SPH Notice – ANZ
To
and
To
(a) total number held in class:12,492,616
(b) total in class:670,368,000
For this disclosure,—
(a) total number held in class:14,990,266
(b) total in class:670,368,000
(c) total percentage held in class: 2.236%
Substantial product holder(s) giving disclosure
Full name(s):
ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited, ANZ Custodial
Services New Zealand Limited, and OnePath Funds Management Limited (Australia)
Summary of substantial holding
Class of quoted voting products:Common Stock - SKC
Summary for:ANZ Bank New Zealand Limited
For this disclosure,—
Summary for:OnePath Funds Management Limited (Australia)
For this disclosure,—
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
NZX Limited
SKYCITY Entertainment Group Limited
Date this disclosure made:9 September 2019
Date on which substantial holding began:6 September 2019
(c) total percentage held in class: 5.001%
The above summary excludes the custodial holdings of ANZ Custodial Services New Zealand Limited (which are set out below), so
that these are not double-counted in the aggregated related bodies disclosure.
Summaries of the individual holdings of each of ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited, ANZ
Custodial Services New Zealand Limited, and OnePath Funds Management Limited (Australia) are as follows.
Summary for:ANZ New Zealand Investments Limited
Summary for:
ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and
OnePath Funds Management Limited (Australia) (aggregated as related bodies
corporate)
For this disclosure,—
(a) total number held in class:33,526,645
(b) total in class:670,368,000
(b) total in class:670,368,000
(c) total percentage held in class: 1.887%
(c) total percentage held in class: 1.864%
Summary for:ANZ Custodial Services New Zealand Limited
For this disclosure,—
(a) total number held in class:12,648,175
(a) total number held in class:6,043,763
(b) total in class:670,368,000
Details for:
Unknown
Details for:
Unknown
Unknown
Details for:
ANZ New Zealand Investments Limited
Nature of relevant interest(s):
ANZ New Zealand Investments Limited (ANZ Investments) acts as a manager or investment manager for certain managed
investment schemes under investment management contracts and as a discretionary investment management service (DIMS)
provider in respect of investment portfolios under a wholesale DIMS client agreement. ANZ Investments has a relevant interest in
the financial products arising only from the powers of investment contained in the investment management contracts and
wholesale DIMS client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a qualified power to acquire or dispose of the financial products.
The investment management contracts and wholesale DIMS client agreement are not attached to this notice pursuant to regulation
142 of the Financial Markets Conduct Regulations 2014 (Regulations).
For that relevant interest,—
(a) number held in class: 14,990,266
(c) total percentage held in class: 0.902%
Details of relevant interests
Nature of relevant interest(s):
ANZ Bank New Zealand Limited (ANZ Bank) acts as a discretionary investment management service (DIMS) provider in respect of
investment portfolios under a DIMS client agreement. ANZ Bank has a relevant interest in the financial products arising only from
the powers of investment contained in the DIMS client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a qualified power to acquire or dispose of the financial products.
The DIMS client agreement is not attached to this notice pursuant to regulation 142 of the Regulations.
For that relevant interest,—
(a) number held in class: 10,682,026
(b) percentage held in class: 1.593%
(b) percentage held in class: 2.236%
(c) current registered holder(s):
(d) registered holders once transfers are registered: The New Zealand Guardian Trust Company Limited 8,346,149 and ANZ
Custodial Services New Zealand Limited 155,559
ANZ Investments also has a relevant interest in the holdings of ANZ Bank New Zealand Limited, ANZ Custodial Services New
Zealand Limited and OnePath Funds Management Limited (Australia), as disclosed in this notice, because all of these companies
are related bodies corporate.
ANZ Bank New Zealand Limited
ANZ Custodial Services New Zealand Limited
Nature of relevant interest(s):
ANZ Bank also has a relevant interest in the holdings of ANZ New Zealand Investments Limited, ANZ Custodial Services New
Zealand Limited, and OnePath Funds Management Limited (Australia), as disclosed in this notice, because all of these companies
are related bodies corporate.
(c) current registered holder(s):
(d) registered holder once transfers are registered: ANZ Custodial Services New Zealand Limited
ANZ Bank also provides a trading and custody service in respect of individual client investment portfolios under a trading service
client agreement. ANZ Bank has a relevant interest in the financial products arising only from the powers of investment contained
in the trading service client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a conditional power to dispose of the financial products.
The trading service client agreement is not attached to this notice pursuant to regulation 142 of the Regulations.
For that relevant interest,—
(a) number held in class: 1,810,590
(b) percentage held in class: 0.270%
(c) current registered holder(s):
(d) registered holder once transfers are registered: ANZ Custodial Services New Zealand Limited
Unknown
Details for:
Unknown
On-market trades
Off-market trades
Date of
transaction
2/07/2019
17/07/2019
17/07/2019
Relevant interests under the DIMS
On-market trades
The custody agreements are not attached to this notice pursuant to regulation 141 of the Regulations.
For that relevant interest,—
(a) number held in class: 12,648,175
(b) percentage held in class: 1.887%
ANZ Custodial Services New Zealand Limited (ANZCS) is the custodian for:
-ANZ New Zealand Investments Limited's wholesale discretionary investment management service under a custody agreement;
and
-ANZ Bank New Zealand Limited's discretionary investment management service and trading and custody service under a custody
agreement.
ANZCS has a relevant interest in the financial products as it is the registered holder of the financial products.
(c) current registered holder(s):
(d) registered holder(s) once transfers are registered: ANZ Custodial Services New Zealand Limited
ANZCS also has a relevant interest in the holdings of ANZ Bank New Zealand Limited, ANZ New Zealand Investments Limited, and
OnePath Funds Management Limited (Australia), as disclosed in this notice, because all of these companies are related bodies
corporate.
OnePath Funds Management Limited (Australia)
Nature of relevant interest(s):
OnePath Funds Management Limited (OnePath) is the responsible entity of a number of registered managed investment schemes
and the trustee of a number of unregistered schemes under investment management contracts. OnePath has a relevant interest in
the financial products arising only from the powers of investment contained in the investment management contracts as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a qualified power to acquire or dispose of the financial products.
The investment management contracts are not attached to this notice pursuant to regulation 142 of the Regulations.
For that relevant interest,—
OnePath also has a relevant interest in the holdings of ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited,
and ANZ Custodial Services New Zealand Limited as disclosed in this notice, because all of these companies are related bodies
corporate.
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure by ANZ New Zealand Investments Limited:
Transaction TypePeriodSharesConsideration (NZD)
(a) number held in class: 6,043,763
(b) percentage held in class: 0.902%
(c) current registered holder(s) of securities:
(d) registered holder once transfers are registered: J.P. Morgan Nominees Australia Limited
(275,793.00) 1,130,965.71
Transaction Type
Name of other party to
the transactionSharesConsideration (NZD)
On-market Purchases01/05/2019 - 06/09/2019224,207.00 (870,197.49)
On-market Sales01/05/2019 - 06/09/2019(500,000.00) 2,001,163.20
Details of the transactions or other events requiring disclosure by ANZ Bank New Zealand Limited:
Transaction TypePeriodSharesConsideration (NZD)
On-market Purchases01/05/2019 - 06/09/2019636,714.00 (2,471,067.85)
323,313.00 (1,249,921.22)
Off-market Purchase232,787.00 (888,873.43)
Off-market Purchase23,161.00 (92,395.53)
Off-market Purchase67,365.00 (268,652.26)
Off-market trades
Date of
transaction
15/05/2019
15/05/2019
15/05/2019
28/05/2019
28/05/2019
28/05/2019
28/05/2019
28/05/2019
28/05/2019
28/05/2019
28/05/2019
30/05/2019
30/05/2019
30/05/2019
30/05/2019
30/05/2019
30/05/2019
31/05/2019
31/05/2019
31/05/2019
1/07/2019
1/07/2019
1/07/2019
1/07/2019
1/07/2019
1/07/2019
1/07/2019
1/07/2019
1/07/2019
1/07/2019
2/07/2019
2/07/2019
2/07/2019
10/07/2019
10/07/2019
10/07/2019
10/07/2019
22/07/2019
22/07/2019
22/07/2019
22/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
9/08/2019
9/08/2019
9/08/2019
14/08/2019
14/08/2019
14/08/2019
14/08/2019
16/08/2019
16/08/2019
16/08/2019
16/08/2019
19/08/2019
19/08/2019
19/08/2019
19/08/2019
19/08/2019
19/08/2019
22/08/2019
22/08/2019
22/08/2019
23/08/2019
23/08/2019
Off-market Sale(222.00) 850.26
Off-market Sale(178.00) 681.74
Off-market Sale(532.00) 2,037.56
Off-market Sale(5,322.00) 20,383.26
Off-market Sale(3,220.00) 12,397.00
Off-market Sale(2,015.00) 7,757.75
Off-market Sale(372.00) 1,424.76
Off-market Sale(854.00) 3,270.82
Off-market Purchase222.00 (850.26)
Off-market Purchase178.00 (681.74)
Off-market Purchase532.00 (2,037.56)
Off-market Purchase5,322.00 (20,383.26)
Off-market Sale(864.00) 3,274.56
Off-market Purchase1,857.00 (7,038.03)
Off-market Sale(41.00) 157.03
Off-market Sale(342.00) 1,309.86
Off-market Sale(155.00) 593.65
Off-market Sale(610.00) 2,336.30
Off-market Sale(478.00) 1,811.62
Off-market Sale(1,717.00) 6,507.43
Off-market Sale(386.00) 1,462.94
Off-market Sale(291.00) 1,102.89
Off-market Sale(1,130.00) 4,282.70
Off-market Sale(993.00) 3,763.47
Off-market Sale(923.00) 3,488.94
Off-market Purchase478.00 (1,811.62)
Off-market Purchase1,717.00 (6,507.43)
Off-market Purchase386.00 (1,462.94)
Off-market Purchase291.00 (1,102.89)
Off-market Purchase1,130.00 (4,282.70)
Off-market Sale(1,578.00) 6,138.42
Off-market Sale(283.00) 1,100.87
Off-market Sale(506.00) 1,968.34
Off-market Sale(846.00) 3,290.94
Off-market Sale(153.00) 578.34
Off-market Sale(602.00) 2,275.56
Off-market Sale(143.00) 556.27
Off-market Sale(162.00) 630.18
Off-market Purchase4,644.00 (18,343.80)
Off-market Purchase2,761.00 (10,905.95)
Off-market Sale(4,644.00) 18,343.80
Off-market Sale(2,761.00) 10,905.95
Off-market Purchase143.00 (556.27)
Off-market Purchase162.00 (630.18)
Off-market Sale(438.00) 1,703.82
Off-market Sale(28.00) 108.92
Off-market Sale(201.00) 781.89
Off-market Sale(23.00) 89.47
Off-market Sale(131.00) 518.76
Off-market Sale(911.00) 3,607.56
Off-market Purchase438.00 (1,703.82)
Off-market Purchase28.00 (108.92)
Off-market Purchase201.00 (781.89)
Off-market Purchase23.00 (89.47)
Off-market Sale(158.00) 606.72
Off-market Purchase7,869.00 (31,554.69)
Off-market Purchase4,446.00 (17,828.46)
Off-market Sale(7,869.00) 31,554.69
Off-market Sale(4,446.00) 17,828.46
Off-market Purchase1,042.00 (4,126.32)
Off-market Sale(375.00) 1,451.25
Off-market Sale(665.00) 2,573.55
Off-market Sale(397.00) 1,536.39
Off-market Sale(287.00) 1,102.08
Off-market Sale(58.00) 222.72
Off-market Sale(97.00) 372.48
Off-market Sale(461.00) 1,802.51
Off-market Sale(178.00) 695.98
Off-market Sale(968.00) 3,784.88
Off-market Purchase26,110.00 (100,262.40)
Off-market Sale(26,110.00) 100,262.40
Off-market Sale(633.00) 2,449.71
Off-market Sale(757.00) 2,967.44
Off-market Sale(1,171.00) 4,590.32
On-market Sales01/05/2019 - 06/09/2019(487,029.00) 1,878,947.70
149,685.00 (592,120.15)
Transaction Type
Name of other party to
the transactionSharesConsideration (NZD)
Off-market Sale(620.00) 2,387.00
23/08/2019
23/08/2019
23/08/2019
23/08/2019
23/08/2019
23/08/2019
23/08/2019
23/08/2019
3/09/2019
3/09/2019
3/09/2019
3/09/2019
3/09/2019
3/09/2019
3/09/2019
Relevant interests under the trading and custody service
On-market trades
Off-market trades
Date of
transaction
22/08/2019
22/08/2019
22/08/2019
On-market trades
Off-market trades
Date of
transaction
15/05/2019
15/05/2019
15/05/2019
28/05/2019
28/05/2019
28/05/2019
28/05/2019
28/05/2019
28/05/2019
28/05/2019
28/05/2019
30/05/2019
30/05/2019
30/05/2019
30/05/2019
30/05/2019
30/05/2019
31/05/2019
31/05/2019
31/05/2019
1/07/2019
1/07/2019
1/07/2019
1/07/2019
1/07/2019
1/07/2019
1/07/2019
1/07/2019
1/07/2019
1/07/2019
2/07/2019
2/07/2019
2/07/2019
Off-market Sale(222.00) 850.26
Off-market Sale(178.00) 681.74
Off-market Sale(532.00) 2,037.56
Off-market Sale(5,322.00) 20,383.26
Off-market Sale(3,220.00) 12,397.00
Off-market Sale(2,015.00) 7,757.75
Off-market Sale(372.00) 1,424.76
Off-market Sale(854.00) 3,270.82
Off-market Purchase222.00 (850.26)
Off-market Purchase178.00 (681.74)
Off-market Purchase532.00 (2,037.56)
Off-market Purchase5,322.00 (20,383.26)
Off-market Sale(864.00) 3,274.56
Off-market Purchase1,857.00 (7,038.03)
Off-market Sale(41.00) 157.03
Off-market Sale(342.00) 1,309.86
Off-market Sale(155.00) 593.65
Off-market Sale(610.00) 2,336.30
Off-market Sale(478.00) 1,811.62
Off-market Sale(1,717.00) 6,507.43
Off-market Sale(386.00) 1,462.94
Off-market Sale(291.00) 1,102.89
Off-market Sale(1,130.00) 4,282.70
Off-market Sale(993.00) 3,763.47
Off-market Sale(923.00) 3,488.94
Off-market Purchase478.00 (1,811.62)
Off-market Purchase1,717.00 (6,507.43)
Off-market Purchase386.00 (1,462.94)
Off-market Purchase291.00 (1,102.89)
Off-market Purchase1,130.00 (4,282.70)
Off-market Sale(153.00) 578.34
Off-market Sale(602.00) 2,275.56
Off-market Sale(45.00) 176.40
Off-market Sale(657.00) 2,575.44
Off-market Sale(143.00) 560.56
Off-market Sale(1,542.00) 6,044.64
Off-market Sale(55.00) 215.60
Off-market Sale(543.00) 2,128.56
Off-market Sale(175.00) 673.75
Off-market Sale(474.00) 1,824.90
Off-market Sale(963.00) 3,774.96
(28,083.00) 108,821.22
Transaction TypePeriodSharesConsideration (NZD)
Off-market Sale(328.00) 1,262.80
Off-market Sale(433.00) 1,667.05
Off-market Sale(118.00) 454.30
Off-market Purchase461.00 (1,802.51)
Off-market Sale(323.00) 1,243.55
Off-market Sale(174.00) 669.90
Off-market Sale(2,785.00) 10,917.20
10,891.00 (43,981.26)
Transaction Type
Name of other party to
the transactionSharesConsideration (NZD)
On-market Purchases01/05/2019 - 06/09/201925,847.00 (99,386.01)
On-market Sales01/05/2019 - 06/09/2019(14,956.00) 55,404.75
1,607.00 (6,283.37)
Off-market Purchase968.00 (3,784.88)
Off-market Purchase178.00 (695.98)
Details of the transactions or other events requiring disclosure by ANZ Custodial Services New Zealand Limited:
Transaction TypePeriodSharesConsideration (NZD)
On-market Purchases01/05/2019 - 06/09/2019686,768.00 (2,663,555)
On-market Sales01/05/2019 - 06/09/2019(501,985.00) 1,934,352
184,783.00 (729,202.90)
Transaction Type
Name of other party to
the transactionSharesConsideration (NZD)
Off-market Sale(620.00) 2,387.00
10/07/2019
10/07/2019
10/07/2019
10/07/2019
22/07/2019
22/07/2019
22/07/2019
22/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
24/07/2019
9/08/2019
9/08/2019
9/08/2019
14/08/2019
14/08/2019
14/08/2019
14/08/2019
16/08/2019
16/08/2019
16/08/2019
16/08/2019
19/08/2019
19/08/2019
19/08/2019
19/08/2019
19/08/2019
19/08/2019
22/08/2019
22/08/2019
22/08/2019
22/08/2019
22/08/2019
22/08/2019
23/08/2019
23/08/2019
23/08/2019
23/08/2019
23/08/2019
23/08/2019
23/08/2019
23/08/2019
23/08/2019
23/08/2019
3/09/2019
3/09/2019
3/09/2019
3/09/2019
3/09/2019
3/09/2019
3/09/2019
On-market trades
Contact details:
Off-market Sale(1,578.00) 6,138.42
Off-market Sale(283.00) 1,100.87
Off-market Sale(506.00) 1,968.34
Off-market Sale(846.00) 3,290.94
Off-market Sale(143.00) 556.27
Off-market Sale(162.00) 630.18
Off-market Purchase4,644.00 (18,343.80)
Off-market Purchase2,761.00 (10,905.95)
Off-market Sale(4,644.00) 18,343.80
Off-market Sale(2,761.00) 10,905.95
Off-market Purchase143.00 (556.27)
Off-market Purchase162.00 (630.18)
Off-market Sale(438.00) 1,703.82
Off-market Sale(28.00) 108.92
Off-market Sale(201.00) 781.89
Off-market Sale(23.00) 89.47
Off-market Sale(131.00) 518.76
Off-market Sale(911.00) 3,607.56
Off-market Purchase438.00 (1,703.82)
Off-market Purchase28.00 (108.92)
Off-market Purchase201.00 (781.89)
Off-market Purchase23.00 (89.47)
Off-market Sale(158.00) 606.72
Off-market Purchase7,869.00 (31,554.69)
Off-market Purchase4,446.00 (17,828.46)
Off-market Sale(7,869.00) 31,554.69
Off-market Sale(4,446.00) 17,828.46
Off-market Purchase1,042.00 (4,126.32)
Off-market Sale(375.00) 1,451.25
Off-market Sale(665.00) 2,573.55
Off-market Sale(397.00) 1,536.39
Off-market Sale(287.00) 1,102.08
Off-market Sale(58.00) 222.72
Off-market Sale(97.00) 372.48
Off-market Purchase461.00 (1,802.51)
Off-market Purchase178.00 (695.98)
Off-market Purchase968.00 (3,784.88)
Off-market Purchase26,110.00 (100,262.40)
Off-market Sale(26,110.00) 100,262.40
Off-market Sale(633.00) 2,449.71
Off-market Sale(1,542.00) 6,044.64
Off-market Sale(757.00) 2,967.44
Off-market Sale(1,171.00) 4,590.32
Off-market Sale(461.00) 1,802.51
Off-market Sale(178.00) 695.98
Off-market Sale(968.00) 3,784.88
(657.00) 2,575.44
Off-market Sale(143.00) 560.56
Off-market Sale(2,785.00) 10,917.20
Off-market Sale(55.00) 215.60
Off-market Sale(543.00) 2,128.56
(26,476.00) 102,537.85
Off-market Sale(175.00)
3,774.96
Off-market Sale(118.00) 454.30
Off-market Sale(323.00) 1,243.55
Off-market Sale
673.75
Off-market Sale(474.00) 1,824.90
Off-market Sale(963.00)
Off-market Sale(328.00) 1,262.80
Off-market Sale(433.00) 1,667.05
(174.00) 669.90
Off-market Sale(45.00) 176.40
Off-market Sale
(6,828.00) 1,722.10
Details of the transactions or other events requiring disclosure by OnePath Funds Management Limited (Australia):
Transaction TypePeriodSharesConsideration (NZD)
On-market Purchases01/05/2019 - 06/09/2019331,430 (1,213,485)
On-market Sales01/05/2019 - 06/09/2019(338,258) 1,215,207
OnePath: ANZ Tower, 242 Pitt Street, Sydney NSW 2000, Australia
Hikaru Toyama, 0800 269 296, hikaru.toyama@anz.com
Additional information
Addresses of substantial product holders:
ANZ Investments, ANZ Bank and ANZCS: ANZ Centre, 23-29 Albert Street, Auckland 1010
Certification
I,
in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.
Nature of connection between substantial security holders:
ANZ Investments, ANZ Bank, ANZCS, and OnePath are related bodies corporate under section 237(d) of the Financial Markets
Conduct Act 2013.
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets
Conduct Act 2013 in relation to the financial products to which this disclosure relates: None
Hikaru Toyama, certify that, to the best of my knowledge and belief, the information contained
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- ANZ — ANZ Group Holdings Limited: Notification of Commencement of a Substantial Holding2019-09-09
“To and To (a) total number held in class:12,492,616 (b) total in class:670,368,000 For this disclosure,— (a) total number held in class:14,990,266 (b) total in class:670,368,000 (…”
- SPG — Stride Property Limited: SPH Notice – ANZ New Zealand Investments Limited2019-07-03
“To and To Full name(s): For this disclosure,— 45,387,009 365,352,000 12.423% 48,975,296 364,856,000 13.423% 44,917,793 365,352,000 12.294% 48,398,740 364,856,000 13.265% 469,216 365,352,000 0.128% 576,556…”
- KPG — Kiwi Property: SPH Notice – ANZ New Zealand Limited2019-08-02
“To and To Full name(s): For this disclosure,— 119,795,933 1,444,295,000 8.294% 133,535,530 1,432,820,000 9.320% 104,147,778 1,444,295,000 7.211% 117,626,090 1,432,820,000 8.209% 14,650,323 1,444,295,000 1.014% 14,911,608 1,4…”