SPH Notice – Smartshares Limited
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the
form.
To NZX Limited
and
To Wellington Drive Technologies Limited
Relevant event being disclosed: Movement of 1% or more in substantial holdings
Date of relevant event: 29 November 2019
Date this disclosure made: 05 December 2019
Date last disclosure made: 06 June 2018
Substantial product holder(s) giving disclosure
Full name(s): BNP Paribas Nominees (NZ) Limited and Smartshares Limited
Summary of substantial holding
Class of quoted voting products: Ordinary shares in Wellington Drive Technologies Limited
(WDT)
Summary for BNP Paribas Nominees (NZ) Limited and Smartshares Limited
For this disclosure,—
(a) total number held in class: 70,644,819
(b) total in class: 319,399,867
(c) total percentage held in class: 22.118%
For last disclosure,—
(a) total number held in class: 70,644,819
(b) total in class: 257,097,352
(c) total percentage held in class: 27.478%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: Allotment of shares
pursuant to Wellington Drive Technologies’ 1 for 5 renounceable rights offer as announced
on 25 October 2019.
Details after relevant event
Details for BNP Paribas Nominees (NZ) Limited
Nature of relevant interest(s): Registered holder of financial products
For that relevant interest,—
(a) number held in class: 70,644,819
(b) percentage held in class: 22.118%
(c) current registered holder(s): BNP Paribas Nominees (NZ) Limited
(d) registered holder(s) once transfers are registered: No change
Details for Smartshares Limited
Nature of relevant interest(s): Ability to control the exercise of the right to vote, acquire or
dispose of the ordinary shares, due to the provisions of the SuperLife Invest Trust Deed
which is available on the Disclose Register.
For that relevant interest,—
(a) number held in class: 70,644,819
(b) percentage held in class: 22.118%
(c) current registered holder(s): BNP Paribas Nominees (NZ) Limited
(d) registered holder(s) once transfers are registered: No change
(d) if the substantial product holder is not a party to the derivative, the nature of the
relevant interest in the derivative: N/A
Additional information
Address(es) of substantial product holder(s): Level 7, Zurich House, 21 Queen Street,
Auckland 1011 PO Box 106 555, Auckland 1143, New Zealand
Contact details: Ryan Gillanders, DDI: (09) 375 9807
Nature of connection between substantial product holders: BNP Paribas Nominees (NZ)
Limited is the nominee of the custodian of the SuperLife Invest managed investment
scheme and Smartshares Limited is the manager of the SuperLife Invest managed
investment scheme.
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: N/A
Certification
I, Ryan Gillanders, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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