AFT Pharmaceuticals Limited logo

AFT earnings rise in line with guidance

Guidance20 November 2019AFTHealthcare

AFT Pharmaceuticals Limited, Le vel 1, 129 Hurstmere Road, Takapuna, Auckland 0622, New Zealand
Incorporated in New Zealand ARBN:

ARBN 609 017 969




Market Release November 21, 2019


FINANCIAL RESULTS FOR HALF YEAR ENDED 30 SEPTEMBER 2019

AFT earnings rise in line with guidance

Performance Highlights

• Operating Revenues increase 22% to $46.9 million with strong growth in all

markets.

• Operating Profits of $13.7 million for the six months following on from the $6.1

million operating profit for the full year ended 31 March 2019, with all markets

now generating operating profits.

• Gain on acquisition of $9.8 million arising from the gain on the acquisition of the

Pascomer intellectual property included in the Operating Profit.

• Cash balance improves to $7.3 million.

• Maxigesic pain relief registrations up to 44 territories for the oral formulation

and 2 territories for the intravenous formulation, in New Zealand and the key

Australian market.

• Debt refinance negotiations well advanced with local banks having provided

indicative term sheets with significant interest cost savings.

• Operating profit forecast for the year to 31 March 2020 to rise to between $18.8

- $21.8 million taking account of the Pascomer gain.

AFT Pharmaceuticals (NZX; AFT, ASX; AFP) today announces continued growth in

earnings amid rising sales of its over the counter (OTC) medicines in Australasia and its

patented Maxigesic pain relief medicine in global markets.

Group operating revenue for the six months to 30 September 2019 grew by 22% to

$46.9million from $38.4 million in the same period a year ago with its largest market,

Australia growing revenue by a strong 19%, New Zealand by 9%, Southeast Asia by

112% and the Rest of World by 64%.

Group operating profit for the six months to 30 September 2019 was $13.7 million up

from a loss of $0.1 million in the same period a year ago. As signalled earlier this month,

the result was bolstered by the non-recurring gain on acquisition of the joint venture

Dermatology Specialty Limited Partnership (DSLP) of $9.8 million.

Group net profit before tax (NPBT) rose to $9.9 million from a loss of $4.2 million in the

same period a year ago. Stripping out the DSLP gain NPBT was $0.1 million against a

loss in the same period a year ago of $4.2 million.

Chair David Flacks said: “AFT has delivered another strong result. The rise in operating

earnings confirms our strategy to expand our presence in our home markets of

AFT Pharmaceuticals Limited, Le vel 1, 129 Hurstmere Road, Takapuna, Auckland 0622, New Zealand
Incorporated in New Zealand ARBN:

ARBN 609 017 969


Australia, New Zealand and Southeast Asia and grow our international revenues

through the out licensing of our intellectual property.

“This growth, coupled with moves to improve our financial strength through the

refinancing of our debt, position AFT to strongly grow shareholder value.”

Founder and Managing Director Dr Hartley Atkinson said: “We are pleased with the

progress we have made. As foreshadowed last year, all divisions of the company -

Australia, New Zealand, Asia and International – are now contributing to group

operating earnings.

“Our home markets of Australia and New Zealand continue to grow strongly. Following

the sale of the lower margin hospital products to Baxter Healthcare, the restructuring

of our product portfolio in these markets is now largely complete. We are now investing

for growth with the addition of new medicines to our in-licensed portfolio that have

the potential to lift sales considerably in the coming years.

“Sales from outside Australasia continue to grow as a proportion of our business, now

reaching $7.6 million representing 16% of group sales and up from 11% in the same

period a year ago.

“We see further significant growth in Maxigesic sales in the second half of 2020

financial year and into next financial year as the number of countries in which the

medicine is launched increases. We see an even sharper acceleration in following

years as sales in all these countries build and we add additional dose forms.

“Meanwhile, our pipeline of development opportunities continues to show promise.

We are looking to the future with confidence as we continue to execute on our plans.”

Financial performance

Group Operating Results

NZ$’000

Six Month Period

Ended September 30

Change

($)

Change

(%)

FY2020 FY2019

Revenue 46,946 38,441

+ 8,505 + 22

Cost of Sales (25,598) (20,292)

+ 5,306 + 26

Gross Profit 21,348 18,149

+ 3,199 + 18

Other Income 336 2,034

- 1,698 - 83

Selling and distribution expenses (12,938) (14,234)

- 1,296 - 9

General and administrative expenses (4,536) (3,489)

+ 1,047 + 30

Research and development expenses (223) (2,225) - 2,002 - 90

Equity Accounted Loss of joint venture entity (81) (344)

- 263 - 76

Gain on disposal of joint venture interest 9,785 -

+ 9,785 + +

Operating Profit / (Loss) 13,691 (109)

+13,800 + +


Gross Profit grew 18% to $21.3 million, driven by revenue growth in all markets. The

gross profit margin fell 1.7 percentage points to 45%. This reflected relatively strong

AFT Pharmaceuticals Limited, Le vel 1, 129 Hurstmere Road, Takapuna, Auckland 0622, New Zealand
Incorporated in New Zealand ARBN:

ARBN 609 017 969


revenue growth in the hospital channel, which attracts lower gross profit margins, but

also has lower selling and distribution expenses.

Other Income of $0.3 million was down from $2.0 million in the prior year. It includes

fees we received on the divestment of some unused product registrations in Asia and

the Callaghan Innovation growth grant that we receive on eligible research and

development expenditure. The larger amount last year relates to the one-off fees we

received from the divestment of non-core hospital products.

Selling and Distribution expenses fell 9% to $12.9 million from $14.2 million in the same

period last year. We benefited from efficiencies in Australia, New Zealand and

Southeast Asia and revenue growth in the Rest of World where licensees carry these

costs.

Selling and distribution expenses now represent 27% of revenue, down from 37% in the

same period a year ago. We expect these expenses as a proportion of total revenue

to continue to fall as revenue from the Rest of World grows.

General and Administration expenses increased to $4.5 million from $3.5 million in the

same period a year ago due to one off legal fees in Australia relating to competitor

legal action that challenged certain Maxigesic claims. The marketing claims currently

in use have maintained our market share lead in the category and AFT remains

confident of its legal position.

Research and development expenses fell to a net $0.2 million with the successful

completion of the major clinical trial programme identified at the IPO in December

2015. R&D expenses were also reduced by one-off $1.7m contributions from joint

venture partners resulting from the successful development results.

AFT is continuing to carefully run its Research and Development budgets to stay within

profit targets. These efforts have been bolstered by agreements for Maxigesic IV and

Pascomer that recover Research and Development costs from partners, effectively

minimising risk, and the impact of the associated spend on AFT.

Despite the reduced expenditure we have not cut back on development work,

instead those costs are now being shared with our partners.

The gain on acquisition of intellectual property of $9.8 million arises from the

recognition at acquisition of the Pascomer IP assets at their assessed fair value of $12.5

million. The future development costs for Pascomer, which had previously been

accounted for under equity accounted expenses of the joint venture entity, will now

be borne by the North American Licensee.

AFT Pharmaceuticals Limited, Le vel 1, 129 Hurstmere Road, Takapuna, Auckland 0622, New Zealand
Incorporated in New Zealand ARBN:

ARBN 609 017 969



REGIONAL PERFORMANCE





Australian Revenue grew by 19% to $25.7 million from $21.6million in the same period

a year ago and represented 55% of Group Operating Revenue. Operating profits rose

to $1.9 million from a $0.1 million loss in the same period a year ago.


The OTC channel grew at 18% to generate 60% of total Australian revenue.

Maxigesic sales grew and it maintains its leadership of the ibuprofen-paracetamol

combination section of the pain management market.

Our eyecare range delivered strong growth from its existing products and benefited

from new products including Novatears launched last year and Optisoothe launched

at Easter.

We now occupy the number two position in the lubricating eyecare category in

Australia.

The Hospital channel grew 25% to generate total sales of $7.6 million. It benefited from

the launch of new products particularly in the injectables market. The Prescription

channel grew at 9% also with the launch of new products.


New Zealand revenue grew by 9% to $13.7 million from $12.6 million in the same period

a year ago and represented 29% of Group Operating Revenue. Operating profit grew

to $1.7 million from a profit of $0.8 million in the same period a year ago.

AFT Pharmaceuticals Limited, Le vel 1, 129 Hurstmere Road, Takapuna, Auckland 0622, New Zealand
Incorporated in New Zealand ARBN:

ARBN 609 017 969


The OTC channel grew at 17% to $7.4 million from $6.3 million at the same time a year

ago. The standout categories in the New Zealand market were natural medicines and

digestive health, both of which benefited from the launch of new products.

The Hospital channel declined by 10% to $1.9 million due to tender price reductions

and the temporary loss of product due to supplier changes. However, this channel is

expected to return to growth next year with new products.

The Prescription channel grew at 7% to $4.4 million in line with the introduction of new

products.

Southeast Asia Revenue grew by 112% to $2.4 million from $1.1 million in the same

period last year and now generates 5% of Group Operating Revenue. Operating

profits rose to $0.1 million from a loss of $0.2 million in the same period last year.

The main Hospital channel grew at 240% with the launch of two new products in

Singapore and Malaysia. Revenues in the OTC channel did not grow in the period due

to the initial Maxigesic launch sales into Hong Kong and Malaysian distributors in the

prior financial year for their respective launches. We expect these distributors to place

new orders in the second half.

Rest of World revenue grew by 64% to $5.2 million from $3.2 million in the same period

a year ago and represents 11% of Group Operating Revenue. Operating profits rose

to $10.1 million and includes the one-off $9.8 million gain in the DSLP business.

Maxigesic product sales and royalty income from existing markets, together with new

markets in the Nordics, Spain and Portugal generated approximately half the revenue

in the segment. The other half came from Maxigesic and Pascomer licence income

and includes a combination of upfront and other payments for the achievement of

regulatory approvals and other commercial milestones.

AFT this year booked its first sales milestone payment from one of our licensees in

Europe for achieving market sales targets. Milestone payments will increase and are

set to make a significant contribution to revenue in future years.

Maxigesic sales in the Rest of World are relatively flat compared with the first half of

the prior year but we expect growth to pick up as many sales orders are loaded into

the second half of the 2020 financial year. Steady progress is being made with

securing out-licensing and distribution agreements.

MAXIGESIC COMMERCIALISATION

Maxigesic tablets are now being sold in 24 countries

1

, up from 20 at the end of the

2019 financial year.

Product Maxigesic Tablets Maxigesic IV Maxigesic oral

solution

Territories 2020 2019 2020 2019 2020 2019

Licensed 125+ 125+ 70 68 122 122

Registered 44 42 2 - - -

Sold 24 20 - - - -


1

Countries include Australia, Brunei, Denmark, El Salvador, Finland, Guatemala, Hong Kong, Israel,

Iraq/Kurdistan, Ireland, Italy, Macau, Malaysia, Malta, Portugal, New Zealand, Nicaragua, Norway,

Serbia, Singapore, Spain, Sweden, United Kingdom and United Arab Emirates.

AFT Pharmaceuticals Limited, Le vel 1, 129 Hurstmere Road, Takapuna, Auckland 0622, New Zealand
Incorporated in New Zealand ARBN:

ARBN 609 017 969


We anticipate launches of Maxigesic tablets in twelve markets will occur in the second

half of this financial year. We have received launch orders and had expected several

to have already occurred, but they have been delayed for primarily regulatory

reasons.

We have signed four additional Maxigesic tablet licensing or distribution agreements

over the last six months in Chile, Columbia, Germany and Peru. Ongoing discussions

continue in significant markets such as Brazil and Canada.

Meanwhile, momentum is building with further Maxigesic IV Distribution Agreements

signed in Pakistan and Vietnam, lifting the number of territories in which it has been

licensed to 70.

Discussions to out-license both the tablet and intravenous dose forms of Maxigesic for

the USA, China, and Japan, the top three pharmaceutical markets in the world, are

continuing.


PRODUCT DEVELOPMENT

Maxigesic

The majority of the Maxigesic clinical trial programme has now been completed. The

first two global registrations of Maxigesic IV, in Australia and New Zealand, were

achieved earlier this year. Our hospital team is now preparing for the launch of

Maxigesic IV in Australia in the second half of the 2020 financial year.

The Australian registration is particularly important as the country acts as a reference

for several other countries.

An additional clinical study is currently underway for a USA filing, with multiple study

sites in the USA and New Zealand. We are targeting the completion of this study during

this financial year to allow filing in the USA. Further clinical work is planned for additional

major markets including China and Japan which have now been identified as targets

for Maxigesic IV. The studies will be funded by the licensee. These countries were not

originally envisaged as potential markets, so it further expands the scope for Maxigesic

beyond that previously thought possible.

We continue to develop line extensions to strengthen and build the Maxigesic product

franchise in Australia and New Zealand and further afield.

New regulatory filings will commence as planned this calendar year for Maxigesic Hot

Drink Sachets. Final development work also continues on Maxigesic Dry Stick Sachets

and the first filing of Maxigesic Rapid is planned in the next calendar year.

New developments identified last year are now well underway with Maxigesic Cold &

Flu well advanced. A further patent for the key Australian market has been in-licensed

during the first half to create an additional Maxigesic line extension.




AFT Pharmaceuticals Limited, Le vel 1, 129 Hurstmere Road, Takapuna, Auckland 0622, New Zealand
Incorporated in New Zealand ARBN:

ARBN 609 017 969


Pascomer

The development programme for our drug Pascomer, a topical formulation of

Rapamycin being developed for facial angiofibromas in tuberous sclerosis complex, is

now well underway.

We have commenced a large multi-centre international study with sites in New

Zealand, Australia, and the United States. All these sites have opened for enrolment,

and further sites in Spain, the United Kingdom and Eastern Europe are due to start

before the end of this calendar year.

Under the terms of the innovative licensing agreement we signed earlier this year, all

Pascomer Research and Development expenditure is now recovered from our north

American development partner, Timber Pharmaceuticals. As part of this agreement

we also took full control of the original JV partnership, a move that crystallised the gain

of $9.8 million.

We see this agreement as a good example of the creative approach we take to out-

licensing and developing our technologies. The agreement allows us to benefit from

the considerable upside of our technology but limits the financial risks that come with

investment into research and development.

We are excited about the potential for Pascomer. Clinical data covering more than

400 patients demonstrates the effectiveness for Rapamycin and this in turn reassures

us that the development risk is not high. Meanwhile, as previously indicated the

medicine has the potential to generate annual revenues for AFT in excess of $100

million, assuming successful development.

NasoSURF

The development programme for NasoSURF, a nasal drug nebuliser, continues with

manufacture of engineering batches underway following the post Human Factor

Studies redesign undertaken last Financial Year. Class II filing is expected in the next

calendar year.

Market research had already identified that the NasoSURF project also represents a

significant commercial opportunity. We expect to make regulatory pharmaceutical

filings late in the 2021 financial year.

Australasian markets.

Following the divestment of some lower margin hospital products in the 2019 Financial

Year, AFT has focused on in-licensing new products to take advantage of the strong

growth potential we see in these markets.

We are targeting the introduction of new medicines, which are focused in eyecare,

pain and Hospital, over the next three years. Although this is coming at the expense of

upfront licensing and regulatory fees and additional staff costs, we believe the

medicines have the potential to lift revenues significantly in the next five years.

Meanwhile, as announced in October, we entered into a Memorandum of

Understanding with the Taupo-based SETEK to develop medical cannabis products for

the Australian and New Zealand markets and potentially global markets.

We believe that SETEK is an excellent partner. The cooperation will combine SETEK’s

skills in producing cost competitive, organically certified cannabis with our expertise in

AFT Pharmaceuticals Limited, Le vel 1, 129 Hurstmere Road, Takapuna, Auckland 0622, New Zealand
Incorporated in New Zealand ARBN:

ARBN 609 017 969


product development and sales and marketing of pharmaceuticals. The costs to

achieve this goal will be modest as they can be integrated into our existing drug

commercialisation infrastructure.

Cash Flow and Balance Sheet

Total Assets of $83.2 million rose from $63.6 million at 31 March 2019 (referred to as PCP

for this section) primarily due to the recognition of the fair value of the Pascomer IP

assets and the right of use assets under the adoption of the new accounting standard

for leases.

Working Capital remained steady at $28.1 million (PCP $28.0) with the increase in

inventory to $26.8 million (PCP $25.2 million) and Receivables to $20.0 million (PCP $19.2

million) offset by a corresponding increase in payables to $18.7 million (PCP $16.4

million).

Cash holdings improved to $7.3 million (PCP $6.9 million) with the $6.1 million net cash

in flow from operating activities offset by $2.8 million net cash out for investing activities,

primarily capitalised development costs and $2.8 million net cash out for financing

costs.

The CRG structured term loan has been reduced to $30.8 million following a

refinancing of $15.0 million with a new BNZ facility. Both facilities mature on 31 March

2020 and we are well advanced in our negotiations with local banks for a new long-

term re -financing facility, with indicative term sheets having been provided.

We expect considerable finance cost savings from these initiatives in the coming year.

Our new facilities will attract interest rates significantly lower than 13.5% per annum

rate payable underthe CRG facility. Meanwhile, we intend to use our positive

cashflows to progressively reduce debt from the next financial year.

Outlook

As previously indicated, the timing of sales of Maxigesic in new territories remains

difficult to determine due to a multitude of differing regulatory requirements and

related timelines.

Additional launches are underway, and a significant number of new launch orders

have been booked and these will continue to build more significantly in the second

half of the 2020 financial year and beyond.

We continue to expect the combination of these sales, the one-off gain in the value

of our DSLP venture and careful management of expenditure will allow us to deliver

an operating profit for the year to 31 March 2020 of $18.8 million to $21.8 million.

For more information:

Investors: Media:

Malcolm Tubby (CFO) Richard Inder

AFT Pharmaceuticals Ltd The Project

Phone: +64 9 488 0232 Phone: +64 21 645 643

Email: malcolm@aftpharm.com

Email: richard@theproject.co.nz



AFT Pharmaceuticals Limited, Le vel 1, 129 Hurstmere Road, Takapuna, Auckland 0622, New Zealand
Incorporated in New Zealand ARBN:

ARBN 609 017 969


About AFT

AFT is a growing multinational pharmaceutical business with a broad range of

products, both developed itself and in-licensed from third parties. AFT’s products

cover all major pharmaceutical distribution channels: over-the-counter, prescription

and hospital. Historically, AFT’s home markets have been Australia, New Zealand

and South-East Asia. However, the company is out-licensing its own products to

licensees and distributors to sell in an increasing number of countries around the

world. The company’s intensive Research and Development programme forms the

basis of its international sales strategy. For more information about the company, visit

our website www.aftpharm.com

.

---

Condensed
Consolidated Interim

Financial Statements

FOR THE SIX MONTHS ENDED

30 SEPTEMBER 2019

Working to improve your health

AFT PHARMACEUTICALS LIMITED
Condensed Consolidated Interim Financial Statements

2


This review report relates to the unaudited condensed consolidated interim financial statements of AFT Pharmaceuticals Limited for

the six months ended 30 September 2019 included on AFT Pharmaceuticals Limited’s website. The Board of Directors is responsible

for the maintenance and integrity of AFT Pharmaceuticals Limited website. We have not been engaged to report on the integrity of the

entity’s website. We accept no responsibility for any changes that may have occurred to the unaudited condensed consolidated interim

financial statements since they were initially presented on the website. The review report refers only to the unaudited condensed

consolidated interim financial statements named above. It does not provide an opinion on any other information which may have been

hyperlinked to/from these unaudited condensed consolidated interim financial statements. If readers of this report are concerned with

the inherent risks arising from electronic data communication they should refer to the published hard copy of the unaudited condensed

consolidated interim financial statements and related review report dated 21 November 2019 to confirm the information included in

the unaudited condensed consolidated interim financial statements presented on this website. Legislation in New Zealand governing

the preparation and dissemination of financial statements may differ from legislation in other jurisdictions.


INDEPENDENT REVIEW REPORT

TO THE SHAREHOLDERS OF AFT PHARMACEUTICALS LIMITED


We have reviewed the condensed consolidated interim financial statements of AFT Pharmaceuticals

Limited and its subsidiaries (‘the Group’) which comprise the consolidated balance sheet as at 30

September 2019, and the consolidated income statement, consolidated statement of comprehensive

income, consolidated statement of changes in equity and consolidated statement of cash flows for the

six months ended on that date, and a summary of significant accounting policies and other explanatory

information on pages 4 to 24.


This report is made solely to the company’s shareholders, as a body. Our review has been undertaken

so that we might state to the company’s shareholders those matters we are required to state to them

in a review report and for no other purpose. To the fullest extent permitted by law, we do not accept

or assume responsibility to anyone other than the company’s shareholders as a body, for our

engagement, for this report, or for the opinions we have formed.


Board of Directors’ Responsibilities

The Board of Directors are responsible for the preparation and fair presentation of the condensed

consolidated interim financial statements, in accordance with NZ IAS 34 Interim Financial Reporting

and IAS 34 Interim Financial Reporting and for such internal control as the Board of Directors

determine is necessary to enable the preparation and fair presentation of the condensed consolidated

interim financial statements that are free from material misstatement, whether due to fraud or error.


Our Responsibilities

Our responsibility is to express a conclusion on the condensed consolidated interim financial

statements based on our review. We conducted our review in accordance with NZ SRE 2410 Review of

Financial Statements Performed by the Independent Auditor of the Entity (‘NZ SRE 2410’). NZ SRE

2410 requires us to conclude whether anything has come to our attention that causes us to believe

that the condensed consolidated interim financial statements, taken as a whole, are not prepared, in all

material respects, in accordance with NZ IAS 34 Interim Financial Reporting and IAS 34 Interim

Financial Reporting. As the auditor of AFT Pharmaceuticals Limited, NZ SRE 2410 requires that we

comply with the ethical requirements relevant to the audit of the annual financial statements.


A review of the condensed consolidated interim financial statements in accordance with NZ SRE 2410 is

a limited assurance engagement. The auditor performs procedures, primarily consisting of making

enquiries, primarily of persons responsible for financial and accounting matters, and applying analytical

and other review procedures.


The procedures performed in a review are substantially less than those performed in an audit

conducted in accordance with International Standards on Auditing (New Zealand). Accordingly we do

not express an audit opinion on these financial statements.


Other than in our capacity as auditor and the provision of taxation services, we have no relationship

with or interests in AFT Pharmaceuticals Limited or its subsidiaries. These services have not impaired

our independence as auditor of the Company and Group.


Conclusion

Based on our review, nothing has come to our attention that causes us to believe that the condensed

consolidated interim financial statements of the Group do not present fairly, in all material respects,

the financial position of the Group as at 30 September 2019 and its financial performance and cash

flows for the six months ended on that date in accordance with NZ IAS 34 Interim Financial Reporting

and IAS 34 Interim Financial Reporting.



This review report relates to the unaudited condensed consolidated interim financial statements of AFT Pharmaceuticals Limited for

the six months ended 30 September 2019 included on AFT Pharmaceuticals Limited’s website. The Board of Directors is responsible

for the maintenance and integrity of AFT Pharmaceuticals Limited website. We have not been engaged to report on the integrity of the

entity’s website. We accept no responsibility for any changes that may have occurred to the unaudited condensed consolidated interim

financial statements since they were initially presented on the website. The review report refers only to the unaudited condensed

consolidated interim financial statements named above. It does not provide an opinion on any other information which may have been

hyperlinked to/from these unaudited condensed consolidated interim financial statements. If readers of this report are concerned with

the inherent risks arising from electronic data communication they should refer to the published hard copy of the unaudited condensed

consolidated interim financial statements and related review report dated 21 November 2019 to confirm the information included in

the unaudited condensed consolidated interim financial statements presented on this website. Legislation in New Zealand governing

the preparation and dissemination of financial statements may differ from legislation in other jurisdictions.


INDEPENDENT REVIEW REPORT

TO THE SHAREHOLDERS OF AFT PHARMACEUTICALS LIMITED


We have reviewed the condensed consolidated interim financial statements of AFT Pharmaceuticals

Limited and its subsidiaries (‘the Group’) which comprise the consolidated balance sheet as at 30

September 2019, and the consolidated income statement, consolidated statement of comprehensive

income, consolidated statement of changes in equity and consolidated statement of cash flows for the

six months ended on that date, and a summary of significant accounting policies and other explanatory

information on pages 9 to 25 .


This report is made solely to the company’s shareholders, as a body. Our review has been undertaken

so that we might state to the company’s shareholders those matters we are required to state to them

in a review report and for no other purpose. To the fullest extent permitted by law, we do not accept

or assume responsibility to anyone other than the company’s shareholders as a body, for our

engagement, for this report, or for the opinions we have formed.


Board of Directors’ Responsibilities

The Board of Directors are responsible for the preparation and fair presentation of the condensed

consolidated interim financial statements, in accordance with NZ IAS 34 Interim Financial Reporting

and IAS 34 Interim Financial Reporting and for such internal control as the Board of Directors

determine is necessary to enable the preparation and fair presentation of the condensed consolidated

interim financial statements that are free from material misstatement, whether due to fraud or error.


Our Responsibilities

Our responsibility is to express a conclusion on the condensed consolidated interim financial

statements based on our review. We conducted our review in accordance with NZ SRE 2410 Review of

Financial Statements Performed by the Independent Auditor of the Entity (‘NZ SRE 2410’). NZ SRE

2410 requires us to conclude whether anything has come to our attention that causes us to believe

that the condensed consolidated interim financial statements, taken as a whole, are not prepared, in all

material respects, in accordance with NZ IAS 34 Interim Financial Reporting and IAS 34 Interim

Financial Reporting. As the auditor of AFT Pharmaceuticals Limited, NZ SRE 2410 requires that we

comply with the ethical requirements relevant to the audit of the annual financial statements.


A review of the condensed consolidated interim financial statements in accordance with NZ SRE 2410 is

a limited assurance engagement. The auditor performs procedures, primarily consisting of making

enquiries, primarily of persons responsible for financial and accounting matters, and applying analytical

and other review procedures.


The procedures performed in a review are substantially less than those performed in an audit

conducted in accordance with International Standards on Auditing (New Zealand). Accordingly we do

not express an audit opinion on these financial statements.


Other than in our capacity as auditor and the provision of taxation services, we have no relationship

with or interests in AFT Pharmaceuticals Limited or its subsidiaries. These services have not impaired

our independence as auditor of the Company and Group.


Conclusion

Based on our review, nothing has come to our attention that causes us to believe that the condensed

consolidated interim financial statements of the Group do not present fairly, in all material respects,

the financial position of the Group as at 30 September 2019 and its financial performance and cash

flows for the six months ended on that date in accordance with NZ IAS 34 Interim Financial Reporting

and IAS 34 Interim Financial Reporting.

3

This review report relates to the unaudited condensed consolidated interim financial statements of AFT Pharmaceuticals Limited for

the six months ended 30 September 2019 included on AFT Pharmaceuticals Limited’s website. The Board of Directors is responsible

for the maintenance and integrity of AFT Pharmaceuticals Limited website. We have not been engaged to report on the integrity of the

entity’s website. We accept no responsibility for any changes that may have occurred to the unaudited condensed consolidated interim

financial statements since they were initially presented on the website. The review report refers only to the unaudited condensed

consolidated interim financial statements named above. It does not provide an opinion on any other information which may have been

hyperlinked to/from these unaudited condensed consolidated interim financial statements. If readers of this report are concerned with

the inherent risks arising from electronic data communication they should refer to the published hard copy of the unaudited condensed

consolidated interim financial statements and related review report dated 21 November 2019 to confirm the information included in

the unaudited condensed consolidated interim financial statements presented on this website. Legislation in New Zealand governing

the preparation and dissemination of financial statements may differ from legislation in other jurisdictions.


Material uncertainty related to going concern

We draw attention to the going concern disclosure in note 3 in the condensed consolidated interim

financial statements, which indicates there is a material uncertainty concerning the Group’s ability to

repay its existing interest bearing liabilities which mature on 31 March 2020. Note 3 sets out the

Group’s plans to repay these interest bearing liabilities through a combination of new financing,

generating sufficient operating cash flows and raising additional funds from issuing new shares if

necessary. As stated in note 3, these events or conditions, along with other matters as set forth in

note 3, indicate that a material uncertainty exists that may cast significant doubt on the Group’s ability

to continue as a going concern. Our opinion is not modified in respect of this matter.








Jason Stachurski, Partner

for Deloitte Limited

Auckland, New Zealand

21 November 2019


This review report relates to the unaudited condensed consolidated interim financial statements of AFT Pharmaceuticals Limited for

the six months ended 30 September 2019 included on AFT Pharmaceuticals Limited’s website. The Board of Directors is responsible

for the maintenance and integrity of AFT Pharmaceuticals Limited website. We have not been engaged to report on the integrity of the

entity’s website. We accept no responsibility for any changes that may have occurred to the unaudited condensed consolidated interim

financial statements since they were initially presented on the website. The review report refers only to the unaudited condensed

consolidated interim financial statements named above. It does not provide an opinion on any other information which may have been

hyperlinked to/from these unaudited condensed consolidated interim financial statements. If readers of this report are concerned with

the inherent risks arising from electronic data communication they should refer to the published hard copy of the unaudited condensed

consolidated interim financial statements and related review report dated 21 November 2019 to confirm the information included in

the unaudited condensed consolidated interim financial statements presented on this website. Legislation in New Zealand governing

the preparation and dissemination of financial statements may differ from legislation in other jurisdictions.


INDEPENDENT REVIEW REPORT

TO THE SHAREHOLDERS OF AFT PHARMACEUTICALS LIMITED


We have reviewed the condensed consolidated interim financial statements of AFT Pharmaceuticals

Limited and its subsidiaries (‘the Group’) which comprise the consolidated balance sheet as at 30

September 2019, and the consolidated income statement, consolidated statement of comprehensive

income, consolidated statement of changes in equity and consolidated statement of cash flows for the

six months ended on that date, and a summary of significant accounting policies and other explanatory

information on pages 9 to 25 .


This report is made solely to the company’s shareholders, as a body. Our review has been undertaken

so that we might state to the company’s shareholders those matters we are required to state to them

in a review report and for no other purpose. To the fullest extent permitted by law, we do not accept

or assume responsibility to anyone other than the company’s shareholders as a body, for our

engagement, for this report, or for the opinions we have formed.


Board of Directors’ Responsibilities

The Board of Directors are responsible for the preparation and fair presentation of the condensed

consolidated interim financial statements, in accordance with NZ IAS 34 Interim Financial Reporting

and IAS 34 Interim Financial Reporting and for such internal control as the Board of Directors

determine is necessary to enable the preparation and fair presentation of the condensed consolidated

interim financial statements that are free from material misstatement, whether due to fraud or error.


Our Responsibilities

Our responsibility is to express a conclusion on the condensed consolidated interim financial

statements based on our review. We conducted our review in accordance with NZ SRE 2410 Review of

Financial Statements Performed by the Independent Auditor of the Entity (‘NZ SRE 2410’). NZ SRE

2410 requires us to conclude whether anything has come to our attention that causes us to believe

that the condensed consolidated interim financial statements, taken as a whole, are not prepared, in all

material respects, in accordance with NZ IAS 34 Interim Financial Reporting and IAS 34 Interim

Financial Reporting. As the auditor of AFT Pharmaceuticals Limited, NZ SRE 2410 requires that we

comply with the ethical requirements relevant to the audit of the annual financial statements.


A review of the condensed consolidated interim financial statements in accordance with NZ SRE 2410 is

a limited assurance engagement. The auditor performs procedures, primarily consisting of making

enquiries, primarily of persons responsible for financial and accounting matters, and applying analytical

and other review procedures.


The procedures performed in a review are substantially less than those performed in an audit

conducted in accordance with International Standards on Auditing (New Zealand). Accordingly we do

not express an audit opinion on these financial statements.


Other than in our capacity as auditor and the provision of taxation services, we have no relationship

with or interests in AFT Pharmaceuticals Limited or its subsidiaries. These services have not impaired

our independence as auditor of the Company and Group.


Conclusion

Based on our review, nothing has come to our attention that causes us to believe that the condensed

consolidated interim financial statements of the Group do not present fairly, in all material respects,

the financial position of the Group as at 30 September 2019 and its financial performance and cash

flows for the six months ended on that date in accordance with NZ IAS 34 Interim Financial Reporting

and IAS 34 Interim Financial Reporting.


DRAFT

AFT PHARMACEUTICALS LIMITED
Condensed Consolidated Interim Financial Statements

4

Revenue

Cost of sales

Gross Profit

Other income

Selling and distribution expenses

General and administrative expenses

Research and development expenses

Equity accounted loss of joint venture entity

Gain on derecognition of equity accounted investment and recognition

of net assets acquired at fair value in a step acquisition

Operating Profit/(Loss)

Finance income

Interest expense

Other finance costs

Profit/(Loss) before tax

Tax credit / (expense)

Profit/(Loss) after tax attributable to owners of the parent

Basic and diluted earnings/(loss) per share ($)


13


12

4




46,946

(25,598)

21,348

336

(12,938)

(4,536)

(223)

(81)

9,785

13,691

14

(3,425)

(369)

9,911

(5)

9,906

0.10

Unaudited

6 Mths Ended

30-Sep-19

$NZ000’sNote

Unaudited

6 Mths Ended

30-Sep-18

38,441

(20,292)

18,149

2,034

(14,234)

(3,489)

(2,225)

(344)

-

(109)

16

(2,481)

(1,690)

(4,264)

76

(4,188)

(0.04)

Consolidated Income Statement

For the Six Months Ended 30 September 2019

5
Profit/(Loss) after tax

Other comprehensive (loss)/income

May be subsequently reclassified to profit and loss:

Foreign currency translation reserve

Other comprehensive profit/(loss) for the period, net of tax

Total comprehensive profit/(loss) for the period

attributable to owners of the parent

9,906

(245)

(245)

9,661

Unaudited

6 Mths Ended

30-Sep-19

$NZ000’s

Unaudited

6 Mths Ended

30-Sep-18

(4,188)

(224)

(224)

(4,412)

Consolidated Statement of Comprehensive Income

For the Six Months Ended 30 September 2019

AFT PHARMACEUTICALS LIMITED
Condensed Consolidated Interim Financial Statements

6

Balance as at 31 March 2018

Unaudited

Six months to 30 September 2018

Loss after tax

Other comprehensive loss

Movement in share options reserve

Preference dividends accumulated

Dividends paid and provided*

Balance as at 30 September 2018

Unaudited

Six months to 31 March 2019

Profit after tax

Other comprehensive income

Movement in share options reserve

Preference dividends accumulated

Dividends paid and provided*

Balance as at 31 March 2019

Unaudited

Six months to 30 September 2019

Profit after tax

Other comprehensive loss

Movement in share options reserve

Preference dividends accumulated

Dividends paid and provided*

Balance as at 30 September 2019


11

483

-

-

-

396

-

879

-

-

-

362

-

1,241

-

-

-

254

-

1,495

63,743

-

-

-

-

-

63,743

-

-

-

-

-

63,743

-

-

-

-

-

63,743

(57,644)

(4,188)

-

-

-

(457)

(62,289)

1,761

-

-

-

(478)

(61,006)

9,906

-

-

-

(492)

(51,592)

Share

capital

Share

options

reserve

Redeemable

preference

share

reserve

Foreign

currency

translation

reserve

Retained

earnings

Total

equity

$NZ000’sNote

330

-

(224)

-

-

-

106

-

325

-

-

-

431

-

(245)

-

-

-

186

430

-

-

91

-

-

521

-

-

161

-

-

682

-

-

68

-

-

750

7,342

(4,188)

(224)

91

396

(457)

2,960

1,761

325

161

362

(478)

5,091

9,906

(245)

68

254

(492)

14,582

Consolidated Statement of Changes in Equity

For the Six Months Ended 30 September 2019

* Dividends paid and provided relate to the Redeemable preference shares

7
ASSETS

Current assets

Inventories

Trade and other receivables

Cash and cash equivalents

Derivative assets

Total current assets

Non-current assets

Property, plant and equipment

Intangible assets

Right of use assets

Deferred income tax assets

Investment in joint venture entity

Total non-current assets

Total assets

LIABILITIES

Current liabilities

Trade and other payables

Provisions

Lease liabilities

Current income tax liability

Derivative liabilities

Interest bearing liabilities

Total current liabilities

Non-current liabilities

Lease liabilities

Interest bearing liabilities

Total liabilities

EQUITY

Share capital

Retained earnings/(losses)

Share options reserve

Redeemable preference share reserve

Foreign currency translation reserve

Total equity

Total liabilities and equity

Net tangible assets per ordinary share

14


4

5

12



14

8

8

9

26,835

19,998

7,308

665

54,806

350

23,410

3,954

710

-

28,424

83,230

16,071

2,602

534

-

-

45,808

65,015

3,633

-

68,648

63,743

(51,592)

750

1,495

186

14,582

83,230

($0.09)

Unaudited

As at

30-Sep-19

$NZ000’sNote

Audited

As at

31-Mar-19

Unaudited

As at

30-Sep-18

25,158

19,187

6,916

-

51,261


357

8,239

-

705

3,033

12,334

63,595




15,098

1,270

-

145

241

41,750

58,504


-

-

58,504


63,743

(61,006)

682

1,241

431

5,091


63,595

($0.03)

27,815

12,993

7,400

481

48,689

335

7,0 8 9

-

800

2,493

10,717

59,406

13,245

1,263

-

-

-

-

14,508

-

41,938

56,446

63,743

(62,289)

521

879

106

2,960

59,406

($0.04)

Consolidated Balance Sheet

As at 30 September 2019

For and on behalf of the Board who authorised these financial statements for issue on 21 November 2019

Hartley Atkinson

Managing Director and Chief Executive Officer

David Flacks

Chairman

DRAFT

AFT PHARMACEUTICALS LIMITED
Condensed Consolidated Interim Financial Statements

8

CASH FLOWS FROM OPERATING ACTIVITIES

Receipts from customers

Payments to suppliers and employees

Tax paid

Net cash from/(used in) operating activities

CASH FLOWS FROM INVESTING ACTIVITIES

Purchases of property, plant and equipment

Investment in Joint Venture

Investment in intangible assets

Net cash used in investing activities

CASH FLOWS FROM FINANCING ACTIVITIES

Interest received

Interest and finance cost paid

Right of use lease interest paid

Right of use lease liability paid

Borrowings repaid

New Borrowings

Dividends paid

Net cash from/(used in) financing activities

Net increase/(decrease) in cash

Impact of foreign exchange on cash and cash equivalents

Opening cash and cash equivalents

Closing cash and cash equivalents


11

12


5

5

5

8

8

10


46,833

(40,548)

(150)

6,135

(50)

-

(2,720)

(2,770)

14

(2,618)

(152)

(292)

(14,493)

15,000

(237)

(2,778)

587

(195)

6,916

7,308

Unaudited

6 Mths Ended

30-Sep-19

$NZ000’sNote

Unaudited

6 Mths Ended

30-Sep-18

44,621

(46,670)

(134)

(2,183)

(57)

(702)

(2,062)

(2,821)

16

(1,640)

-

-

-

7,417

-

5,793

789

(159)

6,770

7,400

Consolidated Statement of Cash Flows

For the Six Months Ended 30 September 2019

9
Notes to the Financial Statements

For the Six Months Ended 30 September 2019

1. GENERAL INFORMATION

AFT Pharmaceuticals Limited (the ‘Company’) is a company which is incorporated and domiciled in

New Zealand. It is registered under the Companies Act 1993. These financial statements comprise

AFT Pharmaceuticals Limited and its subsidiaries (together referred to as the Group). The Group is a

pharmaceutical distributor and developer of pharmaceutical intellectual property.

These condensed consolidated interim financial statements were approved by the Directors on 21

November 2019, and are not audited, but have been reviewed by Deloitte Limited in accordance with the

New Zealand Standard on Review Engagements 2410.

2. BASIS OF PREPARATION

These general purpose financial statements for the six months to 30 September 2019 have been prepared

in accordance with New Zealand Generally Accepted Accounting Practice (NZ GAAP). They comply with

NZ IAS 34 and IAS 34, Interim Financial Reporting. The Group is a for-profit entity for the purposes of

complying with NZ GAAP.

These condensed consolidated interim financial statements do not include all the notes normally included in

an annual financial report. Accordingly, this report should be read in conjunction with the audited financial

statements for the year ended 31 March 2019, which have been prepared in accordance with the New

Zealand equivalents to International Financial Reporting Standards (NZ IFRS) and International Financial

Reporting Standards (IFRS).

The same accounting policies and methods of computation are followed in the condensed consolidated

financial statements as compared to the audited financial statements for the year ended 31 March 2019, as

described in those annual financial statements, with the exception of the treatment of lease contracts as

required under the adoption of NZ IFRS 16 Leases. Further detail is presented in note 5

3. GOING CONCERN ASSUMPTION

At 30 September 2019, the Group has an interest bearing loan from CRG of $30.8m ($41.8m at 31 March

2019), an interest bearing loan of $15.0m from Bank of New Zealand (BNZ) ($Nil at 31 March 2019) and

held a cash balance of $7.3m ($6.9m as at 31 March 2019). The movements in the CRG loan during the year

came from a repayment of $14.5m, capitalised interest of $0.7m and the balance from movement in foreign

currency exchange rates. The borrowing from BNZ was used for the principal repayment amount of the

CRG loan.

The Group generated an operating profit for the 6 months ended 30 September 2019 of $13.7m, (30

September 2018, loss of $0.1m) and a net operating cash inflow for the 6 months ended 30 September 2019

of $6.1m (30 September 2018, outflow of $2.2m).

The CRG and BNZ loans are due for repayment in full on 31 March 2020 (refer to note 8).

The Directors have a reasonable expectation that the Group will be in a position to repay these loans on or

before 31 March 2020 from a combination of positive operating cash flows, refinancing from debt market

sources and issuance of new equity, if required. Accordingly, the Directors have adopted the going concern

assumption for the purposes of the preparation of these financial statements. The directors are conscious

that their reasonable expectations are based on what they consider to be the likely outcomes of these

AFT PHARMACEUTICALS LIMITED
Condensed Consolidated Interim Financial Statements

10

Notes to the Financial Statements (continued)

For the Six Months Ended 30 September 2019

future events and for this reason they consider that a material uncertainly exists which may cast significant

doubt on the Group’s ability to continue as a going concern and therefore may result in the Group’s inability

to realise its assets and settle its liabilities in the normal course of business.

Positive operating cash flows

The Directors have approved internal forecasts for the 18 months through to 31 March 2021, considered

achievability of the assumptions under these forecasts, tested for sensitivity, reviewed the existing working

capital against Group requirements and considered forecast compliance with applicable and anticipated

debt covenants. The forecasts for both financial years 2020 and 2021 indicate the continuation of positive

operating cash flow surpluses and profit after tax. The key revenue assumptions, which like all assumptions,

are subject to a degree of uncertainty are:

-

T

he launch of Maxigesic into further new licensed markets. It is currently sold in 24 countries and

ther

e are currently confirmed orders for a further nine countries. It is licensed for 125+ countries.

-the continued sales growth for the Group’s range of products in Australia. Sales growth in Australia

for the six months ended 30 September 2019 was 19%.

In addition, the Group is confident of its ability to execute further licensing agreements and to generate

future international revenues for the key innovative products: Maxigesic, Pascomer and NasoSurf. Given the

uncertainty on the timing of these, they have not been included in the forecast assumptions other than for a

small amount of upfront license income for Maxigesic.

Refi

nancing from debt market sources

The Group expects to have a new long term facility in place with a local commercial bank prior to or on 31

March 2020 which, together with the positive operating cash flow surpluses, will enable full repayment of

the CRG & BNZ loans on 31 March 2020. The Group is currently in discussion with local commercial banks,

and has received indicative term sheets.

As an interim step towards this and in order to reduce the cost of interest, the Group on 21 May 2019

established a $15m interim facility, which matures on 31 March 2020, from the BNZ utilising the existing

security arrangements and has repaid $14.5m (US$9.5m) of the CRG loan, as noted above in discussing the

movements in the CRG loan.

Issuance of new equity

The Directors are con

fident that having raised capital most recently in May 2017, new capital could be

accessed through the Company’s listing on NZX and ASX, if required.

4. SIGNIFICANT TRANSACTIONS AND EVENTS FOR THE CURRENT PERIOD

The joint venture, Dermatology Specialties Limited Partner (“DSLP”), was originally formed in June 2015

for the development and commercialisation of the product, Pascomer, which uses the active ingredient

Rapamycin for the topical treatment of indications commencing with facial angiofibromas in tuberous

sclerosis. DSLP has been equity accounted prior to acquisition with the investment at 31 March 2019 being

carried at $3.0m.

GOING CONCERN ASSUMPTION (continued)

11
The Group acquired the remaining 50% of DSLP and its general partner DSGP Limited, from its joint venture

partner Tardimed Sciences LLC on 5 July 2019 and these have been fully consolidated from this date.

As a result of the transaction, the Group retained the rights to the intellectual property, future product sales

and royalties. Timber Pharmaceuticals LLC (“Timber”), of which Tardimed Sciences LLC is the shareholder,

acquired the North-American distribution rights. This transaction did not require any cash payment by the

Group.

The Group has also entered into an out-license agreement with Timber, under which the Group has received

revenues from the upfront milestone and expects to receive future revenues from development, registration

and commercial milestones as well as product sales and royalties.

The Group has engaged external independent valuers to assist in determining the fair value of the Pascomer

intellectual property. Taking into account the inherent uncertainties of both the successful conclusion of

clinical trials and the successful registration with orphan status, the Group has determined the provisional

fair value of the Pascomer intellectual property to be $12.5m.

The following provisional fair values have been recognised in the consolidated condensed interim financial

statements in respect of DSLP:

Intangible asset – Pascomer IP $12.5m

Inventory $0.3m

Trade marks $0.1m

Gain on derecognition of equity accounted investment and $9.8m

recognition of net assets acquired at fair value in a step acquisition


As a result of this transaction, intangible assets have increased by $12.5m. The remaining increase in

intangible assets relate to capitalised registration and development costs, patents and trademarks acquired

which are not connected with the transaction described above.

5. ADOPTION OF NEW AND REVISED STANDARDS

NZ IFRS 16: LEASES

General impact of the new NZ IFRS 16

NZ IFRS 16 provides a comprehensive model for the identification of lease arrangements and their

treatment in the financial statements for both lessors and lessees. NZ IFRS 16 supersedes the previous

lease guidance including NZ IAS 17 Leases and the related interpretations when it became effective for

accounting periods beginning on or after 1 January 2019. The date of initial application of NZ IFRS 16 for the

Group was 1 April 2019.

The Group has chosen not to adopt the full retrospective application of NZ IFRS 16 in accordance with NZ

IFRS 16:C5(a). Consequently, the Group will not restate the comparative information. For the adoption

of NZ IFRS 16 the Group has used practical expedients to not reassess whether a contract is, or contains,

a lease at the date of initial application. Also it made use of the practical expedient to not make any

adjustment on transition for leases for which the underlying assets are of low value.

AFT PHARMACEUTICALS LIMITED
Condensed Consolidated Interim Financial Statements

12

Notes to the Financial Statements (continued)

For the Six Months Ended 30 September 2019

SIGNIFICANT TRANSACTIONS AND EVENTS FOR THE CURRENT PERIOD (continued)

Impact of the new NZ IFRS 16 definition of a lease

The change in definition of a lease mainly relates to the concept of control. NZ IFRS 16 distinguishes

between leases and service contracts on the basis of whether the use of an identified asset is controlled by

the customer. Control is considered to exist if the customer has, throughout the period of use

– The right to obtain substantially all of the economic benefits from the use of an identified asset; and

– The right to direct the use of that asset.

Impact on Lessee Accounting

NZ IFRS 16 changes how the Group accounts for leases previously classified as operating leases under NZ

IAS 17, which were off-balance sheet.

At transition date, the Group recorded right-of-use assets of $4,119k (at balance date $3,954k) and lease

liabilities of $4,260k (at balance date $4,167), with the previously held lease incentive of $141k written off

against the right-of-use assets. There was no impact on retained earnings.

On initial application of NZ IFRS 16, for all leases (except as noted below), the Group has:

a) Recognised right-of-use assets and lease liabilities in the consolidated balance sheet, initially

measured at the present value of the future lease payments;

b) Recognised depreciation of right-of-use assets and interest on lease liabilities in the consolidated

income statement;

c) Separated the total amount of cash paid into a principal portion and interest, both presented within

financing activities in the consolidated statement of cash flows.

Lease incentives (e.g. rent-free period) have been recognised as part of the measurement of the

right-of-use assets whereas under NZ IAS 17 they resulted in the recognition of a lease liability incentive,

amortised as a reduction of rental expenses on a straight-line basis.

Under NZ IFRS 16, right-of-use assets are tested for impairment in accordance with NZ IAS 36 Impairment

of Assets. This replaces the previous requirement to recognise a provision for onerous lease contracts.

For short-term leases (lease term of 12 months or less) and leases of low-value assets (such as personal

computers and office furniture), the Group has opted to recognise a lease expense on a straight-line basis

as permitted by NZ IFRS 16. This expense is presented within general and administrative expenses in the

consolidated income statement.

13
Impact on income statement

Impact on profit (loss) for the period

Increase/(decrease) in general and administration expenses

Increase/(decrease) in interest expense

Increase (decrease) in profit for the year

Impact on earnings per share

Basic

Diluted

$NZ000’s

Unaudited 6

months ended

30-Sep-19

(80)

152

(72)

-

-

The table below shows the amount of adjustment for each financial statement line item affected by the

application of NZ IFRS 16 for the current reporting period.

The application of NZ IFRS 16 has an impact on the consolidated statement of cash flows of the Group.

Under NZ IFRS 16:

• Payments for short-term leases and leases of low-value assets and variable leases payments not

included in the measurement of the lease liability have been included in payments to suppliers and

employees within the operating activities.

• Cash payments for the interest portion of lease liability are included as part of financing activities.

• Cash payments for the principal portion of lease liability are included as part of financing activities.

Under NZ IAS 17, all lease payments for operating leases were presented as part of cash flows from

operating activities. Consequently, the net cash generated by operating activities has increased by

$444,000 and net cash used in financing activities has increased by the same amount.

AFT have examined its current borrowing structure and taken into account both current and forecast

economic conditions, costs of capital and a premium for its risk profile. This has resulted in differing

Incremental borrowing rates (IBR) for premises and other leases, and different rates in NZ and AU, as per

the following table:

NZ – Buildings – 7.00%

NZ – Vehicles and equipment – 8.00%

AU – Buildings – 7.30%

AU – Vehicles and equipment – 8.50%

These IBR were used by the Group to calculate the lease liability at the date of initial application. The

Group used different rates due to the difference in nature of the assets and their geographic location. The

weighted average incremental borrowing rate is 7.27%.

AFT PHARMACEUTICALS LIMITED
Condensed Consolidated Interim Financial Statements

14

SIGNIFICANT TRANSACTIONS AND EVENTS FOR THE CURRENT PERIOD

Notes to the Financial Statements (continued)

For the Six Months Ended 30 September 2019

The Group has used the practical expedient of applying a single discount rate to a portfolio of assets in

each country where it holds right-of-use assets. In determining the discount rate to use, Management

reviewed publicly available rates for Government bonds, BNZ Swap rates and Treasury risk free discount

rates and then applied an adjustment to these rates to allow for a company specific credit risk. The Group

does not consider any of its leases to be onerous.

At 31 March 2019, AFT disclosed lease commitments of $3,243,000. As at 1 April 2019, the value of leases

discounted at the incremental borrowing rate at the date of initial application was $4,119,000. The IFRS

inclusion of likely future lease renewals has impacted due to a longer lease being envisaged.

6. SIGNIFICANT ACCOUNTING POLICIES

The Group as lessee

The following accounting policy has been adopted since 1 April 2019.

The Group assesses whether a contract is or contains a lease at inception of the contract. The Group

recognises a right-of-use asset and a corresponding lease liability with respect to all lease arrangements

in which it is the lessee, except for short term leases (leases less than 12 months duration), and leases of

low value assets. For these leases the group recognises the lease payments as an operating expense on a

straight-line basis over the term of the lease.

The lease liability is initially measured at the present value of the lease payments that are not paid at

the commencement date, discounted by using the rate implicit in the lease. If this rate cannot be readily

determined the Group uses its incremental borrowing rate.

The lease liability is presented as a separate line in the consolidated balance sheet.

The lease liability is subsequently measured by increasing the carrying amount to reflect interest on the

lease liability (using the effective interest rate method) and by reducing the carrying amount to reflect the

lease payments made.

The Group re-measures the lease liability (and makes a corresponding adjustment to the related right-of-

use asset) whenever:

• The lease term has changed or there is a change in the assessment of exercise of a purchase option,

in which case the lease liability is re-measured by discounting the revised lease payments using a

revised discount rate

• The lease payments change due to changes in an index or rate or a change in expected payment

under a guaranteed residual value, in which cases the lease liability is re-measured by discounting the

revised lease payments using the initial discount rate (unless the lease payments change due to a

change in a floating interest rate, in which case a revised discount rate is used)

• A lease contract is modified and the lease modification is not accounted for as a separate lease, in

which case the lease liability is re-measured by discounting the revised lease payments using a revised

discount rate.

15
The Group did not make any such adjustments during the periods presented.

The right-of-use assets comprise the initial measurement of the corresponding lease liability, lease

payments made at or before the commencement day and any initial direct costs. They are subsequently

measured at cost less accumulated depreciation and impairment losses.

Whenever the Group incurs an obligation for costs to dismantle and remove a leased asset, restore the site

on which it is located or restore the underlying asset to the condition required by the terms and conditions

of the lease, a provision is recognised and measured under NZ IAS 37. The costs are included in the related

right-of-use asset.

Right-of-use assets are depreciated over the shorter period of lease term and useful life of the underlying

asset. If a lease transfers ownership of the underlying asset or the cost of the right-of-use asset reflects

that the Group expects to exercise a purchase option, the related right-of-use asset is depreciated over the

useful life of the underlying asset. The depreciation starts at the commencement date of the lease.

The right-of-use assets are presented as a separate line in the balance sheet.

The Group applies NZ IAS 36 to determine whether a right-of-use asset is impaired and accounts for

any identified impairment loss as described in the “property, plant and equipment” policy in the financial

statements dated 31 March 2019.

Variable rents that do not depend on an index or rate are not included in the measurement of the lease

liability and the right-of-use asset. The related payments are recognised as an expense in the period in

which the event or condition that triggers those payments occurs and are included in the line “general and

administrative expenses” in the income statement.

7. SEASONALITY OF OPERATIONS

The Group currently earns most of its incomes from the Australian and New Zealand markets.

Seasonal factors means that revenues and operating profits are expected to be higher in the second half,

than those of the first 6 months. In the financial year ended 31 March 2019, 45% of revenues accumulated in

the first half and 55% accumulated in the second half.

AFT PHARMACEUTICALS LIMITED
Condensed Consolidated Interim Financial Statements

16

The repayment terms for all CRG facilities were amended in September 2017 to interest only until maturity,

and the principal to be repaid in full on 31 March 2020.

In May 2019, the Group entered a term loan agreement with BNZ for $15.0m, repayable on 31 March 2020.

This enabled the Group to repay $14.5m (US$9.5m) of the CRG principal owed.

The loans have a general security over the assets of the Group together with a group guarantee. Interest

is fixed at 13.5% p.a. on the CRG loan, and at base + margin for the BNZ loan which floats every renewal

period (generally two months). The CRG loans are denominated in United States dollars (USD) and during

the period NZ$2.876m was recognised as unrealised foreign exchange loss. The carrying amount of the

CRG loans are substantially in line with the fair market value as at balance sheet date. At 30 September

2019 the CRG loan balance owing was $30.808m (H1 FY2019 $41.938m).

9. SHARE CAPITAL

Ordinary shares

No ordinary or redeemable preference shares have been issued in the six months ended 30 September

2019.

Staff share options are exercisable at the price of $2.80 each, being the issue price of a share at the time of

the company’s initial listing on NZX and ASX. The vesting period is generally up to four years however this

varies according to various performance criteria. Other than in limited circumstances options are forfeited if

an employee leaves the group before the options vest. The options are valued at the grant date at fair value

as calculated independently using the Black Scholes model. The options vest over up to four years from

date of issue.

Redeemable preference shares

The redeemable preference shares, issued in March 2017, attract a dividend of 9.4% accruing quarterly,

which may be satisfied in cash either in full or in part or deferred indefinitely at the Company’s absolute

discretion.

They do not carry any right to vote except at meetings of an ‘interest group’ of holders of redeemable

shares.

They may be redeemed at the option of the Company at any time two years or more after issue. On

redemption, the Company would pay the issue price plus unpaid dividends accrued to the date of

Notes to the Financial Statements (continued)

For the Six Months Ended 30 September 2019

8. INTEREST BEARING LIABILITIES

Bank of New Zealand

CRG (Capital Royalty Group) loans

Total

$NZ000’s

Unaudited

As at

30-Sep-18

Audited

As at

31-Mar-19

Unaudited

As at

30-Sep-19

-

41,938

41,938

-

41,750

41,750

15,000

30,808

45,808

17
redemption. The redemption can only be settled in cash.

After three years from issue, they may be converted to ordinary shares at the option of the holder in

multiples of 100,000. The holder would receive one ordinary share for every redeemable share held and a

number of ordinary shares calculated by dividing the amount of any accumulated dividends by the issue

price. Conversion of the redeemable preference shares may only be settled through the issuance of shares.

Once the holder has elected to convert, neither the issuer nor the holder can be obligated to settle in any

other manner.

10. DIVIDENDS PAID

Ordinary shares

No dividends have been paid or declared for the ordinary shares.

Redeemable preference shares

The redeemable preference shares issued on 24 March 2017 attract a dividend rate of 9.4% per annum, or

25.8 cents per share per annum and fall due on a quarterly basis. For the 30 June 2019 and 30 September

2019 quarter ends, a total of $237,310 of dividends were paid (inclusive of withholding taxes) and $254,716

has been accumulated in the Redeemable Preference Share Reserve.

11. RECONCILIATION OF LOSS AFTER TAX WITH NET CASH FLOW FROM OPERATING

ACTIVITIES

Profit/(Loss) after tax

Non-cash items:

Depreciation

Amortisation

Impact of Foreign Exchange on cash and cash equivalents

Share options expense

Interest and finance expenses

Unrealised FX (gains) / losses

Share of JV Loss

Gain on derecognition of equity accounted investment

and recognition of net assets acquired at fair value in a step acquisition

Interest income

Movement in working capital:

Decrease/(increase) in inventories

Decrease/(increase) in trade and other receivables

Increase/(decrease) in trade and other payables

Net cash from/(used in) operating activities

9,906

417

109

195

68

3,425

2,824

81

(9,785)

(14)

(1,678)

(1,477)

2,063

6,134

Unaudited

As at

30-Sep-19

$NZ000’s

Unaudited

As at

30-Sep-18

(4,188)

51

90

159

91

2,470

2,236

344

-

(16)

(3,404)

3,996

(4,014)

(2,183)

AFT PHARMACEUTICALS LIMITED
Condensed Consolidated Interim Financial Statements

18

12. INVESTMENT IN JOINT VENTURE PARTNERSHIP

Interest in joint venture company at cost

Equity accounted earnings of joint venture partnership

Net equity investment in joint venture partnership

Balance at start of period

Investment during the period

Share of current period loss

Derecognition on acquisition of controlling interest

Balance at end of period

Dermatology Specialties LP

Principal activities: Development and distribution of pharmaceuticals

Dermatology Specialties LP was incorporated on 22 June 2015. Movements in investment in the joint

venture partnership during the 6 months comprise:

-

-

-

3,033

(81)

(2,952)

-

100%

Unaudited

As at

30-Sep-19

% Interest Held

$NZ000’s

Unaudited

As at

30-Sep-18

% Interest Held

5,046

(2,553)

2,493

2,135

702

(344)

-

2,493

50%

The joint venture partnership of the Group and its activities are as follows:

Notes to the Financial Statements (continued)

For the Six Months Ended 30 September 2019

19
Unaudited

Sep-19

Revenue – sale of goods

Revenue – royalty income

Revenue - licensing

Revenue

Other income

Depreciation and amortisation

Equity accounted loss of joint venture entity

Gain on derecognition of equity accounted

investment and recognition of net assets

acquired at fair value in a step acquisition

Operating profit/(loss)

Finance income

Interest expense

Other gains/(losses)

Gain / (Loss) before tax

Total Assets

Property, plant and equipment

Intangible assets

RTU assets

Investment in joint venture entity

Capital expenditure

Unaudited

Sep-18

Revenue – sale of goods

Revenue – royalty income

Revenue - licensing

Revenue

Other income

Depreciation and amortisation

Equity accounted loss of joint venture entity

Operating profit/(loss)

Finance income

Interest expense

Other gains/(losses)

Gain / (Loss) before tax

Total Assets

Property, plant and equipment

Intangible assets

Investment in joint venture entity

Capital expenditure

2,369

-

-

2,369

-

(2)

-

-

98

-

-

102

200

215

13

-

-

-

3

1,118

-

-

1,118

-

(3)

-

(187)

-

-

35

(152)

96

15

-

-

-

13,691

-

-

13,691

142

(292)

-

-

1,651

14

(3,382)

273

(1,444)

47,558

291

10,910

2,868

-

2,760

12,566

-

-

12,566

-

(128)

-

881

16

(2,481)

(1,278)

(2,862)

33,158

269

7,089

-

2,098

25,697

-

-

25,697

-

(232)

-

-

1,861

-

(43)

(744)

1,074

22,957

46

-

1,086

-

7

21,601

-

-

21,601

1,860

(10)

-

(72)

-

-

(447)

(519)

23,659

51

-

-

21

Southeast

Asia

New ZealandAustralia

$NZ000’s

Rest of WorldTOTAL

2,533

124

2,532

5,189

194

-

(80)

9,784

10,081

-

-

-

10,081

12,500

-

12,500

-

-

-

2,659

101

396

3,156

174

-

(344)

(731)

-

-

-

(731)

2,493

-

-

2,493

-

44,290

124

2,532

46,946

336

(526)

(80)

9,784

13,691

14

(3,425)

(369)

9,911

83,230

350

23,410

3,954

-

2,770

37,944

101

396

38,441

2,034

(141)

(344)

(109)

16

(2,481)

(1,690)

(4,264)

59,406

335

7,089

2,493

2,119

13. OPERATING SEGMENTS

AFT PHARMACEUTICALS LIMITED
Condensed Consolidated Interim Financial Statements

20

Notes to the Financial Statements (continued)

For the Six Months Ended 30 September 2019

14. FINANCIAL RISK MANAGEMENT

(a) Managing financial risk

The Group’s activities expose it to various financial risks as detailed below.

• Market risk

Management is of the opinion that the Group’s exposure to market risk at balance date is defined as:

Risk Factor Description Sensitivity

(i) Foreign exchange risk Exposure to changes in foreign exchange rates on

assets and liabilities of the subsidiary, and

USD denominated borrowings As below

(ii) Interest rate risk Exposure to changes in interest rates on borrowings As below

(iii) Other price risk No commodity securities are bought, sold or traded Nil

• Foreign exchange risk

The Group benefits from the use of derivative financial instruments to manage foreign currency exposures.

The fair value of forward exchange contracts is calculated by reference to current forward exchange rates at

period end and the contract exchange rates, considered level 2 of the fair value hierarchy.

The Group purchases goods and services from overseas suppliers in a number of currencies, primarily

AUD, USD, EUR and GBP and has borrowings that are denominated in US dollar amounts. This exposes

the Group to foreign currency risk. The Group manages foreign currency risk through use of derivative

arrangements, in particular forward exchange contracts. The exposure is monitored on a regular basis based

on Group foreign exchange policies. Future revenues from markets outside Australasia will be denominated

primarily in USD and EUR which will provide a natural hedge against these costs.

In the current period for the six months to 30 September 2019 (H1 FY2020) net foreign exchange losses

totaled $368,637 (H1 FY2019: $1,700,357 gain) of which $2,875,747 (H1 FY2019: $3,063,766 gain) were

unrealised losses on the USD denominated CRG loan. Future revenues derived in USD and EUR will be used

towards repaying this debt as it falls due. The balance of the gains/losses are derived from the restatement

of the cash balances at the spot rate on the period end balance date of 30 September 2019 and the change

in spot rates during the time between when expenses are recorded in the general ledger and when they are

paid.

In total, the group had assets and liabilities denominated in the following currencies, as at 30 September

2019:

Assets NZD$’000 Currency Liabilities NZD$’000

8,771 AUD 2,009

4,768 USD 32,169

700 MYR 1

1,618 SGD 227

1,095 EUR 1,707

- GBP 128

21
The following forward foreign exchange contracts were held at 30 September 2019:

The following forward foreign exchange contracts were held at 31 March 2019:

The following forward foreign exchange contracts were held at 30 September 2018:

All contracts mature within one year from 30 September 2018.

Buy Currency

EUR

GBP

USD

Buy Currency

EUR

GBP

USD

Buy Currency

EUR

GBP

USD

Sell Currency

AUD

Buy Currency

Amount (‘000)

3,665

252

6,590

Buy Currency

Amount (‘000)

3,300

155

4,205

Buy Currency

Amount (‘000)

2,250

123

3,070

Sell Currency

Amount (‘000)

2,000

Sell Amount

NZD (‘000)

6,372

486

9,304

Sell Amount

NZD (‘000)

5,735

302

6,192

Sell Amount

NZD (‘000)

3,886

239

4,250

Buy Amount

NZD (‘000)

2,224

Fair Value

NZD (‘000)

70

10

585

Fair Value

NZD (‘000)

(228)

(3)

(10)

Fair Value

NZD (‘000)

115

5

320

Fair Value

NZD (‘000)

41

Mark to Market 30/9/19

Sell amount NZD (‘000)

6,302

476

8,719

Mark to Market 31/3/19

Sell amount NZD (‘000)

5,963

305

6,202

Mark to Market 30/9/18

Sell amount NZD (‘000)

3,771

234

3,930

Mark to Market 30/9/18

Sell amount NZD (‘000)

2,265

Total benefit as at 30 September 2019: 665

Total liability as at 31 March 2019: (241)

Total benefit as at 30 September 2018: 481

All contracts mature within one year from 30 September 2019.

All contracts mature within one year from 31 March 2019.

Forward Foreign Exchange Contracts

Forward Foreign Exchange Contracts

Forward Foreign Exchange Contracts

AFT PHARMACEUTICALS LIMITED
Condensed Consolidated Interim Financial Statements

22

Liquidity profile

• Interest rate risk

USD borrowings are at a fixed interest rate, which exposes the Group to fair value interest rate risk. There

are no specific derivative arrangements to manage this risk. The BNZ loan is priced at base + margin which

floats every renewal period (generally two months).

• Credit risk

Financial instruments, which potentially subject the Group to credit risk, principally consist of accounts

receivable. Regular monitoring is undertaken to ensure that the credit exposure remains within the Group’s

normal terms of trade.

The Group has one significant concentration of credit risk at 30 September 2019 with the largest debtor

being $2,966,000 (H1 FY 2019: $3,604,000). There has been no past experience of default and no

indications of default in relation to this debtor.

The Group’s cash and short-term deposits are placed with high credit quality financial institutions.

Accordingly, the Group has no significant concentration of credit risk other than bank deposits, with 4.3%

of total assets at the Bank of New Zealand (H1 FY2019: 11.4%), 4.3% at NAB Bank (H1 FY2019: 1.1%). The

carrying value of financial assets represents the maximum exposure to credit risk.

• Liquidity risk

Liquidity risk is the risk that the Group may encounter difficulty in raising funds at short notice to meet

its commitments and arises from the need to borrow funds for working capital. The directors monitor the

risk on a regular basis and actively manage the cash available to ensure the net exposure to liquidity risk is

minimised.

The liquidity/maturity profile of the liabilities is as follows:


30 September 2019

Trade and other payables

Lease liabilities

Borrowings (including interest)

Derivative instruments (outbound)

Derivative instruments (inbound)

Totals

30 September 2018

Trade and other payables

Borrowings (including interest)

Derivative instruments (outbound)

Derivative instruments (inbound)

Totals

< 1 year

$000

(18,673)

(534)

(47,640)

(16,162)

16,827

(66,182)

$000

(14,508)

(3,785)

(8,375)

8,815

(16,590)

1-2 years

$000

-

(438)

-

-

-

(438)

$000

-

(48,776)

-

-

(48,776)

2-5 years

$000

-

(1,065)

-

-

-

(1,065)

$000

-

-

-

-

-

> 5 years

$000

-

(2,130)

-

-

-

(2,130)

$000

-

-

-

-

-

TOTAL

$000

(18,673)

(4,167)

(47,640)

(16,162)

16,827

(69,815)

$000

(14,508)

(52,561)

(8,375)

8,815

(65,366)

(b) Fair Values

The carrying value of financial assets and liabilities (trade receivables and trade payables) approximates

their fair value. Trade receivables are valued net of provision and trade payables are valued at their origi-

nal amounts by contract.

Notes to the Financial Statements (continued)

For the Six Months Ended 30 September 2019

FINANCIAL RISK MANAGEMENT (continued)

23
15. RELATED PARTIES

The Group had related party relationships with the following entities:

Related party Nature of relationship

CRG (Capital Royalty Group) Shareholder of both ordinary and redeemable preference shares

Atkinson Family Trust Shareholder of both ordinary and redeemable preference shares

The following transactions were carried out with these related parties:

(i) Loans

(iv) Key management compensation

CRG 8 30,808 41,750 41,938

Total loan balances 30,808 41,750 41,938

(ii) Interest expense

CRG

8 2,803 5,238 2,481

(iii) Dividends on redeemable preference shares

CRG 383 726 356

Atkinson Family Trust 108 209 101

Directors fees 146 292 146

Executive salaries 551 1,078 540

Short term benefits 230 190 187

Share Options Expense 16 126 15

Key management compensation 943 1,686 888

Unaudited

As at

30-Sep-19

Unaudited

As at

30-Sep-19

$NZ000’s

$NZ000’s

Note

Audited

As at

31-Mar-19

Audited

As at

31-Mar-19

Unaudited

As at

30-Sep-18

Unaudited

As at

30-Sep-18

Key management includes external Directors, the Chief Executive Officer, the Chief of Staff, the Chief

Financial Officer and the Director of International Business Development. These positions are mainly

responsible for planning, controlling and directing the activities of the business. The Chief of Staff is the

spouse of the Chief Executive Officer.

16. CONTINGENT LIABILITIES

In May 2015, AFT Pharmaceuticals Ltd signed as guarantor of AFT Pharmaceuticals Pty Ltd for its 5-year

lease contract for the premises occupied in Sydney, Australia. AFT Pharmaceuticals Pty Ltd has placed

AU$75,000 on term deposit with NAB in favour of the landlord of the business premises to support this

guarantee. The company has placed NZ$75,000 on term deposit with the BNZ. This sum is security for a

guarantee issued by the BNZ in favour of the NZX, should the company ever default on any of its payment

obligations to NZX.

AFT PHARMACEUTICALS LIMITED
Condensed Consolidated Interim Financial Statements

24

17. CAPITAL COMMITMENTS


The Group has no capital commitments at 30 September 2019 (31 March 2019: nil: 30 September 2018: nil).

18. SUBSEQUENT EVENTS

There were no material events occurring after balance date and before the date of approval of the financial

statements requiring recognition or disclosure.

Notes to the Financial Statements (continued)

For the Six Months Ended 30 September 2019

---

Template
Results announcement

(for Equity Security issuer/Equity and Debt Security issuer)

Updated as at 8 May 2019





Results for announcement to the market

AFT Pharmaceuticals Limited

Reporting Period 6 months to September 30 2019

Previous Reporting Period 6 months to September 30 2018

Currency NZ$

Amount (000s) Percentage change

Revenue from continuing

operations

$46,946 Up 22%

Total Revenue $46,946 Up 22%

Net profit/(loss) from continuing

operations

$13,691 Up ++%

Total net profit/(loss) $13,691 Up ++%

Interim/Final Dividend

Amount per Quoted Equity

Security

Unlisted redeemable preference shares NZ 3.5c

Imputed amount per Quoted

Equity Security

Unlisted redeemable preference shares NZ 0.0c

Record Date 14 September 2019

Dividend Payment Date 30 September 2019

Current period Prior comparable period

Net tangible assets per Quoted

Equity Security

$(0.09) $(0.04)

A brief explanation of any of the

figures above necessary to

enable the figures to be

understood

Accompanying this announcement are the Group’s unaudited

consolidated financial statements for the six months ended

September 30 2019. These financial statements and the half

year results commentary dated November 21 2019 provide

the balance of information requirements in accordance with

NZX Listing Rule 3.5 and Appendix 2.

Pursuant to ASX listing rule 1.15.3 AFT Pharmaceuticals

Limited confirms that it continues to comply with the rules of

its home exchange (NZX Main Board).

The unlisted Redeemable preference shares issued on

March 24 2017 attract a dividend rate of 9.4% per annum, or

25.8 cents per share per annum. For the 30 June 2019

quarter end no dividends were paid. For the 30 September

2019 quarter end 50% of the dividend was paid in cash and

included in the above table. The remaining 50% of dividends

net of withholding taxes for the 30 September 2019 quarter

end together with all of the dividends net of withholding taxes
for the 30 June 2019 quarter end have been accumulated in

the Redeemable Preference Share Reserve.


No dividends have been paid on ordinary shares.


Authority for this announcement

Name of person


authorised to

make this announcement

Malcolm Tubby

Contact person for this

announcement

Malcolm Tubby, Chief Financial Officer,

AFT Pharmaceuticals Ltd

Contact phone number +64 9 488 0232

Contact email address malcolm@aftpharm.com

Date of release through MAP


21 November 2019


Audited financial statements accompany this announcement.

---

Working to improve yourhealth
INVESTOR PRESENTATION NOVEMBER2019

INVESTOR
PRESENTATION

NOVEMBER

2019

ImportantNotice

2

This presentation has been prepared by AFT Pharmaceuticals Limited (“AFT”), to provide a general overview of A F T. It is

not prepared for any other purpose and must not be provided to any person other than the intended recipient.

All amounts are disclosed in New Zealand dollars (NZ$) unless otherwise indicated. All references to FY20XX appearing in

this presentation are to the financial year ending 31 March, unless otherwise indicated.

This presentation is not a recommendation or other form of financial advice. While reasonable care has been taken in

compiling this presentation, none of AFT nor its subsidiaries, directors, employees, agents or advisers (to the maximum

extent permitted by law) gives any warranty or representation (express or implied) of the accuracy, completeness or

reliability of the information contained in it nor takes any responsibility for it. The information in this presentation has not

been and will not be independently verified or audited.

This presentation may contain certain forward-looking statements and comments about future events, including with respect

to the financial condition, results, operations and business of A F T. These statements are based on management’s current

expectations and the actual events or results may differ materially and adversely from these expectations. Recipients are

cautioned not to place undue reliance on forward-lookingstatements.

Past performance information given in this presentation is given for illustrative purposes only and should not be relied

upon (and is not) an indication of future performance.

INVESTOR
PRESENTATION

NOVEMBER

2019

H1 FY 2020Highlights

44

countries Maxigesic registeredin

24

countries Maxigesic soldin

$46.9m

operating revenueforH1 FY2020

$13.7m

operating profit for H1 FY2020

$7.3m

available cash as at 31 September2019 – up from 6.9m end ofFY2019

3

INVESTOR
PRESENTATION

NOVEMBER

2019

RevenueGrowth

4

-

5.0

10.0

15.0

20.0

25.0

$ m

FY2019 Interim

-

10.0

20.0

30.0

40.0

50.0

$ m

FY2019 Annual

-

5.0

10.0

15.0

20.0

25.0

$ m

FY2020 Interim

19% 9%64%112%

AustraliaNew ZealandRest of WorldSoutheast Asia

2.5%

6.9%

31.5%

59.1%

FY2019 Annual

2.9%

8.2%

32.7%

56.2%

FY2019 Interim

5.0%

11.1%

29.2%

54.7%

FY2020 Interim

INVESTOR
PRESENTATION

NOVEMBER

2019

Financial performance - Revenue by region and

channel

Overthecounter

AustraliaNewZealandRest ofWorldSoutheastAsia

5

10.2%

29.5%

60.3%

31.9%

14.2%

53.9%

29.5%

1.4%

69.1%

10.2%

88.4%

1.4%

Hospital

Prescription

NZ$000's

H1

FY2018

% of

total

H1

FY2019

% of

total

H1

FY2020

% of

total

Australia20,206 55.3%21,601 56.2%25,697 54.7%

YoY growth37.9% 6.9% 19.0%

New Zealand14,113 38.6%12,566

32.7%13,691

29.2%

YoY growth4.6% -11.0% 9.0%

Rest of World1,624 4.4%

3,156

8.2%5,189

11.1%

YoY growth48.0% 94.3% 64.4%

Southeast Asia618

1.7%1,118 2.9%2,369

5.0%

YoY growth14.0% 80.9% 111.9%

Total Operating Revenue36,561 100%38,441 100%46,946 100.0%

YoY growth22.8% 5.1% 22.1%

INVESTOR
PRESENTATION

NOVEMBER

2019

6

Consolidated Income

Statement

NZ$'000's Half Year to 30 September

H1

% ofH1

% of

FY2020revenueFY2019revenue

Revenue46,946 38,441

Cost of Sales

(25,598) 54.5%

(20,292) 52.8%

Gross Profit21,348 45.5% 18,149 47.2%

Other Income336 0.7%

2,034 5.3%

Selling and distribution expenses

(12,938) 27.6% (14,234) 37.0%

General and administrative expenses(4,536)

9.7% (3,489)

9.1%

Research and development expenses(223) 0.5% (2,225)

5.8%

Equity accounted loss of joint venture entity(81) 0.2%

(344) 0.9%

Gain on derecognition of equity accounted investment and

9,785 20.8% -

0.0%

recognition of net assets acquired at fair value in a step acquisition

Operating Profit / (Loss)13,691 (109)

Finance Income14

16

Finance Costs(3,425) (2,481)

Other gains / (Losses)(369) (1,690)

Profit / (Loss) before tax9,911 (4,264)

Tax benefit/(expense)(5) 76

Profit / (Loss) after tax9,906 (4,188)

INVESTOR
PRESENTATION

NOVEMBER

2019

Abbreviated BalanceSheet

7

UnauditedAuditedUnaudited

NZ$'000's 30 Sept '19

31 March '19

30 Sept '18

ASSETS

Current Assets

Inventories

26,835 25,158 27,815

Trade and other receivables19,998 19,187 12,993

Cash and cash equiv alents7,308 6,916 7,400

Derivative assets665 - 481

Total current assets54,806 51,261 48,689

Non-current Assets

Property, plant and equipment350 357 335

Intangible assets23,410 8,239 7,089

Right of use & deferred income tax assets4,664 705 800

Investment in joint venture entity - 3,033 2,493

Total assets83,230 63,595 59,406

LIABILITIES

Current liabilities

Current liabilities19,207 16,754 14,508

Interest bearing liabilities45,808 41,750 -

Total current liabilities65,015 58,504 14,508

Non-current liabilities

Lease liabilities3,633 - -

Interest bearing liabilities - - 41,938

Total liabilities68,648 58,504 56,446

Equity

Share Capital63,743 63,743 63,743

Retained earnings(51,592) (61,006) (62,289)

Reserves2,431 2,354 1,506

Total equity14,582 5,091 2,960

Total liabilities and equity83,230 63,595 59,406

INVESTOR
PRESENTATION

NOVEMBER

2019

Cashflow

8

NZ$'000's Half Year to 30 September

H1

FY2020

H1

FY2019

Net cash from / (used in) operating activities

6,135 (2,183)

Net cash used in investing activities(2,770) (2,821)

Net cash from / (used in) financing activities(2,778) 5,793

Net increase in cash587 789

Impact of foreign exchange on cash and cash equivalents(195) (159)

Opening cash and cash equivalents6,916

6,770

Closing cash and cash equivalents7,308 7,400

INVESTOR
PRESENTATION

NOVEMBER

2019

Operating profit progress

NZ$ million

9

(15)

(10)

(5)

-

5

10

15

20

25

FY09

FY10

FY11

FY12

FY13

FY14

FY15

FY16

FY17

FY18

FY19

FY20

INVESTOR
PRESENTATION

NOVEMBER

2019

Maxigesic Tablets registered across all ofEU

oFirst Maxigesic IV registrations successfully

completed in 2019 [AU & NZ]

oMaxigesic Oral Liquid filingscompletedin

first countries - 23countries

Maxigesic Hot Drink Sachets regulatory filings

to commenceDecember 2019

Maxigesic Rapid formulation completed successfully .

First filing in 2020 calendar year

Maxigesic Cold & Flu new development underway.

First filing to occur early 2020

Pascomer first large global multicenter studywell

underway– US, AU, NZ, Europe

NasoSURF redesigncompleted May 2019

following Human FactorStudi

es. Engineering

batches under manufacture

DevelopmentProgress

10

Launched
Launch P endin g

Available

Ireland– la u nched

UnitedKingd o m– la u nched

B elgiu m, L u x embourg&France -

launches pending Q12020

Spain&Portugal - launched April 2019

Nordics– la u nched

EasternEurope&Balkans


launchesearly 2020

Iraq– Kurdistanlaunched

UnitedArabEmirates -

salesgrowth still strong

Italy - successful launchand

salesgrowing still

Germany - R x licensedNov 2019

Switzerland- licensedMarch2019

B razil- licensing

negotiations

underway

Columbia,Peru,

C hile-

distributor

appointed

Mexico- launch

pending 2019

IVlicensed- launch2020

Licensing

discussions

starting for USA.

C anada

distributorto

b e appointed

CACM-

launched &

licensed

Aus tralia– sal esgrowing

s tronglypostcodeine

rescheduling.

No.#1Para- Ib uCombo

NewZealand–

increasingsales

andcodeine

rescheduling

confirmed.

Maxiges i c PE

launched

Singap o re&Brunei–launchedincludingOTC

LicensedinRussia

HongKonglaun ched2019

China- licensing negotiations underway

LicensedinTaiwan

Korea– licensingnegotiationsunderway

IVlicensed

Jap a n - licensingdiscu ssions

areunderw a y

In don esia-

IVn egotiations

underway

Pakista n-

d i s tributor

fo r MaxigesicIV

Malaysia– la u nched

Philipp ines– dis tributortobeappointed

MAXIGESICGLOBALUPDATE

[primaril y oral dose forms]

V ietnam-

distributor

appointed

for MaxigesicIV

INVESTOR
PRESENTATION

NOVEMBER

2019

Maxigesic Countries sold andordered

12

0

20

40

60

80

100

120

FY13

FY14

FY15

FY16

FY17

FY18

FY19

FY20

FY21

FY22

Maxigesic around the world
Italy – RX

Launched April 15

Ireland – OTC

Launched July 18

UAE – OTC

Launched Jan 15

CACM- OTC

Launching July 18

Singapore/Malaysia

OTC launched June 18

Also sold in Brunei

Australia – OTC

Launched Feb 14

New Zealand – OTC

Launched Oct 09

Spain - OTC

Launched April 19

UK & Malta –OTC

Launched Nov 16

Israel – OTC

Launched Oct 17

Nordics – RX – 3 countries

Launched June 19

France - RX

Launching early 20

Portugal - OTC

Launched April 19

Eastern Europe (11 nations) -

OTC

Launching Early 20

Cyprus - OTC

Launching early 20

Belgium/Luxembourg

– RX

Launching early 2020

INVESTOR
PRESENTATION

NOVEMBER

2019

Maxigesic goingforward

ProductMaxigesicTabletsMaxigesicIVMaxigesic oralsolution

Territories202020192020201920202019

Licensed125+125+- %70683%122122-%

Registered44425%2-+++%--- %

Soldin242020%--- %--- %

14

INVESTOR
PRESENTATION

NOVEMBER

2019

Medium TermPlans

Further drive InternationalSales

- Keep acceleratingcountries launchedin

- Launchingnew line extensions [MaxigesicIV]

Extend InternationalLicensing

- Finaliselicensing agreement discussions in USA/Canada andL ATA M

- Finalise licensing agreement discussions in

previously unplanned Territories: China and Japan

- Additional new territories added – Chile,

Columbia, Germany, Pakistan, Peru, Vietnam

Drive Increased UpfrontPayments

- Maxigesic IV licensing agreements

- Larger territories such as USA, Japan,China

DriveLocal ANZ and SE Asia Sales

- Drive Maxigesic sales in AU &NZ

- New OTC launches in AU &NZ

- Double SE Asiasales. Presently 112%

Drive ImprovedFinancials

- Break-even in SEAsiaachieved 1H 20 and expected full year

- Profitprojectionson target

- Refinance to lower interest costs and repaydebt. Discussions on

target

- Maintain/improve Cash position

15

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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