Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
13 December 2019
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 13 December 2019
The previous notice was given to the ASX on: 29 November 2019
The previous notice was dated: 29 November 2019
2. Issued Share Capital
2,834,584,923 fully paid Ordinary Shares in the capital of ANZ have been issued as at
12 December 2019.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
20,419,369 0.72%
21,073,814 0.74%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
20,419,369 0.72%
21,073,814 0.74%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
708,511 0.03%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 43,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 2,376,575 0.08%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,088,085 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund 872,287 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool 289,978 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust 42,969 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
Blue Chip Pool 1,356,854 0.05%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA 430,085 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust 697,184 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool 11,366,766 0.40%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool 304,244 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity 312,939 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group 78,769 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Dominion 10,464 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for FSP 47,627 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Mentor 7,386 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Matrix 5,717 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Voyage 291,529 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac 92,715 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for PortfolioOne 419,773 0.02%
Aggregation
21,073,814 0.74%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
29/11/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 18,271.53
Ordinary fully
paid
-735
29/11/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 12,614.59
Ordinary fully
paid
-507
2/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 12,761.95
Ordinary fully
paid
-508
2/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 6,486.45
Ordinary fully
paid
-259
3/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 4,797.49
Ordinary fully
paid
-196
3/12/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 38,514.42
Ordinary fully
paid
-1,565
4/12/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
-417
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer In 11,745.30
Ordinary fully
paid
470
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
959.31
Ordinary fully
paid
37
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,668.56
Ordinary fully
paid
141
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,374.15
Ordinary fully
paid
53
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,177.61
Ordinary fully
paid
199
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 492.62
Ordinary fully
paid
-19
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,966.89
Ordinary fully
paid
-153
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 414.84
Ordinary fully
paid
-16
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,029.92
Ordinary fully
paid
-194
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,218.59
Ordinary fully
paid
47
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,527.16
Ordinary fully
paid
174
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,737.14
Ordinary fully
paid
67
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,452.50
Ordinary fully
paid
248
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,385.32
Ordinary fully
paid
92
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,794.13
Ordinary fully
paid
338
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,037.10
Ordinary fully
paid
-40
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 285.20
Ordinary fully
paid
-11
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 311.13
Ordinary fully
paid
-12
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 5,847.66
Ordinary fully
paid
-234
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 2,074.17
Ordinary fully
paid
-83
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 3,823.47
Ordinary fully
paid
-153
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,474.41
Ordinary fully
paid
-59
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,824.27
Ordinary fully
paid
-73
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,249.50
Ordinary fully
paid
-50
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 3,173.73
Ordinary fully
paid
-127
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 24.99
Ordinary fully
paid
-1
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 3,823.47
Ordinary fully
paid
-153
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 199.92
Ordinary fully
paid
-8
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer In 11,770.29
Ordinary fully
paid
471
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,607.50
Ordinary fully
paid
-62
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,955.72
Ordinary fully
paid
-114
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 414.84
Ordinary fully
paid
-16
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,322.30
Ordinary fully
paid
-51
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,629.84
Ordinary fully
paid
140
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,347.31
Ordinary fully
paid
513
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
233.35
Ordinary fully
paid
9
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
910.64
Ordinary fully
paid
35
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,244.52
Ordinary fully
paid
-48
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 103.71
Ordinary fully
paid
-4
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,063.02
Ordinary fully
paid
-41
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,722.38
Ordinary fully
paid
105
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,990.97
Ordinary fully
paid
384
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,767.45
Ordinary fully
paid
531
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
51,021.59
Ordinary fully
paid
1,961
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,322.30
Ordinary fully
paid
-51
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 440.77
Ordinary fully
paid
-17
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 259.27
Ordinary fully
paid
-10
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 777.83
Ordinary fully
paid
-30
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 155.56
Ordinary fully
paid
-6
4/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,822.50
Ordinary fully
paid
-186
4/12/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 121,430.31
Ordinary fully
paid
-5,030
4/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market
purchase
8,958.05
Ordinary fully
paid
360
4/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 2,651.76
Ordinary fully
paid
-111
5/12/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
2,620
5/12/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 1,281.81
Ordinary fully
paid
-53
5/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
1,977.19
Ordinary fully
paid
80
5/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 19,958.15
Ordinary fully
paid
-805
5/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 19,958.15
Ordinary fully
paid
-805
5/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 74,131.40
Ordinary fully
paid
-3,000
6/12/2019
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 194,961.48
Ordinary fully
paid
-7,892
9/12/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
135
9/12/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 256,517.40
Ordinary fully
paid
-10,451
9/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 6,868.56
Ordinary fully
paid
-281
9/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 11,683.51
Ordinary fully
paid
-475
10/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for FSP
On-market sale 11,681.01
Ordinary fully
paid
-478
10/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 28,585.91
Ordinary fully
paid
-1,172
11/12/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
699,026
11/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,096.67
Ordinary fully
paid
-43
11/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,302.25
Ordinary fully
paid
90
11/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,816.22
Ordinary fully
paid
71
11/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,378.61
Ordinary fully
paid
523
11/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
20,259.78
Ordinary fully
paid
792
11/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,181.05
Ordinary fully
paid
398
11/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,141.68
Ordinary fully
paid
201
11/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,711.54
Ordinary fully
paid
106
11/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,685.95
Ordinary fully
paid
105
11/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
51.01
Ordinary fully
paid
2
11/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,144.04
Ordinary fully
paid
162
11/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,045.66
Ordinary fully
paid
41
11/12/2019
OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 79,595.07
Ordinary fully
paid
-3,260
11/12/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 322,004.71
Ordinary fully
paid
-13,175
11/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
3,021.43
Ordinary fully
paid
122
12/12/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
53
12/12/2019
OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market sale 18,111.13
Ordinary fully
paid
-748
12/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 10,303.40
Ordinary fully
paid
-427
12/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 49,336.70
Ordinary fully
paid
-2,042
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians Pty Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
13 December 2019
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