SPH Notice – The Capital Group Companies, Inc.
100080615/3821103.1
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the form.
To New Zealand Stock Exchange & Australian Stock Exchange
and
To Fisher & Paykel Healthcare Corp.
Relevant event being disclosed: a movement of 1% or more in the substantial holding
Date of relevant event: 16 September 2019
Date this disclosure made: 17 September 2019
Date last disclosure made: 14 June 2018
Substantial product holder(s) giving disclosure
Full name(s): The Capital Group Companies, Inc.
Summary of substantial holding
Class of quoted voting products: Ordinary Shares (FPH)
Summary for The Capital Group Companies, Inc.
For this disclosure,—
(a) total number held in class: 37,000,052
(b) total in class: 573,995,023
(c) total percentage held in class: 6.446%
For last disclosure,—
(a) total number held in class: 29,329,458
(b) total in class: 571,469,154
(c) total percentage held in class: 5.1323%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: On 16 September 2019, a total of
4,913,527 shares were purchased on-market. See details below.
Asset Description Activity
Transaction
Type Currency Price Shares
FISHER & PAYKEL
HEALTHCARE CORP 16-Sept-2019 Buy NZD
17.0000 4,913,527
100080615/3821103.1
Details after relevant event
Details for The Capital Group Companies, Inc.
The Capital Group Companies, Inc. (“CGC”) is the parent company of Capital Research and Management
Company (“CRMC”). CRMC is a U.S.-based investment management company that manages the
American Funds family of mutual funds. CRMC manages equity assets for various investment companies
through three divisions, Capital Research Global Investors, Capital International Investors and Capital
World Investors. CRMC in turn is the parent company of Capital Group International, Inc. (“CGII”), which
in turn is the parent company of five investment management companies (“CGII management
companies”): Capital Guardian Trust Company, Capital International, Inc., Capital International Limited,
Capital International Sàrl and Capital International K.K. The CGII management companies primarily
serve as investment managers to institutional clients.
Neither CGC nor any of its affiliates own shares of your company for its own account. Rather, the shares
reported on this Notification are owned by accounts under the discretionary investment management of
one or more of the investment management companies described above.
Nature of relevant interest(s): Non-beneficial owner of securities
For that relevant interest,—
(a) number held in class: 37,000,052
(b) percentage held in class: 6.446%
(c) current registered holder(s):
Nominee Name Shares Held
JPMorgan Chase Bank 20,907,931
State Street Bank North Quincy 15,135,435
State Street Trust Canada 801,000
Northern Trust Company Chicago 61,579
JP Morgan Bank London 36,427
H.S.B.C. Bank P.L.C. London 36,102
The Bank of New York Mellon 21,578
Total Shares Held 37,000,052
(d) registered holder(s) once transfers are registered: unknown
For a derivative relevant interest, also—
(a) type of derivative: not applicable
(b) details of derivative: not applicable
100080615/3821103.1
(c) parties to the derivative: not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant interest
in the derivative: not applicable
Additional information
Address(es) of substantial product holder(s): 333 South Hope Street, 55
th
Floor, Los Angeles, California,
90071, USA
Contact details: Connie Chung, +213.615.0469, GRGroup@capgroup.com
Certification
I, Connie Chung, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is
made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- FRW — Freightways Group Limited: SPH Notice – Fisher Funds Management Limited2019-10-08
“Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 To Freightways Limited And To NZX Ltd Relevant event being disclosed: Movement of 1% or more in the su…”
- FRW — Freightways Group Limited: SPH Notice – Fisher Funds Management Limited2019-11-10
“Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 To Freightways Limited And To NZX Ltd Relevant event being disclosed: Movement of 1% or more in the su…”
- VGL — Vista Group International Limited: SPH Notice – Fisher Funds Management Limited2019-09-05
“Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 To New Zealand Exchange Ltd And To Vista Group International Ltd Relevant event being disclosed: Movem…”