Ongoing Disclosure Notice – J Challis

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant
Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Serko Limited (SKO)
Date this disclosure made:
Date of last disclosure: 5-Jun-19
Director or senior manager giving disclosure
Full name(s):John Challis
Name of listed issuer:Serko Limited (SKO)
Name of related body corporate (if applicable):Serko Trustee Limited
Position held in listed issuer:Head of Business Development
Summary of acquisition or disposal of relevant interest (excluding
specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Serko Limited (Ordinary Shares)
Nature of the affected relevant interest(s):Beneficial interest in Ordinary Shares with restrictive
conditions allocated pursuant to the Serko Limited
Employee Restricted Share Scheme, held in trust
until vesting.
For that relevant interest-
Number held in class before acquisition or disposal:34,583 Ordinary Shares with restrictive conditions
13,055 Ordinary Shares
Number held in class after acquisition or disposal:27,097 Ordinary Shares with restrictive conditions
20,541 Ordinary Shares
Current registered holder(s):Serko Trustee Limited on behalf of John Challis
Registered holder(s) once transfers are registered:John Challis
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:29-Jul-19
Nature of transaction: Vesting of Ordinary Shares, with restrictive
conditions, pursuant to the Serko Limited Employee
Restricted Share Scheme.
Name of any other party or parties to the transaction (if known):Serko Trustee Limited was the registered holder of
the ordinary shares with restrictive conditions until
they vested.
The consideration, expressed in New Zealand dollars, paid or received for
the acquisition or disposal. If the consideration was not in cash and cannot
be readily by converted into a cash value, describe the consideration:
Services to Serko. No cash consideration is payable
on vesting.
Number of financial products to which the transaction related: 7,486 Ordinary Shares with restrictive conditions
If the issuer has a financial products trading policy that prohibits directors or
senior managers from trading during any period without written clearance (a
closed period) include the following details—
Whether relevant interests were acquired or disposed of during a closed
period:
No
Whether prior written clearance was provided to allow the acquisition or
disposal to proceed during the closed period:
Not Applicable
Date of the prior written clearance (if any):Not Applicable
Summary of other relevant interests after acquisition or disposal:
02AUG19

Class of quoted financial products:Ordinary shares
Nature of relevant interest:1. Registered holder and beneficial owner of Ordinary
Shares by virtue of being a trustee and beneficiary of
the Challis Holdings Trust and having the power to
exercise a right to vote attached to, and to dispose
of, the Trust shares.
2. The power to exercise, or control the exercise of, a
right to vote attached to 1,000 shares, through a
familial relationship with Brian Challis
For that relevant interest,-
Number held in class:1. 655,762 Ordinary Shares
2. 1,000 Ordinary Shares
Current registered holder(s):1. John S Challis & AH Trustees (Challis Holdings)
Ltd as Trustees of the Challis Holdings Trust
2. Brian Challis
For a derivative relevant interest,-
Type of derivative:Not Applicable
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of
underlying financial products (if any):
Not Applicable
A statement as to whether the derivative is cash settled or physically settled:Not Applicable
Maturity date of the derivative (if any):Not Applicable
Expiry date of the derivative (if any):Not Applicable
The price's specified terms (if any):Not Applicable
Any other details needed to understand how the amount of the
consideration payable under the derivative or the value of the derivative is
affected by the value of the underlying financial products:
Not Applicable
For that derivative relevant interest,-
Parties to the derivative: Not Applicable
If the director or senior manager is not a party to the derivative, the nature
of the relevant interest in the derivative:
Not Applicable
Certification
I certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make
this disclosure by all persons for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
johnchallis (Aug 1, 2019)
johnchallis
01AUG19