NZX Shareholder Metrics August 2019

NZX Limited - Monthly Shareholder Metrics
August 2019
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersAug 2019Change YoYCapital RaisingAug 2019YTDChange YoY
Total equity securities*133-5.0%Total capital raisings $2,535 m$11,331 m105.5%
Total fund securities4525.0%
Total retail debt securities13713.2%New Capital Listed
Total wholesale debt securities5-Total capital listed by all issuers$1,684 m$6,307 m204.0%
Total other securities*433.3%
Total listed securities3248.0%Equity listings$590 m$630 m3072.8%
Fund listings-$7 m-
Retail debt listings$1,094 m$4,200 m104.4%
Total NZX Main Board equity issuers*13110.1%Wholesale debt listings-$1,470 m-
Total NZX Main Board fund issuers4525.0%
Total NZX Debt Market retail debt issuers502.0%Secondary Capital Raisings
Total NZX Debt Market wholesale debt issuers2-Total capital raised by all issuers$851 m$5,024 m46.1%
Total other issuers*30.0%
Total unique issuers2032.0%Total equity raised - NZ issuers$54 m$1,559 m34.5%
* These figures include securities/isuers that were previously listed on NZAX and NXT.
Total equity raised - dual or foreign issuer$681 m$1,963 m106.0%
Total funds raised - NZ issuers$59 m$459 m-33.3%
Market CapitalisationAug 2019Change YoY% of GDP
Total funds raised - dual or foreign issuer$57 m$318 m109.1%
Total market capitalisation$191,325 m12.5%64.6%Total debt raised-$725 m-13.4%
All equity$152,987 m10.6%51.6%Total number of secondary capital raising events2251,22641.6%
All funds$4,441 m12.0%1.5%Equity issuers - capital raised < $10m352140.5%
All other$3 m-56.6%0.0%Equity issuers - capital raised ≥ $10m < $100m21946.2%
Total NZX Main Board$157,431 m10.6%53.1%Equity issuers - capital raised ≥ $100m17133.3%
Fund issuers - capital raised18797257.3%
Retail debt$31,620 m15.8%10.7%Debt issuers - capital raised-14-26.3%
Green bonds$800 m19.0%0.3%
Wholesale debt$1,474 m-0.5%
Total NZX Debt Market$33,894 m21.1%11.4%
Cash MarketAug 2019Change YoYDerivativesAug 2019Change YoY
Total value traded$3,496 m17.6%Futures - total lots traded35,34858.4%
Daily average value traded$159 m23.0%Options - total lots traded8,224-4.5%
On-market value traded$1,836 m21.0%Total derivatives lots traded43,57240.9%
% of value on-market52.5%2.8%Total derivatives lots traded - YTD268,96022.4%
Total trades489,72370.2%Open interest59,449-8.9%
Daily average trades22,26077.9%Notional value traded ($USD)$155 m33.2%
Options to futures ratio23.3%-39.7%
Block trade %0.3%-69.6%
Total Equity Transactions
Total trades487,43871.1%
Derivatives Total Lots Traded 2017 / 2018 / 2019
Value traded$3,393 m19.3%
% of value on-market53.4%3.4%
Average on-market trade size$3,745-29.0%
Total Debt Transactions
Total trades2,285-20.0%
Value traded $103 m-19.2%
Cumulative Numbers - YTD
Number of trades2,752,99727.0%
Total value traded$24,634 m-4.9%
% of value on-market51.9%0.8%

NZX Indices PerformanceAug 2019Change YoYClearing House / Depository
Aug 2019Change YoY
S&P/NZX 50 Index (Gross)10,75715.5%Gross value of cleared trades over month$3,508 m16.7%
S&P/NZX 50 Index (Capital)4,67011.4%Collateral held at month end$41 m-21.4%
S&P/NZX 50 Portfolio Index6,66716.2%Depository transactions5,633130.5%
S&P/NZX Primary Sector Index15,648-10.7%Assets under custody in depository$1,044 m46.6%
S&P/NZX NZ Fixed Interest Composite Index1258.3%Value of stock lent over month$276 m-8.3%
S&P/NZX A-Grade Bond Index5,7367.9%
Direct Data ProductsAug 2019Change YoYDairy Data SubscriptionsAug 2019Change YoY
Proprietary security subscription products*309-1.0%Dairy data subscriptions*516-8.8%
- products ≥ $3,000 p.a.*1091.9% - products ≥ $1,500 p.a. *125-10.7%
- products < $3,000 p.a.*200-2.4% - products < $1,500 p.a. *391-8.2%
* Proprietary security subscription products have been restated (including comparatives) to
exclude subscriptions relating to the FundSource business which was sold during June 2019
and to consolidate multi-user licences to reflect the parent subscription only.
* Dairy Data Subscriptions have been restated (including comparatives) to consolidate multi-
user licences to reflect the parent subscription only.
Wholesale DataAug 2019Change YoYEnergy ContractsAug 2019Change YoY
Terminal numbers - professional*5,969-0.7%Operating / Technology contracts160.0%
Terminal numbers - retail*1,45111.7%- contracts ≥ $500k p.a.40.0%
Licences - value ≥ $20k p.a.3911.4%- contracts < $500k p.a.120.0%
Licences - value < $20k p.a.8027.0%
* 3 month average
Fund Management
Total external funds under management$3,634 m19.6%
SuperLifeAug 2019Change YoY
Funds under management - KiwiSaver$961 m15.8%
Funds under management - other$1,498 m10.5%
Total$2,459 m12.5%
SmartsharesAug 2019Change YoY
Funds under management - external$1,175 m38.0%
Funds under management - SuperLife funds$1,993 m12.3%
Total$3,168 m20.6%
Units on issue1,152 m18.2%
Wealth Technologies
Funds under administration *$2,163 m89.7%
* Increase in funds under administration due to the on-boarding of NZX Wealth Technologies foundation client in November 2018
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX), all NZAX and NXT issuers have migrated to the NZX main board.
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include options, warrants and options quoted on the NZX Main Board (NZSX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com