SPH Notice – UBS Group AG and its related bodies corporate
Disclosure of ceasing to have substantial holding
Section 279, Financial Markets Conduct Act 2013
To: NZX Limited
and
To: EBOS Group Limited
Date this disclosure made: 25 November 2019
Date last disclosure made: 20 November 2019
Date on which substantial holding ceased: 21 November 2019
Substantial product holder(s) giving disclosure
Full name(s): UBS Group AG and its related bodies corporate
Summary of previous substantial holding
Class of quoted voting products: Ordinary shares
Summary for: UBS Group AG and its related bodies corporate
For last disclosure,—
(a) total number held in class: 15,094,800
(b) total in class: 162,122,680
(c) total percentage held in class: 9.31%
For current holding after ceasing to have substantial holding, —
(a) total number held in class: 602,228
(b) total in class: 162,122,680
(c) total percentage held in class: 0.37%
Details of transactions and events giving rise to ceasing of substantial holding
Details of the transactions or other events requiring disclosure: Please see Appendix A.
Additional information
Address(es) of substantial product holder(s):
Name Addresses
UBS Asset Management
(Australia) Ltd
Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia
UBS Asset Management Trust
Company
Illinois Corporation Service Company 801 Adlai Stevenson Drive,
Springfield, IL, USA
UBS AG Australia Branch Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia
UBS AG London Branch 5 Broadgate, London, United Kingdom
Contact details: Andrew Costley
Tel: +852 3712 3707
Email: andrew.costley@ubs.com
Nature of connection between substantial product holders:
UBS Asset Management (Australia) Ltd: Related body corporate
UBS Asset Management Trust Company: Related body corporate
UBS AG Australia Branch: Related body corporate
UBS AG London Branch: Related body corporate
Name of any other person believed to have given, or believed to be required to give, a disclosure
under the Financial Markets Conduct Act 2013 in relation to the financial products to which this
disclosure relates: Not applicable
Certification
We certify that, to the best of our knowledge and belief, the information contained in this disclosure
is correct and that we are duly authorised to make this disclosure by all persons for whom it is made.
SIGNATURE
Print Name:
Andrew Costley
Capacity:
Authorised signatory
Sign Here:
Date:
25 November 2019
Print Name:
Minsoo Ha
Capacity:
Authorised signatory
Sign Here:
Date:
25 November 2019
EBO - Appendix A
Date of change
Person whose relevant interest
changedNature of Change
Consideration given in
relation to change Number of securities Class
19-Nov-19UBS Securities Australia LtdSell45(2) Ordinary
19-Nov-19UBS AG London BranchStock returnedN/A(8,000) Ordinary
19-Nov-19UBS AG London BranchBuy23,2131,014 Ordinary
19-Nov-19UBS AG London BranchBuy4,000,005177,778 Ordinary
19-Nov-19UBS AG, Australia BranchBuy1,405,63162,644 Ordinary
19-Nov-19UBS AG, Australia BranchBuy1,091,29548,502 Ordinary
19-Nov-19UBS AG, Australia BranchBuy2,235,33099,348 Ordinary
19-Nov-19UBS AG, Australia BranchSell91,887(4,033) Ordinary
19-Nov-19UBS AG, Australia BranchBuy1,331,25955,818 Ordinary
19-Nov-19UBS AG, Australia BranchSell54,702(2,265) Ordinary
19-Nov-19UBS AG, Australia BranchBuy948,72939,779 Ordinary
19-Nov-19UBS AG, Australia BranchBuy785,61932,940 Ordinary
20-Nov-19UBS AG, Australia BranchBuy520,76821,407 Ordinary
21-Nov-19UBS AG London BranchSell143,646(6,278) Ordinary
21-Nov-19UBS AG, Australia BranchSell62,084(2,720) Ordinary
21-Nov-19UBS AG, Australia BranchSell73,479(3,037) Ordinary
21-Nov-19UBS AG, Australia BranchSell62,906(2,600) Ordinary
21-Nov-19UBS New Zealand Limited
UBS ceased to have a relevant interest in EBOS Group
Limited shares to the extent arising under the terms of the
Block Trade Agreement ("BTA") between UBS New
Zealand Limited and Sybos Holdings Pte Limited to the
extent arising under Section 276, Financial Markets
Conduct Act 2013. (See Appendix A provided in Form 1
disclosure dated 18 November 2019)
N/A(15,000,000) Ordinary
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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