ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure15 December 2019ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


13 December 2019


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 13 December 2019

The previous notice was given to the ASX on: 29 November 2019

The previous notice was dated: 29 November 2019

2. Issued Share Capital

2,834,584,923 fully paid Ordinary Shares in the capital of ANZ have been issued as at

12 December 2019.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


20,419,369 0.72%


21,073,814 0.74%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


20,419,369 0.72%


21,073,814 0.74%



4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.



Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

708,511 0.03%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 2,376,575 0.08%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,088,085 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 872,287 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 289,978 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 42,969 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 1,356,854 0.05%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

Wholesale Australian Shares Trust -

VINVA 430,085 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 697,184 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,366,766 0.40%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Australian Shares – Imputation Index

Pool 304,244 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OptiMix

Australian Shares Fidelity 312,939 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap -

Aligned Dealer Group 78,769 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 10,464 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 47,627 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 7,386 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 5,717 0.00%




OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 291,529 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 92,715 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for PortfolioOne 419,773 0.02%


Aggregation


21,073,814 0.74%




5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

29/11/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 18,271.53

Ordinary fully

paid

-735

29/11/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 12,614.59

Ordinary fully

paid

-507

2/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 12,761.95

Ordinary fully

paid

-508

2/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 6,486.45

Ordinary fully

paid

-259

3/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 4,797.49

Ordinary fully

paid

-196

3/12/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 38,514.42

Ordinary fully

paid

-1,565




4/12/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

-417

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer In 11,745.30

Ordinary fully

paid

470

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

959.31

Ordinary fully

paid

37

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,668.56

Ordinary fully

paid

141

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,374.15

Ordinary fully

paid

53

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,177.61

Ordinary fully

paid

199

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 492.62

Ordinary fully

paid

-19

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,966.89

Ordinary fully

paid

-153

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 414.84

Ordinary fully

paid

-16




4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,029.92

Ordinary fully

paid

-194

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,218.59

Ordinary fully

paid

47

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,527.16

Ordinary fully

paid

174

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,737.14

Ordinary fully

paid

67

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,452.50

Ordinary fully

paid

248

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,385.32

Ordinary fully

paid

92

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,794.13

Ordinary fully

paid

338

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,037.10

Ordinary fully

paid

-40

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 285.20

Ordinary fully

paid

-11

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 311.13

Ordinary fully

paid

-12




4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 5,847.66

Ordinary fully

paid

-234

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,074.17

Ordinary fully

paid

-83

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 3,823.47

Ordinary fully

paid

-153

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,474.41

Ordinary fully

paid

-59

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,824.27

Ordinary fully

paid

-73

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,249.50

Ordinary fully

paid

-50

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 3,173.73

Ordinary fully

paid

-127

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 24.99

Ordinary fully

paid

-1

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 3,823.47

Ordinary fully

paid

-153

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 199.92

Ordinary fully

paid

-8




4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer In 11,770.29

Ordinary fully

paid

471

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,607.50

Ordinary fully

paid

-62

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,955.72

Ordinary fully

paid

-114

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 414.84

Ordinary fully

paid

-16

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,322.30

Ordinary fully

paid

-51

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,629.84

Ordinary fully

paid

140

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,347.31

Ordinary fully

paid

513

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

233.35

Ordinary fully

paid

9

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

910.64

Ordinary fully

paid

35

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,244.52

Ordinary fully

paid

-48




4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 103.71

Ordinary fully

paid

-4

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,063.02

Ordinary fully

paid

-41

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,722.38

Ordinary fully

paid

105

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,990.97

Ordinary fully

paid

384

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,767.45

Ordinary fully

paid

531

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

51,021.59

Ordinary fully

paid

1,961

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,322.30

Ordinary fully

paid

-51

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 440.77

Ordinary fully

paid

-17

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 259.27

Ordinary fully

paid

-10

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 777.83

Ordinary fully

paid

-30




4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 155.56

Ordinary fully

paid

-6

4/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,822.50

Ordinary fully

paid

-186

4/12/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 121,430.31

Ordinary fully

paid

-5,030

4/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market

purchase

8,958.05

Ordinary fully

paid

360

4/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 2,651.76

Ordinary fully

paid

-111

5/12/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

2,620

5/12/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 1,281.81

Ordinary fully

paid

-53

5/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

1,977.19

Ordinary fully

paid

80




5/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 19,958.15

Ordinary fully

paid

-805

5/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 19,958.15

Ordinary fully

paid

-805

5/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 74,131.40

Ordinary fully

paid

-3,000

6/12/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Select Leaders

Pool

On-market sale 194,961.48

Ordinary fully

paid

-7,892

9/12/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

135

9/12/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 256,517.40

Ordinary fully

paid

-10,451

9/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 6,868.56

Ordinary fully

paid

-281

9/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 11,683.51

Ordinary fully

paid

-475

10/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for FSP

On-market sale 11,681.01

Ordinary fully

paid

-478




10/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 28,585.91

Ordinary fully

paid

-1,172

11/12/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

699,026

11/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,096.67

Ordinary fully

paid

-43

11/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,302.25

Ordinary fully

paid

90

11/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,816.22

Ordinary fully

paid

71

11/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,378.61

Ordinary fully

paid

523

11/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

20,259.78

Ordinary fully

paid

792

11/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,181.05

Ordinary fully

paid

398

11/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,141.68

Ordinary fully

paid

201




11/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,711.54

Ordinary fully

paid

106

11/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,685.95

Ordinary fully

paid

105

11/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

51.01

Ordinary fully

paid

2

11/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,144.04

Ordinary fully

paid

162

11/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,045.66

Ordinary fully

paid

41

11/12/2019

OnePath Funds

Management Ltd

as responsible

entity for ANZ

Select Leaders

Pool

On-market sale 79,595.07

Ordinary fully

paid

-3,260

11/12/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 322,004.71

Ordinary fully

paid

-13,175

11/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

3,021.43

Ordinary fully

paid

122

12/12/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

53



12/12/2019

OnePath Funds

Management Ltd

as responsible

entity for

OnePath

Australian

Shares -

Imputation

Index Pool

On-market sale 18,111.13

Ordinary fully

paid

-748

12/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 10,303.40

Ordinary fully

paid

-427

12/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

PortfolioOne

On-market sale 49,336.70

Ordinary fully

paid

-2,042




































Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

13 December 2019

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