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Kathmandu Annual Report 2019

Annual Report8 October 2019KMDConsumer Discretionary

KATHMANDU HOLDINGS LIMITED
Annual

Report 2019

Our

Purpose.

At Kathmandu, our purpose is to inspire and equip

the adventurer in all of us.

For 30 years, we have designed our gear to take

on the rugged landscapes of our homeland and to

outt the adventurous spirit of our people.

With Kiwi ingenuity, and an open mind, we

continuously adapt our gear to endure dierent

weather conditions, diverse terrains, and the ever-

changing needs of travellers.

Sustainability is in our DNA. We act with people and

the planet in mind – from the creative minds of our

designers, to the careful hands of our suppliers, to

the backs of our customers all around the world.

We’re adventurers, explorers and travellers – every

one of us. From our team in-store to our brand

ambassadors, athletes and Summit Club members,

we share a curiosity for the world we love to explore.

We believe that adventure begins when you

pack your bag.

1KATHMANDU ANNUAL REPORT 2019

Highlights 2019
Summit Club members

10.1%2.2m

Online % of direct to

consumer sales

9.2% online sales growth at

constant exchange rates

0.2m active members

16cps61.7m

Full year dividendOperating cash ow $

1 cps $13.9m

545.6m0.6%

Sales $Same store sales growth

9.7% AU 2.7% NZ (3.9%)

60.9%42.9%

Gross marginOperating costs % of sales

AU 50bps NZ 90bps NA 40.8% 2.5% lower than 2018

84.3m57.6m

EBIT $Net proˆt after tax $

12.7% 13.7%

2KATHMANDU ANNUAL REPORT 2019

3KATHMANDU ANNUAL REPORT 2019

Contents
Notice of Annual Meeting 2019

11.00am Friday

22 November 2019

Link Market Services,

Level 11, Deloitte Centre,

80 Queen Street, Auckland

Chairman and CEO’s Letter

Result and Financial Performance

Sustainability Highlights

The Board

Management Team

Corporate Governance

Remuneration Report

Financial Statements

Statutory Information

Directory

5

7

10

12

13

14

23

31

79

84

4KATHMANDU ANNUAL REPORT 2019

Chairman and
CEO’s Letter

David Kirk

Chairman

Xavier Simonet

Managing Director and

Chief Executive O cer

We have delivered another year of

record sales and prot. The key growth

drivers were a positive contribution

from the Australian business, and rapid

sales and prot growth from Oboz.

Australian sales growth was achieved

on top of strong sales in our key

winter period last year. At the same

time as delivering sales growth,

we maintained our focus on cost

control, and beneted from wholesale

operating cost e ciencies that saw us

grow earnings faster than revenue.

Oboz has provided a signicant

rst full year contribution to group

sales and prots. Oboz is enabling

us to diversify our channels,

brands, products and markets.

Our team are proud to have delivered

four years of sales and prot growth.

Over the last four years, we have

achieved strong operating cash  ows

and generated signicant value for

our shareholders. We have delivered

these strong nancial results while

continuing our transformation from a

leading Australasian retailer to a brand-

led global multi-channel business.

Growth Strategies

Kathmandu is well positioned

to deliver on the next level of

growth opportunities. Our growth

strategy can be summarised into

four strategic imperatives, each

with a set of key initiatives.

Firstly, we will focus on growing the

core markets of Australia and New

Zealand. We see opportunities to

supercharge the Summit Club loyalty

programme, and continue the dramatic

optimisation of our store network.

We are also working to diversify

by growing the contribution of the

Summer season, and elevating the

performance of our key metro markets.

Secondly, we recognise that distinctive

product will set us apart from our

competitors. We will focus on extending

our market leadership in key product

categories, while accelerating growth

in other high potential categories.

At the same time, we will work to

scale the the growth opportunity

in key women's categories.

Thirdly, we will continue to enhance

the customer experience through

digital. We aim to make it easy for

customers by enhancing product

information, payment options, and

fullment solutions. Technology

provides opportunities for us to

leverage digital touchpoints and

social channels to enhance brand

and product perception. We will also

focus on maximising mobile as a key

method of customer engagement.

5KATHMANDU ANNUAL REPORT 2019CHAIRMAN AND CEO'S LETTER

Finally, we aim to become a global
business. In particular, we see an

opportunity to build the Kathmandu

brand to ignite demand in North

America. We will work to build

strategic wholesale partnerships,

leveraging Oboz relationships to

establish the Kathmandu brand.

Alongside wholesale growth, we have

an opportunity to accelerate the

North America direct to consumer

business. In addition to North America,

we will continue to explore other

international market opportunities.

All of these strategic imperatives are

underpinned by a focus on inspiring

and enabling our team, and a drive to

demonstrate sustainability leadership.

Sustainability Leadership

Sustainability is a core value for

both Kathmandu and Oboz, and

is an integral part of how we do

business. We have made signicant

progress toward our goal of industry

leadership thanks to the care and

dedication of our passionate team.

We are very proud to become a

certied B Corporation, meeting the

highest veried standards of social

and environmental performance.

We have also released our ‘Best for

the World’ 2025 sustainability goals.

Full details can be found in our 2019

Sustainability Report, produced in

conjunction with our Annual Report

and prepared in accordance with the

Global Reporting Initiative (GRI).

David Kirk

Chairman

Xavier Simonet

Managing Director and

Chief Executive O cer

People

Director Sandra McPhee has retired

from the board in September.

Sandra has brought signicant

non-executive director experience

and knowledge of a wide range

of consumer facing sectors to the

board. Her insight and judgement

has been extremely benecial for

the company. We thank Sandra very

much for her service and wish her all

the best for her future endeavours.

Joining the board is Andrea Martens,

appointed after an extensive search

internationally and in Australia and

New Zealand. We are very pleased that

Andrea has agreed to join the board.

She brings rst rate experience and

knowledge of consumer brand strategies.

Her appointment adds important skills

and experience to the board as we

continue to implement our Australasian

and global growth strategies.

The board would like to thank

management and the wider team

for their passion and determination

to deliver another successful year.

Dividend

The Directors have declared a nal

dividend of 12 cents per share, which

with the 4 cents interim dividend

makes a record payout of 16 cents

per share, an increase of 1 cent per

share compared to last year. The

nal dividend will be fully imputed for

New Zealand shareholders and fully

franked for Australian shareholders.

Summary

Kathmandu and Oboz are two well

established and distinctive brands,

with strong nancial fundamentals,

delivering great quality products

to our loyal customers.

In North America we are leveraging

Oboz, and starting to build

Kathmandu brand equity through

authentic outdoor wholesale

channels. Kathmandu and Oboz are

two great brands with signicant

international growth potential.

6KATHMANDU ANNUAL REPORT 2019

Result and
Financial Performance

Key performance indicators% Change20192018

Store count

+1

168167

Share price (NZX)

$

2.13

$

3.08

12.4%Summit Club members2.2m2.0m

6.7%Dividend16.0cps15.0cps

6.3%Earnings per share25.5cps24.0cps

NPAT13.7%

$

57.6m

$

50.7m

EBIT

EBIT margin

12.7%

$

84.3m

$

74.8m

15.5%15.0%

EBITDA

EBITDA margin

10.9%

$

99.6m

$

89.8m

18.3%18.1%

Operating expenses

Operating expenses % of sales

(

$

234.0m)(

$

225.7m)

42.9%45.4%

Gross proˆt

Gross margin

5.4%

$

332.5m

$

315.5m

60.9%63.4%

Sales

Same store sales growth

9.7%

$

545.6m

$

497.4m

0.6%4.4%

$

19.3m

$

31.4mNet debt

7KATHMANDU ANNUAL REPORT 2019CHAIRMAN AND CEO'S LETTER

We were pleased to achieve record high sales and proˆt results again in FY2019. The key contributors to the
record result were Australian sales growth, and a full year impact of Oboz ownership. Oboz grew strongly

this year, with a sales increase of 30.0%, and an EBIT increase of 38.6% on a $USD pro forma basis. Oboz

growth is also enabling us to diversify our channels, brands, products and geography.

Group sales of $545.6m increased

by 9.7% overall, with the rst full

year inclusion of Oboz in North

America. Excluding North America,

sales increased by 2.1% at constant

exchange rates. Same store sales

increased by 0.6%, measured at

constant exchange rates. By country

the change in same store sales was:

• Australia +2.7%

• New Zealand -3.9%

Gross proˆt increased by $17.0m

(5.4%). Gross margin (60.9%) was

250bps lower than last year. This

re ects the increased North American

wholesale contribution. Kathmandu

only gross margin was 63.6%. This

sits above our long-term target

range 61% to 63%. By country the

change in gross margins were:

• Australia -50 bps

• New Zealand -90 bps

Our foreign currency forward hedging

policy is on a 12 month basis with

prescribed levels of maximum

hedging beyond 6 months.

Operating expenses excluding

depreciation, amortisation and

nancing costs increased by $8.3m

(3.7%), however as a percentage

of sales decreased from 45.4% to

42.9%. The improved operating

"Group sales of $545.6m increased by

9.7% overall, with the ‡rst full year

inclusion of Oboz in North America."

leverage showed a benet of channel

diversication into wholesale.

Operating expenses also include

$1.3m set-up costs for the Kathmandu

North America wholesale business.

Capital expenditure of $15.7m was

$1.0m below last year. $10.3m was

invested to further optimise the store

network, with 4 new stores opened, and

12 major refurbishements completed. A

further $5.4m was invested in growth

enabler projects such as the online

platform upgrade and a new market

leading warehouse management

system to be operational in FY2020.

Depreciation and amortisation

remained relatively  at, increasing by

2.1% to $15.3m.

Net ˆnance costs increased by

$1.9m, re ecting a full year of Oboz

ownership. The Oboz acquisition in

April 2018 added approximately $60m

to net debt. Strong operating cash

 ows in the subsequent 16 months

have reduced the net debt balance

to $19.3m by the end of July 2019.

Taxation The e©ective tax rate

returned to c. 29% from c.31% in

the prior year. The high e©ective tax

rate last year was caused by non-

deductible expenditure, in particular

acquisition costs in relation to Oboz.

8KATHMANDU ANNUAL REPORT 2019

9KATHMANDU ANNUAL REPORT 2019CHAIRMAN AND CEO'S LETTER

Our top 5
sustainability

highlights.

At Kathmandu, sustainability

isn’t a department, it’s a way

of doing things. Here are some

of our highlights from last year.

10KATHMANDU ANNUAL REPORT 2019

A
2

BECAME A B CORP, MEETING

THE HIGHEST VERIFIED

STANDARDS OF SOCIAL AND

ENVIRONMENTAL

PERFORMANCE

SCORED AN 'A' IN THE

ETHICAL FASHION REPORT

TWO YEARS RUNNING

RANKED SECOND IN THE

TEXTILE EXCHANGE REPORT

THREE YEARS RUNNING

LAUNCHED OUR NEW 'BEST

FOR THE WORLD' FIVE YEAR

SUSTAINABILITY PLAN

RECYCLED 9.7 MILLION

PLASTIC BOTTLES INTO

OUR GEAR

11KATHMANDU ANNUAL REPORT 2019SUSTAINABILITY HIGHLIGHTS

1 David Kirk Chairman
Mr Kirk is the co-founder and Managing Partner of Bailador

Investment Management, and sits on the Board of Bailador

portfolio companies. Mr Kirk’s executive Management

career has seen him hold Chief Executive O£cer roles at

Fairfax Media and PMP Limited and the Regional President

(Australasia) for Norske Skog.

2 Xavier Simonet Managing Director and

Chief Executive O£cer

Mr Simonet joined Kathmandu in July 2015 with

over 20 years international experience in building

brands and developing successful retail businesses in

fashion, apparel, accessories and related products.

Prior roles include CEO of Radley (London), VP & GM

International of DB Apparel, 11 years at LVMH (primarily

Asia-Pacic) and International Director of Seafolly.

3 Philip Bowman Non-executive Director

Mr Bowman has extensive experience in retail including

roles as CFO of Bass, CEO of Bass Taverns, executive

Chairman of Liberty PLC, CEO of Allied Domecq, Chairman

of Coral Eurobet, CEO of Scottish Power and CEO of Smiths

Group. He has held o£ce as an independent director of

BSkyB, Scottish & Newcastle and Berry Bros. & Rudd. He

currently sits on the boards of several entities, including,

Ferrovial SA, and is Chairman of Sky Network Television.

4 John Harvey Non-executive Director

Mr Harvey is a professional director with a background in

accounting and professional services, including 23 years

as a partner of PricewaterhouseCoopers where he held a

number of leadership and governance roles. Mr Harvey has

extensive experience in nancial reporting, governance,

information systems and processes, business evaluation,

acquisition, merger and takeover reviews.

5 Brent Scrimshaw Non-executive Director

Mr Scrimshaw has held a number of senior executive roles

with Nike Inc across marketing, commerce and general

management. He was the Regional GM for Nike North

America, the Chief Marketing O£cer for Nike EMEA, and also

served as Vice President and Chief Executive of Nike Western

Europe. He is a Non-Executive Director of Rhinomed Limited

(ASX:RNO) and Catapult International Limited (ASX:CAT),

and was the CEO & Co-Founder of Unscriptd which was

acquired in 2018 by Google Ventures backed 'The Players

Tribune’ in New York. He was previously a Director at Fox

Racing Action Sports in Irvine, California USA.

6 Sandra McPhee Non-executive Director

(ceased September 2019)

Ms McPhee is an experienced executive and non-executive

Director in consumer facing sectors including aviation,

retail, energy and media. She held a range of senior

international executive roles in the aviation industry, most

recently with Qantas Airways Limited.

7 Andrea Martens Non-executive Director

(appointed 1 August 2019)

Ms Martens has substantial executive leadership

experience having spent over 20 years working with some

of the world’s best known-brands and organisations. She

is currently the CEO of ADMA and has previously held

roles as the Global Chief Marketing O£cer for Jurlique

International, and Managing Director and VP Marketing,

Home and Personal Care for Unilever Australia and New

Zealand. She previously held positions on the board of

Unilever Australia and New Zealand, Deputy Chair of the

Australian Association of National Advertisers and as a

Board Member of the Advertising Standards Bureau.

4567

123

12KATHMANDU ANNUAL REPORT 2019

The Board

Xavier Simonet
Chief Executive O cer

Reuben Casey

Chief Operating O cer

Ben Ryan

General Manager, Product

13KATHMANDU ANNUAL REPORT 2019MANAGEMENT TEAM

Management Team

Chris Kinraid Chief Financial O cer,

Company Secretary

Paul Stern General Manager,

Marketing & Online

Rebecca Edwards

General Manager, Human Resources

Caleb Nicolson

General Manager, Supply Chain

Stephen Domancie General

Manager, Retail Stores & Operations

Jolann Van Dyk

Chief Information O cer

Mark Handy

General Manager, Merchandising

Amy Beck President Oboz /

Kathmandu North America

Corporate
Governance

The board and management of

Kathmandu Holdings Limited

and its related companies (“the

Kathmandu Group” or “Kathmandu”)

are committed to implementing

best practice governance principles

and maintaining the highest ethical

standards. The board is responsible for

the overall corporate governance of

Kathmandu, including adopting the

appropriate policies and procedures and

guiding Directors, management and

employees of Kathmandu to full their

functions e©ectively and responsibly.

Kathmandu regularly examines its

governance arrangements against

national and international standards.

As an entity listed on both the New

Zealand Stock Exchange (NZX)

and the Australian Stock Exchange

(ASX), Kathmandu has developed

its corporate governance policies

and practices in line with the

principles and recommendations

set out in both the NZX Corporate

Governance Code 2019 (NZX Code)

and the ASX Corporate Governance

Principles and Recommendations

(Third Edition) (ASX Code).

Kathmandu converted its admission

category on ASX from an ASX Listing

to an ASX Foreign Exempt Listing on

19 September 2019. This means that

Kathmandu will primarily be regulated

by its home exchange, NZX, and is

exempt from complying with most

of the ASX's Listing Rules, and the

ASX Code. For the purposes of this

Corporate Governance Statement,

which is in respect of the period

ending 31 July 2019, Kathmandu has

reported against the ASX Code.

This corporate governance statement

details Kathmandu's key corporate

governance arrangements. Where

Kathmandu's governance arrangements

di©er from a recommendation in the

NZX Code or the ASX Code, the relevant

recommendation is separately identied

and accompanied by an explanation for

the reasons why the recommendation

has not been followed and a summary

of the alternative governance

arrangements in place at Kathmandu.

For the duration of the reporting

period, Kathmandu has followed the

recommendations set out in each

Code where appropriate, having regard

to the size of Kathmandu and the

board, the resources available and the

activities of Kathmandu. After due

consideration, the board considers

that the only signicant departures of

Kathmandu’s corporate governance

practices from the recommendations

set out in each Code during the

reporting period are in relation to:

(a) the recommendation to

maintain a nomination

committee of the board

1

; and

(b) the recommendation to disclose

its internal audit function.

2


Information about Kathmandu’s

approach in these areas is

separately identied in this

corporate governance statement.

Kathmandu’s relevant charters

and policies are available in the

Governances section of Kathmandu’s

investor website https://www.

kathmanduholdings.com/

investor-relations/governance/

The information in this statement

is current as at 31 July 2019 (except

where otherwise specied).

This corporate governance statement

has been approved by the board

1. ASX Code – Recommendation 2.1; NZX Code – Recommendation 3.4

2. ASX Code – Recommendation 7.3; NZX Code – Recommendation 7.3

of Kathmandu in accordance

with ASX Listing Rule 4.10.3.

Kathmandu’s Board

Responsibilities

The board is responsible for the overall

supervision and governance of the

Kathmandu Group. A framework for

the e©ective operation of the board

is set out in the board charter, which

includes the following responsibilities:

• the long-term growth and

protability of Kathmandu;

• developing the strategic and

nancial objectives for Kathmandu;

• monitoring management’s

implementation of key policies,

strategies and nancial objectives;

• directing, monitoring and assessing

Kathmandu’s performance

against strategic business plans;

• approving and monitoring

the progress of major capital

expenditure, capital management

and acquisitions and divestitures;

• identifying the principal risks

of Kathmandu’s business;

• reviewing and ratifying

Kathmandu’s systems of internal

compliance and control, risk

management, legal compliance,

corporate governance practices,

nancial and other reporting;

• appointing and removing the

Chief Executive O cer (“CEO”);

• ratifying the appointment,

and where appropriate, the

removal of the senior executives

of the Kathmandu Group;

14KATHMANDU ANNUAL REPORT 2019

• approving the remuneration
framework for the

Kathmandu Group; and

• monitoring and reviewing

board succession planning.

The board delegates the responsibility

for day to day management and

operation of the Kathmandu Group to

the CEO, who in turn delegates parts

of these functions to senior executives

and management personnel. Matters

reserved for the board and the scope

and limitations of delegations to the

CEO and management are set out in

a delegated authority policy approved

by the board on an annual basis.

Board Composition

At 31 July 2019, the board was

comprised of six Directors, namely

David Kirk, John Harvey, Sandra

McPhee, Xavier Simonet, Philip

Bowman and Brent Scrimshaw. The

Chairperson of the board is David

Kirk. Andrea Martens was appointed

e©ective 1 August 2019. Xavier Simonet

(managing Director and CEO) is the

only executive Director on the board.

All other Directors are non-executive.

A brief biography of each board

member is set out on page 12

of this Annual Report and in the

“Board of Directors” section of the

Kathmandu investor website.

Nomination and Selection

New Directors are selected through

a nomination and appointment

procedure administered by the board,

as outlined in the board charter.

As will be discussed in more detail

below, the board has not maintained

a separate nomination committee

as recommended by the principles.

The board has systems in place which

require that appropriate checks are

conducted before appointing any new

Director or senior executive, or putting

a candidate forward to Kathmandu

shareholders for election as a Director.

Kathmandu enters into written

agreements with each newly appointed

Director or senior executive establishing

the terms of their appointment.

Board and Executive

Performance

The board undertakes an annual

performance evaluation of its

performance in comparison with the

requirements and expectations of

the board charter. The performance

of the board’s committees and each

individual Director is also reviewed

on an annual basis, alongside the

goals and objectives for the board for

the upcoming year and e©ects any

changes needed to the board charter.

The board makes appropriate training

available to all Directors to enable

them to remain current on how best

to discharge their responsibilities

and to keep up to date on changes

in areas relevant to their roles.

The board has undertaken a review of

its performance during the reporting

period by the anonymous completion

by each Director of evaluation

questionnaires relating to board

and committee composition and

performance, and individual interviews

of Directors with the Chairperson.

Kathmandu has a robust process

for annual evaluation of its senior

executives that compares the

performance of each individual

executive against the goals and

objectives set for the year. The board

approves the criteria for assessing

annual performance of the CEO and

senior executives. A performance

evaluation of the CEO and each senior

executive member took place during

the reporting period in accordance

with this assessment process.

Skills Matrix

The board benets from a combination

of the di©erent skills, experiences and

expertise that Kathmandu’s Directors

bring to their roles and the insights that

result from this diversity. The board is

satised that the current composition

of the board re ects an appropriate

range of the skills, experience,

knowledge and diversity needed

to discharge the board’s functions

and responsibilities and to achieve

the strategic aims of Kathmandu.

The board continues to monitor and

review board composition. The board

has developed a skills matrix which

it uses to assist in developing plans

for long-term succession to identify

current and future skills gaps.

15KATHMANDU ANNUAL REPORT 2019CORPORATE GOVERNANCE

0%20%40%60%80%100%
Executive Leadership

International Business

Capital Projects, Mergers and Acquisitions

Retail and Consumer Experience

Remuneration

Governance

Strategy

Financial Acumen

Marketing and Product Development

Technology and Data

Executive Leadership: Experienced

and successful leadership at a senior

executive level of large organisations.

Governance: Knowledge and

experience of high standards of

corporate governance, including ASX/

NZX Listing Rules and practices.

International Business: Experienced

in multi-national, complex

environments, including multi-

channel business development.

Strategy: Expertise in the development

and implementation of strategic

plans and risk management to

deliver investor returns over time.

Capital Projects, Mergers and

Acquisitions: Experience in

evaluating and implementing

projects involving large-scale

nancial commitments, investment

horizons and major transactions.

Financial Acumen: Expertise in

understanding nancial accounting

and reporting, corporate nance and

internal nancial controls, including

an ability to probe the adequacies

of nancial and risk controls.

Retail and Consumer Experience:

Experienced in retail and consumer

sectors, understanding multi-channel

retailing and brand development.

Marketing and Product Development:

Expertise and senior executive

experience in marketing and new

media marketing metrics and tools.

Remuneration: Experience in

remuneration design to drive

business success.

Technology and Data: Expertise

and experience in the adoption of

new technology and use of data

analytics in a consumer environment.

The following chart summarises the skills, attributes and experience held by the Directors of

Kathmandu during the reporting period. Percentages are determined as at 31 July 2019.

16KATHMANDU ANNUAL REPORT 2019

Independence of Directors
The board assesses the independence

of its Directors in accordance

with the requirements set out

in the board charter and the

NZX and ASX Listing Rules.

Xavier Simonet, as managing

Director, is employed by Kathmandu

in an executive capacity and is not

considered to be an independent

Director. All other Directors are

considered independent Directors,

namely David Kirk, John Harvey, Sandra

McPhee, Philip Bowman and Brent

Scrimshaw (and Andrea Martens).

Tenure

Directors are appointed and retire

by rotation in accordance with

Kathmandu’s constitution and the

NZX Listing Rule requirements.

Director tenure is taken into account

by the board when considering the

independence of each Director.

The average tenure for non-

executive Directors is 6 years

with the following tenure mix:


0 - 3 Years


4 - 6 Years


7 - 9 Years

%

40%40%

20%

In accordance with the updated

NZX Listing Rules, Xavier Simonet,

as Managing Director, is no longer

exempt from the requirement for

Directors to retire by rotation. Xavier

Simonet will retire and stand for

reappointment at the next Annual

Meeting of Kathmandu, along with

Andrea Martens, who was appointed

by the board e©ective 1 August

2019. Ms. Martens will retire at the

next Annual Meeting and stand

for election in accordance with the

requirements of the Company’s

constitution and the NZX Listing Rules.

Director Shareholdings

Kathmandu considers that Directors

should generally be encouraged to

hold securities in Kathmandu to

align the interests of Directors with

those of Kathmandu security holders.

Director ownership interests are set

out in the “Statutory Information”

section of this Annual Report.

Company Secretary

The Company Secretary is appointed

by the board in accordance with

the board charter. The Company

Secretary is accountable directly to

the board, through the Chairperson,

on all matters to do with the proper

functioning and a©airs of the board. At

the date of this Annual Report, Chris

Kinraid is the Company Secretary.

Board Committees

The board has established and

maintains two committees of the

board; the Audit and Risk Committee

and the Remuneration Committee, to

assist in the discharge of the board’s

responsibilities. The board may establish

other committees as and when required

based on the needs of Kathmandu.

Each Committee is governed by its own

Charter, which has been adopted by

the board, and is reviewed periodically.

The Committee charters are available

in the “Governance” section of

Kathmandu’s investor website.

Membership of each Committee is

based on the needs of Kathmandu,

relevant legislative and other

requirements and the skills and

experience of individual Directors.

Meetings of the Committees are

scheduled to coincide with the board

meeting timetable. Each Committee

makes recommendations to the full

board for consideration and decision-

making as and when required.

As noted above, Kathmandu does not

maintain a nomination committee

and therefore does not comply with

Recommendation 3.4 of the NZX

Code / Recommendation 2.1 of the

ASX Code. Due to the size of the

Kathmandu board, the board as

a whole retains the responsibility

for recommending new Director

The tenure of appointment of the board as at 31 July 2019 is set out below:

NameOriginally appointedLast reappointed/elected

David Kirk (Chairperson)³ ́ November ³μ ́¶³¶ November ³μ ́·

Xavier Simonet³ ̧ June ³μ ́¹

John Harvey ́º October ³μμ ̧³» November ³μ ́¼

Sandra McPhee ́º October ³μμ ̧³¶ November ³μ ́·

Brent Scrimshaw³ October ³μ ́¼³» November ³μ ́¼

Philip Bowman³ October ³μ ́¼³» November ³μ ́¼

17KATHMANDU ANNUAL REPORT 2019CORPORATE GOVERNANCE

appointments. The board considers that it is able to deal e ciently and e©ectively with the processes of appointment
and reappointment of Directors to the board and considerations of board composition and succession planning. The

board draws on the experience and advice of external recruitment specialists for assistance when required.

The board will continue to review the needs of Kathmandu in relation to the Director nomination process and whether a change

of approach in this area is needed.

A summary of the role, responsibilities and membership of these two Committees (as at 31 July 2019) is set out below.

Audit and Risk CommitteeRemuneration Committee

Roles and

responsibilities

Overseeing the process of nancial reporting,

internal control, continuous disclosure,

nancial and non-nancial risk management

and compliance and external audit;

Overseeing the development and application

of the Group Human Resources strategy, the

remuneration framework and associated policies;

Monitoring Kathmandu’s compliance with

laws and regulations and Kathmandu’s

own codes of conduct and ethics;

Assisting the board in relation to matters

concerning remuneration of senior executives,

non-executive Directors and Directors;

Encouraging e©ective relationships

with, and communication between,

the board, management and

Kathmandu’s external auditor; and

Providing e©ective remuneration

policies and programs to motivate high

performance from all employees; and

Evaluating the adequacy of processes

and controls established to identify and

manage areas of potential risk and to

seek to safeguard Kathmandu’s assets.

Implementing appropriate and e©ective

policies for managing the performance and

development of employees at all levels.

MembershipAt least three members, a majority of

whom must be independent Directors

and all of whom must be non-executive

Directors. An independent chairperson

and at least one member with an

accounting or nancial background

Current members:

John Harvey (Chair)

David Kirk

Sandra McPhee

Philip Bowman

Brent Scrimshaw

At least three members, a majority of

whom must be independent Directors

and all of whom must be non-executive

Directors, and the chairperson to be an

independent, non-executive Director.

Current members:

Sandra McPhee (Chair)

David Kirk

John Harvey

Philip Bowman

Brent Scrimshaw

18KATHMANDU ANNUAL REPORT 2019

Attendance
The number of meetings of the board of Directors and the board Committees held

during the year ended 31 July 2019 and the number of meetings attended by each

Director were:

Director

Meetings

Audit and Risk

Committee

Meetings

Remuneration

Committee

Meetings

DirectorABABAB

David Kirk··¶¶¹¹

Xavier Simonet··XXXXXXXX

John Harvey ¼·¶¶»¹

Sandra McPhee··¶¶¹¹

Brent Scrimshaw··¶¶¹¹

Philip Bowman··¶¶¹¹

A – Number of meetings attended

B – Number of meetings held during the time the Director held o ce during the year

XX - Not a member of relevant Committee

Takeover o§er protocols

The board has appropriate protocols

in place that set out the procedure

to be followed if there is a takeover

o©er for Kathmandu. A committee

of independent Directors would be

formed who would have responsibility

for managing the takeover process in

accordance with the board protocols

and the New Zealand Takeovers Code.

Policies, practices

and processes

The main policies and practices

adopted by Kathmandu are

summarised below. A copy of

each policy is available at www.

kathmanduholdings.com/investor-

relations/governance/

A culture of acting lawfully,

ethically and responsibly

One of Kathmandu’s core values is

Integrity; to conduct the Kathmandu

business in an ethical and honest

manner, and to always strive to do the

right thing. Kathmandu is committed

to promoting a culture of corporate

compliance and ethical behaviour and

therefore expects its board, senior

executives and all employees to act

in accordance with the Kathmandu

values, policies and legal obligations.

All Directors and employees

joining the Kathmandu Group are

provided with information on the

Kathmandu values, and the following

policies, updates and refreshers

are provided on a regular basis.

Code of Conduct

The board recognises the need

to observe the highest standards

of ethical corporate practice and

business conduct. Accordingly, the

board has a formal code of conduct,

to be followed by all Directors, senior

executives and employees. Any

material breaches of the Code of

Conduct are reported to the board.

The key aspects of the Code

of Conduct are to:

• act with honesty, integrity

and fairness and in the best

interest of Kathmandu;

• declare con icts of interest

and proactively advise of

any con icts of interest;

• act in accordance with all

applicable laws, regulations,

policies and procedures;

• follows procedures around

the receiving of gifts;

• adhere to any procedures

about whistle blowing; and

• use Kathmandu resources

and property properly.

Kathmandu maintains a formal

whistleblowers policy, recognising

that the protection of whistleblowers

is integral to fostering transparency,

promoting integrity and detecting

misconduct. The best way to full

this commitment is to create an

environment in which employees who

have genuine concerns about improper

conduct, unacceptable behaviour,

or wrong doing, and feel safe to

report it without fear of reprisal.

Securities Trading Policy

Kathmandu has a policy for the dealing

in Kathmandu securities by Directors

and employees, which provides

transparency about expectations and

requirements. The policy is not designed

to prohibit Directors and employees

from investing in Kathmandu securities,

but recognises that there are times

when Directors or employees cannot,

or should not, deal in those securities.

Subject to the overriding restriction

that persons may not deal in

Kathmandu securities while they are

in possession of material information,

Directors and employees will only be

19KATHMANDU ANNUAL REPORT 2019CORPORATE GOVERNANCE

permitted to deal in securities during
certain ‘window periods’; being the

periods immediately following the

release of Kathmandu’s full and half

year nancial results or the release of a

disclosure document o©ering securities

in Kathmandu Holdings Limited.

Directors, senior executives and key

management personnel must receive

clearance from the Chairperson of the

board before any proposed dealing in

Kathmandu securities in each instance.

Where a Director or senior executive is

subject to exceptional circumstances

(such as severe nancial hardship),

written approval may be granted by the

independent Directors for the disposal

of Kathmandu securities, provided

the individual concerned is not in

possession of any material information.

The policy prohibits Directors, senior

executives, key management personnel

and all other employees from entering

into hedging or other arrangements

that have the e©ect of limiting the

economic risk in connection with

unvested securities issued pursuant to

any employee option or share plan.

Reporting and Disclosure

Kathmandu is committed to

promoting investor condence

by providing all stakeholders with

timely, accurate and balanced

disclosure of information regarding its

nancial and operational matters.

Continuous Disclosure Policy

Kathmandu has a policy that

establishes procedures that are aimed

at ensuring that Directors, executives

and all employees are aware of and

full their obligations in relation to

the timely disclosure of material

information. The policy explains the

respective roles and responsibilities,

procedures and processes in place

to ensure Kathmandu observes its

continuous disclosure obligations

under the Listing Rules. The policy

is available and accessible to all

Kathmandu employees and training

on its contents is provided regularly.

CEO and CFO Declaration

Before the board approves nancial

statements for the Kathmandu group

for a nancial period, it receives

from the CEO and CFO a declaration

that, in their opinion, the nancial

records of the Group have been

properly maintained and that the

nancial statements comply with the

appropriate accounting standards and

present fairly the nancial position

and performance of Kathmandu, and

that this opinion has been formed on

the basis of a sound system of risk

management and internal control

which is operating e©ectively.

Economic, Environmental

and Social Sustainability

Kathmandu recognises the importance

of sharing information about its journey

to becoming a more sustainable

business. Kathmandu is committed

to protecting workers’ rights,

minimising waste and lowering the

environmental impacts of its business

operations through understanding its

supply chain. Kathmandu prepares

a separate sustainability report in

accordance with the Global Reporting

Initiative (GRI) Standards framework.

It is available online at https://

www.kathmanduholdings.com/

about-us/corporate-responsibility/

Recognising and Managing

our Risks

The identication and proper

management of Kathmandu’s material

risks is an important priority of the

board. Kathmandu has a central risk

management framework in place to

identify, oversee, manage and control

risks, and the board regularly reviews

this framework and how the material

risks are impacting its business. The

board recognises that some element

of risk is inherently necessary in

order to achieve the strategic aims

for the Kathmandu business and

deliver value to shareholders.

Risk Management Policy

The purpose of the Kathmandu

risk management policy is to

highlight the risks relevant to

Kathmandu’s operations, and

Kathmandu’s commitment to

designing and implementing

systems and methods appropriate

to minimise and control its risks.

The Audit and Risk Committee

assists the board in discharging its

responsibility for monitoring risk

management and that Committee is

responsible for establishing procedures

which seek to provide assurance that

major business risks are identied,

consistently assessed and appropriately

addressed. This Committee oversees

the implementation of the risk

management framework, monitors

its ongoing e©ectiveness and

regularly reports to the board. The

Committee undertook a formal review

of the risk management framework

during the reporting period.

Auditor Independence

The Audit and Risk Committee

is responsible for making

recommendations to the board about

the appointment or replacement of,

and for monitoring the e©ectiveness

and independence of, the Group’s

external auditors. The Committee

Charter requires that the external

auditor or lead audit partner is

changed at least every ve years.

The Committee reviews and assesses

the independence of the external

auditor on an annual basis.

20KATHMANDU ANNUAL REPORT 2019

Kathmandu does not currently have an
internal audit function and therefore

does not comply with Recommendation

7.3 of the NZX Code / Recommendation

7.3 of the ASX Code. Kathmandu

considers that the external advisors it

currently engages provide a su cient

system for evaluating and continually

improving the e©ectiveness of risk

management for Kathmandu and

delivers appropriate objective assurance

on risk management. The Committee

will continue to monitor whether

this current practice is su cient

for Kathmandu’s requirements.

Kathmandu’s external auditor

attends the annual meetings of

the company and is available to

answer any questions from investors

relevant to the external audit.

Health and Safety

Kathmandu is dedicated to cultivating

a strong safety culture and awareness

of health and safety risks, performance

and management within the

Kathmandu Group. Kathmandu has

adopted an integrated approach to

safety and wellbeing, which recognises

that workplace safety, health and

mental health all contribute to an

employee’s overall wellbeing.

Kathmandu maintains a Safety and

Wellbeing intranet site ‘Destination

Safe’ which contains a range of

resources, tools and information

employees can access to assist in

keeping workplaces safe covering

incident and emergency response

and hazard and risk management.

Lag indicators of health and safety

risks during the reporting period:

Lost time injury* frequency rate (number

of lost time injuries per 1,000,000 hours

worked): 4.35 (2018: 5.0)

* A lost time injury is an injury resulting

in time lost greater than 1 shift

More information on Health, Safety and

Wellbeing in the Group can be found in

the Kathmandu Sustainability Report,

a copy of which is available through

the Kathmandu investor website.

Our Team

Kathmandu’s goal is to attract, retain

and engage a world-class team of

passionate professionals to drive the

success of the Kathmandu business.

Kathmandu strives to support each

team member to further develop his or

her skill-set, to be fairly rewarded for

his or her e©orts, and to feel supported

by an inclusive and progressive culture.

Remuneration Policy

Kathmandu maintains a remuneration

policy in relation to its Directors,

executives and employees which

provides for remuneration at fair and

reasonable levels throughout the

Kathmandu Group. The purpose of

the policy is to provide for coherent

remuneration practices which enable

the attraction and retention of high

calibre individuals who contribute

positively to the achievement of

Kathmandu’s strategy and objectives,

and ultimately create value for

Kathmandu shareholders. The

remuneration of executive and non-

executive Director remuneration is

clearly di©erentiated in the policy.

Kathmandu is committed to rewarding

its employees with compensation and

benet programmes that are based on

performance merit and experience. In

2019, an audit on employee pay parity

was completed. Based upon the results

of this audit, Kathmandu has evidence

that supports pay equality between

gender and other diversity indicators,

with no evidence of pay disparity

between persons holding the same

or similar roles. A review of gender

pay parity is conducted annually.

Further information on Director

and O cer remuneration, including

the arrangements in place for

remuneration of the Group’s CEO, is

set out in the “Remuneration Report”

section of this Annual Report.

Diversity Policy

Kathmandu recognises the value of

a diverse and skilled workforce and is

committed to creating and maintaining

an inclusive and collaborative

workplace culture that will provide

sustainability for the business into

the future. Di©erent perspectives

arising from diversity encourage an

innovative, responsive, productive and

competitive business and create value

for our customers and shareholders.

Kathmandu is dedicated to

leveraging the diverse backgrounds,

experiences and perspectives of its

people to provide excellent customer

service and innovative products to

an equally diverse community.

Kathmandu’s commitment to

recognising the importance of

diversity extends to all areas of the

business including talent acquisition,

learning and development, succession

planning, internal transfer &

promotion, retention of employees,

and company policy and procedures.

Kathmandu has established a diversity

policy in accordance with the principles,

including the NZX Diversity Policies and

Disclosure Guidance note. This policy

encompasses Kathmandu’s Diversity

Principles, which a rm Kathmandu’s

commitment to harnessing di©erences

to encourage an innovative, responsive

and productive workplace, creating

value and rewards for customers, the

team, shareholders and the community.

As part of its diversity policy,

Kathmandu has established

measurable objectives for achieving

diversity, including across the Gender,

21KATHMANDU ANNUAL REPORT 2019CORPORATE GOVERNANCE

Generation and Culture proles of
the Group. Kathmandu carries out

an annual assessment of its diversity

objectives and measures its progress

towards achieving these objectives.

In relation to its Generation and

Culture proles, Kathmandu has made

progress towards achieving its age

prole and cultural diversity objectives.

Kathmandu is proud of its ethnic and

cross-generational diversity, which

re ects the diversity of its customers,

business partners and community.

In relation to gender diversity,

Kathmandu’s objective is to improve

representation of women at senior

leadership levels. As at 31 July 2019,

in relation to Kathmandu’s:

• Board of Directors, one out

of six Directors is female (this

is the same as FY18)*

• Executive management, two out

of eleven positions were held

by women (for FY18 this was

one out of nine positions).

• Across the entire organisation:

58% of all team members

are female, 42% male. (FY18,

59% female, 41% male)

*Andrea Martens has been appointed

as a Director e©ective 1 August 2019.

The board has been actively searching

for new candidates with the right

skills and experience to take up a

position as a Director of Kathmandu

and has recently appointed Andrea

Martens, e©ective 1 August 2019. The

board continues to strive towards

achieving its gender diversity targets.

Interacting with our Investors

Kathmandu is committed to keeping

our stakeholders and owners e©ectively

and comprehensively informed of

all relevant information a©ecting

Kathmandu in accordance with all

applicable laws and Kathmandu’s

communication strategy.

Information is communicated to

investors through the lodgement of all

relevant nancial and other information

with ASX and NZX, publishing

information on the Kathmandu investor

website, annual shareholder meetings,

annual and interim reporting, analyst

and investor briengs and roadshows.

Website

The Kathmandu investor website (www.

kathmanduholdings.com) contains

all key communications concerning

the company, along with information

about Kathmandu’s core values,

corporate social responsibility, proles

of its board and management, key

governance policies, the Charters

of the board Committees, copies of

current and past annual reports and

transcripts of annual meetings.

All relevant announcements made

to the market are shown on the

Kathmandu investor website as soon

as they have been released to ASX

and NZX. Announcements lodged

during the past ve years can also be

accessed through the investor website.

Communication

Kathmandu encourages investors

to communicate with the company

electronically. Investors can contact

the company through the investor

website at www.kathmanduholdings.

com/contact/. Investors have the option

of receiving their communications,

which includes the annual report,

from Kathmandu electronically.

Kathmandu actively engages

with its investors through annual

meetings, meeting with stakeholders

on request and responding to

enquiries from time to time.

Approach to Seeking

Additional Equity Capital

The board acknowledges

Recommendation 8.4 of the NZX Code

which suggests that where Kathmandu

requires additional equity capital, where

practical, the board should favour

capital raising methods that provide

existing equity security holders with

an opportunity to participate in the

o©er on a pro-rata basis. The board

will take Recommendation 8.4 into

account, along with a number of other

factors when considering options for

any potential capital raising. Ultimately

the board will chose methods to

raise equity, when needed, which are

necessary and desirable to achieve the

best outcomes for Kathmandu in the

context of any anticipated transaction

or proposal for which additional

equity capital may be required.

Meetings and Voting

Where voting by shareholders on

a matter concerning Kathmandu

is required, the board encourages

investors to attend the shareholders

meeting or to send in a proxy

vote. All voting at the company’s

annual shareholder meetings is

conducted by way of poll on the

basis of one share, one vote.

Kathmandu’s annual meetings are

held primarily in New Zealand, and

periodically in Australia, in order

to maximise the opportunity for

shareholders to participate. Webcasts

of annual meetings are also available

to allow participation where a

shareholder is unable to attend in

person. The company’s notice of

meeting will be available at www.

kathmanduholdings.com/investor-

relations/nzx-announcements/

22KATHMANDU ANNUAL REPORT 2019

1. Summary
Kathmandu’s nancial results

for FY2019 re ect a continuation

of a return to sustainable long-

term protable growth.

Earnings before interest and tax

(EBIT) was $84.3m an increase of

12.7% and Net Prot after Tax was

$57.6m, a 13.7% increase over FY2018.

FY2019 remuneration

• Non-Executive Directors

fees increased by 2.0%.

• Executive base salary increases

were limited to 2.0%.

• Short term incentives (cash) were

paid to all eligible Executives

(including the CEO) for partially

meeting the Group nancial

performance target (EBIT).

• Short term incentives (equity)

were not earned by any eligible

Executive (excluding CEO and COO).

2. Key Management

Personnel

The following Executives are identied

as Key Management Personnel with

the authority and responsibility along

with the Directors for planning,

directing and controlling the

activities of the Group, directly or

indirectly, during the nancial year:

Currently Employed:

Xavier Simonet

– Chief Executive O cer

Reuben Casey

– Chief Operating O cer

(Chief Financial O cer to 14 May 2019)

Chris Kinraid

– Chief Financial O cer, Company

Secretary (from 14 May 2019)

Remuneration

Report

Other Management Team

(Executive) members:

Currently Employed:

Ben Ryan

– General Manager, Product

Rebecca Edwards

– General Manager, Human Resources

Stephen Domancie

– General Manager, Retail

Stores & Operations

Caleb Nicolson

– General Manager, Supply Chain

Paul Stern

– General Manager, Marketing & Online

Jolann van Dyk

– Chief Information O cer

Mark Handy

– General Manager, Merchandising

(from 4 September 2017)

Amy Beck

– President Oboz / Kathmandu

North America (from 1 April 2019)

The Group employed all of the

above Executives for the full

years ended 31 July 2018 and

2019, unless otherwise stated.

Throughout their period of

employment, Reuben Casey, Chris

Kinraid, Caleb Nicolson, Jolann Van

Dyk, Rebecca Edwards, Mark Handy

and Ben Ryan were employees of

Kathmandu Limited (New Zealand),

Xavier Simonet, Paul Stern, and

Stephen Domancie were employees of

Kathmandu Pty Limited (Australian)

and Amy Beck was an employee of

Oboz Footwear LLC (American).

3. Principles used to

determine the nature and

amount of remuneration

The Company’s Remuneration

Committee of the Board, currently

comprising all independent non-

Executive Directors, determines the

quantum and structure of Directors

and Executive remuneration. The

composition, role and responsibility

of the Committee is outlined in the

Corporate Governance Statement

on page 14 of this annual report. The

Committee adopts a series of principles

in determining remuneration related

decisions. The principles used are:

• The remuneration structure

should reward those employees

who have the ability to in uence

the achievement of the Group’s

strategic objectives and business

plans to enhance shareholder

value for successful Group

performance outcomes and

their contribution to these;

• Executive remuneration should

be market competitive, and

generally account for market

practice including consideration

of employee place of domicile;

• Executives’ remuneration

package should have:

- a substantial portion of their

total remuneration that is “at

risk” and aligned with reward

for creating shareholder value,

- an appropriate balance

between short and long-

term performance focus

and outcomes,

- a mix of cash and equity

based remuneration;

23KATHMANDU ANNUAL REPORT 2019REMUNERATION REPORT

• The CEO, because of his leadership
role in establishing and delivering

achievement of medium and

long term Group strategic

objectives and business plans,

and increasing shareholder value

over that period should, relative

to other Executives, have:

- a greater proportion of total

remuneration (at least 50%)

that is “at risk”, i.e. contingent

upon the achievement of

performance hurdles, and

- a greater proportion of “at

risk” remuneration weighted

towards equity based

rewards rather than cash;

• Non-Executive Directors’

remuneration should enable the

Company to attract and retain

high quality Directors with the

relevant experience. In order

to maintain independence and

impartiality non-Executive Directors

should not receive performance

based remuneration; and

• The Board uses discretion

when setting remuneration

levels, taking into account

interests of shareholders, the

current market environment

and Group performance.

4. Remuneration

framework

The Board, through the Committee

undertakes its governance role in

establishing Executive remuneration

including, where required,

use of external independent

remuneration consultants and/

or available market information.

The Executive remuneration

structure has three components:

a) Base salary and benets

b) Short term incentives determined

on the basis of achievement of

specic targets and outcomes

relating to annual Group nancial

performance and individual value

adding performance objectives.

The available incentive reward is

split between cash and equity.

c) Long term incentives via

participation in the Company’s

Long Term Incentive plan.

a) Base salary and beneˆts

Base salary for Executives is

reviewed annually to assess

appropriateness to the position and

competitiveness with the market.

b) Short term incentives (STI)

Executives are eligible to participate

in an annual STI that delivers rewards

by way of cash and/or deferred equity.

Group Earnings before interest and

tax (EBIT), has been determined as

the appropriate nancial performance

target to trigger payment of STI.

The amount of any STI paid in

a year is dependent upon:

a. the level of performance

achieved against the Group’s

nancial performance target

(EBIT) for the year; and

b. the outcome of individual

value adding performance,

measured by achievement of

individual KPI’s, subject to a

minimum level of performance

achieved by the Group relative

to the nancial performance

target (EBIT) for the year.

The weighting of STI between Group

nancial performance, individual

KPI’s, cash and deferred equity is:

Short term incentive weighting:CEOExecutives

CashEquityCashEquity

Group nancial performance target¼μ%-³ ̧%»º%

Individual KPI achievement¶μ%-³¹%-

Total® ̄ ̄%-°±%±²%

For Executives where a short-term equity incentive is earned, vesting is subject to

ongoing employment by the Group for a period of one year following the end of the

nancial year in which the incentive is earned.

24KATHMANDU ANNUAL REPORT 2019

c) Long Term Incentive Plan (LTI)
Shareholders reapproved the current

LTI at the Company’s 2016 Annual

General Meeting based on the granting

of nil cost performance rights. Rights

have been o©ered each year since the

plan was originally approved in 2010.

The plan is intended to focus

performance on achievement of key

long term performance metrics. The

selected performance measures provide

an appropriate balance between

relative and absolute Company

performance. The Board continues

to reassess the plan and its structure

to best support and facilitate the

growth in shareholder value over

the long term relative to current

business plans and strategies. Any

grants made to Executive Directors

are subject to shareholder approval.

Rights granted are dependent upon

the Company achieving Earnings

per Share (EPS) and/or relative Total

Shareholder Return (TSR) targets over

specied performance periods, with

the value of rights allocated between

EPS and relative TSR determined each

year. EPS is measured on a compound

annual growth basis and TSR is

measured on a relative basis against

a comparator group of ASX listed

companies (other than metal and

mining stocks) ranked 101 to 200 in the

S&P/ASX200 as at the date of the grant.

Performance measurement under

either criterion is at the end of each

applicable performance period with

no ability to re-test. Fifty per cent

of the relevant portion of the award

vests for achievement of targets and

a further fty per cent vests for the

achievement of aspirational targets. A

sliding scale operates between target

and aspirational performance levels.

In FY2019, grants were

made to the CEO and COO.

The Board resolved to grant nil cost performance rights that:

• Were measurable for a single specied performance period of three years; and

• Required achievement of relative TSR targets and EPS growth targets over

a single specied performance period of three years with the value of rights

allocated 50:50 between EPS and relative TSR.

Performance measurement under either criterion is at the end of the performance

period with no ability to re-test.

5. CEO Remuneration details:

CEO remuneration comprises a mixture of base salary, STI and LTI:

CEO 2019 Remuneration package A$’000

Fixed

(Base salary, superannuation) ·³¼

STI (ºμ% of xed) » ̧º

LTI (¼μ% of xed) * ¹¼ ̧

Maximum potential remuneration ́, ̧μ³

* Vesting dependent on achievement of performance hurdles measured over a three-year period.

Vesting date 1 December 2021.

• More than half (57%) the total remuneration for the CEO is at risk;

• Over 85% of the at risk remuneration (all except for the STI KPI’s) is solely

dependent on outcomes of Group nancial performance against short and long

term targets; and

• All long term incentive (70% of Fixed Annual Remuneration) will be measured on

a single 3-year performance period.

Remuneration Structure – CEO and Executives:

Fixed

STI

LTI

COO/CFO

56%19%25%

Executives

66%34%

CEO

44%26%30%

25KATHMANDU ANNUAL REPORT 2019REMUNERATION REPORT

FY2019 STI outcomes
For the year ended 31 July 2019 the Group nancial performance targets were

met and as a result, short-term cash incentives were paid to the extent of 15%

(26% of potential) of xed annual remuneration for the Chief Executive O cer.

5 Year CEO Remuneration



Single Figure

Remuneration

1

% STI

Achieved

Against

Maximum

Percentage

Vested LTI's

Against

Maximum

Span of LTI

Performance

Period

³μ ́ ̧Xavier Simonet ́,μμ¶,¹¹·

³

³º% ́μμ%³μ ́¹-³μ ́·

³μ ́·Xavier Simonet ́,»μ·,¶ ́¹ ́μμ%N/AN/A

³μ ́¼Xavier Simonet ́,³ ̧μ,μ³º ·º% N/A N/A

³μ ́ºXavier Simonet ́,¶ ̧ ́, ̧·¶ ́μμ% N/A N/A

³μ ́¹Xavier Simonet ́¶º,³º¼ - N/A N/A

Mark Todd


¼ ́¹,¹¶ ̧ -¹»%³μ ́μ-³μ ́»

1. Comprises of cash salary and fees, non-monetary benets, superannuation (excludes any

accounting expense for LTI).

2. On 14 December 2018 407,463 shares vested at a market value of $1,120,631 which is in addition to

the single gure remuneration disclosed above.

3. Acting CEO during FY2015.

Details of the remuneration of the

Directors and Key Management

Personnel and total remuneration

of other Executives of the Group,

for the current and prior nancial

years are set out in Note 6.3 of

the nancial statements.

6. Executive Service

agreements

All Executives are on employment

terms consistent with the remuneration

framework outlined in this report.

Each of the agreements has an open

term, and the period of notice to

be given by the employee is three

months (six months for the CEO).

The agreements provide for three

months base salary inclusive of any

applicable superannuation to be

paid in the event of a redundancy

(six months for the CEO).

26KATHMANDU ANNUAL REPORT 2019

1. Shares 100% vested and were issued 14 December 2018.
7. Non-Executive Directors’ fees

The current aggregate limit for non-Executive Directors’ fees is $A1,000,000 per annum. In FY2019 the base fee payable

(including superannuation if applicable) to the Chairman was $A234,000 and to a non-Executive Director $A122,000 per annum.

No additional fees are paid for sub-committee attendances. Overall, Directors fees for FY2019 have increased 2.0% from

the fees payable in FY2018.

Any Executive Directors do not receive Directors’ fees. The amounts approved for Directors’ fees are expressed in AUD

given the specic requirements for remuneration reporting applying to ASX listed companies, however all amounts

reported in the tables within this report are specied in NZD, being the reporting currency of the Company.

The Board reviews Directors’ fees annually seeking advice from external independent remuneration consultants as necessary.

Non-Executive Directors do not participate in the Company short or long term incentive schemes.

The following fees apply per annum:

Total FeesAUD $

Chairman³¶»,μμμ

Other non-Executive Directors ́³³,μμμ

Actual fees paid in year ended ¶ ́ July ³μ ́ ̧ (converted to reporting currency)

NZD $

Chairman³¹¹,μμº

Other non-Executive Directors ́¶¶,º³ ̧

8. Details of share-based compensation

The Company Long term incentive plan entitles the Board to grant performance rights for no cash consideration, at intervals

determined by the Board.

The number of rights granted and the applicable performance period over which EPS and relative TSR is measured is set out

below, along with the fair value of the rights at the grant date.

Grant Date

Rights Granted

during the year

Date

ExercisableExpiry Date

Total fair value of

Performance Rights

at Grant Date $

Executive Director – Xavier Simonet

³μ ́·³μ Dec ³μ ́·³μ»,¼¶ ̧ ́ Dec ³μ³ ́ ́ Dec ³μ³ ́¶·¼,¼¶º

³μ ́¼³μ Dec ³μ ́¼³ ̧³,·μ ̧ ́ Dec ³μ³μ ́ Dec ³μ³μ»··,»³μ

³μ ́º ́ ̧ Dec ³μ ́º³ ̧¶,μ¼· ́ Dec ³μ ́ ̧ ́ Dec ³μ ́ ̧¶¼·,μ¼ ́

³μ ́¹ ́º Dec ³μ ́¹»μ¼,»º¶ ́ Dec ³μ ́· ́ Dec ³μ ́·»¶¶, ̧»·

́

Shares issued to Directors, Other Executives and Senior Management on Vesting of Performance Rights:

Date GrantedDate Shares IssuedNumber of Shares Issued

³μ ́· ́º Dec ³μ ́¹ ́» Dec ³μ ́·»μ¼,»º¶

³μ ́·º Dec ³μ ́º ́μ Aug ³μ ́·»ºº,³» ̧

³μ ́¼ ́· Dec ³μ ́¹³³ Aug ³μ ́¼ºº ̧,ºº ̧

³μ ́¼ ́· Dec ³μ ́¹³ ̧ Mar ³μ ́¼ ́³,¹¶¼

Performance rights granted to each Executive will, subject to satisfaction of performance conditions, vest on the

basis of one ordinary share for each performance right which vests, at the end of each performance period.

27KATHMANDU ANNUAL REPORT 2019REMUNERATION REPORT

9. Additional information, Performance Rights Vesting
Performance rights granted, the percentage that vested, the percentage that forfeited and future potential vesting periods are

shown in the table below:

Grant DateVested %Forfeited %Financial periods

in which rights

may vest

Maximum total

number of rights

yet to vest

Maximum total

value of grants yet

to vest

Executive Director – Xavier Simonet

FY³μ ́ ̧μ.μ%μ.μ%FY³μ³³³μ»,¼¶ ̧¶·¼,¼¶º

FY³μ ́·μ.μ%μ.μ%FY³μ³ ́³ ̧³,·μ ̧»··,»³μ

FY³μ ́¼μ.μ%μ.μ%FY³μ³μ³ ̧¶,μ¼·¶¼·,μ¼ ́

FY³μ ́º ́μμ%μ.μ%FY³μ ́ ̧

́

»μ¼,»º¶»¶¶, ̧»·

Other Executives and Senior Management:

FY³μ ́ ̧μ.μ%μ.μ%FY³μ³³¹º,º» ̧ ́μ·, ́¶ ́

FY³μ ́ ̧μ.μ% ́μμ%FY³μ³ ́» ̧º,¼¶»-

FY³μ ́·μ.μ%μ.μ%FY³μ³ ́· ́,º³· ́¶º, ́¹ ̧

FY³μ ́· ̧μ.μ% ́μ.μ%FY³μ³μ

³

¹¹ ́, ́·º ́, ́· ́,»º¶

FY³μ ́¼μ.μ%μ.μ%FY³μ³μ·³,¼¶³ ́μº,¼³»

FY³μ ́¼·». ̧% ́¹. ́%FY³μ ́ ̧


»ºº,³» ̧ ¼ ̧¼,³·º

1. Shares 100% vested and were issued 14 December 2018.

2. Shares were issued on 14 August 2019.

3. Shares were issued on 10 August 2018

The maximum value of performance rights yet to vest has been determined as the total number of performance rights still to

vest multiplied by the fair value of each performance right at grant date.

28KATHMANDU ANNUAL REPORT 2019

Company performance
All Executives’ short term incentive is dependent upon the Company’s overall nancial performance for each nancial year.

Long term incentive is dependent upon both earnings per share growth and relative total shareholder returns over a range of

performance periods.

With reference to the measurement of long term incentive performance the table below outlines the Company’s earnings and

share performance since its listing on 13 November 2009:

YearNPAT Growth

Basic EPS

cents per

share

Basic EPS

growth

Share price

at start of

year

Share price

at end of

year

Share price

growth

Ordinary

dividends paid or

declared per share

FY³μ ́μ À ̧.»m NA μ.¶NAÀ³. ́¶À³.μ¹(¶.·%)Àμ.μ¼

FY³μ ́ ́ À¶ ̧. ́m ¶ ́º.μ% ́ ̧.¹º¹xÀ³.μ¹À³.³μ¼.¶%Àμ. ́μ

FY³μ ́³À¶». ̧m( ́μ.¼%) ́¼.»μ. ̧xÀ³.³μÀ ́.¹ ̧(³¼.¼%)Àμ. ́μ

FY³μ ́¶À»».³m³º.º%³³. ́ ́.¶xÀ ́.¹ ̧À³.¶¼» ̧. ́%Àμ. ́³

FY³μ ́»À»³.³m(».¹%)³ ́.μ ́.μxÀ³.¶¼À¶.¶¶»μ.¹%Àμ. ́³

FY³μ ́¹À³μ.»m(¹ ́.¼%) ́μ. ́μ.¹xÀ¶.¶¶À ́.¼μ(»·. ̧%)Àμ.μ·

FY³μ ́ºÀ¶¶.¹mº».³% ́º.º ́.ºxÀ ́.¼μÀ ́.·μ¹. ̧%Àμ. ́ ́

FY³μ ́¼À¶·.μm ́¶.»% ́·. ̧ ́. ́xÀ ́.·μÀ³.³¼³º. ́%Àμ. ́¶

FY³μ ́·À¹μ.¼m¶¶.»%³».μ ́.¶xÀ³.³¼À¶.μ·¶¹.º%Àμ. ́¹

FY³μ ́ ̧À¹¼.ºm ́¶.¼%³¹.¹ ́. ́xÀ¶.μ·À³. ́¶(¶μ.·%)Àμ. ́º

Share price quoted is the NZX listing price. The Company is listed on both the ASX and NZX and options will vest on both

exchanges, dependent on where the employee is based.

Shares under options or performance rights

There are no unissued ordinary shares of the Company under any vested options or performance rights at the date of this report.

29KATHMANDU ANNUAL REPORT 2019REMUNERATION REPORT

10. Remuneration of Auditors
Details of remuneration of Auditors is set out in Note 6.8 of the Financial Statements.

Non-Audit Services

PricewaterhouseCoopers were appointed auditors of Kathmandu Holdings Limited in 2009 and whilst their main role is to provide

audit services to the Company, the Company does employ their specialist advice where appropriate. In each instance, the

Board has considered the nature of the advice sought in the context of the audit relationship and in accordance with the advice

received from the Audit and Risk Committee, does not consider these services compromised the auditor independence for the

following reasons:

• All non-audit services have been reviewed by Audit and Risk Committee to ensure they do not impact the impartiality and

objectivity of the auditor

• None of the services undermined the general principles relating to auditor independence, including not reviewing or auditing

the auditor's own work, not acting in a management or a decision making capacity for the Company, not acting as

advocate for the Company or not jointly sharing economic risk or rewards.

This report is made in accordance with a resolution of the Directors.

David Kirk

Chairman

Xavier Simonet

Managing Director

30KATHMANDU ANNUAL REPORT 2019

Financial
Statements

For the Year Ended 31 July 2019

Directors’ Approval of Consolidated Financial Statements

...32

Consolidated Statement of Comprehensive Income

............33

Consolidated Statement of Changes in Equity

....................34

Consolidated Balance Sheet

...............................................35

Consolidated Statement of Cash Flows

...............................36

Notes to the Consolidated Financial Statements

Section 1: Basis of Preparation .....................................38

Section 2: Results for the Year......................................40

Section 3: Operating Assets and Liabilities ...................47

Section 4: Capital Structure and Financing Costs .........54

Section 5: Group Structure ..........................................63

Section 6: Other Notes ................................................65

Auditors’ Report

................................................................74

Table of Contents

In this section...

The consolidated financial statements have been presented in a style which attempts to make

them less complex and more relevant to shareholders. We have grouped the note disclosures into

six sections: ‘Basis of Preparation’, ‘Results for the Year’, ‘Operating Assets and Liabilities’, ‘Capital

Structure and Financing Costs’, ‘Group Structure’ and ‘Other Notes’. Each section sets out the

accounting policies applied in producing the relevant notes. The purpose of this format is to provide

readers with a clearer understanding of what drives financial performance of the Group. The aim of

the text boxes is to provide commentary on each section or note, in plain English.

Keeping it simple...

Notes to the financial statements provide information required by accounting standards or Listing

Rules to explain a particular feature of the financial statements. The notes which follow will also

provide explanations and additional disclosures to assist readers’ understanding and interpretation

of the annual report and the financial statements

31KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS

32KATHMANDU ANNUAL REPORT 2019
Authorisation for Issue

The Board of Directors authorised the issue of these Consolidated Financial Statements on 18 September 2019.

Approval by Directors

The Directors are pleased to present the Consolidated Financial Statements of Kathmandu Holdings Limited for the year ended

31 July 2019 on pages 33 to 73.

18 September 2019

David Kirk Date

18 September 2019

Xavier Simonet Date

For and on behalf of the Board of Directors

Directors’ Approval of

Consolidated Financial Statements

For the Year Ended 31 July 2019

33KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
Consolidated Statement

of Comprehensive Income

For the Year Ended 31 July 2019

Section2019

NZ$’000

2018

NZ$’000

Salesƒ.ƒ„…„,‡ˆ‰…Š‹,…Œ‹

Cost of sales(ƒˆŒ,ˆƒ„)(ˆ‰ˆ,Їˆ)

Gross pro“t ŒŒƒ,…ŠŒŒˆ„,…‹‡

Other incomeˆ,ˆŒ•-

Selling expensesƒ.ƒ(ˆ‡•,„‰ˆ)(ˆ„„,‡‹‹)

Administration and general expensesƒ.ƒ(‹Œ,…‹‹)(‹•,•Œ‰)

(ƒŒƒ,Šƒ‰)(ƒƒ„,‹ˆ„)

Earnings before interest, tax, depreciation and amortisationƒƒ,„…„†ƒ,‡…ˆ

Depreciation and amortisationŒ.ƒ/Œ.Œ(ˆ„,ƒ‹ƒ)(ˆ…,Š„‰)

Earnings before interest and tax†‰,Šƒ‹‡‰,†Œ‹

Finance incomeŒ‹…‹

Finance expenses(ƒ,Š„ƒ)(ˆ,ˆ•‡)

Finance costs - net….ˆ.ˆ(ƒ,Šˆ„)(ˆ,•„Š)

Profit before income tax†ˆ,‹‡†‡‹,‡‰‰

Income tax expenseƒ.Œ(ƒŒ,‹…„)(ƒŒ,•‹Œ)

Profit after income tax„‡,…‹‹„Œ,…‡ˆ

Other comprehensive income/(expense) that may be recycled through profit or loss:

Movement in cash œow hedge reserve ….Œ.ƒ‡ƒ•‰,‰ƒ•

Movement in foreign currency translation reserve….Œ.ƒ(Œ,ƒŠ‹)ˆ•,„ˆ‰

Other comprehensive income/(expense) for the year, net of tax(Š,…‡‡)ˆƒ,‹‹†

Total comprehensive income for the year attributable to shareholders„‰,ƒ„…‡Œ,ŒŒƒ

Basic earnings per share ƒ.…ƒ„.„cpsƒ….•cps

Diluted earnings per shareƒ.…ƒ„.ŒcpsƒŒ.‰cps

Weighted average basic ordinary shares outstanding (‘•••)ƒ.…ƒƒ‡,•ƒ…ƒˆˆ,ƒ‡ˆ

Weighted average diluted ordinary shares outstanding (‘•••)ƒ.…ƒƒ‹,Š‰ŠƒˆŒ,ˆ‰‹

34KATHMANDU ANNUAL REPORT 2019
Consolidated Statement

of Changes in Equity

For the Year Ended 31 July 2019

Share

Capital

NZ$’000

Cash Flow

Hedge

Reserve

NZ$’000

Foreign

Currency

Translation

Reserve

NZ$’000

Share

Based

Payments

Reserve

NZ$’000

Retained

Earnings

NZ$’000

Total

Equity

NZ$’000

Balance as at Œˆ July ƒ•ˆ‹ƒ••,ƒ•Š(„,Œƒƒ)(ˆŠ,…ŠŒ)ˆ,‰ˆŒˆ…Š,‰ŠŒŒƒ‹,ˆ••

Pro“t after tax----„•,‡‹ˆ„•,‡‹ˆ

Other comprehensive income-‰,‰ƒ•ˆ•,„ˆ‰--ˆŠ,ŒŒ‰

Dividends paid----(ƒ‹,ƒ•‰)(ƒ‹,ƒ•‰)

Issue of share capital…Š,‡‹Œ--(Š‹ˆ)-…‰,‹•ƒ

Share based payment expense---ˆ,…‰Š-ˆ,…‰Š

Deferred tax on share-based payment

transactions

---…ƒŠ-…ƒŠ

Balance as at ‹ˆ July ŠŒˆ†Š‰ƒ,††Š‹,‰ƒ†(†,ƒ‡„)Š,‡…Œˆ‡‹,‹„…‰ŠŒ,„Šˆ

Pro“t after tax----„‹,‡ŒŒ„‹,‡ŒŒ

Other comprehensive income-‡ƒ•(Œ,ƒŠ‹)--(ƒ,‡‹‹)

Dividends paid----(ŒŒ,‰‰Œ)(ŒŒ,‰‰Œ)

Issue of share capitalˆ,ƒŒˆ--(ˆ,ƒŒˆ)--

Share based payment expense---‹ƒˆ-‹ƒˆ

Lapsed share options---(ˆ…)ˆ…-

Deferred tax on share-based payment

transactions

---(ƒ„Œ)-(ƒ„Œ)

Balance as at ‹ˆ July ŠŒˆƒŠ„ˆ,ˆˆ‹‰,ˆˆ†(ˆŠ,ЇŠ)ˆ,ƒ†‹ˆƒ‡,ˆŠŒ‰‰Š,Œ…Š

35KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
Consolidated Balance Sheet

As at 31 July 2019

Section

2019

NZ$’000

2018

NZ$’000

ASSETS

Current assets

Cash and cash equivalentsŒ.ˆ.ƒ‡,ƒŒ•‰,ˆ…‡

Trade and other receivablesŒ.ˆ.Œˆ…,ƒ•‡ˆŒ,…„Œ

InventoriesŒ.ˆ.ˆˆƒƒ,‹‹Œˆˆˆ,ŠƒŠ

Derivative “nancial instruments….ƒ…,Ї…„,•‹‡

Other “nancial assetsŒ.ˆ.…-ƒƒ,ˆ‰•

Total current assetsˆ‰†,ˆ‡‹ˆ…Œ,‡†‰

Non-current assets

Property, plant and equipmentŒ.ƒ‡•,ŒˆŠ‡Œ,„ˆ…

Intangible assetsŒ.ŒŒ‰‡,•‡ˆŒ‰‡,Š•‡

Total non-current assets‰‰…,‹†Œ‰„Œ,‰ŠŒ

Total assets„ƒ‰,„„‹…ˆˆ,ŠŒ‰

LIABILITIES

Current liabilities

Trade and other payablesŒ.ˆ.„‹…,„‡•‹ƒ,‹‹•

Derivative “nancial instruments….ƒˆˆŒˆ„‡

Current tax liabilities‡,…„‰Š,Ї‰

Other “nancial liabilitiesŒ.ˆ.‡-ƒˆ,ŠŠ…

Total current liabilities†ˆ,ˆ‹ˆˆŒ‰,†††

Non-current liabilities

Derivative “nancial instruments….ƒŠ‡ƒ

Interest bearing liabilities….ˆƒ„,„••ŒŠ,„••

Deferred taxƒ.Œ…„,‰„ˆ…‡,ƒŒŒ

Total non-current liabilities‡ˆ,‹…Œ†„,‡ƒ„

Total liabilitiesˆ„Š,‰ƒˆˆƒŒ,…†‹

Net assets‰‰Š,Œ…Š‰ŠŒ,„Šˆ

EQUITY

Contributed equity - ordinary shares….Œ.ˆƒ„ˆ,ˆˆŒƒ…Š,‰‰ƒ

Reserves….Œ.ƒ(‡,ˆ‹ˆ)(ƒ,‹ˆ‹)

Retained earningsˆŠ‹,ˆƒ•ˆ‹Œ,Œ„‡

Total equity‰‰Š,Œ…Š‰ŠŒ,„Šˆ

36KATHMANDU ANNUAL REPORT 2019
Consolidated Statement

of Cash Flows

For the Year Ended 31 July 2019

Section

2019

NZ$’000

2018

NZ$’000

Cash flows from operating activities

Cash was provided from:

Receipts from customers„…‡,…ŠŠ„•ƒ,‹•Œ

Income tax receivedƒ•‹ˆ„‡

Interest received‡ƒˆ…‹

„…‹,Œƒ‹„•ƒ,Š•‡

Cash was applied to:

Payments to suppliers and employees…„„,‹…Œ…•‡,„•‰

Income tax paidƒ‡,‡‹Œˆ‰,‹ˆ•

Interest paidŒ,ƒŒ‹ƒ,•‰‹

…‰„,‡„Œ…ƒ‹,Œ•„

Net cash inflow from operating activities…ˆ,…‡‰‡„,…Œˆ

Cash flows from investing activities

Cash was provided from:

Proceeds from sale of property, plant and equipmentˆ-

Proceeds from investment in other “nancial assetsŒ.ˆ.…ƒƒ,Œƒˆ-

ƒƒ,Œƒƒ-

Cash was applied to:

Purchase of property, plant and equipmentŒ.ƒˆˆ,Œ…„ˆ…,Œ••

Purchase of intangiblesŒ.Œ…,Œ„ˆƒ,ŒŠ…

Acquisition of subsidiaries„.ˆƒƒ,Œƒˆ‰ƒ,‹…‡

Investments in other “nancial assetsŒ.ˆ.…-ƒƒ,ˆ‰•

Œ‰,•ˆ‹ˆƒˆ,‡ƒ•

Net cash outflow from investing activities(ˆ„,…ƒ„)(ˆŠˆ,…ŠŒ)

Cash flows from financing activities

Cash was provided from:

Proceeds of loan advancesŠƒ,‡•‡ˆ…‰,‰ˆ„

Proceeds from share issues-…‰,‹•ƒ

Šƒ,‡•‡ˆŠ‹,„ˆ‹

Cash was applied to:

Dividends paidŒŒ,‰‰Œƒ‹,ƒ•‰

Repayment of loan advancesˆ•‡,‡•‡ˆˆŠ,Š•‹

ˆ…•,…‰Šˆ…‹,ˆˆ„

Net cash inflow / (outflow) from financing activities(‰‡,††‹)„Œ,‰ŒŠ

Net increase / (decrease) in cash held(ˆ,ƒŒ‰)‰,‹†‹

Opening cash and cash equivalents ‰,ˆ…‡Œ,„Œ‹

E¦ect of foreign exchange rates(ˆƒ)ƒƒ‡

Closing cash and cash equivalents‹.ˆ.Š…,Š‹Œ†,ˆ‰…

37KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
Reconciliation of net prot aer taxation with

cash inow from operating activities

Reconciliation of movement in term loans

Section2019

NZ$’000

2018

NZ$’000

Pro“t after taxation „‹,‡ŒŒ„•,‡‹ˆ

Movement in working capital:

(Increase) / decrease in trade and other receivables(Œ‹Š)„,ƒ‹ƒ

(Increase) / decrease in inventories(ˆŒ,•…ƒ) (ˆŒ,‰‹Œ)

Increase / (decrease) in trade and other payablesŒ,‡‡ƒˆ•,‰‰…

Increase / (decrease) in tax liability(Œ,ƒ‡•)‡,…•„

(ˆŒ,•ˆŠ)‰,‡‰‰

Add non-cash items:

DepreciationŒ.ƒˆˆ,Šƒ•ˆˆ,„‹‡

Amortisation of intangiblesŒ.ŒŒ,Œ„ƒŒ,Œ‰ƒ

Foreign currency translation of working capital balances (ƒ‰‡) (…Œ•)

Increase / (decrease) in deferred taxation„ŒŠ(ˆ,‰Šˆ)

Employee share based remuneration‡.…‹ƒˆˆ,…‰Š

Loss on sale of property, plant and equipmentŒ.ƒ‰ˆ…ƒ,ˆˆ‡

ˆ‹,•‡•ˆ‡,ƒ…ƒ

Cash in¤ow from operating activities…ˆ,…‡‰‡„,…Œˆ

Balance ‹ˆ July ŠŒˆ†ŒŠ,„••

Net cash œow movement(ˆ…,•••)

Foreign exchange movement-

Balance ‹ˆ July ŠŒˆƒŠ„,„ŒŒ

38KATHMANDU ANNUAL REPORT 2019
Section 1 Basis of Preparation

In this section

This section sets out the Group’s accounting policies that relate to the nancial statements as a

whole. Where an accounting policy is specic to one note, the policy is described in the note to

which it relates.

Notes to the Consolidated Financial Statements

1.1 General information

Kathmandu Holdings Limited (the Company) and its

subsidiaries (together the Group) is a designer, marketer,

retailer and wholesaler of clothing, footwear and equipment

for travel and adventure. It operates in New Zealand,

Australia, United Kingdom and United States of America.

The Company is a limited liability company incorporated and

domiciled in New Zealand. Kathmandu Holdings Limited is

a company registered under the Companies Act 1993 and is

a FMC reporting entity under Part 7 of the Financial Markets

Conduct Act 2013. The address of its registered oªce is 223

Tuam Street, Central Christchurch, Christchurch.

The Company is listed on the NZX and ASX.

The “nancial statements of the Group have been prepared in

accordance with the requirements of Part 7 of the Financial

Markets Conduct Act 2013 and the NZX Listing Rules.

These audited consolidated “nancial statements have

been approved for issue by the Board of Directors on

18 September 2019.

1.2 Summary of signi¦cant

accounting policies

These consolidated “nancial statements have been

prepared in accordance with Generally Accepted Accounting

Practice. They comply with the New Zealand Equivalents

to International Financial Reporting Standards (NZ IFRS)

and other applicable Financial Reporting Standards, as

appropriate for pro“t-oriented entities. The “nancial

statements also comply with International Financial Reporting

Standards (IFRS).

The “nancial statements are presented in New Zealand

dollars, which is the Company’s functional currency and

Group’s presentation currency.

1.2.1 Basis of preparation

The principal accounting policies adopted in the preparation

of the “nancial statements are set out below. These policies

have been consistently applied to all periods presented, unless

otherwise stated.

Basis of consolidation

The “nancial statements reported are for the consolidated

“Group” which is the economic entity comprising Kathmandu

Holdings Limited and its subsidiaries.

The Group is designated as a for pro“t entity for “nancial

reporting purposes.

Subsidiaries are consolidated from the date on which control

is obtained to the date on which control is lost.

In preparing the Group “nancial statements, all material

intra-group transactions, balances and unrealised gains

on transactions between Group companies are eliminated.

Unrealised losses are also eliminated. When necessary,

amounts reported by subsidiaries have been adjusted to

conform to the Group’s accounting policies.

Historical cost convention

These “nancial statements have been prepared under

the historical cost convention, as modi“ed by the revaluation

of certain assets as identi“ed in the speci“c accounting

polices provided below.

39KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
Critical accounting estimates

The Group makes estimates and assumptions concerning the

future. The resulting accounting estimates will, by de“nition,

seldom equal the related actual results. The estimates and

assumptions that have a signi“cant risk of causing a material

adjustment to the carrying amounts of assets and liabilities

within the next “nancial year are discussed below.

Estimates and judgements are continually evaluated and

are based on historical experience as adjusted for current

market conditions and other factors, including expectations

of future events that are believed to be reasonable under

the circumstances.

Further explanation as to estimates and assumptions made

by the Group can be found in the following notes to the

“nancial statements:

Area of Estimation

Section

Business Combinations – purchase price

allocation

„.ˆ

Goodwill and Brand – assumptions underlying

recoverable value

Œ.Œ

Inventory – estimates of obsolescenceŒ.ˆ.ˆ

Fair value of derivatives – assumptions underlying

fair value

….ƒ

Foreign currency translation

The results and “nancial position of all the Group entities

(none of which has the currency of a hyper-inœationary

economy) that have a functional currency di¦erent from the

presentation currency are translated into the presentation

currency as follows:

• Assets and liabilities for each balance sheet presented

are translated at the closing rate at the date of that

balance sheet;

• Income and expenses for each statement of

comprehensive income are translated at average

exchange rates (unless this average is not a reasonable

approximation of the cumulative e¦ect of the rates

prevailing on the transaction dates, in which case income

and expenses are translated at the rate on the dates of

the transactions); and

• All resulting exchange di¦erences are recognised in other

comprehensive income.

On consolidation, exchange di¦erences arising from the

translation of the net investment in foreign operations, and

of borrowings and other currency instruments designated as

hedges of such investments, are taken to shareholders’ equity.

40KATHMANDU ANNUAL REPORT 2019
Section 2 Results for the Year

In this section

This section focuses on the results and performance of the Group. On the following pages you will

nd disclosures explaining the Group’s results for the year, segmental information, taxation and

earnings per share.

2.1 Segment information

An operating segment is a component of an entity that engages in business activities which earns revenue and incurs expenses

and where the chief decision maker reviews the operating results on a regular basis and makes decisions on resource allocation.

The Group is organised into four operating segments, depicting the four geographical regions the Group operates in. The

New Zealand segment has been represented to exclude holding company balances. Other represents holding companies and

consolidation eliminations.

31 July 2019

Australia

NZ$’000

New

Zealand

NZ$’000

North

America

NZ$’000

Rest of

World

NZ$’000

Other

NZ$’000

Total

NZ$’000

Total segment salesŒŒŠ,ˆ‰ŠˆŒŠ,ƒƒ‰‡‡,‹……„,‰•‰-„„•,ЇŠ

Inter-segment sales(„•ˆ)(‡Œ‹)(ƒ,‡Š‰)(ˆ,„ˆ„)-(„,Œ„ˆ)

Sales from external customers‹‹†,…††ˆ‹†,„ƒˆ…‰,Œ‰…‰,Šƒ‹-„‰„,…ˆ†

EBITDA„ƒ,„ˆ‹‹‹,†ƒ‡ˆŒ,ŒƒŒ(ƒ„†)(Š,ƒ‡‡)ƒƒ,„…„

Depreciation and software amortisation‰,ЉŒ„,‹‡„…‰……•-ˆ„,ƒ‹ƒ

EBIT„Œ,„‹ŒŠ†,ˆ‹Šƒ,…Œ…(ƒƒ†)(Š,ƒ‡‡)†‰,Šƒ‹

Income tax expenseˆ…,…‰ƒ‹,„Š…ƒ,Œ‰‰(Œƒ‹)(ŒŠƒ)ƒŒ,‹…„

Total segment assetsЉ‹,ˆ…ˆ‹Œ‰,†‰ƒˆ‹Š,‡‰Š‹,„ŠŒ(†ƒ,‡ˆƒ)„ƒ‰,„„‹

Total assets includes:

Non-current assetsˆ‡‹,ƒ……ƒ‡,‹‹‰ˆˆ•,•ƒ…‡ˆ…ƒ,Œƒ‰……‡,Œ‰•

Additions to non-current assets‡,‡ƒ‡‰,„…ˆ„ƒˆ‰-ˆ„,‡Š‡

Total segment liabilities†„,„Šˆ‰‡,ƒˆˆˆ…,‰ˆ‡ˆ…,…†‰(ˆ‰,Œ‰Š)ˆ„Š,‰ƒˆ

31 July 2018

Australia

NZ$’000

New

Zealand

NZ$’000

North

America

NZ$’000

Rest of

World

NZ$’000

Other

NZ$’000

Total

NZ$’000

Total segment salesŒŒ„,‰‹‡ˆ…Œ,ˆ‡‹ˆ‡,‹‰„‡,ŠŒƒ-„•ƒ,‹‡•

Inter-segment sales(ƒ,ˆŠŒ)(ˆŠ•)(‡‡‡)(ƒ,ƒ‹…)-(„,ŒƒŒ)

Sales from external customersŒŒŒ,‡‰Œˆ…ƒ,Š‹‹ˆ‡,ˆˆŠ…,‡„‰-…Š‹,…Œ‹

EBITDA„‡,‡‰‰‹„,ˆ„‰Š,„‹„(…†„)(‰,ƒ†‡)†ƒ,‡…ˆ

Depreciation and software amortisation‰,‡‰‹‡,ˆƒ„ˆˆ‡Œ•-ˆ…,Š„‰

EBIT‰ƒ,Œ„‡Šƒ,ŒŠƒŠ,‰ˆƒ(‡ˆ„)(‰,ƒ†‡)‡‰,†Œ‹

Income tax expenseˆ…,„‡‡‰,ˆƒŠ‹‡ˆ(ƒƒ„)(ˆ„‰)ƒŒ,•‹Œ

Total segment assetsЉ…,ˆ‡†Šƒ‡,‡ŒŒˆŠ‹,ƒƒ‹†,„ƒˆ(…„,Š„†)…ˆˆ,ŠŒ‰

Total assets includes:

Non-current assetsˆ‹‹,„…•ƒŒ,Š…ŒŠŠ,Š…„-ˆ…‰,ŠŠƒ…„•,…ƒ•

Additions to non-current assetsˆˆ,ƒŠ‰„,Œ„ƒŠŠ,ŠŒ…--ˆˆ‡,„‰…

Total segment liabilities†Š,ƒˆ…„ƒ,Œ…ŒŠ„,‹ˆŠŠˆ,ŠŠ‡Š,ˆ…†ˆƒŒ,…†‹

41KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
EBITDA represents earnings before income taxes (a non-

GAAP measure), excluding interest income, interest expense,

depreciation and amortisation, as reported in the “nancial

statements. EBIT represents EBITDA less depreciation and

amortisation. EBITDA and EBIT are key measurement criteria

on which operating segments are reviewed by the Chief

Operating Decision Maker (the Executive Management Team).

The Group operates in one industry being the sale of outdoor

clothing, footwear and equipment.

Revenue is allocated based on the country in which the

customer is located. The Group has no reliance on any single

major customer.

Costs recharged between Group companies are calculated on

normal commercial terms. The default basis of allocation is %

of revenue with other bases being used where appropriate.

Assets / liabilities are allocated based on where the assets /

liabilities are located.

2.2 Pro¦t before tax

Accounting policies

Revenue recognition

The Group recognises revenue from the sale of

footwear, clothing and equipment for travel and

adventure. Revenue comprises the fair value of the

consideration received or receivable for the sale of

goods, excluding Goods and Services Tax and discounts,

and after eliminating sales within the Group.

Retail Sales

For sales of goods to retail customers, revenue is recognised

when control of the goods has transferred, being at the

point the customer purchases the goods at a retail outlet.

Payment of the transaction price is due immediately

at the point the customer purchases the goods.

Online Sales

For online sales, revenue is recognised when control

of the goods has transferred to the customer, being

at the point the goods are delivered to the customer.

Delivery occurs when the goods have been shipped to

the customer’s speci“c location. When the customer

initially purchases the goods online, the transaction price

received by the Group is recognised as a contract liability

until the goods have been delivered to the customer.

Wholesale Sales

For sales to the wholesale market, revenue is recognised

when control of the goods has transferred, being when

the goods have been shipped to the wholesaler’s speci“c

location (delivery). Following delivery, the wholesaler has

full discretion over the manner of distribution and price to

2019

NZ$’000

2018

NZ$’000

Wages, salaries and other

short term bene“ts

‰‡,Œƒ„‰„,•Š•

Post-employment bene“ts…,ЉЅ,ŠŒ…

Employee share based

remuneration

‹ƒˆˆ,…‰Š

sell the goods, has the primary responsibility when onselling

the goods and bears the risks of obsolescence and loss

in relation to the goods. A receivable is recognised by the

Group when the goods are delivered to the wholesaler

as this represents the point in time at which the right

to consideration becomes unconditional, as only the

passage of time is required before payment is due.

Sales Returns

Under the Group’s standard contract terms, customers

have a right of return within 30 days. At the point of

sale, a refund liability and a corresponding adjustment

to revenue is recognised for those products expected to

be returned. The Group uses its accumulated historical

experience to estimate the number of returns on a

portfolio level using the expected value method. It is

considered highly probable that a signi“cant reversal in

the cumulative revenue recognised will not occur given

the consistent level of returns over previous years.

Summit Club Loyalty Program

The Group operates a Summit Club loyalty program through

which retail customers accumulate points on purchases

that entitles them to discounts on future purchases.

These points provide a discount to customers that they would

not receive without purchasing the goods (i.e. a material

right). The promise to provide the discount to the customer

is therefore a separate performance obligation.

The transaction price is allocated between the product

and the points on a relative stand-alone selling price basis.

The stand-alone selling price per point is estimated based

on the discount to be given when the points are redeemed

by the customer and the likelihood of redemption, as

evidenced by the Group’s historical experience. A contract

liability is recognised for revenue relating to the loyalty

points at the time of the initial sales transaction.

Revenue from the loyalty points is recognised when the

points are redeemed by the customer. Revenue for points

that are not expected to be redeemed is recognised in

proportion to the pattern of rights exercised by customers.

Note 2.1 provides a breakdown of revenue by geographical region.

Operating expenses

Employee entitlements

42KATHMANDU ANNUAL REPORT 2019
The number of full-time equivalent employees (excluding

short-term contractors), as at 31 July was:

20192018

Australia‡‰…‡‹ƒ

New Zealand…Œƒ…Œ„

United Kingdom‡‡

United States of Americaƒƒƒ•

(i) Wages and salaries, annual leave and sick leave

Liabilities for wages and salaries, including non-monetary

bene“ts and annual leave expected to be settled within 12

months of the reporting date are recognised in other payables

in respect of employees’ services up to the reporting date

and are measured at the amounts expected to be paid when

the liabilities are settled. Liabilities for non-accumulating sick

leave are recognised when the leave is taken and measured

at the rates paid or payable. The liability for employee

entitlements is carried at the present value of the estimated

future cash œows.

Rental and operating leases

The Group is a Lessee. Leases in which a signi“cant portion

of the risks and rewards of ownership are retained by the

lessor are classi“ed as operating leases. Payments made

under operating leases (net of any incentives received from

the lessor) are charged to the consolidated statement of

comprehensive income on a straight-line basis over the period

of the lease.

2019

NZ$’000

2018

NZ$’000

Rental and operating lease expenses‡Š,ˆ‰‹‡‹,…ƒŠ

Rent expenses reported in these “nancial statements relate to

non-cancellable operating leases. The future commitments on

these leases are as follows:

2019

NZ$’000

2018

NZ$’000

Due within ˆ year„ƒ,‹ŠŒ„…,‹ƒ‹

Due within ˆ-ƒ years…Œ,‹‰‡…„,•Œ‹

Due within ƒ-„ years‰Œ,ƒ‹ˆ‰„,‹ˆŠ

Due after „ yearsƒ‡,‡ƒ‡Œ…,‹ƒ‡

ƒ•‡,…‹‡ƒƒ•,ƒ•Š

Some of the existing lease agreements have right of renewal

options for varying terms. The Group leases various properties

under non-cancellable lease agreements. These leases are

generally between 1 - 10 years.

43KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
2.3 Taxation

Keeping it simple

This section lays out the tax accounting policies, the current and deferred tax charges or credits in

the year (which together make up the total tax charge or credit in the consolidated statement of

comprehensive income), a reconciliation of prot before tax to the tax charge and the movements in

deferred tax assets and liabilities.

Accounting policies

Current and deferred income tax

The tax expense for the period comprises current and deferred

tax. Tax is recognised in the consolidated statement of

comprehensive income, except to the extent that it relates

to items recognised in other comprehensive income or

directly in equity. In this case, the tax is recognised in other

comprehensive income or directly in equity, respectively.

The current income tax charge is calculated on the basis

of the tax laws enacted or substantively enacted at the

balance sheet date in the countries where the Company

and Company’s subsidiaries operate and generate taxable

income. Management periodically evaluates positions taken

in tax returns with respect to situations in which applicable

tax regulations are subject to interpretation and establishes

provisions where appropriate on the basis of amounts

expected to be paid to the tax authorities.

Deferred income tax is provided in full, using the liability

method, on temporary di¦erences arising between tax bases

of assets and liabilities and their carrying amounts in the

consolidated “nancial statements. However, the deferred

income tax is not accounted for if it arises from initial

recognition of an asset or liability in a transaction other than

a business combination that at the time of the transaction

a¦ects neither accounting nor taxable pro“t or loss. Deferred

income tax liability is not recognised if it arises from the initial

recognition of goodwill. Deferred income tax is determined

using tax rates (and laws) that have been enacted or

substantially enacted by the balance sheet date and are

expected to apply when the related deferred income tax asset

is realised or the deferred income tax liability is settled.

Deferred income tax assets are recognised to the extent

that it is probable that future taxable pro“t will be available

against which the temporary di¦erences can be utilised.

Deferred income tax is provided on temporary di¦erences

arising on investments in subsidiaries, except where the timing

of the reversal of the temporary di¦erence is controlled by the

Group and it is probable that the temporary di¦erence will

not reverse in the foreseeable future.

Deferred income tax assets and liabilities are o¦set when

there is a legally enforceable right to o¦set current tax assets

against current tax liabilities and when the deferred income

taxes assets and liabilities relate to income taxes levied by the

same taxation authority on either the same taxable entity or

di¦erent taxable entities where there is an intention to settle

the balances on a net basis.

Goods and Services Tax (GST)

The consolidated statement of comprehensive income

and the consolidated statement of cash œows have

been prepared so that all components are stated

exclusive of GST. All items in the consolidated balance

sheet are stated net of GST, with the exception of

receivables and payables, which include GST invoiced.

Taxation – Consolidated statement of

comprehensive income

The total taxation charge in the consolidated statement of

comprehensive income is analysed as follows:

2019

NZ$’000

2018

NZ$’000

Current income tax chargeƒŒ,ƒ•‡ƒ…,Ї…

Deferred income tax charge / (credit)„ŒŠ(ˆ,‰Šˆ)

Income tax charge reported in

the consolidated statement of

comprehensive income

ƒŒ,‹…„ƒŒ,•‹Œ

In order to understand how, in the consolidated statement

of comprehensive income, a tax charge of $23,744,580 (2018:

23,073,435) arises on pro“t before income tax of $81,377,631

(2018: $73,744,312), the taxation charge that would arise at

the standard rate of New Zealand corporate tax is reconciled

to the actual tax charge as follows:

44KATHMANDU ANNUAL REPORT 2019
2019

NZ$’000

2018

NZ$’000

Pro“t before income tax‰ˆ,Œ‹‰‹Œ,‹……

Income tax calculated at ƒ‰%ƒƒ,‹‰‡ƒ•,‡…‰

Adjustments to taxation:

Adjustments due to di¦erent rate in di¦erent jurisdictions‹…ˆˆ,•ˆˆ

Non-taxable income(Œƒ‹)(ƒ…‡)

Expenses not deductible for tax purposesˆ,ˆ„ƒ‹ƒ„

Tax legislation enacted for employee share schemes(„•‡)(‰‹)

Utilisation of tax losses by group companiesƒ‹(ƒ‡)

Tax expense transferred to foreign currency translation reserveƒˆ,ˆ‹Œ

Adjustments in respect of prior years(ˆŒ•)(ˆƒ„)

Income tax charge reported in the consolidated statement of comprehensive incomeƒŒ,‹…„ƒŒ,•‹Œ

Adjustments for prior periods primarily arise where an outcome is obtained on certain tax matters which di¦ers from

expectations held when the related provision was made. Where the outcome is more favourable than the provision made,

the di¦erence is released, lowering the current year tax charge. Where the outcome is less favourable than the provision, an

additional charge to the current year tax will occur.

The tax charge / (credit) relating to components of other comprehensive income is as follows:

2019

NZ$’000

2018

NZ$’000

Movement in cash œow hedge reserve before taxˆŒˆƒ,ˆ‰•

Tax impact relating to cash œow hedge reserve‡•‹(Œ,Œ‡•)

Movement in cash œow hedge reserve after tax‡ƒ•‰,‰ƒ•

Foreign currency translation reserve before tax(Œ,ƒŠ‹)ˆ•,„ˆ‰

Tax credit / (charge) relating to foreign currency translation reserve--

Movement in foreign currency translation reserve after tax(Œ,ƒŠ‹)ˆ•,„ˆ‰

Total other comprehensive income/(expense) before tax(Œ,ƒ‰…)ƒƒ,‡Š‰

Total tax credit / (charge) on other comprehensive income‡•‹(Œ,Œ‡•)

Total other comprehensive income/(expense) after tax(ƒ,‡‹‹)ˆŠ,ŒŒ‰

Current tax--

Deferred tax‡•‹(Œ,Œ‡•)

Total tax credit / (charge) on other comprehensive income‡•‹(Œ,Œ‡•)

Unrecognised tax losses

The Group has estimated tax losses to carry forward from Kathmandu (U.K.) Limited of £10,314,275 (NZ$19,759,147) (2018:

£10,172,139 (NZ$19,561,807)) which can be carried forward to be o¦set against future pro“ts generated within the UK. These losses

do not expire and no bene“t has been recognised in respect to these losses

45KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
Imputation credits2019

NZ$’000

2018

NZ$’000

Imputation credits available for use in subsequent reporting periods based on a tax rate of ƒ‰%ˆ,‡ˆ„…,…ƒ…

The above amounts represent the balance of the imputation account as at the end of July 2019, adjusted for:

• Imputation credits that will arise from the payment of the amount of the provision for income tax;

• Imputation debits that will arise from the payment of dividends recognised as a liability at the reporting date; and

• Imputation credits that will arise from the receipt of dividends recognised as receivables at the reporting date.

The balance of Australian franking credits able to be used by the Group in subsequent periods as at 31 July 2019 is A$6,513,756

(2018: A$3,891,706).

Taxation – Balance sheet

The following are the major deferred taxation liabilities and assets recognised by the Group and movements thereon during the

current and prior year:

Tax

depreciation

NZ$’000

Employee

obligations

NZ$’000

Brand

NZ$’000

Foreign

exchange

NZ$’000

Other temporary

diªerences

NZ$’000

Reserves

NZ$’000

Total

NZ$’000

As at ‹ˆ July ŠŒˆ‡…‰ˆ,‹ƒƒ(…Œ,„‰•)(ˆ‰„)‡,ƒˆˆˆ,‹„‹(Œ…,•ƒ‹)

Recognised in the

consolidated statement of

comprehensive income

ˆ„‹Š…ƒˆ‹(ƒˆƒ)Љ‹-ˆ,‰Šˆ

Recognised in other

comprehensive income

-----(Œ,Œ‡•)(Œ,Œ‡•)

Recognised directly in equity-…ƒŠ----…ƒŠ

Exchange di¦erences-Œ•(ˆ,Œ‰‹)(„)ˆ‡Š-(ˆ,ˆŠŒ)

Deferred tax on business

combinations („.ˆ)

--(Š,Š‹Œ)---(Š,Š‹Œ)

As at ‹ˆ July ŠŒˆ†ƒ•„Œ,ˆƒŒ(„…,ŠƒŒ)(…•ƒ)‹,Œ‡‹(ˆ,‡•Œ)(…‡,ƒŒŒ)

Recognised in the

consolidated statement of

comprehensive income

ˆ‡(„ƒŒ)„ˆ(ˆ,ˆ‹Œ)ˆ,•Š•-(„ŒŠ)

Recognised in other

comprehensive income

-----‡•‹‡•‹

Recognised directly in equity-(ƒ„Œ)----(ƒ„Œ)

Exchange di¦erences(ƒ)(‡‰)‰‡‰ -(ƒŒˆ)-„‡‹

As at ‹ˆ July ŠŒˆƒƒˆŠƒ,ƒ‹Š(„…,••…)(ˆ,„‹„)‰,ƒƒ‡(ŠŠ‡)(…„,‰„ˆ)

The deferred tax balance relates to:


Property, plant and equipment temporary di¦erences arising

on di¦erences in accounting and tax depreciation rates

• Employee bene“t accruals

• Kathmandu brand and Oboz brand and customer

relationship

• Unrealised foreign exchange gain/loss on intercompany

loan (Kathmandu Pty Ltd)

• Realised gain/loss on foreign exchange contracts not

yet charged in the consolidated statement of

comprehensive income

• Inventory provisioning

• Temporary di¦erences arising from landlord contributions

and rent free periods

• Temporary di¦erences on the unrealised gain/loss

in hedge reserve

• Employee share schemes

• Other temporary di¦erences on miscellaneous items.

46KATHMANDU ANNUAL REPORT 2019
2.4 Earnings per share

Keeping it simple

Earnings per share (‘EPS’) is the amount of post-tax prot attributable to each share.

Basic EPS is calculated by dividing the prot after tax attributable to equity holders of the Company

of $57,633,052 (2018: $50,670,877) by the weighted average number of ordinary shares in issue during

the year of 226,023,935 (2018: 211,260,697).

Diluted EPS re–ects any commitments the Group has to issue shares in the future that would

decrease EPS. In 2019, these are in the form of share options / performance rights. To calculate the

impact it is assumed that all share options are exercised / performance rights taken, and therefore,

adjusting the weighted average number of shares.

2019

NZ$’000

2018

NZ$’000

Weighted average number of shares in issueƒƒ‡,•ƒ…ƒˆˆ,ƒ‡ˆ

Adjustment for:

- Share options / performance rightsˆ,Ї„ˆ,Šƒ‡

ƒƒ‹,Š‰ŠƒˆŒ,ˆ‰‹

47KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
Section 3 Operating Assets and Liabilities

In this section

This section shows the assets used to generate the Group’s trading performance and the liabilities

incurred as a result. Liabilities relating to the Group’s nancing activities are addressed in Section 4.

Deferred tax assets and liabilities are shown in note 2.3.

Keeping it simple

Working capital represents the assets and liabilities the Group generates through its trading activity.

The Group therefore denes working capital as inventory, cash, trade and other receivables, other

nancial assets, trade and other payables and other nancial liabilities.

3.1 Working capital

3.1.1 Inventory

Accounting policies

Inventories are stated at the lower of cost and net realisable

value. Cost is determined on a weighted average cost method

and includes expenditure incurred in acquiring the inventories

and bringing them to their existing location and condition.

Net realisable value is the estimated selling price in the

ordinary course of business, less applicable variable selling

expenses. Inventory is considered in transit when the risk and

rewards of ownership have transferred to the Group.

The Group assesses the likely residual value of inventory. Stock

provisions are recognised for inventory which is expected to

sell for less than cost and also for the value of inventory likely

to have been lost to the business through shrinkage between

the date of the last applicable stocktake and balance sheet

date. In recognising the provision for inventory, judgement

has been applied by considering a range of factors including

historical results, stock shrinkage trends and product lifecycle.

Inventory is broken down into trading stock and goods in

transit below:

2019

NZ$’000

2018

NZ$’000

Trading stockˆ•„,ˆ‡ˆ‰Š,‰•ƒ

Goods in transitˆ‹,‡ˆƒƒƒ,ˆƒ‹

ˆƒƒ,‹‹Œˆˆˆ,ŠƒŠ

Inventory has been reviewed for obsolescence and a provision

of $294,742 (2018: $627,362) has been made.

2019

NZ$’000

2018

NZ$’000

Cash on handˆŠƒˆ‹‰

Cash at bank‡,•Œ‰‹,Ї‰

‡,ƒŒ•‰,ˆ…‡

The carrying amount of the Group's cash and cash equivalents

are denominated in the following currencies:

NZD‹Œ‰ƒŠ‰

AUDƒ,‰Œƒˆ,ŠŒˆ

GBPŒ•‡‹‰Š

USDƒ,ƒŒ‰…,Š•„

EURˆˆ‡ƒƒŒ

‡,ƒŒ•‰,ˆ…‡

3.1.2 Cash and cash equivalents

48KATHMANDU ANNUAL REPORT 2019
3.1.3 Trade and other receivables

Accounting policies

Trade receivables are recognised initially at the value of the

invoice sent to the customer (fair value) and subsequently

at the amounts considered recoverable (amortised cost).

The collectability of trade receivables is reviewed on an on-

going basis.

An allowance for lifetime expected credit losses is recognised

for trade receivables based on the Group’s historical credit

loss experience, adjusted for factors that are speci“c to

the debtors, general economic conditions and an assessment

of both the current as well as the forecast direction of

conditions at the reporting date, including time value of

money where appropriate.

The expected credit loss is estimated as the di¦erence

between all contractual cash œows that are due to the Group

in accordance with the contract and all the cash œows that

the Group expects to receive, discounted at the original

e¦ective interest rate. The allowance currently held is $114,829

(2018: $212,610).

2019

NZ$’000

2018

NZ$’000

Trade receivablesŠ,‡ˆŠ‰,ƒ„ˆ

Other receivables

and prepayments

…,„‰‹„,ƒ•ƒ

ˆ…,ƒ•‡ˆŒ,…„Œ

Other receivables and prepayments includes balances in

relation to landlord incentives.

The carrying amount of the Group’s trade and other

receivables are denominated in the following currencies:

NZDƒ,•Š‹ˆ,Š„Š

AUDˆ,ŠŒ„ƒ,Šˆ‰

USDŠ,Œƒ‡‰,…‰‰

GBPˆ…•‰‰

CAD‹•‰-

ˆ…,ƒ•‡ˆŒ,…„Œ

3.1.4 Other „nancial assets

2019

NZ$’000

2018

NZ$’000

Other “nancial assets-ƒƒ,ˆ‰•

In 2018 other “nancial assets related to the USD $15,000,000

term deposit and associated earned interest held in escrow in

relation to the Oboz acquisition (Note 5.1).

2019

NZ$’000

2018

NZ$’000

Trade payablesŒ•,„•…ƒ…,••ˆ

Employee

entitlements

‰,„‰ƒˆŒ,Š„‹

Sundry creditors

and accruals

Œ…,ŒŠ‹ŒŒ,‡„Š

Provisionsˆ,•‹‹ˆ,ˆ„Œ

‹…,„‡•‹ƒ,‹‹•

The carrying amount of the Group's trade and other payables

are denominated in the following currencies:

2019

NZ$’000

2018

NZ$’000

NZDˆˆ,ƒƒ‹ˆƒ,‡…‰

AUD…•,…‹„…„,…ˆŠ

GBP‡‹ŠŠƒ„

EURˆŒ‹Œƒ

USDƒƒ,•…ƒˆŒ,‹…‡

‹…,„‡•‹ƒ,‹‹•

Provisions primarily relate to the restoration of leased

properties. These provisions are expected to be fully utilised

within the next 12 months.

3.1.6 Other „nancial liabilities

2019

NZ$’000

2018

NZ$’000

Other “nancial liabilities-ƒˆ,ŠŠ…

In 2018 other “nancial liabilities related to the fair value of the

USD $15,000,000 contingent earn out in relation to the Oboz

acquisition which was paid out fully in April 2019 (Note 5.1).

3.1.5 Trade and other payables due within one year

Accounting policies

Trade payables are recognised at the value of the invoice

received from a supplier. The carrying value of trade payables

is considered to approximate fair value as amounts are

unsecured and are usually paid by the 30th of the month

following recognition.

A provision is recognised if, as a result of a past event, the

Group has a present legal or constructive obligation that can

be estimated reliably, and it is probable that an outœow of

economic bene“ts will be required to settle the obligation.

49KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
3.1.7 Credit risk

Credit risk is the risk of “nancial loss to the Group if a

customer or counterparty to a “nancial instrument fails to

meet its contractual obligations.

RiskExposure

arising from

MonitoringManagement

Credit

risk

Cash and cash

equivalents

Trade and other

receivables

Other “nancial

assets

Derivative

“nancial

instruments

Credit ratings,

aging analysis

and review

of exposure

within regular

terms of trade

Credit is given

to customers

following

obtaining

credit rating

information,

con“rming

references

and setting

appropriate

credit limits

Concentration of credit risk is within the geographic segment

of North America, where the 5 largest customers represent

55% of trade receivables.

Exposure to credit risk

The below balances are recorded at their carrying amount

after any allowance for expected credit loss on these

“nancial instruments. The maximum exposure to credit risk at

reporting date was (carrying amount):

2019

NZ$’000

2018

NZ$’000

Cash and cash equivalents‡,•Œ‰‹,Ї‰

Trade receivablesŠ,‡ˆŠ‰,ƒ„ˆ

Other receivablesˆ,‹…ˆƒ,ƒ„„

Other “nancial assets-ƒƒ,ˆ‰•

Derivative “nancial instruments…,‰…ƒ…,‰„‰

ƒƒ,ƒ…•…„,„ˆƒ

As at balance sheet date the carrying amount is also

considered to approximate fair value for each of the “nancial

instruments. There are no impaired balances.

The credit quality of cash and cash equivalents can be

assessed by reference to external credit ratings (if available)

or to historical information about counterparty default rates:

2019

NZ$’000

2018

NZ$’000

Cash and cash equivalents:

Standard & Poors - AA-Œ,‹‰Œƒ,…•Œ

Standard & Poors - A¾ˆ,‰‡ˆ…,„‹•

Standard & Poors - BBB¾ŒŠ…ŠŠ„

Total cash and cash equivalents‡,•Œ‰‹,Ї‰

Past due but not impaired

As at balance sheet date, trade receivables of $848,064 (2018:

$1,441,212) were past due but not impaired. These relate to

wholesale customers where there is no history of default.

Interest is not charged on overdue debtors. The ageing

analysis of these past due trade receivables is:

2019

NZ$’000

2018

NZ$’000

• to Œ• days„…‰‰‰Œ

Œ• to ‡• daysƒˆ‹ƒŠ‹

‡• to Š• days‹ŒˆŒ…

Š• days and overˆ•ˆƒ‹

‰…‰ˆ,……ˆ

50KATHMANDU ANNUAL REPORT 2019
Property, plant and equipment

All property, plant and equipment are stated at historical cost

less depreciation and impairment. Historical cost includes

expenditure that is directly attributable to the acquisition

of the items. Cost may also include transfers from equity of

any gains/losses on qualifying cash œow hedges of foreign

currency purchases of property, plant and equipment.

The assets’ residual value and useful lives are reviewed and

adjusted if appropriate at each balance sheet date.

Capital work in progress is not depreciated until available for use.

An asset’s carrying amount is written down immediately to its

recoverable amount if the asset’s carrying amount is greater

than its estimated recoverable amount.

Depreciation

Depreciation of property, plant and equipment is calculated

using straight line and diminishing value methods so as to

expense the cost of the assets over their useful lives. The rates

are as follows:

Leasehold improvements 5 – 50 %

Oªce, plant and equipment 8 – 50 %

Furniture and “ttings 10 – 50 %

Computer equipment 10 – 60 %

Impairment of assets

Property, plant and equipment is reviewed for impairment

whenever events or changes in circumstances indicate that

the carrying amount may not be recoverable. An impairment

loss is recognised for the amount by which the asset’s carrying

amount exceeds its recoverable amount. The recoverable

amount is the higher of an asset’s fair value less costs of

disposal and value in use.

Property, plant and equipment can be analysed as follows:

Leasehold

improvement

NZ$’000

O ̄ce, plant &

equipment

NZ$’000

Furniture &

¦ttings

NZ$’000

Computer

equipment

NZ$’000

Total

NZ$’000

Year ended ‹ˆ July ŠŒˆ†

Opening net book value…•,••Œˆ,„ŒŒˆ‹,ŒŠƒƒ,•Љ‡ˆ,•ƒ‡

Additions‹,‰Š‹ˆ…Š„,‹‹ƒ…‰ƒˆ…,Œ••

Acquisition of businesses (Note 5.1)ˆŒƒ……ˆ-Š•‡‡Œ

Disposals(ˆ,Œ‹•)(ˆ•)(‡„„)(Œ)(ƒ,•Œ‰)

Depreciation charge(‹,••‡)(ƒ‡‡)(Œ,‹…„)(„„Š)(ˆˆ,„‹‡)

Exchange di¦erences‹Œ‡…ƒŒŒ‹ƒ…ˆ,ˆŒŠ

Closing net book value…•,ŒŠƒˆ,‰‰ŠˆŠ,ˆ•ˆƒ,ˆŒƒ‡Œ,„ˆ…

As at ‹ˆ July ŠŒˆ†

Cost ‹‰,‰ƒ…‡,ƒ‡ŒŒŠ,‡…•Š,ƒ…ŒˆŒŒ,Š‹•

Accumulated depreciation(Œ‰,…Œƒ)(…,Œ‹…)(ƒ•,„ŒŠ)(‹,ˆˆˆ)(‹•,…„‡)

Closing net book value…•,ŒŠƒˆ,‰‰ŠˆŠ,ˆ•ˆƒ,ˆŒƒ‡Œ,„ˆ…

Year ended ‹ˆ July ŠŒˆƒ

Opening net book value…•,ŒŠƒˆ,‰‰ŠˆŠ,ˆ•ˆƒ,ˆŒƒ‡Œ,„ˆ…

Additions„,‡Š•„„……,……‹‡„…ˆˆ,Œ…„

Disposals(ŒŠ…)(‹)(Œ‰Œ)(ˆ‰)(‰•ƒ)

Depreciation charge(‹,„Œ‡)(Œ„‡)(Œ,ŒŠ…)(‡Œ…)(ˆˆ,Šƒ•)

Exchange di¦erences(ˆ,ˆŠ‡)ˆ(„Š‹)(ƒ‡)(ˆ,‰ˆ‰)

Closing net book valueŒ‡,Š„‡ƒ,•‰ˆˆŠ,ˆ‹…ƒ,ˆ•‰‡•,ŒˆŠ

As at ‹ˆ July ŠŒˆƒ

Cost ‹Š,ƒˆ‰‡,‡Šƒ…ˆ,‹ƒ‡Š,‡ŒŒˆŒ‹,ƒ‡Š

Accumulated depreciation(…ƒ,ƒ‡ƒ)(…,‡ˆˆ)(ƒƒ,„„ƒ)(‹,„ƒ„)(‹‡,Š„•)

Closing net book valueŒ‡,Š„‡ƒ,•‰ˆ

ˆŠ,ˆ‹…ƒ,ˆ•‰‡•,ŒˆŠ

3.2 Property, plant and equipment

Keeping it simple

The following section shows the physical assets used by the Group to operate the business,

generating revenues and prots. These assets include store and o›ce t-out, as well as equipment

used in sales and support activities.

Assets are recognised only when it is probable that future economic benets associated with the

item will –ow to the Group and the cost of the item can be measured reliably.

51KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
Depreciation

2019

NZ$’000

2018

NZ$’000

Leasehold improvement‹,„Œ‡‹,••‡

Oªce, plant and equipmentŒ„‡ƒ‡‡

Furniture and “ttingsŒ,ŒŠ…Œ,‹…„

Computer equipment‡Œ…„„Š

Total depreciationˆˆ,Šƒ•ˆˆ,„‹‡

2019

NZ$’000

2018

NZ$’000

Loss on sale of property, plant and equipment‰ˆ…ƒ,ˆˆ‡

Capital commitments

Capital commitments contracted for at balance sheet date include property, plant and equipment of $1,877,276 (2018: $2,461,029).

Depreciation expenditure is excluded from administration and general expenses in the consolidated statement of

comprehensive income.

Sale of property, plant and equipment

Gains and losses on disposals are determined by comparing proceeds with carrying amount. These are included in the

consolidated statement of comprehensive income.

3.3 Intangible assets

Keeping it simple

The following section shows the non-physical assets used by the Group to operate the business,

generating revenues and prots. These assets include brands, customer relationship, software

development and goodwill.

This section explains the accounting policies applied and the specic judgements and estimates

made by the Directors in arriving at the net book value of these assets.

Accounting policies

Goodwill

Goodwill arises on the acquisition of subsidiaries. Goodwill represents the excess of the cost of the acquisition over the Group’s

interest in the net fair value of the assets and liabilities of the acquiree. Separately recognised goodwill is tested annually for

impairment or more frequently if events or changes in circumstances indicate that it might be impaired. It is carried at cost less

accumulated impairment losses. Impairment losses on goodwill are not reversed.

Goodwill is allocated to cash-generating units for the purpose of impairment testing. The allocation is made to those cash-

generating units or groups of cash-generating units that are expected to bene“t from the business combination in which the

goodwill arose.

Brand

Acquired brands are carried at original cost based on independent valuation obtained at the date of acquisition. The brand

represents the price paid to acquire the rights to use the Kathmandu or Oboz brand. The brand is not amortised. Instead the

brand is tested for impairment annually or more frequently if events or changes in circumstances indicate that it might be

impaired, and is carried at cost less accumulated impairment losses.

52KATHMANDU ANNUAL REPORT 2019
Customer Relationship

Acquired customer relationships are carried at original cost based on independent valuation obtained at the date of acquisition

less accumulated amortisation. They are amortised on a straight line basis over a useful life of 10 years. The estimated useful life

and amortisation period is reviewed at the end of each annual reporting period.

Software costs

Software costs have a “nite useful life. Software costs are capitalised and written o¦ over the useful economic life.

Costs associated with developing or maintaining computer software programs are recognised as an expense when incurred.

Costs that are directly associated with the production of identi“able and unique software products controlled by the Group, and

that will probably generate economic bene“ts exceeding costs beyond one year, are recognised as intangible assets. Direct costs

include the costs of software development employees.

Software is amortised using straight line and diminishing value methods at rates of 20-67%.

Impairment

Assets are reviewed for impairment whenever events or changes in circumstances indicate that the carrying amount may not

be recoverable. Intangible assets that have an inde“nite useful life, including goodwill, are not subject to amortisation and

are tested annually for impairment irrespective of whether any circumstances identifying a possible impairment have been

identi“ed. An impairment loss is recognised for the amount by which the asset’s carrying amount exceeds its recoverable

amount. The recoverable amount is the higher of an asset’s fair value less costs of disposal and value in use.

For the purposes of assessing impairment, assets are grouped at the lowest levels for which there are separately identi“able cash

œows e.g. cash generating units.

Intangible assets

Goodwill

NZ$’000

Brand

NZ$’000

Customer Relationship

NZ$’000

Software

NZ$’000

Total

NZ$’000

Year ended ‹ˆ July ŠŒˆ†

Opening net book valueˆƒˆ,„Œ‡ˆ…‰,‡‡…-‰,‰ˆ…ƒ‹Š,•ˆ…

Additions---ƒ,ŒŠ…ƒ,ŒŠ…

Acquisition of businesses (Note „.ˆ)‡ƒ,‰Š‰Œ…,„…ˆˆ,‡Š‡ŠƒŠŠ,ƒƒ‹)

Disposals---(‹‰)(‹‰)

Amortisation--(‡•)(Œ,Œƒƒ)(Œ,Œ‰ƒ)

Exchange di¦erences…,‰‹……,‹ƒŒˆˆˆƒŒŠ,‹Œˆ

Closing net book valueˆ‰Š,Œ•‰ˆ‰‹,Šƒ‰ˆ,‹…‹‹,ŠƒŒŒ‰‡,Š•‡

As at ‹ˆ July ŠŒˆ†

Cost ˆŠ•,„‹Šˆ‰‹,Šƒ‰ˆ,‰•‹ƒŠ,ˆ•Š…•Š,…ƒŒ

Accumulated amortisation/impairment(ˆ,ƒ‹ˆ)-(‡•)(ƒˆ,ˆ‰‡)(ƒƒ,„ˆ‹)

Closing net book valueˆ‰Š,Œ•‰ˆ‰‹,Šƒ‰ˆ,‹…‹‹,ŠƒŒŒ‰‡,Š•‡

Year ended ‹ˆ July ŠŒˆƒ

Opening net book valueˆ‰Š,Œ•‰ˆ‰‹,Šƒ‰ˆ,‹…‹‹,ŠƒŒŒ‰‡,Š•‡

Additions---…,Œ„ˆ…,Œ„ˆ

Disposals---(ˆŒ)(ˆŒ)

Amortisation--(ˆ‰…)(Œ,ˆ‡‰)(Œ,Œ„ƒ)

Exchange di¦erencesˆ,•ˆŒ(ƒ,‰…‹)„„(„ƒ)(ˆ,‰Œˆ)

Closing net book valueˆŠ•,Œƒˆˆ‰„,•‰ˆˆ,‡ˆ‰Š,•…ˆŒ‰‡,•‡ˆ

As at ‹ˆ July ŠŒˆƒ

Cost ˆŠˆ,„Šƒˆ‰„,•‰ˆˆ,‰‡‰ŒŒ,ƒ•‡…ˆˆ,‹…‹

Accumulated amortisation/impairment(ˆ,ƒ‹ˆ)-(ƒ„•)(ƒ…,ˆ‡„)(ƒ„,‡‰‡)

Closing net book valueˆŠ•,Œƒˆˆ‰„,•‰ˆ

ˆ,‡ˆ‰Š,•…ˆŒ‰‡,•‡ˆ

53KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
Impairment tests for goodwill and brand

The aggregate carrying amounts of goodwill and brand allocated to each unit for impairment testing are as follows:

GroupGoodwillBrand

2019

NZ$’000

2018

NZ$’000

2019

NZ$’000

2018

NZ$’000

New Zealand…„,…‰……„,…‰…„ˆ,•••„ˆ,•••

Australia‹„,„‡…‹‡,‹‰„Ї,•Œ…ˆ••,ˆ•‰

Oboz‡Š,ƒ‹Œ‡‹,•ŒŠŒ‰,•…‹Œ‡,‰ƒ•

ˆŠ•,Œƒˆˆ‰Š,Œ•‰ˆ‰„,•‰ˆˆ‰‹,Šƒ‰

For the purposes of goodwill and brand impairment testing, the Group operates as three groups of cash generating units, New

Zealand, Australia and Oboz. The recoverable amount of each cash generating unit has been determined based on value in use.

The discounted cash œow valuations were calculated using projected “ve-year future cash œows based on Board approved

business plans. Business plans are modelled assuming like for like sales growth based on historical performance taking into

account changing market conditions. The key assumptions used for the value in use calculation are as follows:

20192018

Terminal growth rateˆ.•%ˆ.•%

New Zealand CGU pre-tax discount rateˆˆ.ƒ%ˆƒ.…%

Australia CGU pre-tax discount rateˆ•.„%ˆƒ.ƒ%

Oboz CGU pre-tax discount rateˆƒ.‹%-

The terminal growth rate assumption is based on a conservative estimate considering the current inœationary environment.

Pre-tax discount rates are calculated based on a market participants expected capital structure and cost of debt to derive a

weighted average cost of capital.

The calculations con“rmed that there was no impairment of goodwill and brand during the year (2018: nil). The Board believes

that any reasonably possible change in the key assumptions used in the calculations would not cause the carrying amount to

exceed its recoverable amount.

The expected continued promotion and marketing of the Kathmandu and Oboz brands supports the assumption that the brand

has an inde“nite life.

Capital commitments

Capital commitments contracted for at balance sheet date include intangible assets of $703,611 (2018: $748,139).

54KATHMANDU ANNUAL REPORT 2019
Section 4 Capital Structure and Financing Costs

In this section

This section outlines how the Group manages its capital structure and related nancing costs,

including its balance sheet liquidity and access to capital markets.

Capital structure is how a company nances its overall operations and growth by using dižerent

sources of funds. The Directors determine and monitor the appropriate capital structure of

Kathmandu, specically how much is raised from shareholders (equity) and how much is

borrowed from nancial institutions (debt) in order to nance the Group’s activities both now

and in the future.

The Directors consider the Group’s capital structure and dividend policy at least twice a year ahead

of announcing results and do so in the context of its ability to continue as a going concern, to

execute strategy and to deliver its business plan.

4.1 Interest bearing liabilities

Accounting policies

Borrowings are initially recognised at fair value, net of

transaction costs incurred. Borrowings are subsequently

measured at amortised cost. Any di¦erence between the

proceeds (net of transaction costs) and the redemption

amount is recognised in the consolidated statement of

comprehensive income over the period of the borrowings

using the e¦ective interest method.

Borrowings are classi“ed as current liabilities unless the Group

has an unconditional right to defer settlement of the liability

for at least 12 months after the balance sheet date.

The table below separates borrowings into current and non-

current liabilities:

2019

NZ$’000

2018

NZ$’000

Current portion--

Non-current portionƒ„,„••ŒŠ,„••

Total term loansƒ„,„••ŒŠ,„••

The Group has a multi-option facility agreement with

Commonwealth Bank of Australia and ASB Bank Limited, with

A$45 million repayable in full on 1 August 2022, A$15 million

repayable in full on 1 August 2021, and a multi-option facility

agreement with Bank of New Zealand with $40 million and

$30 million repayable in full on 21 March 2020 and 21 March

2021, respectively.

Interest is payable based on the BKBM rate (NZD borrowings),

the BBSY rate (AUD borrowings), or the applicable short term

rate for interest periods less than 30 days, plus a margin of up

to 1.30%. There are no assets pledged as security in relation to

the unsecured debt in the 2019 “nancial year (2018: nil).

The covenants entered into by the Group require speci“ed

calculations of Group earnings before interest, tax,

depreciation and amortisation (EBITDA) plus lease rental costs

to exceed total “xed charges (net interest expense and lease

rental costs) at the end of each half during the “nancial year.

Similarly EBITDA must be no less than a speci“ed proportion

of total net debt at the end of each six month interim period.

The calculations of these covenants are speci“ed in the bank

facility agreements of 19 December 2011 and have been

complied with at 31 July 2019.

The current interest rates, prior to hedging, on the term loans

ranged between 2.31% - 2.47% (2018: 2.60% - 3.17%).

55KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
Section 4 Capital Structure and Financing Costs

2019

NZ$’000

2018

NZ$’000

The principal of interest bearing liabilities is:

Payable within ˆ year--

Payable ˆ to ƒ years-ŒŠ,„••

Payable ƒ to Œ yearsˆ„,•••-

Payable Œ to … yearsˆ•,„••-

ƒ„,„••ŒŠ,„••

4.1.1 Finance costs

2019

NZ$’000

2018

NZ$’000

Interest income(Œ‹)(…‹)

Interest expenseˆ,‰‹‹ˆ,Œ‰Š

Other “nance costs‰‰‡‡„ƒ

Net exchange loss/(gain) on foreign currency borrowingsˆ‰Š(ŠŒ„)

ƒ,Šˆ„ˆ,•„Š

Other “nance costs relates to facility fees on banking arrangements.

4.1.2 Cash Œow and fair value interest rate risk

Interest rate risk is the risk that œuctuations in interest rates impact the Group’s “nancial performance.

RiskExposure arising fromMonitoringManagement

Interest rate riskInterest bearing liabilities at

œoating rates

Cash œow forecasting

Sensitivity analysis

Interest rate swaps

Refer to section 4.2 for notional principal amounts and valuations of interest rate swaps outstanding at balance sheet date. A

sensitivity analysis of interest rate risk on the Group’s “nancial assets and liabilities is provided in the table below.

At the reporting date the interest rate pro“le of the Group's banking facilities was (carrying amount):

2019

NZ$’000

2018

NZ$’000

Total secured loansƒ„,„••ŒŠ,„••

less Principal covered by interest rate swaps(ƒŒ,ƒ‡Œ)(Œ‹,„‰‹)

Net Principal subject to œoating interest rates

ˆ

ƒ,ƒŒ‹ˆ,ŠˆŒ

1. Debt levels œuctuate throughout the year and as at 31 July, are at a cyclical low. Forecast debt levels are expected to remain in excess of the interest rate

swaps for a signi“cant majority of the year.

Interest rate swaps have the economic e¦ect of converting borrowings from œoating to “xed rates. The cash œow hedge loss on

interest rate swaps at balance sheet date was $111,252 (2018: $117,340).

56KATHMANDU ANNUAL REPORT 2019
Summarised sensitivity analysis

The following table summarises the sensitivity of the Group’s “nancial assets and “nancial liabilities to interest rate risk.

A sensitivity of 1% (2018: 1%) has been selected for interest rate risk. The 1% is based on reasonably possible changes over a

“nancial year, using the observed range of historical data for the preceding “ve year period.

Amounts are shown net of income tax. All variables other than applicable interest rates are held constant. The impact on equity

is presented exclusive of the impact on retained earnings.

-1%+1%

31 July 2019Carrying amount

$’000

Pro¦t

$’000

Equity

$’000

Pro¦t

$’000

Equity

$’000

Derivative “nancial instruments (asset) / liability(…,‰…ƒ)(ƒŒ„)ˆ„…ƒŒ„(ˆ„ˆ)

Financial assets

Cash‡,ƒŒ•(…„)-…„-

(…„)-…„-

Financial liabilities

Borrowingsƒ„,„••ƒ„„-(ƒ„„)-

ƒ„„-(ƒ„„)-

Total increase / (decrease)(ƒ„)ˆ„…ƒ„(ˆ„ˆ)

-1%+1%

31 July 2018Carrying amount

$’000

Pro¦t

$’000

Equity

$’000

Pro¦t

$’000

Equity

$’000

Derivative “nancial instruments (asset) / liability(…,‰„‰)(Œ‹‡)ŒƒŒŒ‹‡(Œˆƒ)

Financial assets

Cash‰,ˆ…‡(„Š)-„Š-

(„Š)-„Š-

Financial liabilities

BorrowingsŒŠ,„••ŒŠ„-(ŒŠ„)-

ŒŠ„-(ŒŠ„)-

Total increase / (decrease)(…•)ŒƒŒ…•(Œˆƒ)

4.1.3 Liquidity Risk

Liquidity risk is the risk that the Group will not be able to meet its “nancial obligations as they fall due.

RiskExposure arising fromMonitoringManagement

Liquidity riskInterest bearing and other

liabilities

Forecast and actual cash

œows

Active working capital

management and œexibility in

funding arrangements

The Group has borrowing facilities of NZD $137,849,687 / AUD $132,060,000 (2018: NZD $140,729,053 / AUD $129,330,000 AUD)

and operates well within this facility. This includes short term bank overdraft requirements, and at balance sheet date no bank

accounts were in overdraft.

57KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
Keeping it simple

The table below analyses the Group’s nancial liabilities and net-settled derivative nancial liabilities

into relevant maturity groupings based on the remaining period at the balance sheet date to the

contractual maturity date. The amounts disclosed in the table are the contractual undiscounted

cash –ows, so will not always reconcile with the amounts disclosed on the balance sheet.

Less than 1 year

NZ$’000

Between

1 and 2 years

NZ$’000

Between

2 and 5 years

NZ$’000

Over

5 years

NZ$’000

Group ŠŒˆƒ

Trade and other payables‡ƒ,•‹„---

Other “nancial liabilities----

Borrowings‡••„ŠŠƒ„,‹„ˆ-

‡ƒ,‡‹„„ŠŠƒ„,‹„ˆ-

Group ŠŒˆ†

Trade and other payables„„,…Šƒ---

Other “nancial liabilitiesƒˆ,ŠŠ…---

Borrowingsˆ,ˆˆ‡…•,‡ˆŠ--

‹‰,‡•ƒ…•,‡ˆŠ--

The Group enters into forward exchange contracts to manage the risks associated with the purchase of foreign currency

denominated products.

The table below analyses the Group’s derivative “nancial instruments that will be settled on a gross basis into relevant maturity

groupings based on the remaining period at the balance sheet date to the contractual maturity date. The amounts disclosed in

the table are the contractual undiscounted cash œows. They are expected to occur and a¦ect the pro“t or loss at various dates

between balance sheet dates and the following “ve years.

Less than 1 year

NZ$’000

Between

1 and 2 years

NZ$’000

Between

2 and 5 years

NZ$’000

At ‹ˆ July ŠŒˆƒ

Forward foreign exchange contracts

- Inœow ˆˆ‰,Ї‰--

- Outœow(ˆˆ…,•ˆ„)--

Net Inœow / (Outœow)…,Š„Œ--

Net settled derivatives – interest rate swaps

Net Inœow / (Outœow)(…‡)Š-

At ‹ˆ July ŠŒˆ†

Forward foreign exchange contracts

- Inœowˆ…‹,„•„--

- Outœow(ˆ…ƒ,„Œ•)--

Net Inœow / (Outœow)…,Š‹„--

Net settled derivatives – interest rate swaps

Net Inœow / (Outœow)(‰ˆ)(ƒ…)-

58KATHMANDU ANNUAL REPORT 2019
4.2 Derivative ¦nancial instruments

Keeping it simple

A derivative is a type of nancial instrument typically used to manage risk. A derivative’s value

changes over time in response to underlying variables such as exchange rates or interest rates

and is entered into for a xed period. A hedge is where a derivative is used to manage an

underlying exposure.

The Group is exposed to changes in interest rates on its borrowings and to changes in foreign

exchange rates on its foreign currency (largely USD) purchases. The Group uses derivatives to hedge

these underlying exposures.

Derivative nancial instruments are initially included in the balance sheet at their fair value, either

as assets or liabilities, and are subsequently re-measured at fair value at each reporting date.

An interest rate swap is an instrument to exchange a xed rate of interest for a –oating rate, or vice

versa, or one type of –oating rate for another.

Accounting policies

Derivatives are initially recognised at fair value on the date

a derivative contract is entered into and are subsequently

re-measured to their fair value. The method of recognising

the resulting gain or loss depends on whether the derivative

is designated as a hedging instrument, and if so, the nature

of the item being hedged. The Group designates certain

derivatives as hedges of highly probable forecast transactions

(cash œow hedges).

At inception of the hedging relationship, the Group

documents the economic relationship between hedging

instruments and hedged items, including whether changes

in the cash œows of the hedging instruments are expected

to o¦set changes in the cash œows of the hedged items. The

Group also documents its risk management objectives and

strategy for undertaking its hedge transactions.

Cash Œow hedge

The e¦ective portion of changes in the fair value of derivatives

that are designated and qualify as cash œow hedges is

recognised in equity in the hedging reserve. The gain or loss

relating to the ine¦ective portion is recognised immediately in

the consolidated statement of comprehensive income.

Amounts accumulated in equity are recycled in the

consolidated statement of comprehensive income in the

periods when the hedged item will a¦ect pro“t or loss.

However, when the forecast transaction that is hedged results

in the recognition of a non-“nancial asset (for example,

inventory) or a non-“nancial liability, the gains and losses

previously deferred in equity are transferred from equity and

included in the measurement of the initial cost or carrying

amount of the asset or liability.

When a hedging instrument expires or is sold or terminated,

or when a hedge no longer meets the criteria for hedge

accounting, any cumulative gain or loss existing in equity

at that time remains in equity and is recognised when

the forecast transaction is ultimately recognised in the

consolidated statement of comprehensive income. When

a forecast transaction is no longer expected to occur,

the cumulative gain or loss that was reported in equity is

immediately transferred to the consolidated statement of

comprehensive income.

Foreign currency translation

Foreign currency transactions are translated into the

functional currency using the exchange rates prevailing at

the dates of the transaction. Foreign exchange gains and

losses resulting from the settlement of such transactions and

from the translation at year end exchange rates of monetary

assets and liabilities denominated in foreign currencies are

recognised in the consolidated statement of comprehensive

income, except when deferred in other comprehensive

income. Translation di¦erences on monetary “nancial assets

and liabilities are reported as part of the fair value gain or loss.

59KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
RiskExposure arising fromMonitoringManagement

Foreign exchange riskForeign currency purchases

– over Š•% of purchases are

in USD

Forecast purchases

Reviewing exchange rate

movements

USD foreign exchange

derivatives

The Group is exposed to currency risk on any cash remitted between Australia, the United Kingdom, United States of America

and New Zealand. The Group does not hedge for such remittances. Interest on borrowings is denominated in either New Zealand

dollars or Australian dollars, and is paid for out of surplus operating cashœows generated in New Zealand or Australia.

Derivative ¦nancial instruments

2019

NZ$’000

2018

NZ$’000

Foreign exchange contracts

Current asset…,Ї…„,•‹‡

Current liability(ˆˆ)(ˆ•ˆ)

Net foreign exchange contracts – cash œow hedge (asset / (liability))…,Š„Œ…,Š‹„

Interest rate swaps

Current liability(ˆ•ƒ)(„„)

Non-current liability(Š)(‡ƒ)

Net interest rate swaps – cash œow hedge (asset / (liability))(ˆˆˆ)(ˆˆ‹)

Total derivative “nancial instruments…,‰…ƒ…,‰„‰

The above table shows the Group’s “nancial derivative holdings at year end.

Interest rate swaps - cash Œow hedge

Interest rate swaps are to exchange a œoating rate of interest for a “xed rate of interest. The objective of the transaction is to

hedge the core œoating rate borrowings of the business to minimise the impact of interest rate volatility within acceptable levels

of risk thereby limiting the volatility on the Group's “nancial results. The notional amount of interest rate swaps at balance sheet

date was $23,263,048 (2018: $37,586,507). The “xed interest rates range between 1.32% and 2.63% (2018: 2.12% and 3.05%). Refer

section 4.1.3 for timing of contractual cash œows relating to interest rate swaps.

Foreign exchange contracts - cash Œow hedge

The objective of these contracts is to hedge highly probable anticipated foreign currency purchases against currency

œuctuations. These contracts are timed to mature when import purchases are scheduled for payment. The notional amount of

foreign exchange contracts amount to US$79,350,000, NZ$115,606,572 (2018: US$102,300,000, NZ$144,562,936).

No material hedge ine¦ectiveness for interest rate swaps or foreign exchange contracts exists as at balance sheet date (2018: nil).

Refer to section 4.2.1 for a sensitivity analysis of foreign exchange risk associated with derivative “nancial instruments.

4.2.1 Foreign exchange risk

Foreign exchange risk is the risk that œuctuations in exchange rates will impact the Group’s “nancial performance. The Group

operates internationally and is exposed to foreign exchange risk arising from various currency exposures, primarily with respect to

the AUD, USD and the GBP.

60KATHMANDU ANNUAL REPORT 2019
Summarised sensitivity analysis

The following table summarises the sensitivity of the Group’s “nancial assets and “nancial liabilities to foreign exchange risk.

A sensitivity of -10% / +10% (2018: -10% / +10%) for foreign exchange risk has been selected. While it is unlikely that an equal

movement of the New Zealand dollar would be observed against all currencies, an overall sensitivity of -10% / +10% (2018: -10% /

+10%) is reasonable given the exchange rate volatility observed on a historic basis for the preceding “ve year period and market

expectation for potential future movements.

Amounts are shown net of income tax. All variables other than applicable exchange rates are held constant. The impact on

equity is presented exclusive of the impact on retained earnings.

-10%+10%

31 July 2019Carrying amount

$’000

Pro¦t

$’000

Equity

$’000

Pro¦t

$’000

Equity

$’000

Derivative “nancial instruments (asset) / liability(…,‰…ƒ)-(ˆŒ,ŒŒŠ)-ˆ•,Šˆ„

Financial assets

Cash‡,ƒŒ•…ŒŠ-(Œ„Š)-

Trade receivables and other receivablesˆˆ,Œ‡•(‰•‡)-‹•‡-

Other “nancial assets-----

(Œ‡‹)-Œ…‹-

Financial liabilities

Trade payables‹…,„‡•(„,•‡‹)-…,ˆ…„-

Other “nancial liabilities-----

Borrowingsƒ„,„••----

(„,•‡‹)-…,ˆ…„-

Total increase / (decrease)(„,‰‹‰)(ˆ‹,‹‹ƒ)‰,‰ƒŠˆŒ,ƒˆ„

-10%+10%

31 July 2018Carrying amount

$’000

Pro¦t

$’000

Equity

$’000

Pro¦t

$’000

Equity

$’000

Derivative “nancial instruments (asset) / liability(…,‰„‰)-(ˆ‡,…„‡)-ˆŒ,…‡…

Financial assets

Cash‰,ˆ…‡‡ƒ‰-(„ˆ…)-

Trade receivables and other receivablesˆ•,„•‡(‰•ƒ)-‡„‡-

Other “nancial assetsƒƒ,ˆ‰•(ˆ,‹‹…)-ˆ,…„ƒ-

(ˆ,Š…‰)-ˆ,„Š…-

Financial liabilities

Trade payables‹ƒ,‹‹•(…,‰ˆ•)-Œ,ŠŒ„-

Other “nancial liabilitiesƒˆ,ŠŠ…(ˆ,‹‡•)-ˆ,……•

-

BorrowingsŒŠ,„••----

(‡,„‹•)-„,Œ‹„-

Total increase / (decrease)(†,„ˆ†)(ˆ…,‰„…)…,ƒ…ƒˆ‹,‰…‰

61KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
4.3 Equity

Keeping it simple

This section explains material movements recorded in shareholders’ equity that are not explained

elsewhere in the nancial statements. The movements in equity and the balance at 31 July 2019 are

presented in the consolidated statement of changes in equity.

Accounting policies

Share capital

Ordinary shares are classi“ed as equity. Incremental costs directly attributable to the issue of new shares are shown in equity as

a deduction, net of tax, from the proceeds.

Dividends

Dividends are recognised through equity following the approval by the Company’s directors.

4.3.1 Contributed equity - ordinary shares

2019

NZ$’000

2018

NZ$’000

Ordinary shares fully paid (Á)ƒ„ˆ,ˆˆŒƒ…Š,‰‰ƒ

Balance at beginning of yearƒ…Š,‰‰ƒƒ••,ƒ•Š

Issue of shares under Executive and Senior Management Long Term Incentive Planˆ,ƒŒˆŠ‹ˆ

Shares issued under share placement and share purchase plan-…‰,‹•ƒ

Balance at end of yearƒ„ˆ,ˆˆŒƒ…Š,‰‰ƒ

Number of issued shares

2019

’000

2018

'000

Ordinary shares issued at beginning of the yearƒƒ„,Œˆ„ƒ•ˆ,…Š‹

Shares issued under Executive and Senior Management Long Term Incentive Plan‰‹…‡‹•

Shares issued under share placement and share purchase plan-ƒŒ,ˆ…‰

Ordinary shares issued at end of the yearƒƒ‡,ˆ‰Šƒƒ„,Œˆ„

As at 31 July 2019 there were 226,188,531 ordinary issued shares in Kathmandu Holdings Limited and these are classi“ed as equity.

873,712 shares (2018: 669,669) were issued under the “Executive and Senior Management Long Term Incentive Plan 24 November

2010” during the year.

All ordinary shares carry equal rights in respect of voting and the receipt of dividends. Ordinary shares do not have a par value.

Refer to section 6.4 for Employee share based remuneration plans.

4.3.2 Reserves and retained earnings

Cash Œow hedging reserve

The hedging reserve is used to record gains or losses on a hedging instrument in a cash œow hedge that are recognised directly

in other comprehensive income, as described in the accounting policy in section 4.2. The amounts are recognised in pro“t or loss

when the associated hedged transaction a¦ects pro“t or loss.

62KATHMANDU ANNUAL REPORT 2019
4.3.3 Dividends

4.3.4 Capital risk management

The Group’s capital includes contributed equity, reserves and retained earnings.

The Group's objectives when managing capital are to safeguard the Group's ability to continue as a going concern in order to

provide returns for shareholders and bene“ts for other stakeholders and to maintain an optimal capital structure to reduce the

cost of capital.

In order to maintain or adjust the capital structure, the Group may adjust the amount of dividends paid to shareholders, return

capital to shareholders, issue new shares or sell assets to reduce debt or draw down more debt.

Foreign currency translation reserve

The FCTR is used to record foreign currency translation di¦erences arising on the translation of the Group entities results and

“nancial position. The amounts are accumulated in other comprehensive income and recognised in pro“t or loss when the

foreign operation is partially disposed of or sold.

Share based payments reserve

The share based payments reserve is used to recognise the fair value of share options and performance rights granted but not

exercised or lapsed. Amounts are transferred to share capital when vested options are exercised by the employee or performance

rights are vested.

Reserves

2019

NZ$’000

2018

NZ$’000

(i) Cash œow hedging reserve

Opening balanceŒ,…Љ(„,Œƒƒ)

Revaluation - gross(Š,‹‹ƒ)ˆŒ,‰‡„

Deferred taxation on revaluationƒ.Œ‡•‹(Œ,Œ‡•)

Transfer to hedged assetŠ,„‹Š(ˆ,‹„‹)

Transfer to net pro“t - grossƒ•‡‹ƒ

Closing balance…,ˆˆ‰Œ,…Љ

(ii) Foreign currency translation reserve

Opening balance(‰,Š‹„)(ˆŠ,…ŠŒ)

Currency translation di¦erences – Gross(Œ,ƒŠ‹)ˆ•,„ˆ‰

Currency translation di¦erences – Taxationƒ.Œ--

Closing balance(ˆƒ,ƒ‹ƒ)(‰,Š‹„)

(iii) Share based payments reserve

Opening balanceƒ,‹‡•ˆ,‰ˆŒ

Current year amortisation‹ƒˆˆ,…‰Š

Deferred taxation on share optionsƒ.Œ(ƒ„Œ)…ƒŠ

Transfer to Share Capital on vesting of shares to Employees(ˆ,ƒŒˆ)(Š‹ˆ)

Share Options / Performance Rights lapsed(ˆ…)-

Closing balanceˆ,ЉŒƒ,‹‡•

Total Reserves(‡,ˆ‹ˆ)(ƒ,‹ˆ‹)

2019

NZ$’000

2018

NZ$’000

Prior year “nal dividend paidƒ…,‰Œ‡ˆ‰,ˆŠ„

Current year interim dividend paidŠ,•…‹Š,•ˆŒ

Dividends paid (Á•.ˆ„ per share (ƒ•ˆ‰: Á•.ˆŒ))ŒŒ,‰‰Œƒ‹,ƒ•‰

63KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
Section 5 Group Structure

In this section

This section provides information about the entities that make up the Kathmandu Group and how

they ažect the nancial performance and position of the Group.

5.1 Acquisition of Obōz Footwear LLC

In April 2018 Kathmandu Holdings Limited through its wholly-owned subsidiary Kathmandu US Holdings LLC acquired 100% of

the equity interests in Oboz Footwear LLC based out of Bozeman, Montana. The total purchase price was USD$60,000,000 plus a

proportionate contingent earn out of up to USD$15,000,000 based on an EBITDA target for the year ending 31 December 2018.

In accordance with the sale and purchase agreement the full contingent earn out of NZD$22,321,000 (USD$15,000,000) was paid

in April 2019. This cash consideration was paid using funds held in escrow on term deposit since acquisition.

The acquisition accounting fair value adjustments were on a provisional basis in the Group’s 31 July 2018 consolidated “nancial

statements. The acquisition accounting adjustments have now been “nalised and updated to reœect independent valuations

performed on the net assets recognised on acquisition. As a result, the following adjustments (in NZD) have been recognised in

the prior period; a decrease in the customer relationship ($11,984,000), a decrease in the deferred tax liability ($3,552,000), an

increase in retained earnings ($139,000), and a corresponding increase in goodwill ($8,571,000).

Final Purchase Price Allocation

NZD$’000

Purchase priceˆ•Œ,ˆ‡…

Less indebtedness settled on acquisition(‰,Œ…Š)

Plus settlement adjustmentsƒ,ƒ„Œ

Total net considerationŠ‹,•‡‰

Recognised amounts of identiable assets acquired and liabilities assumed;

Current assets

Cash and cash equivalents॥

Trade and other receivablesˆˆ,‹‡‹

Inventories‡,‹‰‡

Non-current assets

Property, plant and equipment‡‡Œ

Intangible assetsŠƒ

Customer relationshipsˆ,‡Š‡

BrandŒ…,„…ˆ

Current liabilities

Trade and other payables(„,•‰‹)

Non-current liabilities

Interest bearing liabilities(‡,Šˆ„)

Deferred tax(Š,Š‹Œ)

Net assets acquiredŒ…,ˆ‹•

Goodwill on acquisition‡ƒ,‰Š‰

Total net considerationŠ‹,•‡‰

64KATHMANDU ANNUAL REPORT 2019
5.2 Subsidiary companies

Subsidiaries are all entities over which the Group has control. Control is achieved when the Group:

• has power over the entity;

• is exposed to, or has rights to, variable returns from its involvement with the entity; and

• has the ability to use its power to a¦ect returns.

Consolidation of a subsidiary begins when the Group obtains control over the subsidiary and ceases when the Group loses control

of the subsidiary.

Holding

Subsidiary CompaniesPrincipal ActivityCountry of

Incorporation

20192018Balance Sheet

Date

Milford Group Holdings LimitedHolding companyNew Zealandˆ••%ˆ••%Œˆ July

Kathmandu LimitedOutdoor retailerNew Zealandˆ••%ˆ••%Œˆ July

Kathmandu Pty LimitedOutdoor retailerAustraliaˆ••%ˆ••%Œˆ July

Kathmandu (U.K.) LimitedOutdoor retailerUnited Kingdomˆ••%ˆ••%Œˆ July

Kathmandu US Holdings LLCHolding companyUSAˆ••%ˆ••%Œˆ July

Oboz Footwear LLCFootwear wholesalerUSAˆ••%ˆ••%Œˆ December

65KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
Section 6 Other Notes

6.1 Related parties

All transactions with related parties were in the normal course

of business and provided on commercial terms. No amounts

owed to related parties have been written o¦ or forgiven

during the period.

Key Management Personnel

Key Management Personnel include the following employees:

Executive Directors:

• Chief Executive Oªcer

Senior Managers:

• Chief Operating Oªcer

• Chief Financial Oªcer and Company Secretary

Other Key Management Personnel:

• General Manager, Product

• General Manager, Marketing and Online

• General Manager, Supply Chain

• General Manager, Human Resources

• Chief Information Oªcer

• General Manager, Retail Stores and Operations

• General Manager Merchandising

• President Oboz / Kathmandu North America

Remuneration Detail – refer to section 6.3.

2019

NZ$’000

2018

NZ$’000

SalariesŒ,…ˆ…Œ,•Œˆ

Other short-term

employee bene“ts

…„‹ˆ,ˆŠ„

Post-employment

bene“ts

ˆˆ‹ˆˆˆ

Employee

performance rights

…ŠˆŠƒŠ

…,…‹Š„,ƒ‡‡

6.2 Fair values

The following methods and assumptions were used to

estimate the fair values for each class of “nancial instrument:

Trade debtors, trade creditors and bank balances

The carrying value of these items is equivalent to their

fair value.

Term liabilities

The fair value of the Group's term liabilities is estimated based

on current market rates available to the Group for debt of

similar maturity. The fair value of term liabilities equates to

their current carrying value.

Foreign exchange contracts and interest rate swaps

The fair value of these instruments is determined using

valuation techniques (as they are not traded in an active

market). These valuation techniques maximise the use of

observable market data where it is available and rely as little

as possible on entity speci“c estimates.

Speci“c valuation techniques used to value “nancial

instruments include the fair value of interest rate swaps. These

are calculated at the present value of the estimated future

cash œows, based on observable yield curves and the fair

value of forward foreign exchange contracts, as determined

using forward exchange rates at the balance sheet date, with

the resulting value discounted back to present value.

These derivatives have all been determined to be within level

2 (for the purposes of NZ IFRS 13) of the fair value hierarchy

as all signi“cant inputs required to ascertain the fair value of

these derivatives are observable.

Guarantees and overdraft facilities

The fair value of these instruments is estimated on the basis

that management do not expect settlement at face value to

arise. The carrying value and fair value of these instruments

are approximately nil. All guarantees are payable on demand.

66KATHMANDU ANNUAL REPORT 2019
6.3 Remuneration detail

2019Short-term bene¦tsPost-

employment

bene¦ts

Share based payments

NameCash

Salary

and fees

$

Cash

bonus

$

Non-

Monetary

bene¦ts

$

Super-

annuation

$

Performance

Rights

1


$

Equity

related

%

Total

$

Performance

related

%

Non-Executive Directors

David Kirkƒ„„,••‡----•.•%ƒ„„,••‡•.•%

John HarveyˆŒŒ,‡ƒŠ----•.•%ˆŒŒ,‡ƒŠ•.•%

Sandra McPheeˆŒŒ,‡ƒŠ----•.•%ˆŒŒ,‡ƒŠ•.•%

Philip BowmanˆŒŒ,‡ƒŠ----•.•%ˆŒŒ,‡ƒŠ•.•%

Brent ScrimshawˆŒŒ,‡ƒŠ----•.•%ˆŒŒ,‡ƒŠ•.•%

‡†ƒ,„ŠŠ----Œ.Œ%‡†ƒ,„ŠŠŒ.Œ%

Executive Directors

Xavier Simonet ‰„…,ŒŒ‡ˆƒ‹,„‰‹-ƒˆ,‡Œ„ƒƒ‹,‡Šˆˆ‰.„%ˆ,ƒŒˆ,ƒ…Šƒ‰.Š%

†„‰,‹‹…ˆŠ‡,„†‡-Šˆ,…‹„ŠŠ‡,…ƒˆˆ†.„%

ˆ,Š‹ˆ,ЉƒŠ†.ƒ%

Senior Managers and Other Key Management Personnel

Reuben Casey …•Š,•‡ˆƒ‹,‰…‡Œ,……•ˆƒ,ƒ‹ƒ‰‹,……ˆˆ‡.ƒ%„…•,•‡•ƒˆ.Œ%

Chris Kinraid

2

„ˆ,„ƒ…ƒˆ,ŠŒ‰Œƒ„ˆ,„…‡‹,‰…„Š.…%‰Œ,ˆ‹‰Œ„.‰%

Other Management ƒ,•ŠŠ,•ƒ…ƒ„Š,„ƒ‰ˆ‡,Œ‡‹‰ˆ,…„ˆˆ‡‹,‹‡…‡.…%ƒ,‡ƒ…,ˆŒ…ˆ‡.Œ%

Total

‰,ŠŒ‹,‰…‡‰‹…,†ƒƒŠŒ,ˆ‹Šˆˆ…,ƒŒ‰‰ƒŒ,‡‰ˆƒ.‹%„,Š…†,ˆ‰‹ˆ‡.…%

1. This represents the accounting expense of amortising the value of performance rights during the year (refer to note 6.4). 618,555 performance rights were vested

and issued to key management personnel during FY2019 of which 51,020 related to Reuben Casey and 407,463 related to Xavier Simonet. 2. CFO from 14 May 2019.

2018

Short-Term Bene¦tsPost-

employment

bene¦ts

Share based payments

NameCash

Salary

and fees

$

Cash

bonus

$

Non-

Monetary

bene¦ts

$

Super-

annuation

$

Performance

Rights

1

$

Equity

related

%

Total

$

Performance

related

%

Non-Executive Directors

David Kirkƒ…ˆ,Œ•ƒ----•.•%ƒ…ˆ,Œ•ƒ•.•%

John Harveyˆƒ‡,ƒŒ‡----•.•%ˆƒ‡,ƒŒ‡•.•%

Sandra McPheeˆƒ‡,ƒŒ‡----•.•%ˆƒ‡,ƒŒ‡•.•%

Philip Bowmanˆ•„,ˆŠ‹----•.•%ˆ•„,ˆŠ‹•.•%

Brent Scrimshawˆ•„,ˆŠ‹----•.•%ˆ•„,ˆŠ‹•.•%

John Hollandƒˆ,•ŒŠ----•.•%ƒˆ,•ŒŠ•.•%

Christine Crossƒˆ,•ŒŠ----•.•%ƒˆ,•ŒŠ•.•%

‡‰…,Љ…----Œ.Œ%‡‰…,Љ…Œ.Œ%

Executive Directors

Xavier Simonet ‰„‰,…‰•„ƒ‰,•Šˆ-ƒˆ,‹……ŒŠ‰,‡Œ‹ƒƒ.ˆ%ˆ,‰•‡,Š„ƒ„ˆ.Œ%

†„†,‰†Œ„І,Œƒˆ-Šˆ,‡‰‰‹ƒ†,…‹‡ŠŠ.ˆ%ˆ,†Œ…,ƒ„Š„ˆ.‹%

Senior Managers and Other Key Management Personnel

Reuben Casey ŒŠ…,‰ˆ•

ˆŒ‡,„••ƒ,‹Šˆˆˆ,‰…ˆˆ‡‡,•„„ƒŒ.Œ%‹ˆˆ,ŠŠ‹…ƒ.„%

Other Management ˆ,‹‹‹,‰„„„ˆŠ,Š‹‹‰,•‹ƒ‹‹,‡‰„Œ‡…,•‡„ˆŒ.Œ%ƒ,‹…‹,‡„…Œƒ.ƒ%

Total‹,‡‡‡,‹ƒˆ

ˆ,ˆ†‰,„…†ˆŒ,†…‹ˆˆˆ,ЇŒƒŠ†,‡„‡ˆ„.‰%…,ŒˆŠ,†‰ƒ‹„.ˆ%

1. This represents the accounting expense of amortising the value of performance rights during the year (refer to note 6.4). 173,271 performance rights

were vested and issued to key management personnel during FY2018 of which 59,167 related to Reuben Casey and nil related to Xavier Simonet.

67KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
6.4 Employee share based remuneration

Accounting policy

Equity settled long term incentive plan

The Executive and Senior Management Long Term Incentive plan grants Group employees performance rights subject to

performance hurdles being met. The fair value of rights granted is recognised as an employee expense in the consolidated

statement of comprehensive income with a corresponding increase in the employee share based payments reserve. The fair value

is measured at grant date and amortised over the vesting periods. The fair value of the rights granted is measured using the

Kathmandu Holdings Limited share price as at the grant date less the present value of the dividends forecast to be paid prior to

each vesting date. When performance rights vest, the amount in the share based payments reserve relating to those rights are

transferred to share capital. When any vested performance rights lapse upon employee termination, the amount in the share

based payments reserve relating to those rights is transferred to retained earnings.

Executive and Senior Management Long Term Incentive Plan

On 20 November 2013, shareholders approved at the Annual Meeting the continuation of an Employee Long Term Incentive Plan

(LTI) (previously established 24 November 2010) to grant performance rights to Executive Directors, Senior Managers, Other Key

Management Personnel and Wider Leadership Management.

Executive Directors and Senior Managers

Performance rights granted to Executive Directors and Senior Managers are summarised below:

Grant DateBalance at

start of year

number

Granted during

the year

number

Vested during

the year

number

Lapsed during

the year

number

Balance at

the end of year

number

20 Dec 2018-ƒ‡ˆ,Œ‰‰--ƒ‡ˆ,Œ‰‰

20 Dec 2017Œ‹…,…Œ‹---Œ‹…,…Œ‹

19 Dec 2016Œ‹„,‰ˆ•---Œ‹„,‰ˆ•

16 Dec 2015…•‹,…‡Œ-(…•‹,…‡Œ)--

ˆ,ˆ„‹,‹ˆ•ƒ‡ˆ,Œ‰‰(…•‹,…‡Œ)-ˆ,•ˆˆ,‡Œ„

The performance rights granted on 20 December 2018 are Long Term Incentive components only.

Long Term Incentive performance rights vest in equal tranches. In each tranche the rights are subject to a combination of a

relative Total Shareholder Return (TSR) hurdle and/or an EPS growth hurdle. The relative weighting and number of tranches for

each grant date are shown in the table below:

Grant DateTranchesEPS WeightingTSR Weighting

ƒ• Dec ƒ•ˆ‰ˆ„•%„•%

ƒ• Dec ƒ•ˆ‹ˆ„•%„•%

ˆŠ Dec ƒ•ˆ‡ˆ„•%„•%

68KATHMANDU ANNUAL REPORT 2019
The proportion of rights subject to the relative TSR hurdle

is dependent on Kathmandu Holdings Limited’s TSR

performance relative to a de“ned comparable group of

companies in New Zealand and Australia listed on either

the ASX or NZX. The percentage of TSR related rights vest

according to the following performance criteria:

Kathmandu Holdings

Limited relative TSR ranking% Vesting

Below the „•th percentile•%

„•th percentile„•%

„ˆst – ‹…th percentile„•% ¾ ƒ% for each

percentile above the „•th

‹„th percentile or aboveˆ••%

The TSR performance is calculated for the following

performance periods:

Tranche20192018

Tranche 1Œ‡ months to ˆ

December ƒ•ƒˆ

Œ‡ months to ˆ

December ĥĥ

Tranche2019

Performance

Period

2018

Performance

Period

Tranche 1FYƒˆ EPS relative

to FYˆ‰ EPS

FYĥ EPS relative

to FYˆ‹ EPS

The fair value of the TSR rights have been valued under a

Monte Carlo simulation approach predicting Kathmandu

Holdings Limited’s TSR relative to the comparable group of

companies at the respective vesting dates for each tranche.

The fair value of TSR rights, along with the assumptions used

to simulate the future share prices using a random-walk

process are shown below:

The estimated fair value for each tranche of rights issued is

amortised over the vesting period from the grant date.

The proportion of rights subject to the EPS growth hurdle

is dependent on the compound average annual growth in

Kathmandu Holdings Limited’s EPS relative to the year ending

31 July 2018. The applicable performance periods are:

The percentage of the 2019 EPS growth related rights scales

according to the compound average annual EPS growth

achieved as follows:

The fair value of the EPS rights have been assessed as the

Kathmandu Holdings Limited share price as at the grant date

less the present value of the dividends forecast to be paid

prior to each vesting date. The estimated fair value for each

tranche of options issued is amortised over the vesting period

from the grant date.

Vesting of Long Term Incentive performance rights also

require remaining in employment with the Company during

the performance period.

20192018

Fair value of TSR rightsÁƒ•„,ˆŠ•Áƒ‡‹,ˆ‡ˆ

Current price at grant dateÁƒ.‹‹Áƒ.…ƒ

Risk free interest rateˆ.‹‡%ƒ.•‡%

Expected life (years)ŒŒ

Expected share volatilityƒ‰.Š%…Œ.•%

EPS Growth

2019 %

Rights

Vesting

EPS

Growth

2018 %

Rights

Vesting

< 7%0%< 7%0%

>=7%, < 8%50%>=7%, < 8%50%

>=8%, < 9%60%>=8%, < 9%60%

>=9%, < 10%70%>=9%, < 10%70%

>=10%, < 11%80%>=10%, < 11%80%

>=11%, < 12%90%>=11%, < 12%90%

>=12%100%>=12%100%

69KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
Other Key Management Personnel and Wider Leadership Management

Performance rights granted to Other Key Management Personnel and Wider Leadership Management are all Short Term

Incentives under the shareholder approved Employee Long Term Incentive Plan, and are summarised below:

1. Remaining performance rights on vesting date 31 July 2019, which were subsequently issued on 14 August 2019.

Grant DateBalance at start

of year

number

Granted during

the year

number

Vested during the

year

number

Lapsed during

the year

number

Balance at

the end of year

number

18 Dec 2018-„ƒ…,ƒƒ•-(„ƒ…,ƒƒ•)-

11 Dec 2017„‡‰,Š…ˆ--(ˆ‹,‹„„)„„ˆ,ˆ‰‡

ˆ

07 Dec 2016…‡‡,ƒ…Š-(…‡‡,ƒ…Š)--

Short Term Incentive performance rights vest:

• upon the Company achieving non-market performance hurdles; and

• the employee remaining in employment with the Company until the vesting date.

The performance period and vesting dates are summarised below:

20192018

Grant Dateˆ‰ Dec ƒ•ˆ‰ˆˆ Dec ƒ•ˆ‹

Performance period (year ending)Œˆ Jul ƒ•ˆŠŒˆ Jul ƒ•ˆ‰

Vesting Date – Other Key Management Personnel and Wider Leadership ManagementŒˆ Jul ƒ•ƒ•Œˆ Jul ƒ•ˆŠ

The fair value of the rights were assessed as the Kathmandu Holdings Limited share price as at the grant date less the present

value of the dividends forecast to be paid prior to the vesting date. The fair value of each right has been calculated to be NZ$2.54

per right (2018: NZ$2.14).

The non-market performance hurdles set for the year ending 31 July 2019 were met and accordingly an expense has been

recognised in the consolidated statement of comprehensive income.

Expenses arising from equity settled share based payments transactions

2019

NZ$’000

2018

NZ$’000

Executive Directorƒƒ‰ŒŠŠ

Key Management Personnel and Wider Leadership Management…ŠŒˆ,•Š•

‹ƒˆˆ,…‰Š

70KATHMANDU ANNUAL REPORT 2019
6.5 Contingent liabilities

There are no contingent liabilities in 2019 (2018: nil).

6.6 Contingent assets

There are no contingent assets in 2019 (2018: nil).

6.7 Events occurring after

balance sheet date

There are no events after balance sheet date which materially

a¦ect the information within the consolidated “nancial

statements.

6.8 Supplementary information

Directors fees

2019

NZ$’000

2018

NZ$’000

DirectorsÆ fees‹Š•‹…‡

Directors fees for the Parent company were paid to the

following:

• David Kirk (Chairman)

• Sandra McPhee

• John Harvey

• Philip Bowman

• Brent Scrimshaw

Audit fees

During the year the following fees were paid or payable for

services provided by the auditor of the parent entity, its

related practices and other network audit “rms:

2019

NZ$’000

2018

NZ$’000

Audit services - PricewaterhouseCoopers

Group audit - PwC New Zealandˆ‰‡ˆ„„

UK Statutory audit - PwC UKĥĥ

Half year reviewŒ‡ŒŒ

Non-audit services - PricewaterhouseCoopers

Revenue certi“catesˆƒˆ‡

Banking compliance certi“catesŒƒ

Total remuneration for

PricewaterhouseCoopers services

ƒ„‹ƒƒ‡

71KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
6.9 New accounting standards

New standards ¦rst applied in the year

New

Accounting

Standard

Eªective Date

Applicable to

the Group


Summary of

ChangesGroup Impact

NZ IFRS 9

Financial

Instruments

1 August 2018Addresses the classi“cation,

measurement and de-

recognition of “nancial

assets and “nancial

liabilities and new rules for

hedge accounting.

The Group has reviewed its “nancial assets and liabilities and

noted no material impact from the adoption of NZ IFRS 9.

The Group has assessed which business models apply to its

“nancial assets and classi“ed these into the appropriate

categories under NZ IFRS 9. The only reclassi“cation arising

is the “nancial assets previously classi“ed as loans and

receivables now fall into the amortised cost category.

The “nancial assets classi“ed in the amortised cost

category are now subject to the new impairment model

which requires the recognition of impairment provisions

based on expected credit losses (ECL). Under NZ IAS 39

an incurred credit loss model was applied. Based on the

Group’s assessment of historical provision rates and forward-

looking analysis, there is no material “nancial impact on the

impairment provisions.

NZ IFRS 9 does not impact the classi“cation or measurement

of the Group’s “nancial liabilities.

The new hedge accounting rules align the accounting for

hedging instruments more closely with the Group’s risk

management practices. The Group has con“rmed that its

current hedge relationships qualify as continuing hedges

under NZ IFRS 9. Accordingly, there is no signi“cant impact

on the accounting treatment for the Group’s hedging

relationships. The nature and extent of the Group’s disclosure

note in relation to its hedging relationships has been

changed in these consolidated “nancial statements for the

period ending 31 July 2019.

72KATHMANDU ANNUAL REPORT 2019
New

Accounting

Standard

Eªective Date

Applicable to

the Group


Summary of

ChangesGroup Impact

NZ IFRS 15

Revenue from

Contracts with

Customers

1 August 2018Establishes the reporting

principles relating to the

nature, amount, timing and

uncertainty of revenue and

cash œows arising from a

contract with a customer.

The group has reviewed its revenue recognition policies upon

adoption of NZ IFRS 15 and noted no material impact.

Work focused on segregating the di¦erent revenue streams

within the business. The majority of revenue is made up of

in store transactions with 21% earned through online and

wholesale sales.

The following matters were identi“ed to be relevant to the

Group under NZ IFRS 15:

- A customers’ right of return in determining revenue to be

recognised. Return rates for sales were analysed and it

was determined that there was no material impact from

adoption of NZ IFRS 15.

- For online sales and wholesale sales, whether arranging

the delivery of goods is a separate performance

obligation as it may impact the timing, measurement

and classi“cation of revenue recognised. After

assessment of the Group’s current accounting policies

there is no material impact from adoption of NZ IFRS 15.

Standards, interpretations and amendments to published standards that are not yet eªective

NZ IFRS 16

Leases

1 August 2019Introduces a single lessee

accounting model requiring

a lessee to recognise

assets and liabilities for all

leases with a term of more

than 12 months where

they are not considered

low value. A right-of-use

asset will be recognised

representing the right to

use the underlying leased

asset and a lease liability

representing the obligations

to make lease payments.

As a consequence, a lessee

recognises depreciation

of the right-of-use asset

and interest on the lease

liability.

This standard will materially impact the Group’s consolidated

“nancial statements at transition and in future years, as

the Group’s operating leases (primarily in relation to store,

distribution centre and oªce leases) are recognised on

balance sheet.

The implementation plan for the new standard is now

complete including;

- Identi“cation of leases and contracts that include a

lease;

- Collation of lease data required for the calculation of the

impact assessment;

- Identi“cation of necessary changes to systems and

processes required to enable reporting and accounting in

accordance with the new standard; and

- Selection of appropriate accounting policies around

transition method, discount rates and estimates of

lease-term for leases with options.

The Group will adopt the simpli“ed transition approach

under NZ IFRS 16 in the period ending 31 July 2020 and will

not restate comparative amounts.

73KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS
New

Accounting

Standard

Eªective Date

Applicable to

the Group


Summary of

ChangesGroup Impact

Note 2.2 reœects that as at 31 July 2019 the Group had lease

commitments for operating leases of $206m.

Based on the current leasing arrangements as at 31 July

2019 the application of NZ IFRS 16 is expected to have the

following impact on the group balance sheet;

- Recognition of a right of use asset of approximately

$177m;

- Recognition of a lease liability of approximately $212m;

- Reduction in trade and other payables of approximately

$13m;

- Reduction in the deferred tax liability of approximately

$10m; and

- Reduction in opening retained earnings of approximately

$12m.

The impact on the consolidated statement of comprehensive

income for the year ended 31 July 2020 is expected to be a;

- Reduction in selling and administration and general

expenses of approximately $59m;

- Increase in depreciation and amortisation of

approximately $51m; and

- Increase in “nance expenses of approximately $7m.

The impact on each of these line items is expected to

be signi“cant however the overall net pro“t after tax is

expected to be immaterial.

Operating cash œows for the year ended 31 July 2020 are

expected to increase by $48m under NZ IFRS 16 as result of

reclassifying rent payments to “nancing activities reœecting

the repayment of lease liabilities.

The above has no e¦ect to the Group and the change is for

“nancial reporting purposes only.

Current estimates are likely to change for the period ending

31 July 2020, mainly due to;

- Subsequent movements in the discount rate;

- New lease contracts entered into by the Group;

- Any changes to existing lease contracts; and

- Change in management’s judgement to exercise rights

of renewals under lease arrangements.

74KATHMANDU ANNUAL REPORT 2019


PricewaterhouseCoopers

PwC Centre, Level 4, 60 Cashel Street, Christchurch Central, PO Box 13244, Christchurch 8141, New Zealand

T: +64 3 374 3000, F: +64 3 374 3001, pwc.co.nz



Independent auditor’s report

To the shareholders of Kathmandu Holdings Limited

We have audited the consolidated financial statements which comprise:

 the consolidated balance sheet as at 31 July 2019;

 the consolidated statement of comprehensive income for the year then ended;

 the consolidated statement of changes in equity for the year then ended;

 the consolidated statement of cash flows for the year then ended; and

 the notes to the consolidated financial statements, which include a summary of significant

accounting policies.


Our opinion

In our opinion, the accompanying consolidated financial statements of Kathmandu Holdings Limited

(the Company), including its subsidiaries (the Group), present fairly, in all material respects, the

financial position of the Group as at 31 July 2019, its financial performance and its cash flows for the

year then ended in accordance with New Zealand Equivalents to International Financial Reporting

Standards (NZ IFRS) and International Financial Reporting Standards (IFRS).

Basis for opinion

We conducted our audit in accordance with International Standards on Auditing (New Zealand) (ISAs

(NZ)) and International Standards on Auditing (ISAs). Our responsibilities under those standards are

further described in the Auditor’s responsibilities for the audit of the consolidated financial

statements section of our report.

We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for

our opinion.

We are independent of the Group in accordance with Professional and Ethical Standard 1 (Revised)

Code of Ethics for Assurance Practitioners (PES 1) issued by the New Zealand Auditing and Assurance

Standards Board and the International Ethics Standards Board for Accountants’ Code of Ethics for

Professional Accountants (IESBA Code), and we have fulfilled our other ethical responsibilities in

accordance with these requirements.

Our firm carries out other services for the Group in the areas of an assurance compliance

engagement in respect of bank covenant compliance and agreed upon procedures for store turnover

certificates. The provision of these other services has not impaired our independence as auditor of the

Group.



PricewaterhouseCoopers

PwC Centre, Level 4, 60 Cashel Street, Christchurch Central, PO Box 13244, Christchurch 8141, New Zealand

T: +64 3 374 3000, F: +64 3 374 3001, pwc.co.nz



Independent auditor’s report

To the shareholders of Kathmandu Holdings Limited

We have audited the consolidated financial statements which comprise:

 the consolidated balance sheet as at 31 July 2019;

 the consolidated statement of comprehensive income for the year then ended;

 the consolidated statement of changes in equity for the year then ended;

 the consolidated statement of cash flows for the year then ended; and

 the notes to the consolidated financial statements, which include a summary of significant

accounting policies.


Our opinion

In our opinion, the accompanying consolidated financial statements of Kathmandu Holdings Limited

(the Company), including its subsidiaries (the Group), present fairly, in all material respects, the

financial position of the Group as at 31 July 2019, its financial performance and its cash flows for the

year then ended in accordance with New Zealand Equivalents to International Financial Reporting

Standards (NZ IFRS) and International Financial Reporting Standards (IFRS).

Basis for opinion

We conducted our audit in accordance with International Standards on Auditing (New Zealand) (ISAs

(NZ)) and International Standards on Auditing (ISAs). Our responsibilities under those standards are

further described in the Auditor’s responsibilities for the audit of the consolidated financial

statements section of our report.

We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for

our opinion.

We are independent of the Group in accordance with Professional and Ethical Standard 1 (Revised)

Code of Ethics for Assurance Practitioners (PES 1) issued by the New Zealand Auditing and Assurance

Standards Board and the International Ethics Standards Board for Accountants’ Code of Ethics for

Professional Accountants (IESBA Code), and we have fulfilled our other ethical responsibilities in

accordance with these requirements.

Our firm carries out other services for the Group in the areas of an assurance compliance

engagement in respect of bank covenant compliance and agreed upon procedures for store turnover

certificates. The provision of these other services has not impaired our independence as auditor of the

Group.

75KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS


PricewaterhouseCoopers

PwC Centre, Level 4, 60 Cashel Street, Christchurch Central, PO Box 13244, Christchurch 8141, New Zealand

T: +64 3 374 3000, F: +64 3 374 3001, pwc.co.nz



Independent auditor’s report

To the shareholders of Kathmandu Holdings Limited

We have audited the consolidated financial statements which comprise:

 the consolidated balance sheet as at 31 July 2019;

 the consolidated statement of comprehensive income for the year then ended;

 the consolidated statement of changes in equity for the year then ended;

 the consolidated statement of cash flows for the year then ended; and

 the notes to the consolidated financial statements, which include a summary of significant

accounting policies.


Our opinion

In our opinion, the accompanying consolidated financial statements of Kathmandu Holdings Limited

(the Company), including its subsidiaries (the Group), present fairly, in all material respects, the

financial position of the Group as at 31 July 2019, its financial performance and its cash flows for the

year then ended in accordance with New Zealand Equivalents to International Financial Reporting

Standards (NZ IFRS) and International Financial Reporting Standards (IFRS).

Basis for opinion

We conducted our audit in accordance with International Standards on Auditing (New Zealand) (ISAs

(NZ)) and International Standards on Auditing (ISAs). Our responsibilities under those standards are

further described in the Auditor’s responsibilities for the audit of the consolidated financial

statements section of our report.

We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for

our opinion.

We are independent of the Group in accordance with Professional and Ethical Standard 1 (Revised)

Code of Ethics for Assurance Practitioners (PES 1) issued by the New Zealand Auditing and Assurance

Standards Board and the International Ethics Standards Board for Accountants’ Code of Ethics for

Professional Accountants (IESBA Code), and we have fulfilled our other ethical responsibilities in

accordance with these requirements.

Our firm carries out other services for the Group in the areas of an assurance compliance

engagement in respect of bank covenant compliance and agreed upon procedures for store turnover

certificates. The provision of these other services has not impaired our independence as auditor of the

Group.



PwC 46



Our audit approach

Overview


An audit is designed to obtain reasonable assurance whether the financial

statements are free from material misstatement.

Overall Group materiality: $4 million, which represents approximately 5%

of profit before tax.

We chose profit before tax as the benchmark because, in our view, it is the

benchmark against which the performance of the Group is most commonly

measured by users, and is a generally accepted benchmark.

We agreed with the Audit and Risk Committee that we would report to

them misstatements identified during the audit above $400,000.


We have determined that there is two key audit matters:

 Finalisation of the Oboz Footwear LLC purchase price allocation; and

 Inventory valuation and existence

Materiality

The scope of our audit was influenced by our application of materiality.

Based on our professional judgement, we determined certain quantitative thresholds for materiality,

including the overall Group materiality for the consolidated financial statements as a whole as set out

above. These, together with qualitative considerations, helped us to determine the scope of our audit,

the nature, timing and extent of our audit procedures and to evaluate the effect of misstatements, both

individually and in aggregate on the consolidated financial statements as a whole.

Audit scope

We designed our audit by assessing the risks of material misstatement in the consolidated financial

statements and our application of materiality. As in all of our audits, we also addressed the risk of

management override of internal controls including among other matters, consideration of whether

there was evidence of bias that represented a risk of material misstatement due to fraud.

We tailored the scope of our audit in order to perform sufficient work to enable us to provide an

opinion on the consolidated financial statements as a whole, taking into account the structure of the

Group, the accounting processes and controls, and the industries in which the Group operates.

The accounting function for Kathmandu is maintained in New Zealand, the Oboz accounting function

is located in the USA. The Group audit was conducted by a New Zealand based team.

Key audit matters

Key audit matters are those matters that, in our professional judgment, were of most significance in

our audit of the consolidated financial statements of the current year. These matters were addressed in

the context of our audit of the consolidated financial statements as a whole, and in forming our

opinion thereon, and we do not provide a separate opinion on these matters.



PricewaterhouseCoopers

PwC Centre, Level 4, 60 Cashel Street, Christchurch Central, PO Box 13244, Christchurch 8141, New Zealand

T: +64 3 374 3000, F: +64 3 374 3001, pwc.co.nz



Independent auditor’s report

To the shareholders of Kathmandu Holdings Limited

We have audited the consolidated financial statements which comprise:

 the consolidated balance sheet as at 31 July 2019;

 the consolidated statement of comprehensive income for the year then ended;

 the consolidated statement of changes in equity for the year then ended;

 the consolidated statement of cash flows for the year then ended; and

 the notes to the consolidated financial statements, which include a summary of significant

accounting policies.


Our opinion

In our opinion, the accompanying consolidated financial statements of Kathmandu Holdings Limited

(the Company), including its subsidiaries (the Group), present fairly, in all material respects, the

financial position of the Group as at 31 July 2019, its financial performance and its cash flows for the

year then ended in accordance with New Zealand Equivalents to International Financial Reporting

Standards (NZ IFRS) and International Financial Reporting Standards (IFRS).

Basis for opinion

We conducted our audit in accordance with International Standards on Auditing (New Zealand) (ISAs

(NZ)) and International Standards on Auditing (ISAs). Our responsibilities under those standards are

further described in the Auditor’s responsibilities for the audit of the consolidated financial

statements section of our report.

We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for

our opinion.

We are independent of the Group in accordance with Professional and Ethical Standard 1 (Revised)

Code of Ethics for Assurance Practitioners (PES 1) issued by the New Zealand Auditing and Assurance

Standards Board and the International Ethics Standards Board for Accountants’ Code of Ethics for

Professional Accountants (IESBA Code), and we have fulfilled our other ethical responsibilities in

accordance with these requirements.

Our firm carries out other services for the Group in the areas of an assurance compliance

engagement in respect of bank covenant compliance and agreed upon procedures for store turnover

certificates. The provision of these other services has not impaired our independence as auditor of the

Group.

76KATHMANDU ANNUAL REPORT 2019


PwC 47



Key audit matter How our audit addressed the key audit matter

Finalisation of the Oboz Footwear LLC

purchase price allocation

As disclosed in note 5.1 of the financial

statements, the Group acquired 100%

of the shares of Oboz Footwear LLC

(Oboz), on 4 April 2018, for

consideration of $103.1 million of

which $22.3 million was contingent on

an EBITDA target being met for the

year ending 31 December 2018.


The purchase price included

identifiable tangible and intangible

assets acquired and liabilities assumed.


Management engaged a third party

(management expert) to assist in a

process to identify and determine the

fair value of these assets and liabilities.


In addition to Goodwill of $62.9

million management identified

intangible assets relating to Brand and

Customer Relationships held by Oboz

valued at $34.5 million and $1.7

million respectively.


Our audit focused on this area because

significant judgement and estimates

are involved in identifying and

determining the fair value of the

intangible assets acquired.

In responding to the significant judgements involved in

identifying and valuing the intangible assets acquired we:


 Reviewed the sale and purchase agreement and other

documents related to the acquisition to obtain an

understanding of the transaction and to confirm the

consideration;

 Confirmed the final EBITDA target was achieved and

the contingent consideration was paid;

 Met with Group and Oboz management to obtain an

understanding of the business process undertaken to

identify and value the assets acquired and liabilities

assumed;

 Considered whether identification and recognition of

intangible assets was consistent with the requirements

of the accounting standards;

 Engaged our internal valuation expert to assess the

appropriateness of assets identified and the valuation

methodology applied by managements expert;

 Discussed the valuation methodology and

assumptions with managements expert; and

 Considered whether the relevant disclosures were

appropriate in the consolidated financial statements.

From the procedures performed we have no matters to

report.

77KATHMANDU ANNUAL REPORT 2019FINANCIAL STATEMENTS


PwC 48



Key audit matter How our audit addressed the key audit matter

Inventory valuation and existence

At 31 July 2019, the Group held

inventories of $122.8 million.

Inventory valuation and existence was

an audit focus area because of the

number of stores/locations that

inventory was held at, and the

judgement applied in the valuation of

inventory to incorporate inventory

shrinkage. As described in note 3.1.1 of

the financial statements, inventories

are carried at the lower of cost and net

realisable value on a weighted average

basis.

The Group has systems and processes

including a barcode inventory

management system to accurately

record inventory movements.

Management engage an independent

third party to complete full stock takes

at each store twice a year. This process

is managed centrally by head office for

consistency. Daily cycle counts are

performed at the New Zealand and

Australian distribution centres. A full

inventory count was performed at the

US Oboz distribution centre at year

end.

There are judgements applied in

assessing the level of provision for

inventory shrinkage. Management

provide for shrinkage each month on a

location by location basis. The level of

provision is based on historical

inventory counts and stocktake

shrinkage trends.


We performed a number of audit procedures over

inventory existence and valuation. We

 Observed the stocktake process at selected store

locations near period end and undertook our own test

counts;

 Attended the year end Oboz distribution centre count

and performed independent test counts;

 Validated all stores had been counted twice in the year

by an independent third party by selecting a sample of

locations not visited by us and inspected results of

stock counts held and confirmed variances were

correctly accounted for and approved by head office

management;

 Observed the daily stocktake process at the

Christchurch and Melbourne distribution centres near

period end and undertook our own test counts. We

also validated that daily counts occurred by selecting a

sample of days for each location and inspected the

count records for those days;

 Assessed the inventory shrinkage provision by

reviewing the level of inventory write downs during

the period. We tested the shrinkage rate used to

calculate the provision for each store since the last

stocktake by comparing it to the actual shrinkage rate

in prior periods;

 Assessed store inventory counts performed post year

end to ensure the actual level of shrinkage was

consistent with the year-end provisioning;

 Held discussions with management, including

merchandising personnel, to understand and

corroborate the assumptions applied in estimating

inventory provisions;

 Evaluated key assumption made by management that

current shrinkage levels were consistent with historical

levels through an analysis of inventory items by

category and age and the level of inventory write-

downs during the period compared to prior periods;

and

 Tested that inventory on hand at the end of the period

was recorded at the lower of cost and net realisable

value by testing a sample of inventory items to the

most recent retail price.

From the procedures performed we have no matters to

report.






PwC 47



Key audit matter How our audit addressed the key audit matter

Finalisation of the Oboz Footwear LLC

purchase price allocation

As disclosed in note 5.1 of the financial

statements, the Group acquired 100%

of the shares of Oboz Footwear LLC

(Oboz), on 4 April 2018, for

consideration of $103.1 million of

which $22.3 million was contingent on

an EBITDA target being met for the

year ending 31 December 2018.


The purchase price included

identifiable tangible and intangible

assets acquired and liabilities assumed.


Management engaged a third party

(management expert) to assist in a

process to identify and determine the

fair value of these assets and liabilities.


In addition to Goodwill of $62.9

million management identified

intangible assets relating to Brand and

Customer Relationships held by Oboz

valued at $34.5 million and $1.7

million respectively.


Our audit focused on this area because

significant judgement and estimates

are involved in identifying and

determining the fair value of the

intangible assets acquired.

In responding to the significant judgements involved in

identifying and valuing the intangible assets acquired we:


 Reviewed the sale and purchase agreement and other

documents related to the acquisition to obtain an

understanding of the transaction and to confirm the

consideration;

 Confirmed the final EBITDA target was achieved and

the contingent consideration was paid;

 Met with Group and Oboz management to obtain an

understanding of the business process undertaken to

identify and value the assets acquired and liabilities

assumed;

 Considered whether identification and recognition of

intangible assets was consistent with the requirements

of the accounting standards;

 Engaged our internal valuation expert to assess the

appropriateness of assets identified and the valuation

methodology applied by managements expert;

 Discussed the valuation methodology and

assumptions with managements expert; and

 Considered whether the relevant disclosures were

appropriate in the consolidated financial statements.

From the procedures performed we have no matters to

report.

78KATHMANDU ANNUAL REPORT 2019


PwC 49



Information other than the financial statements and auditor’s report

The Directors are responsible for the annual report. Our opinion on the consolidated financial

statements does not cover the other information included in the annual report and we do not, and will

not, express any form of assurance conclusion on the other information.

In connection with our audit of the consolidated financial statements, our responsibility is to read the

other information and, in doing so, consider whether the other information is materially inconsistent

with the consolidated financial statements or our knowledge obtained in the audit, or otherwise

appears to be materially misstated. If, based on the work we have performed on the other information

that we obtained prior to the date of this auditor’s report, we conclude that there is a material

misstatement of this other information, we are required to report that fact. We have nothing to report

in this regard, except that not all other information was available to us at the date of our signing.

Responsibilities of the Directors for the consolidated financial statements

The Directors are responsible, on behalf of the Company, for the preparation and fair presentation of

the consolidated financial statements in accordance with NZ IFRS and IFRS, and for such internal

control as the Directors determine is necessary to enable the preparation of consolidated financial

statements that are free from material misstatement, whether due to fraud or error.

In preparing the consolidated financial statements, the Directors are responsible for assessing the

Group’s ability to continue as a going concern, disclosing, as applicable, matters related to going

concern and using the going concern basis of accounting unless the Directors either intend to liquidate

the Group or to cease operations, or have no realistic alternative but to do so.

Auditor’s responsibilities for the audit of the consolidated financial statements

Our objectives are to obtain reasonable assurance about whether the consolidated financial

statements, as a whole, are free from material misstatement, whether due to fraud or error, and to

issue an auditor’s report that includes our opinion. Reasonable assurance is a high level of assurance,

but is not a guarantee that an audit conducted in accordance with ISAs (NZ) and ISAs will always

detect a material misstatement when it exists. Misstatements can arise from fraud or error and are

considered material if, individually or in the aggregate, they could reasonably be expected to influence

the economic decisions of users taken on the basis of these consolidated financial statements.

A further description of our responsibilities for the audit of the financial statements is located at the

External Reporting Board’s website at:

https://www.xrb.govt.nz/standards-for-assurance-practitioners/auditors-responsibilities/audit-

report-1/


This description forms part of our auditor’s report.

Who we report to

This report is made solely to the Company’s shareholders, as a body. Our audit work has been

undertaken so that we might state those matters which we are required to state to them in an auditor’s

report and for no other purpose. To the fullest extent permitted by law, we do not accept or assume

responsibility to anyone other than the Company and the Company’s shareholders, as a body, for our

audit work, for this report or for the opinions we have formed.

The engagement partner on the audit resulting in this independent auditor’s report is Leopino Foliaki.

For and on behalf of:



Chartered Accountants Christchurch

18 September 2019

79KATHMANDU ANNUAL REPORT 2019STATUTORY INFORMATION
Statutory Information

Employee Remuneration

The Group operates in New Zealand, Australia, USA and the

UK where remuneration market levels di¦er. The o¦shore

remuneration amounts are converted into New Zealand

dollars. Of the employees noted in the table below, 56% are

employed by the Group outside New Zealand. During the year

a number of employees or former employees, not being Non-

Executive Directors of the Group, received remuneration and

other bene“ts that exceeded NZ$100,000 in value as follows:

Distribution of shareholders and holdings

The details set out above were as at 3 September 2019.

RemunerationNumber of Employees

$$

ˆ••,•••-ˆˆ•,•••ˆƒ

ˆˆ•,•••-ˆƒ•,•••ˆƒ

ˆƒ•,•••-ˆŒ•,•••‹

ˆŒ•,•••-ˆ…•,•••‰

ˆ…•,•••-ˆ„•,•••ˆˆ

ˆ„•,•••-ˆ‡•,•••‰

ˆ‡•,•••-ˆ‹•,•••„

ˆ‹•,•••-ˆ‰•,•••‹

ˆ‰•,•••-ˆŠ•,•••ˆ

ˆŠ•,•••-ƒ••,•••ˆ

ƒ••,•••-ƒˆ•,•••ƒ

ƒˆ•,•••-ƒƒ•,•••ˆ

ƒƒ•,•••-ƒŒ•,•••ˆ

ƒŒ•,•••-ƒ…•,•••…

ƒ…•,•••-ƒ„•,•••ˆ

ƒ„•,•••-ƒ‡•,•••Œ

ƒ‡•,•••-ƒ‹•,•••ƒ

Œƒ•,•••-ŒŒ•,•••ˆ

Œ„•,•••-Œ‡•,•••ˆ

Œ‡•,•••-Œ‹•,•••ƒ

Œ‹•,•••-Œ‰•,•••ˆ

…••,•••-…ˆ•,•••ˆ

„••,•••-„ˆ•,•••ˆ

‡••,•••-‡ˆ•,•••ˆ

ƒ,ˆƒ•,•••-ƒ,ˆŒ•,•••ˆ

Number

of

Holders

%Number of

Ordinary

Shares

%

ˆ to ŠŠŠˆ,ˆ‰„Œ•%„‹Œ,Œ„‡•%

ˆ,••• to …,ŠŠŠˆ,„ƒŒŒ‰%…,ˆŒ‡,‰‡…ƒ%

„,••• to Š,ŠŠŠ„Šƒˆ„%…,…‡Š,ƒŠ‰ƒ%

ˆ•,••• to ŠŠ,ŠŠŠ‡ƒŒˆ‡%ˆ„,‡‰‹,‹••‹%

ˆ••,••• and over…•ˆ%ƒ•ˆ,‰‹ƒ,…ŠŠ‰Š%

Total‹,ƒ…‹ ˆŒŒ%ŠŠ…,‡‹ƒ,‡ˆ‡ˆŒŒ%

The Company has only one class of shares on issue, ordinary

shares, and these shares are listed on the NZX and ASX. There

are no other classes or equity security currently on issue. The

Company’s ordinary shares each carry a right to vote on any

resolution on a poll at a meeting of shareholders. Holders of

ordinary shares may vote at a meeting in person, or by proxy,

representative or attorney. Voting may be conducted by voice,

by show of hands, or poll. There are no voting rights attached

to options.

There were 199 shareholders holding less than a marketable

parcel, as de“ned by ASX Listing Rules, of the Company’s

ordinary shares, based on the market price as at 3 September

2019.

There are no restricted securities or securities subject to

voluntary escrow on issue.

Limitations on the Acquisition

of Securities

The Company is not subject to Chapters 6, 6A, 6B and 6C

of the Corporations Act 2001 (Australia) dealing with the

acquisition of shares (i.e. substantial holdings and takeovers).

Limitations on the acquisition of the securities imposed by

the jurisdiction in which the Company is incorporated (New

Zealand) are:

(a) In general, securities in the Company are freely

transferable and the only signi“cant restrictions or

limitations in relation to the acquisition of securities are

those imposed by New Zealand laws relating to takeovers,

overseas investment and competition.

(b) The New Zealand Takeovers Code creates a general

rule under which the acquisition of 20% or more of

the voting rights in the Company or the increase of an

existing holding of 20% or more of the voting rights of

the Company can only occur in certain permitted ways.

These include a full takeover o¦er in accordance with the

Takeovers Code, a partial takeover o¦er in accordance

with the Takeovers Code, an acquisition approved by

an ordinary resolution, an allotment approved by an

ordinary resolution, a creeping acquisition (in certain

circumstances) or compulsory acquisition of a shareholder

holds 90% or more of the shares of the Company.

(c) The New Zealand Overseas Investment Act 2005 and

Overseas Investment Regulations 2005 (New Zealand)

regulate certain investments in New Zealand by overseas

persons. In general terms, the consent of the New Zealand

Overseas Investment Oªce is likely to be required where

an “overseas person” acquires shares in the Company

that amount to 25% or more of the shares issued by the

Company, or if the overseas person already holds 25% or

more, the acquisition increases that holding.



PwC 49



Information other than the financial statements and auditor’s report

The Directors are responsible for the annual report. Our opinion on the consolidated financial

statements does not cover the other information included in the annual report and we do not, and will

not, express any form of assurance conclusion on the other information.

In connection with our audit of the consolidated financial statements, our responsibility is to read the

other information and, in doing so, consider whether the other information is materially inconsistent

with the consolidated financial statements or our knowledge obtained in the audit, or otherwise

appears to be materially misstated. If, based on the work we have performed on the other information

that we obtained prior to the date of this auditor’s report, we conclude that there is a material

misstatement of this other information, we are required to report that fact. We have nothing to report

in this regard, except that not all other information was available to us at the date of our signing.

Responsibilities of the Directors for the consolidated financial statements

The Directors are responsible, on behalf of the Company, for the preparation and fair presentation of

the consolidated financial statements in accordance with NZ IFRS and IFRS, and for such internal

control as the Directors determine is necessary to enable the preparation of consolidated financial

statements that are free from material misstatement, whether due to fraud or error.

In preparing the consolidated financial statements, the Directors are responsible for assessing the

Group’s ability to continue as a going concern, disclosing, as applicable, matters related to going

concern and using the going concern basis of accounting unless the Directors either intend to liquidate

the Group or to cease operations, or have no realistic alternative but to do so.

Auditor’s responsibilities for the audit of the consolidated financial statements

Our objectives are to obtain reasonable assurance about whether the consolidated financial

statements, as a whole, are free from material misstatement, whether due to fraud or error, and to

issue an auditor’s report that includes our opinion. Reasonable assurance is a high level of assurance,

but is not a guarantee that an audit conducted in accordance with ISAs (NZ) and ISAs will always

detect a material misstatement when it exists. Misstatements can arise from fraud or error and are

considered material if, individually or in the aggregate, they could reasonably be expected to influence

the economic decisions of users taken on the basis of these consolidated financial statements.

A further description of our responsibilities for the audit of the financial statements is located at the

External Reporting Board’s website at:

https://www.xrb.govt.nz/standards-for-assurance-practitioners/auditors-responsibilities/audit-

report-1/


This description forms part of our auditor’s report.

Who we report to

This report is made solely to the Company’s shareholders, as a body. Our audit work has been

undertaken so that we might state those matters which we are required to state to them in an auditor’s

report and for no other purpose. To the fullest extent permitted by law, we do not accept or assume

responsibility to anyone other than the Company and the Company’s shareholders, as a body, for our

audit work, for this report or for the opinions we have formed.

The engagement partner on the audit resulting in this independent auditor’s report is Leopino Foliaki.

For and on behalf of:



Chartered Accountants Christchurch

18 September 2019

80KATHMANDU ANNUAL REPORT 2019
(d) The New Zealand Commerce Act 1986 is likely to prevent a person from acquiring shares in the Company if the acquisition

would have, or would be likely to have, the e¦ect of substantially lessening competition in the market.

Substantial Security Holders

According to notices given under the Securities Markets Act 1988 (New Zealand), the substantial security holders in ordinary

shares (being the only class of listed voting securities) of the Company and their relevant interests according to the substantial

security holder “le as at 3 September 2019, were as follows:

Ordinary Shares%

Briscoe Group Limited (ƒˆ August ƒ•ˆ‰)…ƒ,‡‹Œ,Œ•ƒˆ‰.‰%

Jarden Partners Limited (Œ September ƒ•ˆŠ)Œ•,‡•Œ,Œ„ˆˆŒ.„%

TA Universal Investment Holdings and others (ˆ„ August ƒ•ˆ‹)ƒ…,ƒˆƒ,‡‡…ˆ•.‹%

Commonwealth Bank of Australia (ƒ… June ƒ•ˆŠ)ˆ…,ƒ‹„,„„…‡.Œ%

Accident Compensation Corporation (ACC) (Œˆ July ƒ•ˆŠ)ˆˆ,Œ‹…,‹•Š„.•%

As at 3 September 2019, the Company had 226,739,717 ordinary shares on issue.

Principal Shareholders

The names and holdings of the twenty largest shareholders as at 3 September 2019 were:

NameOrdinary Shares%

ˆNEW ZEALAND CENTRAL SECURITIES DEPOSITORY LIMITED Š•,ŒŠ„,‡‰ŒŒŠ.‰‹%

ŠBRISCOE GROUP LIMITED …ƒ,‡‹Œ,Œ•ƒˆ‰.‰ƒ%

‹J P MORGAN NOMINEES AUSTRALIA PTY LIMITED ƒˆ,Œ‡Œ,‰‡ˆŠ.…ƒ%

‰CITICORP NOMINEES PTY LIMITED ˆƒ,‹‡Œ,‡ŠŒ„.‡Œ%

„HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED Š,……•,•‡‰….ˆ‡%

…BNP PARIBAS NOMINEES PTY LTD Œ,‹Š…,…‡‹ˆ.‡‹%

‡NATIONAL NOMINEES LIMITED Œ,Œ‡‰,ƒ•Šˆ.…Š%

†BNP PARIBAS NOMS PTY LTD ƒ,‰…Œ,ˆŒ„ˆ.ƒ„%

ƒBNP PARIBAS NOMINEES PTY LTD ƒ,ŒŠ„,‹‹‡ˆ.•‡%

ˆŒFORSYTH BARR CUSTODIANS LIMITED ƒ,•‡ˆ,ˆŠ••.Šˆ%

ˆˆNEW ZEALAND DEPOSITORY NOMINEE LIMITED ƒ,•‡•,•…ˆ•.Šˆ%

ˆŠFNZ CUSTODIANS LIMITED ˆ,‰‹Œ,Œ„••.‰Œ%

ˆ‹INVESTMENT CUSTODIAL SERVICES LIMITED ‰‡‹,Šƒ••.Œ‰%

ˆ‰NEWECONOMY COM AU NOMINEES PTY LIMITED ‡ƒŠ,‹Œ„•.ƒ‰%

ˆ„FNZ CUSTODIANS LIMITED „‹„,‡ƒ„•.ƒ„%

ˆ…PT BOOSTER INVESTMENTS NOMINEES LIMITED „„•,ˆŠ…•.ƒ…%

ˆ‡MR XAVIER MARIE SIMONET …ƒŒ,‹ƒ„•.ˆŠ%

ˆ†CITICORP NOMINEES PTY LIMITED …ˆˆ,‰‡‰•.ˆ‰%

ˆƒGUANQUAN LU Œ‰•,Œ•••.ˆ‹%

ŠŒSTRONG MOTORCYCLES PTY LTD ŒŒ‡,‰Š‰•.ˆ„%

81KATHMANDU ANNUAL REPORT 2019STATUTORY INFORMATION
Directors’ Shareholdings

Directors held interests in the following shares of the Company at 31 July 2019:

David Kirkbene“cially owned‡‰,Š„„

Sandra McPheebene“cially owned‡„,‹‡‹

John Harveybene“cially owned„‰,„•‰

Xavier Simonetbene“cially owned…ƒŒ,‹ƒ„

Share Dealings by Directors

In accordance with Section 148(2) of the Companies Act 1993, the Board has not received any disclosures from the Directors in

relation to acquisitions or disposals of relevant interests in the Company between 1 August 2018 and 31 July 2019.

Subsidiary Company Directors

Section 211(2) of the Companies Act 1993 requires the Company to disclose, in relation to its subsidiaries, the total remuneration

and value of other bene“ts received by Directors and former Directors, and particulars of entries in the interests registers made

during the year ended 31 July 2019.

No subsidiary has Directors who are not full-time employees of the Group.

The remuneration and other bene“ts of such employees (received as employees) totalling $100,000 or more during the year

ended 31 July 2019, are included in the relevant bandings for remuneration disclosed at the beginning of the “Statutory

Information” section of this annual report.

No employee of the Group appointed as a Director of Kathmandu Holdings Limited or its subsidiaries receives or retains any

remuneration or other bene“ts in their capacity as a Director.

The persons who held oªce as Directors of subsidiary companies at 31 July 2019, and those who ceased to hold oªce during the

year ended 31 July 2019, are as follows:

Milford Group Holdings Limited

Reuben Casey, Xavier Simonet, Chris Kinraid (appointed 20 May 2019)

Kathmandu Limited

Reuben Casey, Xavier Simonet, Chris Kinraid (appointed 20 May 2019)

Kathmandu Pty Limited

Paul Stern, Reuben Casey, Xavier Simonet, Chris Kinraid (appointed 14 May 2019)

Kathmandu (U.K.) Limited

Reuben Casey, Xavier Simonet, Chris Kinraid (appointed 20 May 2019)

Kathmandu US Holdings LLC

Xavier Simonet, Reuben Casey (appointed 25 March 2019)

Oboz Footwear LLC

Amy Beck (appointed 25 March 2019)

82KATHMANDU ANNUAL REPORT 2019
Disclosure of Interests by Directors

In accordance with Section 140(2) of the Companies Act 1993, the Directors named below have made a general disclosure of

interest, by a general notice disclosed to the Board and entered in the Company’s interests register. General notices given by

Directors which remain current as at 31 July 2019 are as follows:

DAVID KIRK

New Zealand Foodshare TrustChairman

NZ Rugby Players AssociationChairman

Forsyth Barr Group LimitedChairman

Bailador Investment Management Pty LimitedManaging Partner

Bailador Technology Investments Limited (including investee companies)Chairman

NZ Performance Horses LimitedDirector

Lord Howe Island BoardDirector

JOHN HARVEY

Stride Property LimitedDirector

Investore Property LimitedDirector

Heartland Bank LimitedDirector

Pomare Investments LimitedDirector

Port of Napier LimitedDirector

Resource Coordination Partnership LimitedAdvisor to the Board

SANDRA McPHEE

JP Morgan Advisory CouncilMember

St Vincents and Mater Health Sydney Community Advisory CouncilChairman

NSW Public Service Commission Advisory BoardMember

Australian Public Service Commission Advisor

PHILIP BOWMAN

Majid al Futtaim Properties LLCChairman

Tegel Group Holdings LimitedChairman

Sky Network Television LimitedChairman

Ferrovial SADirector

Better Capital PCC LimitedDirector

Potrero Distilling Holdings LLCDirector

Majid al Futtaim Holdings LLCDirector


BRENT SCRIMSHAW

Unscriptd LimitedCEO and Co-Founder

Rhinomed LimitedDirector

Catapault Group International LimitedDirector

83KATHMANDU ANNUAL REPORT 2019STATUTORY INFORMATION
Directors’ and O ̄cers’ Insurance and Indemnity

The Group has arranged, as provided for under the Company’s Constitution, policies of Directors’ and Oªcers’ Liability Insurance

which, with a Deed of Indemnity entered into with all Directors, ensures that generally Directors will incur no monetary loss

as a result of actions undertaken by them as Directors. Certain actions are speci“cally excluded, for example, the incurring of

penalties and “nes which may be imposed in respect of breaches of the law.

Use of Company Information

There were no notices from Directors of the Company requesting to use Company information received in their capacity as

Directors which would not otherwise have been available to them.

Group Structure

Kathmandu Holdings Limited owns 100% of the following companies:

Milford Group Holdings Limited

Kathmandu Limited

Kathmandu Pty Limited

Kathmandu (UK) Limited

Kathmandu US Holdings LLC

Oboz Footwear LLC

Directors’ Details

David Kirk Chairman, Non-Executive Director

Xavier Simonet Managing Director and Chief Executive Oªcer

John Harvey Non-Executive Director

Philip Bowman Non-Executive Director

Brent Scrimshaw Non-Executive Director

Sandra McPhee Non-Executive Director (ceased September 2019)

Andrea Martens Non-Executive Director (appointed 1 August 2019)

Executives’ Details

Xavier Simonet Chief Executive Oªcer

Directory

The details of the Company’s principal administrative and registered oªce in New Zealand is:

223 Tuam Street

Christchurch Central

PO Box 1234

Christchurch 8011

84KATHMANDU ANNUAL REPORT 2019
Directory

Share registry

In New Zealand: Link Market Services (LINK)

Physical Address: Level 11, Deloitte Centre,

80 Queen Street, Auckland 1010

New Zealand

Postal Address: PO Box 91976,

Auckland, 1142

New Zealand

Telephone: +64 9 375 5999

Investor enquiries: +64 9 375 5998

Facsimile: +64 9 375 5990

Internet address: www.linkmarketservices.com

In Australia: Link Market Services (LINK)

Physical Address: Level 1, 333 Collins Street

Melbourne, VIC 3000

Australia

Postal Address: Locked Bag A14

Sydney, South NSW 1235

Australia

Telephone: +61 2 8280 7111

Investor enquiries: +61 2 8280 7111

Facsimile: +61 2 9287 0303

Internet address: www.linkmarketservices.com.au

Stock exchanges

The Company’s shares are listed on the NZX and the ASX.

Incorporation

The Company is incorporated in New Zealand.

Design by MOSHA.
This document is printed on an environmentally

responsible paper, produced using Elemental Chlorine

Free (ECF), FSC

®

certied, Mixed Source pulp from

Responsible Sources, and manufactured under strict

ISO14001 Environmental Management System.

kathmanduholdings.com

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.