ordinary fully

paid

48

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,821.78

Ordinary fully

paid

260

22/05/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,759.35

Ordinary fully

paid

456




23/05/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares -

Imputation

Index Pool

On-market sale 57,593.27

Ordinary fully

paid

-2,062



Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

24 May 2019

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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