SPH Notice – Morgan Stanley and its Subsidiaries
1
Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To NZX Limited
and
To A2 MILK CO LTD (ATM)
Relevant event being disclosed: movement of 1% or more in the substantial holding
Date of relevant event: 24 December, 2019
Date this disclosure made: 27 December, 2019
Date last disclosure made: 17 December, 2019
Substantial product holder(s) giving dis closure
Ful l name(s): Morgan Stanley and its Subsidiaries listed in Annexure A
Summary of substantial hold ing
Class of quoted voting products: Ordinary Shares
Summary for Morgan Stanley and its Subsidiaries listed in Annexure A
For this dis closure,—
(a) total number he ld in class: 40,137,508
(b) total in class: 735,880,598
(c) total percentage held in class: 5.454%
2
For last dis closure,—
(a) total number he ld in class: 48,225,111
(b) total in class: 735,880,598
(c) total percentage held in class: 6.553%
3
Details of relevant interests
Details For Nature of Relevant Interest
For that Relevant Interest
Relevant Agreement Document /
Comments
(a)
Number
held in
class
(b)
Percenta
ge held
in class
(c) Current
registered
holder(s)
(d)
Registered
holder(s)
once
transfers
are
registered
Morgan Stanley & Co.
International plc
Shares held or in respect of which
the holder may exercise control
over disposal in the ordinary
course of sales and trading
businesses.
273,407 0.037%
HSBC Nominees
(New Zealand)
Limited
Unknown
The relevant agreements need not be attached
under regulation 139.
Holder of securities subject to an
obligation to return under a
securities lending or prime
brokerage agreement through an
associate.
7,231,464 0.983%
HSBC Nominees
(New Zealand)
Limited
Unknown
The relevant agreement document(s) (Prime
Brokerage Margin Agreement, Master Securities
Loan Agreement) are attached in Annexure B &
F (50 pages).
Holder of securities subject to an
obligation to return under a
Securities Lending Agreement.
12,161,477
1.653%
HSBC Nominees
(New Zealand)
Limited
Unknown
The relevant agreement document(s) (1995
Overseas Securities Lender's Agreement, 2000
Global Master Securities Lending Agreement,
2010 Global Master Securities Lending
Agreement) are attached in Annexure D & E
(100 pages).
Holder of securities subject to an
obligation to return under a Prime
Brokerage Agreement.
131,494 0.018%
HSBC Nominees
(New Zealand)
Limited
Unknown
The relevant agreement document(s) (Prime
Brokerage Agreement) are attached in Annexure
B (80 pages).
Derivative relevant interest over
quoted underlying.
1,500 0.000% Unknown Unknown
Call Option Agreement: The relevant agreement
document(s) (MSASL Terms of Business & ) are
attached in Annexure G (29 pages).
Please refer to Table 2 for details on derivative
relevant interest.
Derivative relevant interest over
quoted underlying.
8,300 0.001% Unknown Unknown
Call Option Agreement: The relevant agreement
document(s) (MSASL Terms of Business & ) are
attached in Annexure G (29 pages).
Please refer to Table 2 for details on derivative
relevant interest.
4
Derivative relevant interest over
quoted underlying.
8,386 0.001% Unknown Unknown
Call Option Agreement: The relevant agreement
document(s) (2002 ISDA Master Agreement) are
attached in Annexure C (41 pages).
Please refer to Table 2 for details on derivative
relevant interest.
Derivative relevant interest over
quoted underlying.
8,386 0.001% Unknown Unknown
Put Option Agreement: The relevant agreement
document(s) (2002 ISDA Master Agreement) are
attached in Annexure C (41 pages).
Please refer to Table 2 for details on derivative
relevant interest.
Derivative relevant interest over
quoted underlying.
16,533 0.002% Unknown Unknown
Call Option Agreement: The relevant agreement
document(s) (2002 ISDA Master Agreement) are
attached in Annexure C (41 pages).
Please refer to Table 2 for details on derivative
relevant interest.
Derivative relevant interest over
quoted underlying.
16,533 0.002% Unknown Unknown
Put Option Agreement: The relevant agreement
document(s) (2002 ISDA Master Agreement) are
attached in Annexure C (41 pages).
Please refer to Table 2 for details on derivative
relevant interest.
Derivative relevant interest over
quoted underlying.
25,761 0.004% Unknown Unknown
Call Option Agreement: The relevant agreement
document(s) (2002 ISDA Master Agreement) are
attached in Annexure C (41 pages).
Please refer to Table 2 for details on derivative
relevant interest.
Derivative relevant interest over
quoted underlying.
25,761 0.004% Unknown Unknown
Put Option Agreement: The relevant agreement
document(s) (2002 ISDA Master Agreement) are
attached in Annexure C (41 pages).
Please refer to Table 2 for details on derivative
relevant interest.
Derivative relevant interest over
quoted underlying.
51,000 0.007% Unknown Unknown
Call Option Agreement: The relevant agreement
document(s) (MSASL Terms of Business & ) are
attached in Annexure G (29 pages).
Please refer to Table 2 for details on derivative
relevant interest.
Derivative relevant interest over
quoted underlying.
177,758 0.024% Unknown Unknown
Call Option Agreement: The relevant agreement
document(s) (2002 ISDA Master Agreement) are
attached in Annexure C (41 pages).
Please refer to Table 2 for details on derivative
relevant interest.
5
Derivative relevant interest over
quoted underlying.
6,433,921 0.874% Unknown Unknown
Swap Agreement: The relevant agreement
document(s) (1992 ISDA Master Agreement &
2002 ISDA Master Agreement) are attached in
Annexure C (65 pages).
Please refer to Table 2 for details on derivative
relevant interest.
Morgan Stanley & Co. LLC
Shares held or in respect of which
the holder may exercise right to
rehypothecate pursuant to the
agreement(s).
99,138 0.013%
HSBC Nominees
(New Zealand)
Limited
Unknown
The relevant agreement document(s) (Prime
Brokerage Margin Agreement) are attached in
Annexure B (19 pages).
Shares held or in respect of which
the holder may exercise control
over disposal in the ordinary
course of sales and trading
businesses.
4,884,393 0.664%
HSBC Custody
Nominees
(Australia) Limited
Unknown
The relevant agreements need not be attached
under regulation 139.
Holder of securities subject to an
obligation to return under a
securities lending or prime
brokerage agreement
39,067 0.005%
HSBC Nominees
(New Zealand)
Limited
Unknown
The relevant agreement document(s) (Prime
Brokerage Margin Agreement, Master Securities
Loan Agreement) are attached in Annexure B &
F (50 pages).
Morgan Stanley Australia
Securities Limited
Shares held or in respect of which
the holder may exercise control
over disposal in the ordinary
course of sales and trading
businesses.
226,679 0.031%
Morgan Stanley
Australia Securities
(Nominee) Pty
Limited
Unknown
The relevant agreements need not be attached
under regulation 139.
Morgan Stanley Capital
Services LLC
Derivative relevant interest over
quoted underlying.
8,232,104 1.119% Unknown Unknown
Swap Agreement: The relevant agreement
document(s) (1992 ISDA Master Agreement &
2002 ISDA Master Agreement) are attached in
Annexure C (65 pages).
Please refer to Table 2 for details on derivative
relevant interest.
Morgan Stanley
Investment Management
Inc.
Shares held or in respect of which
the holder may exercise control
over disposal in the ordinary
course of investment management
business.
7,783 0.001%
HSBC Custody
Nominees New
Zealand Ltd
Unknown
The relevant agreements need not be attached
under regulation 139.
Morgan Stanley Smith
Barney LLC
Shares held or in respect of which
the holder may exercise control
over disposal in the ordinary
course of discretionary managed
business.
16,450 0.002%
HSBC Custody
Nominees
(Australia) Limited;
Citibank Nominees
New Zealand
Unknown
The relevant agreements need not be attached
under regulation 139.
Morgan Stanley Wealth
Management Australia Pty
Ltd
Shares held or in respect of which
the holder may exercise control
over disposal in the ordinary
course of discretionary managed
business.
60,213 0.008%
Morgan Stanley
Wealth Management
Australia Pty
discretionary client
account
Unknown
The relevant agreements need not be attached
under regulation 139.
6
For a derivative relevant interest, also –
Details for
(a) Type
of
Derivative
(b) Details of Derivative (c) Parties to the Derivative
Notional Value of the
Derivative
Settlement
Type
Expiry Date of
the Derivative
Prices specified in
the terms of the
derivative (if any)
Morgan Stanley & Co.
International plc
Swap
Agreement
14,302,726.08 (AUD)
Cash
6/04/2021
Not Applicable
ANATOLE PARTNERS MASTER FUND, L.P.
25,175.84 (AUD)
6/01/2020 ANTIPODES ASIA MASTER FUND LIMITED
48,674.01 (AUD)
7/22/2020
BLACKROCK INVESTMENT FUNDS-BLACKROCK GLOBAL LONG
SHORT EQUITY FUND
849,052.69 (AUD)
7/22/2020
BLACKROCK STRATEGIC FUNDS-BLACKROCK ASIA PACIFIC
ABSOLUTE RETURN FUND
564,542.44 (AUD)
7/22/2020
BLACKROCK STRATEGIC FUNDS-BLACKROCK GLOBAL
LONG/SHORT EQUITY FUND
1,355,367.46 (AUD)
9/20/2021 D. E. SHAW VALENCE INTERNATIONAL, INC.
3,219,385.10 (AUD)
3/08/2021 ELEPHAS GLOBAL OPPORTUNITY MASTER FUND
23,890.79 (AUD)
2/22/2023
GLOBAL ALPHA OPPORTUNITIES EQUITY FUND LTD.
689.85
11/15/2021
34,392,000.00 (AUD)
7/31/2020 KONTIKI MASTER FUND
380,519.86 (AUD)
3/08/2021 MCI MASTER FUND
2,892,940.23 (AUD)
11/15/2021 PANVIEW ASIAN EQUITY MASTER FUND
325,414.41 (AUD)
2/10/2022
PINNACLE FUND SERVICES LIMITED AS THE RESPONSIBLE
ENTITY FOR ANTIPODES ASIA FUND
8,043,226.82 (AUD)
7/09/2020 PINPOINT MULTI-STRATEGY FUND
86,167.58 (AUD)
3/08/2021
QUBE FUND LTD
724,681.09 (AUD)
2/22/2021
114,310.82 (AUD)
3/31/2021
RAM (LUX) SYSTEMATIC FUNDS - LONG/SHORT EMERGING
MARKETS EQUITIES
7
7,751,391.27 (AUD)
1/18/2021 SCHONFELD STRATEGIC ASIA MASTER FUND LTD.
4,863,265.62 (AUD)
8/29/2022 SKALE MASTER FUND, LTD.
94,594.69 (AUD)
8/16/2021 SPHERE ICAV-TORUS FUND
1,210,916.70
7/23/2021 STYLE ADVANTAGE, LTD.
199,538.57 (AUD)
2/22/2023
THE 32 CAPITAL MASTER FUND SPC, LTD.-GLOBAL MARKET
NEUTRAL SEGREGATED PORTFOLIO
574,043.20 (AUD)
11/02/2020
TRAFALGAR TRADING FUND INC.
421,560.00
11/19/2020
14,618.24 (AUD)
5/15/2020 TRIUM MULTI-STRATEGY FUND
Morgan Stanley
Capital Services LLC
Swap
Agreement
43,607.94 (AUD)
Cash
7/23/2021
Not Applicable
ALPHAS MANAGED ACCOUNTS PLATFORM LXXXIV LIMITED-
CAMPBELL QUANTITATIVE EQUITIES SEGREGATED PORTFOLIO
252,579.03 (AUD)
7/23/2021 CAMPBELL EQUITY ALPHA MASTER FUND LP
4,213,126.27 (AUD)
4/11/2022 COATUE OFFSHORE MASTER FUND, LTD
48,645.83 (AUD)
9/24/2020
CUBIST CORE INVESTMENTS, L.P.
155,213.43 (AUD)
3/19/2020
10,856.99 (AUD)
6/17/2021
266,695.35 (AUD)
10/30/2020 DUKE CAPITAL SERIES FUND LLC
3,665,219.81 (AUD)
12/03/2020 GF TRADING LLC
1,757,279.16 (AUD)
9/03/2020 HIDDEN LAKE MASTER FUND LTD.
4,775,210.01 (AUD)
4/11/2024 KENSICO ASSOCIATES, L.P.
2,748,693.69 (AUD)
4/11/2024 KENSICO OFFSHORE FUND II MASTER LIMITED
2,048,123.69 (AUD)
4/11/2024 KENSICO OFFSHORE FUND MASTER, LTD.
1,984,147.85 (AUD)
4/11/2024 KENSICO PARTNERS, L.P.
8
2,000,695.20 (AUD)
1/17/2022 LAKE TRAIL MANAGED INVESTMENTS LLC
22,815,439.74 (AUD)
3/06/2023 LONE CEDAR INTERMEDIATE FUND, LTD.
8,301.22 (AUD)
3/18/2021 MANA OMEGA MASTER FUND LP
159,972.57 (AUD)
3/15/2021 NIPUN ASIA TOTAL RETURN MASTER FUND, L.P.
5,261,177.39 (AUD)
5/29/2020
POINT72 ASSOCIATES, LLC
4,684,284.51 (AUD)
9/14/2020
25,981.72
2/26/2021 QT FUND LTD
4,601,318.48 (AUD)
12/03/2020 RIDGE MASTER TRADING L.P.
22,477,123.85 (AUD)
12/16/2024 SERENITY INVESTMENT MASTER FUND LIMITED
4,312,595.00 (AUD)
9/27/2021 YOST PARTNERS LP
Morgan Stanley & Co.
International plc
Call Option
Agreement
2,004,432.18 (AUD)
Physical
2/19/2020 15.87 (AUD) FIRST SENTIER INVESTORS
816,480.63 (AUD) 2/19/2020 15.87 (AUD) CFS ASSET MGMT(AUS) LTD A/C
Call Option
Agreement
Not Applicable Cash
1/13/2020
The derivative is
an Option on
Share Index
where A2 Milk Ltd
is one of the
constituents.
Strike Price and
Notional Value of
the Derivative are
not applicable to
the underlying
components.
COLONIAL FIRST STATE INVES
1/13/2020
1/15/2020
Put Option
Agreement
1/15/2020
1/29/2020
1/29/2020
Call Option
Agreement
1/13/2020
FIDANTE PARTNERS LIMITED AS
1/13/2020
1/15/2020
Put Option
Agreement
1/15/2020
1/29/2020
1/29/2020
Call Option
Agreement
2,250,000.00 (AUD)
Physical
1/30/2020 15.00 (AUD)
Not Applicable (On-market trade)
12,450,000.00 (AUD) 2/27/2020 15.00 (AUD)
79,050,000.00 (AUD) 2/27/2020 15.50 (AUD)
9
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure: set out in the table below
Date of
Transaction
Holder of Relevant Interest Transaction Nature Consideration Class and number of
securities
12/13/2019 Morgan Stanley & Co. LLC Borrow N/A 204,524 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Borrow N/A 205,722 Ordinary Shares
12/13/2019 Morgan Stanley & Co. LLC Borrow Returned N/A 5,924 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,044.41 (AUD) 71 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,156.56 (AUD) 79 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,254.60 (AUD) 85 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,268.50 (AUD) 86 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,348.72 (AUD) 92 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,427.36 (AUD) 97 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,474.00 (AUD) 100 Ordinary Shares
12/13/2019 Morgan Stanley & Co. International plc Buy 1,528.00 100 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,547.60 (AUD) 106 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,599.58 (AUD) 109 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,656.58 (AUD) 113 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,702.88 (AUD) 116 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,738.14 (AUD) 118 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,744.54 (AUD) 119 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,758.60 (AUD) 120 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,783.64 (AUD) 122 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,812.41 (AUD) 123 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,845.00 (AUD) 125 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,846.53 (AUD) 126 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,887.92 (AUD) 129 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 1,969.65 (AUD) 135 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 10,254.33 (AUD) 699 Ordinary Shares
10
12/13/2019 Morgan Stanley Australia Securities Limited Buy 10,305.36 (AUD) 702 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 10,576.14 (AUD) 718 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 10,592.12 (AUD) 724 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 10,687.14 (AUD) 729 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 10,884.72 (AUD) 744 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 11,754.48 (AUD) 804 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 117,616.16 (AUD) 8,012 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 12,191.00 (AUD) 835 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 12,452.50 (AUD) 850 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 12,634.91 (AUD) 864 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 12,853.92 (AUD) 878 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 120,883.73 (AUD) 8,215 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 122,880.12 (AUD) 8,382 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 13,047.40 (AUD) 890 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 13,094.97 (AUD) 889 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 13,172.62 (AUD) 901 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 13,219.92 (AUD) 903 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 13,246.74 (AUD) 907 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 13,800.60 (AUD) 935 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 130,006.98 (AUD) 8,826 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 14,175.85 (AUD) 965 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 14,430.51 (AUD) 981 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 14,708.60 (AUD) 1,004 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 14,913.70 (AUD) 1,018 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 142,539.18 (AUD) 9,723 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 144,211.73 (AUD) 9,817 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 146.85 (AUD) 10 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 147,091.82 (AUD) 10,061 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 15,355.28 (AUD) 1,046 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 15,374.16 (AUD) 1,048 Ordinary Shares
11
12/13/2019 Morgan Stanley Australia Securities Limited Buy 15,384.64 (AUD) 1,048 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 15,873.55 (AUD) 1,085 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 15,957.60 (AUD) 1,090 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 16,265.44 (AUD) 1,108 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 16,491.36 (AUD) 1,128 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 16,518.42 (AUD) 1,126 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 169,279.02 (AUD) 11,547 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 17,202.00 (AUD) 1,175 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 17,701.26 (AUD) 1,212 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 17,993.96 (AUD) 1,227 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 172,221.60 (AUD) 11,796 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 18,120.38 (AUD) 1,239 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 18,363.75 (AUD) 1,245 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 18,894.05 (AUD) 1,295 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 18,895.68 (AUD) 1,296 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 195,187.20 (AUD) 13,260 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,167.46 (AUD) 148 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,208.00 (AUD) 150 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,265.34 (AUD) 154 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,341.60 (AUD) 160 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,438.20 (AUD) 167 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,450.73 (AUD) 167 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,469.60 (AUD) 168 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,544.83 (AUD) 173 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,581.92 (AUD) 176 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,608.59 (AUD) 178 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,611.26 (AUD) 178 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,628.90 (AUD) 180 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,642.40 (AUD) 180 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,700.17 (AUD) 183 Ordinary Shares
12
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,732.45 (AUD) 185 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,765.73 (AUD) 187 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,805.12 (AUD) 192 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,925.30 (AUD) 199 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 2,974.32 (AUD) 204 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 20,604.93 (AUD) 1,406 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 202,733.14 (AUD) 13,829 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 21,389.00 (AUD) 1,465 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 229,546.28 (AUD) 15,658 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 23,768.42 (AUD) 1,618 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 231,973.28 (AUD) 15,856 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 234,853.20 (AUD) 16,020 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 24,530.19 (AUD) 1,679 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 24,532.30 (AUD) 1,670 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 249.22 (AUD) 17 Ordinary Shares
12/13/2019 Morgan Stanley & Co. International plc Buy 26,574.31 1,731 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 26,826.80 (AUD) 1,820 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 26,959.74 (AUD) 1,839 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 263.16 (AUD) 18 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 263.70 (AUD) 18 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 264.42 (AUD) 18 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 27,261.72 (AUD) 1,847 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 27,416.90 (AUD) 1,855 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 278.83 (AUD) 19 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 281,869.38 (AUD) 19,214 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 29,950.38 (AUD) 2,043 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 29.54 (AUD) 2 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 3,018.13 (AUD) 206 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 3,252.30 (AUD) 222 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 3,394.16 (AUD) 232 Ordinary Shares
13
12/13/2019 Morgan Stanley Australia Securities Limited Buy 3,538.04 (AUD) 242 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 3,660.00 (AUD) 250 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 3,696.33 (AUD) 253 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 3,726.69 (AUD) 253 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 3,749.63 (AUD) 257 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 3,758.08 (AUD) 256 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 3,846.16 (AUD) 262 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 3,871.56 (AUD) 264 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 3,962.02 (AUD) 271 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 31,301.42 (AUD) 2,141 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 31,712.50 (AUD) 2,150 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 32,750.44 (AUD) 2,234 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 32,909.62 (AUD) 2,251 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 322.96 (AUD) 22 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 34,836.46 (AUD) 2,357 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 34,857.84 (AUD) 2,381 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 35,019.57 (AUD) 2,387 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 351.24 (AUD) 24 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 353.28 (AUD) 24 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 360,187.92 (AUD) 24,603 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 368,303.18 (AUD) 25,123 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 39,105.99 (AUD) 2,673 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 39,807.60 (AUD) 2,708 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 397.98 (AUD) 27 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 4,073.40 (AUD) 279 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 4,125.08 (AUD) 281 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 4,144.98 (AUD) 284 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 4,151.61 (AUD) 283 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 4,292.45 (AUD) 293 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 4,336.20 (AUD) 297 Ordinary Shares
14
12/13/2019 Morgan Stanley Australia Securities Limited Buy 4,496.80 (AUD) 308 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 4,584.90 (AUD) 310 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 4,614.75 (AUD) 315 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 4,691.20 (AUD) 320 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 4,823.14 (AUD) 329 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 4,824.88 (AUD) 328 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 4,970.80 (AUD) 340 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 40,615.80 (AUD) 2,780 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 42,375.13 (AUD) 2,869 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 424.27 (AUD) 29 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 43.89 (AUD) 3 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 44,008.60 (AUD) 3,004 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 44,623.90 (AUD) 3,046 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 45,183.60 (AUD) 3,080 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 453.84 (AUD) 31 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 5,369.21 (AUD) 367 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 5,584.84 (AUD) 382 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 5,960.88 (AUD) 408 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 50,891.40 (AUD) 3,462 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 527.76 (AUD) 36 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 550,766.75 (AUD) 37,595 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 57,470.01 (AUD) 3,939 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 588,104.00 (AUD) 40,000 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 6,009.84 (AUD) 408 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 6,121.56 (AUD) 417 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 6,315.84 (AUD) 432 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 6,576.27 (AUD) 446 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 6,900.15 (AUD) 471 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 6,924.24 (AUD) 472 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 62,202.38 (AUD) 4,243 Ordinary Shares
15
12/13/2019 Morgan Stanley Australia Securities Limited Buy 63,054,082.02
(AUD)
4,301,097 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 646.36 (AUD) 44 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 655,741.80 (AUD) 44,730 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 659.12 (AUD) 45 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 7,044.00 (AUD) 480 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 7,090.22 (AUD) 482 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 7,249.28 (AUD) 495 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 7,261.44 (AUD) 496 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 7,315.00 (AUD) 500 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 7,315.62 (AUD) 498 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 7,442.76 (AUD) 507 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 7,743.12 (AUD) 528 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 7,761.88 (AUD) 532 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 733.50 (AUD) 50 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 736.50 (AUD) 50 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 74,888.61 (AUD) 5,091 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 74,927.50 (AUD) 5,125 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 794.88 (AUD) 54 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 8,456.14 (AUD) 578 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 8,578.92 (AUD) 588 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 8,640.64 (AUD) 587 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 8,973.61 (AUD) 614 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 849.12 (AUD) 58 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 850.28 (AUD) 58 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 87,432.24 (AUD) 5,964 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 9,267.12 (AUD) 633 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 9,407.09 (AUD) 643 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 9,411.72 (AUD) 642 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Buy 967.56 (AUD) 66 Ordinary Shares
16
12/13/2019 Morgan Stanley Australia Securities Limited Buy 99,304.17 (AUD) 6,797 Ordinary Shares
12/13/2019 Morgan Stanley Capital Services LLC Buy N/A 1,180 Swaps
12/13/2019 Morgan Stanley Capital Services LLC Buy N/A 241 Swaps
12/13/2019 Morgan Stanley Capital Services LLC Buy N/A 291 Swaps
12/13/2019 Morgan Stanley Capital Services LLC Buy N/A 4,085 Swaps
12/13/2019 Morgan Stanley Capital Services LLC Buy N/A 6,833 Swaps
12/13/2019 Morgan Stanley Capital Services LLC Buy N/A 7,470 Swaps
12/13/2019 Morgan Stanley Capital Services LLC Buy N/A 83,797 Swaps
12/13/2019 Morgan Stanley & Co. LLC Increase in shares held or in
respect of which the holder may
exercise right to rehypothecate
pursuant to the agreement(s)
N/A 5,924 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,028.30 (AUD) 70 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,042.28 (AUD) 71 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,091.13 (AUD) 74 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,124.20 (AUD) 77 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,128.44 (AUD) 77 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,158.93 (AUD) 79 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,206.63 (AUD) 82 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,213.46 (AUD) 83 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,242.36 (AUD) 84 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,259.47 (AUD) 86 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,451.34 (AUD) 99 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,463.00 (AUD) 100 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,470.00 (AUD) 100 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,496.34 (AUD) 102 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,533.00 (AUD) 105 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,536.15 (AUD) 105 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,537.73 (AUD) 105 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,608.20 (AUD) 110 Ordinary Shares
17
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,612.05 (AUD) 110 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,621.40 (AUD) 110 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,623.93 (AUD) 111 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,738.14 (AUD) 118 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,766.60 (AUD) 121 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,800.72 (AUD) 123 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,801.95 (AUD) 123 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,803.18 (AUD) 123 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,891.14 (AUD) 129 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 1,901.90 (AUD) 130 Ordinary Shares
12/13/2019 Morgan Stanley & Co. International plc Sell 1,962.24 128 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 10,020.60 (AUD) 684 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 10,197.11 (AUD) 697 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 10,533.98 (AUD) 722 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 10,577.30 (AUD) 722 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 10,686.90 (AUD) 727 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 10,709.01 (AUD) 729 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 105,980.94 (AUD) 7,254 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 109,155.84 (AUD) 7,456 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 11,002.50 (AUD) 750 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 11,266.56 (AUD) 768 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 11,382.14 (AUD) 778 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 11,830.62 (AUD) 807 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 11,921.76 (AUD) 816 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 117.48 (AUD) 8 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 12,507.36 (AUD) 852 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 13,659.12 (AUD) 933 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 132.08 (AUD) 9 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 14,430.51 (AUD) 981 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 14,523.30 (AUD) 990 Ordinary Shares
18
12/13/2019 Morgan Stanley Australia Securities Limited Sell 14.76 (AUD) 1 Ordinary Share
12/13/2019 Morgan Stanley Australia Securities Limited Sell 15,055.20 (AUD) 1,020 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 15,413.55 (AUD) 1,055 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 15,822.00 (AUD) 1,080 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 15,840.48 (AUD) 1,082 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 16,034.48 (AUD) 1,096 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 16,169.72 (AUD) 1,106 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 16,683.08 (AUD) 1,138 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 16,844.34 (AUD) 1,149 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 17,721.93 (AUD) 1,213 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 18,199.72 (AUD) 1,244 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 18,609.36 (AUD) 1,272 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 18,650.24 (AUD) 1,267 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 18,823.44 (AUD) 1,284 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 19,023.76 (AUD) 1,288 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 19,728.67 (AUD) 1,343 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 19,733.55 (AUD) 1,347 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 190.65 (AUD) 13 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,047.50 (AUD) 140 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,168.25 (AUD) 147 Ordinary Shares
12/13/2019 Morgan Stanley & Co. International plc Sell 2,208.96 144 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,239.92 (AUD) 153 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,340.48 (AUD) 159 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,392.76 (AUD) 164 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,439.37 (AUD) 166 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,445.18 (AUD) 166 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,523.96 (AUD) 171 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,629.80 (AUD) 180 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,699.15 (AUD) 185 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,824.32 (AUD) 192 Ordinary Shares
19
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,863.56 (AUD) 196 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,911.37 (AUD) 199 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,924.00 (AUD) 200 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,938.62 (AUD) 201 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 2,965.83 (AUD) 203 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 20,553.32 (AUD) 1,402 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 21,136.44 (AUD) 1,439 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 21,506.20 (AUD) 1,465 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 23,394.72 (AUD) 1,598 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 23,670.79 (AUD) 1,601 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 26,351.97 (AUD) 1,789 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 26,989.06 (AUD) 1,841 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 263.25 (AUD) 18 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 27,416.90 (AUD) 1,855 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 278.83 (AUD) 19 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 28,405.80 (AUD) 1,935 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 29.34 (AUD) 2 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 29.46 (AUD) 2 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 29.54 (AUD) 2 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,011.45 (AUD) 205 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,024.08 (AUD) 206 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,032.55 (AUD) 207 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,042.62 (AUD) 206 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,089.02 (AUD) 209 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,112.16 (AUD) 212 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,124.71 (AUD) 213 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,202.42 (AUD) 218 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,222.04 (AUD) 218 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,225.20 (AUD) 220 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,249.40 (AUD) 220 Ordinary Shares
20
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,337.92 (AUD) 228 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,498.96 (AUD) 239 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,525.83 (AUD) 241 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,696.33 (AUD) 253 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,783.99 (AUD) 259 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,846.16 (AUD) 262 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,940.85 (AUD) 269 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 3,975.57 (AUD) 271 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 31,074.74 (AUD) 2,123 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 31,292.40 (AUD) 2,136 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 31,637.68 (AUD) 2,164 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 31,900.84 (AUD) 2,182 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 322.19 (AUD) 22 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 323.07 (AUD) 22 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 33,270.90 (AUD) 2,245 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 33,803.76 (AUD) 2,309 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 33,975.70 (AUD) 2,305 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 344,436.70 (AUD) 23,495 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 352.80 (AUD) 24 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 36,411.90 (AUD) 2,477 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 368.50 (AUD) 25 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 37,569.34 (AUD) 2,554 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 37,627.25 (AUD) 2,551 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 38,936.96 (AUD) 2,656 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 380.64 (AUD) 26 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 39,929.60 (AUD) 2,720 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 4,324.74 (AUD) 294 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 4,348.08 (AUD) 297 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 4,392.00 (AUD) 300 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 4,404.00 (AUD) 300 Ordinary Shares
21
12/13/2019 Morgan Stanley Australia Securities Limited Sell 4,407.00 (AUD) 300 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 4,426.83 (AUD) 303 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 4,517.58 (AUD) 309 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 4,614.75 (AUD) 315 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 4,823.14 (AUD) 329 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 4,844.40 (AUD) 330 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 4,857.60 (AUD) 330 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 4,867.50 (AUD) 330 Ordinary Shares
12/13/2019 Morgan Stanley & Co. International plc Sell 40,625.80 2,639 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 41,286.88 (AUD) 2,824 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 43,437.58 (AUD) 2,963 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 44.36 (AUD) 3 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 453.22 (AUD) 31 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 454.31 (AUD) 31 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 46,091.04 (AUD) 3,144 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 47,386.57 (AUD) 3,239 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 470.40 (AUD) 32 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 483.12 (AUD) 33 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 49,435.60 (AUD) 3,386 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 49,644.24 (AUD) 3,391 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 496.06 (AUD) 34 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 498.10 (AUD) 34 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 5,040.45 (AUD) 345 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 5,259.02 (AUD) 358 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 5,460.96 (AUD) 372 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 5,511.74 (AUD) 377 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 5,672.56 (AUD) 388 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 5,913.00 (AUD) 405 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 5,929.20 (AUD) 405 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 514.15 (AUD) 35 Ordinary Shares
22
12/13/2019 Morgan Stanley Australia Securities Limited Sell 514.68 (AUD) 35 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 527,584.08 (AUD) 35,988 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 54,828.40 (AUD) 3,740 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 542.24 (AUD) 37 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 58.44 (AUD) 4 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 58.84 (AUD) 4 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 58.88 (AUD) 4 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 59,666.20 (AUD) 4,070 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 6,007.32 (AUD) 407 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 6,234.20 (AUD) 427 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 6,547.54 (AUD) 443 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 6,850.20 (AUD) 466 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 6,973.40 (AUD) 476 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 649,525.96 (AUD) 44,306 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 69,328.04 (AUD) 4,742 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 7,030.52 (AUD) 476 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 7,046.84 (AUD) 482 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 7,095.55 (AUD) 485 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 7,168.64 (AUD) 487 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 7,310.64 (AUD) 498 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 7,653.49 (AUD) 521 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 73,756.32 (AUD) 5,038 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 73.30 (AUD) 5 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 744.09 (AUD) 51 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 75,792.20 (AUD) 5,170 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 78,699.80 (AUD) 5,372 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 8,024.00 (AUD) 544 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 8,106.98 (AUD) 553 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 8,202.90 (AUD) 555 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 8,227.68 (AUD) 562 Ordinary Shares
23
12/13/2019 Morgan Stanley Australia Securities Limited Sell 8,243.60 (AUD) 557 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 8,409.60 (AUD) 576 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 8,788.15 (AUD) 595 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 8,795.22 (AUD) 602 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 8,867.46 (AUD) 602 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 8,951.15 (AUD) 611 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 846.80 (AUD) 58 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 850.28 (AUD) 58 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 86,142.16 (AUD) 5,876 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 867.60 (AUD) 59 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 870.84 (AUD) 59 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 879.14 (AUD) 60 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 88.65 (AUD) 6 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 884,027.32 (AUD) 60,302 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 893.96 (AUD) 61 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 9,032.88 (AUD) 617 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 9,446.40 (AUD) 640 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 9,652.86 (AUD) 658 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 9,726.62 (AUD) 661 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 9,866.18 (AUD) 673 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 9,943.96 (AUD) 676 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 907.99 (AUD) 62 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 920.43 (AUD) 63 Ordinary Shares
12/13/2019 Morgan Stanley Australia Securities Limited Sell 938.24 (AUD) 64 Ordinary Shares
12/13/2019 Morgan Stanley & Co. International plc Sell N/A 1,006 Swaps
12/13/2019 Morgan Stanley Capital Services LLC Sell N/A 12,309 Swaps
12/13/2019 Morgan Stanley Capital Services LLC Sell N/A 12,376 Swaps
12/13/2019 Morgan Stanley Capital Services LLC Sell N/A 164,894 Swaps
12/13/2019 Morgan Stanley & Co. International plc Sell N/A 191 Swaps
12/13/2019 Morgan Stanley Capital Services LLC Sell N/A 2,838 Swaps
24
12/13/2019 Morgan Stanley Capital Services LLC Sell N/A 2,960 Swaps
12/13/2019 Morgan Stanley Capital Services LLC Sell N/A 22,290 Swaps
12/13/2019 Morgan Stanley & Co. International plc Sell N/A 225 Swaps
12/13/2019 Morgan Stanley Capital Services LLC Sell N/A 289 Swaps
12/13/2019 Morgan Stanley & Co. International plc Sell N/A 309 Swaps
12/13/2019 Morgan Stanley Capital Services LLC Sell N/A 4,085 Swaps
12/13/2019 Morgan Stanley Capital Services LLC Sell N/A 9,539 Swaps
12/16/2019 Morgan Stanley & Co. LLC Borrow N/A 51,238 Ordinary Shares
12/16/2019 Morgan Stanley & Co. LLC Borrow Returned N/A 259,658 Ordinary Shares
12/16/2019 Morgan Stanley & Co. International plc Borrow Returned N/A 56,022 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 1,250.44 (AUD) 86 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 1,253.88 (AUD) 86 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 1,306.80 (AUD) 90 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 1,346.64 (AUD) 93 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 1,349.90 (AUD) 93 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 1,376.55 (AUD) 95 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 1,451.00 (AUD) 100 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 1,453.00 (AUD) 100 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 1,457.50 (AUD) 100 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 1,459.00 (AUD) 100 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 1,508.00 (AUD) 104 Ordinary Shares
12/16/2019 Morgan Stanley & Co. International plc Buy 1,515.00 100 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 1,730.26 (AUD) 119 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 1,743.00 (AUD) 120 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 10,204.76 (AUD) 698 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 10,263.24 (AUD) 702 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 10,287.90 (AUD) 710 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 10,316.30 (AUD) 710 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 10,389.33 (AUD) 717 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 10,443.48 (AUD) 719 Ordinary Shares
25
12/16/2019 Morgan Stanley Australia Securities Limited Buy 106,213.20 (AUD) 7,320 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 107,762.13 (AUD) 7,437 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 11,313.12 (AUD) 777 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 11,382.50 (AUD) 785 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 11,435.11 (AUD) 787 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 11,672.07 (AUD) 797 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 11,782.20 (AUD) 807 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 11,879.60 (AUD) 819 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 11,891.74 (AUD) 812 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 12,240.76 (AUD) 841 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 12,553.80 (AUD) 854 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 12,877.20 (AUD) 876 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 123,105.00 (AUD) 8,490 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 13,422.96 (AUD) 927 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 13,788.32 (AUD) 947 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 14.52 (AUD) 1 Ordinary Share
12/16/2019 Morgan Stanley Australia Securities Limited Buy 15,228.99 (AUD) 1,051 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 15,848.50 (AUD) 1,093 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 15,852.06 (AUD) 1,094 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 15,917.47 (AUD) 1,097 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 157,560.33 (AUD) 10,855 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 16,068.07 (AUD) 1,106 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 161,776.50 (AUD) 11,157 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 17,017.44 (AUD) 1,172 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 17,426.51 (AUD) 1,201 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 18,023.50 (AUD) 1,243 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 18,108.53 (AUD) 1,245 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 18,244.80 (AUD) 1,260 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 18,245.76 (AUD) 1,248 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 18,310.45 (AUD) 1,255 Ordinary Shares
26
12/16/2019 Morgan Stanley Australia Securities Limited Buy 19,340.64 (AUD) 1,332 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 19,414.38 (AUD) 1,338 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 19,564.00 (AUD) 1,340 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 19,615.50 (AUD) 1,350 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 2,003.76 (AUD) 138 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 2,044.50 (AUD) 141 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 2,060.01 (AUD) 141 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 2,261.45 (AUD) 155 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 2,306.80 (AUD) 158 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 2,370.02 (AUD) 163 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 2,409.00 (AUD) 165 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 2,472.47 (AUD) 169 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 2,482.85 (AUD) 170 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 2,488.05 (AUD) 171 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 2,566.50 (AUD) 177 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 2,593.46 (AUD) 178 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 2,808.15 (AUD) 193 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 20,069.28 (AUD) 1,386 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 20,659.86 (AUD) 1,417 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 21,126.62 (AUD) 1,454 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 21,323.25 (AUD) 1,458 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 21,489.00 (AUD) 1,482 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 22,138.20 (AUD) 1,506 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 23,002.28 (AUD) 1,582 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 23,617.97 (AUD) 1,621 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 24,237.99 (AUD) 1,659 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 24,832.56 (AUD) 1,712 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 249.90 (AUD) 17 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 25,148.64 (AUD) 1,732 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 26,084.76 (AUD) 1,794 Ordinary Shares
27
12/16/2019 Morgan Stanley Australia Securities Limited Buy 26,880.50 (AUD) 1,850 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 262.08 (AUD) 18 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 27,029.86 (AUD) 1,859 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 27,665.12 (AUD) 1,904 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 275.69 (AUD) 19 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 28,521.50 (AUD) 1,967 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 293.40 (AUD) 20 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 3,078.60 (AUD) 210 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 3,154.05 (AUD) 215 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 3,247.86 (AUD) 222 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 3,267.04 (AUD) 224 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 3,280.50 (AUD) 225 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 3,308.28 (AUD) 228 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 3,337.68 (AUD) 229 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 3,440.06 (AUD) 237 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 3,638.16 (AUD) 248 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 3,792.33 (AUD) 261 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 3,895.53 (AUD) 267 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 3,957.60 (AUD) 272 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 30,414.51 (AUD) 2,099 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 306.39 (AUD) 21 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 308.28 (AUD) 21 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 32,674.95 (AUD) 2,255 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 33,311.14 (AUD) 2,291 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 334,254.00 (AUD) 23,052 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 34,031.50 (AUD) 2,347 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 34,040.46 (AUD) 2,346 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 34,319.86 (AUD) 2,362 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 349.68 (AUD) 24 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 35,438.88 (AUD) 2,424 Ordinary Shares
28
12/16/2019 Morgan Stanley Australia Securities Limited Buy 350.64 (AUD) 24 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 36,123.75 (AUD) 2,470 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 36,279.36 (AUD) 2,496 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 379.21 (AUD) 26 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 38,976.00 (AUD) 2,688 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 39,143.82 (AUD) 2,694 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 4,080.12 (AUD) 281 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 4,267.58 (AUD) 292 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 4,530.65 (AUD) 310 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 4,639.86 (AUD) 319 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 4,697.60 (AUD) 320 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 4,812.74 (AUD) 331 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 4,850.80 (AUD) 335 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 4,855.83 (AUD) 335 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 4,879.28 (AUD) 335 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 406.84 (AUD) 28 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 43,705.20 (AUD) 3,010 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 43.53 (AUD) 3 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 43.55 (AUD) 3 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 43.77 (AUD) 3 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 44,489.28 (AUD) 3,064 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 46,446.51 (AUD) 3,201 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 464.96 (AUD) 32 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 48,260.26 (AUD) 3,326 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 5,244.99 (AUD) 359 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 5,250.75 (AUD) 361 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 5,438.64 (AUD) 372 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 5,448.75 (AUD) 375 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 5,456.66 (AUD) 374 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 5,569.56 (AUD) 382 Ordinary Shares
29
12/16/2019 Morgan Stanley Australia Securities Limited Buy 5,570.80 (AUD) 380 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 5,593.14 (AUD) 386 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 5,621.00 (AUD) 385 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 523,914.00 (AUD) 36,132 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 523.44 (AUD) 36 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 53,882.00 (AUD) 3,716 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 55,059.84 (AUD) 3,792 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 554.04 (AUD) 38 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 555.18 (AUD) 38 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 56,876.73 (AUD) 3,893 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 57,214.90 (AUD) 3,935 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 582.00 (AUD) 40 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 584.80 (AUD) 40 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 59,591.12 (AUD) 4,076 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 59,989.65 (AUD) 4,123 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 6,023.70 (AUD) 414 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 6,133.97 (AUD) 421 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 6,425.72 (AUD) 443 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 6,644.78 (AUD) 457 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 6,802.95 (AUD) 465 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 6,952.28 (AUD) 477 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 6,964.80 (AUD) 480 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 61,884.24 (AUD) 4,262 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 63,118.50 (AUD) 4,353 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 632.10 (AUD) 43 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 64,862.94 (AUD) 4,461 Ordinary Shares
12/16/2019 Morgan Stanley & Co. International plc Buy 66,490.14 4,387 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 67,048.00 (AUD) 4,624 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 684.32 (AUD) 47 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 7,003.36 (AUD) 481 Ordinary Shares
30
12/16/2019 Morgan Stanley Australia Securities Limited Buy 7,013.10 (AUD) 482 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 7,117.05 (AUD) 491 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 7,235.94 (AUD) 498 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 7,255.00 (AUD) 500 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 7,290.00 (AUD) 500 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 7,371.78 (AUD) 507 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 7,396.48 (AUD) 508 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 7,430.70 (AUD) 510 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 7,614.88 (AUD) 523 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 7,659.75 (AUD) 525 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 7,837.06 (AUD) 539 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 71,160.39 (AUD) 4,911 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 73,863.24 (AUD) 5,087 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 77,140.80 (AUD) 5,280 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 8,060.70 (AUD) 554 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 8,077.32 (AUD) 554 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 8,104.35 (AUD) 557 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 8,304.90 (AUD) 570 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 8,500.05 (AUD) 585 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 8,561.12 (AUD) 589 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 8,692.95 (AUD) 595 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 8,826.95 (AUD) 605 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 827.07 (AUD) 57 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 840.42 (AUD) 58 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 855.50 (AUD) 59 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 856.98 (AUD) 59 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 86,431.12 (AUD) 5,969 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 87.24 (AUD) 6 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 889.99 (AUD) 61 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 9,058.20 (AUD) 620 Ordinary Shares
31
12/16/2019 Morgan Stanley Australia Securities Limited Buy 9,234.72 (AUD) 636 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 9,305.10 (AUD) 633 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 9,374.94 (AUD) 643 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 9,579.06 (AUD) 657 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 9,829.17 (AUD) 673 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 9,883.12 (AUD) 676 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 91,891.83 (AUD) 6,333 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 929.92 (AUD) 64 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 939.72 (AUD) 64 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 970.83 (AUD) 67 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Buy 986.68 (AUD) 68 Ordinary Shares
12/16/2019 Morgan Stanley Capital Services LLC Buy N/A 17,959 Swaps
12/16/2019 Morgan Stanley Capital Services LLC Buy N/A 214 Swaps
12/16/2019 Morgan Stanley Capital Services LLC Buy N/A 366,942 Swaps
12/16/2019 Morgan Stanley Capital Services LLC Buy N/A 5,211 Swaps
12/16/2019 Morgan Stanley Capital Services LLC Buy N/A 6,991 Swaps
12/16/2019 Morgan Stanley & Co. International plc Decrease in shares held or in
respect of which the holder may
exercise right to rehypothecate
pursuant to the agreement(s)
N/A 1,832 Ordinary Shares
12/16/2019 Morgan Stanley & Co. LLC Decrease in shares held or in
respect of which the holder may
exercise right to rehypothecate
pursuant to the agreement(s)
N/A 6,703 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 1,020,162.00
(AUD)
70,356 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 1,117.27 (AUD) 77 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 1,263.24 (AUD) 87 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 1,288.72 (AUD) 89 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 1,451.00 (AUD) 100 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 1,453.00 (AUD) 100 Ordinary Shares
32
12/16/2019 Morgan Stanley Australia Securities Limited Sell 1,454.00 (AUD) 100 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 1,463.49 (AUD) 101 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 1,508.00 (AUD) 104 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 1,583.77 (AUD) 109 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 1,625.12 (AUD) 112 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 1,698.84 (AUD) 117 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 1,743.00 (AUD) 120 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 10,316.30 (AUD) 710 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 108,074.40 (AUD) 7,352 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 11,730.50 (AUD) 809 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 114,660.00 (AUD) 7,875 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 126,672.30 (AUD) 8,706 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 130,551.32 (AUD) 8,948 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 131,103.36 (AUD) 8,992 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 138,181.88 (AUD) 9,484 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 14,674.00 (AUD) 1,012 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 15,546.12 (AUD) 1,059 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 16,823.84 (AUD) 1,156 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 16,869.06 (AUD) 1,157 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 173,552.19 (AUD) 11,879 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 18,245.76 (AUD) 1,248 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 18,489.24 (AUD) 1,276 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 18,666.99 (AUD) 1,269 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 188.50 (AUD) 13 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 190,661.40 (AUD) 13,059 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,236.86 (AUD) 153 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,262.00 (AUD) 156 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,272.30 (AUD) 155 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,315.04 (AUD) 159 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,357.10 (AUD) 162 Ordinary Shares
33
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,405.53 (AUD) 166 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,481.21 (AUD) 171 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,510.23 (AUD) 173 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,537.50 (AUD) 175 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,552.00 (AUD) 176 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,726.00 (AUD) 188 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,760.78 (AUD) 188 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,813.00 (AUD) 194 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,902.00 (AUD) 200 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 2,906.00 (AUD) 200 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 20,385.59 (AUD) 1,403 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 20,575.50 (AUD) 1,419 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 21,888.10 (AUD) 1,490 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 22,129.88 (AUD) 1,522 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 221,545.50 (AUD) 15,279 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 23,161.65 (AUD) 1,581 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 25,101.44 (AUD) 1,724 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 25,215.50 (AUD) 1,739 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 26,915.70 (AUD) 1,831 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 260,405.50 (AUD) 17,959 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 261.00 (AUD) 18 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 261.27 (AUD) 18 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 27,187.62 (AUD) 1,866 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 27,665.12 (AUD) 1,904 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 280,273.04 (AUD) 19,276 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 29,391.50 (AUD) 2,027 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 3,154.05 (AUD) 215 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 3,194.40 (AUD) 220 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 3,221.22 (AUD) 222 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 3,264.75 (AUD) 225 Ordinary Shares
34
12/16/2019 Morgan Stanley Australia Securities Limited Sell 3,281.52 (AUD) 226 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 3,448.35 (AUD) 237 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 3,651.48 (AUD) 252 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 3,907.44 (AUD) 268 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 3,957.60 (AUD) 272 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 31,044.50 (AUD) 2,141 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 34,199.04 (AUD) 2,336 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 395.01 (AUD) 27 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 4,034.51 (AUD) 277 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 4,231.14 (AUD) 291 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 4,399.56 (AUD) 303 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 4,529.10 (AUD) 310 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 4,605.30 (AUD) 315 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 4,727.00 (AUD) 326 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 42,030.22 (AUD) 2,867 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 43,647.12 (AUD) 3,006 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 43.53 (AUD) 3 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 45,192.07 (AUD) 3,089 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 45,404.04 (AUD) 3,127 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 5,244.99 (AUD) 359 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 5,356.38 (AUD) 365 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 5,358.08 (AUD) 368 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 5,570.80 (AUD) 380 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 5,706.36 (AUD) 393 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 5,728.76 (AUD) 394 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 51,363.55 (AUD) 3,535 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 53,486.82 (AUD) 3,646 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 566.67 (AUD) 39 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 58.08 (AUD) 4 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 592,954.77 (AUD) 40,809 Ordinary Shares
35
12/16/2019 Morgan Stanley Australia Securities Limited Sell 594.30 (AUD) 41 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 6,137.73 (AUD) 423 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 6,146.60 (AUD) 421 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 6,583.00 (AUD) 454 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 6,969.45 (AUD) 479 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 611.52 (AUD) 42 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 62,054.10 (AUD) 4,230 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 681.74 (AUD) 47 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 69,627.24 (AUD) 4,743 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 7,056.63 (AUD) 487 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 7,242.24 (AUD) 492 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 7,270.00 (AUD) 500 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 7,294.06 (AUD) 502 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 7,299.08 (AUD) 502 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 7,325.00 (AUD) 500 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 7,653.36 (AUD) 528 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 7,659.75 (AUD) 525 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 754.52 (AUD) 52 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 8,304.90 (AUD) 570 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 8,929.80 (AUD) 615 Ordinary Shares
12/16/2019 Morgan Stanley & Co. International plc Sell 802.42 53 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 841,957.26 (AUD) 58,026 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 855.50 (AUD) 59 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 856,607.40 (AUD) 58,995 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 859.04 (AUD) 59 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 9,413.75 (AUD) 649 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 9,937.20 (AUD) 676 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 94,269.76 (AUD) 6,448 Ordinary Shares
12/16/2019 Morgan Stanley Australia Securities Limited Sell 960.96 (AUD) 66 Ordinary Shares
12/16/2019 Morgan Stanley Capital Services LLC Sell N/A 12,488 Swaps
36
12/16/2019 Morgan Stanley Capital Services LLC Sell N/A 129 Swaps
12/16/2019 Morgan Stanley Capital Services LLC Sell N/A 2,219 Swaps
12/16/2019 Morgan Stanley Capital Services LLC Sell N/A 214 Swaps
12/16/2019 Morgan Stanley Capital Services LLC Sell N/A 22,092 Swaps
12/16/2019 Morgan Stanley Capital Services LLC Sell N/A 246 Swaps
12/16/2019 Morgan Stanley Capital Services LLC Sell N/A 26,129 Swaps
12/16/2019 Morgan Stanley Capital Services LLC Sell N/A 33,776 Swaps
12/16/2019 Morgan Stanley Capital Services LLC Sell N/A 747 Swaps
12/17/2019 Morgan Stanley & Co. LLC Borrow Returned N/A 2,080,624 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Borrow Returned N/A 2,282,009 Ordinary Shares
12/17/2019 Morgan Stanley & Co. International plc Borrow Returned N/A 3,168 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,007.75 (AUD) 69 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,050.12 (AUD) 72 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,108.84 (AUD) 76 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,355.48 (AUD) 93 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,393.44 (AUD) 96 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,420.51 (AUD) 98 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,457.00 (AUD) 100 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,459.00 (AUD) 100 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,488.18 (AUD) 102 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,523.55 (AUD) 105 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,534.05 (AUD) 105 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,540.18 (AUD) 106 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,597.75 (AUD) 110 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,680.15 (AUD) 115 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,854.20 (AUD) 127 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,896.70 (AUD) 130 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,901.47 (AUD) 131 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 1,915.98 (AUD) 132 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 10,095.51 (AUD) 691 Ordinary Shares
37
12/17/2019 Morgan Stanley Australia Securities Limited Buy 10,280.16 (AUD) 708 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 10,314.66 (AUD) 706 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 109,585.49 (AUD) 7,511 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 11,078.76 (AUD) 763 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 11,539.44 (AUD) 792 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 117,076.96 (AUD) 8,008 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 13,015.47 (AUD) 897 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 13,378.18 (AUD) 916 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 13,378.22 (AUD) 922 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 13,459.60 (AUD) 920 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 13,684.89 (AUD) 937 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 132,701.03 (AUD) 9,086 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 14,118.20 (AUD) 967 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 14,200.56 (AUD) 978 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 14.62 (AUD) 1 Ordinary Share
12/17/2019 Morgan Stanley & Co. International plc Buy 146,016.54 9,603 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 15,561.63 (AUD) 1,071 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 15,570.30 (AUD) 1,065 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 15,669.66 (AUD) 1,074 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 150,102.60 (AUD) 10,281 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 159,985.28 (AUD) 10,988 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 16,749.32 (AUD) 1,148 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 160.38 (AUD) 11 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 17,207.74 (AUD) 1,177 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 170,220.96 (AUD) 11,691 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 18,719.50 (AUD) 1,291 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 185,142.60 (AUD) 12,681 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 19,028.42 (AUD) 1,306 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 19,138.69 (AUD) 1,319 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 19,550.60 (AUD) 1,340 Ordinary Shares
38
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,049.44 (AUD) 141 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,059.71 (AUD) 142 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,116.28 (AUD) 145 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,147.48 (AUD) 148 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,172.42 (AUD) 149 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,250.60 (AUD) 155 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,265.12 (AUD) 156 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,294.16 (AUD) 158 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,312.33 (AUD) 158 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,331.20 (AUD) 160 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,361.96 (AUD) 162 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,364.39 (AUD) 162 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,478.60 (AUD) 170 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,487.10 (AUD) 170 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,494.00 (AUD) 172 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,535.75 (AUD) 175 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,718.98 (AUD) 187 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,739.55 (AUD) 187 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,968.88 (AUD) 203 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 2,986.85 (AUD) 205 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 20,192.09 (AUD) 1,394 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 203.84 (AUD) 14 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 204.12 (AUD) 14 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 22,106.85 (AUD) 1,509 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 22,264.32 (AUD) 1,536 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 22,639.80 (AUD) 1,556 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 233.84 (AUD) 16 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 24,991.60 (AUD) 1,720 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 25,325.79 (AUD) 1,743 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 26,228.28 (AUD) 1,794 Ordinary Shares
39
12/17/2019 Morgan Stanley Australia Securities Limited Buy 26,353.60 (AUD) 1,810 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 26,677.08 (AUD) 1,836 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 27,288.96 (AUD) 1,864 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 27,732.45 (AUD) 1,893 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 275.41 (AUD) 19 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 28,124.25 (AUD) 1,925 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 28,518.72 (AUD) 1,952 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 28,856.58 (AUD) 1,986 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 29,492.00 (AUD) 2,020 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 291.40 (AUD) 20 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,042.90 (AUD) 210 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,067.05 (AUD) 210 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,156.64 (AUD) 218 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,248.00 (AUD) 224 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,253.57 (AUD) 223 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,255.84 (AUD) 224 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,367.20 (AUD) 230 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,496.80 (AUD) 240 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,518.60 (AUD) 241 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,620.80 (AUD) 248 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,665.97 (AUD) 253 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,790.80 (AUD) 260 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,793.40 (AUD) 260 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,813.21 (AUD) 261 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,833.06 (AUD) 262 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,835.92 (AUD) 264 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,882.27 (AUD) 266 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,920.84 (AUD) 268 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,942.00 (AUD) 270 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,977.61 (AUD) 273 Ordinary Shares
40
12/17/2019 Morgan Stanley Australia Securities Limited Buy 3,987.50 (AUD) 275 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 30,433.92 (AUD) 2,096 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 30,441.00 (AUD) 2,085 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 306.18 (AUD) 21 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 306.39 (AUD) 21 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 307.02 (AUD) 21 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 307.23 (AUD) 21 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 31,115.34 (AUD) 2,129 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 31,432.08 (AUD) 2,147 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 31,435.04 (AUD) 2,159 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 31,544.22 (AUD) 2,162 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 32,313.77 (AUD) 2,227 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 32,517.66 (AUD) 2,228 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 33,603.84 (AUD) 2,304 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 34,131.78 (AUD) 2,341 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 34,777.94 (AUD) 2,396 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 379.60 (AUD) 26 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 38,602.40 (AUD) 2,644 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 4,362.00 (AUD) 300 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 4,546.82 (AUD) 311 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 4,654.21 (AUD) 319 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 4,678.40 (AUD) 320 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 4,691.42 (AUD) 321 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 4,900.70 (AUD) 336 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 4,965.70 (AUD) 340 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 408.80 (AUD) 28 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 42,076.59 (AUD) 2,879 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 43,769.16 (AUD) 3,002 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 45,867.53 (AUD) 3,147 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 46,209.00 (AUD) 3,165 Ordinary Shares
41
12/17/2019 Morgan Stanley Australia Securities Limited Buy 47,277.12 (AUD) 3,256 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 47,503.35 (AUD) 3,257 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 49,430.22 (AUD) 3,381 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 5,150.27 (AUD) 353 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 5,155.57 (AUD) 353 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 5,167.75 (AUD) 354 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 5,339.95 (AUD) 365 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 5,409.40 (AUD) 370 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 5,617.15 (AUD) 385 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 5,971.40 (AUD) 409 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 5,975.49 (AUD) 409 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 50,333.92 (AUD) 3,457 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 509.60 (AUD) 35 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 523.08 (AUD) 36 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 53,808.63 (AUD) 3,683 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 55,042.65 (AUD) 3,783 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 56,277.72 (AUD) 3,852 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 56,827.68 (AUD) 3,903 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 570,358.88 (AUD) 39,173 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 58,389.18 (AUD) 4,002 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 584,844.00 (AUD) 40,000 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 6,361.24 (AUD) 436 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 6,407.94 (AUD) 438 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 6,511.60 (AUD) 446 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 6,525.00 (AUD) 450 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 6,881.76 (AUD) 472 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 60,160.59 (AUD) 4,122 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 600.24 (AUD) 41 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 64,313.00 (AUD) 4,405 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 685.50 (AUD) 47 Ordinary Shares
42
12/17/2019 Morgan Stanley Australia Securities Limited Buy 7,107.77 (AUD) 487 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 7,173.60 (AUD) 490 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 7,212.72 (AUD) 492 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 7,475.20 (AUD) 512 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 7,785.72 (AUD) 534 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 7,915.20 (AUD) 544 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 70,518.18 (AUD) 4,865 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 73,269.15 (AUD) 5,015 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 743.07 (AUD) 51 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 75,549.32 (AUD) 5,164 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 758.16 (AUD) 52 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 771.68 (AUD) 53 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 78,320.40 (AUD) 5,407 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 8,222.06 (AUD) 562 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 8,342.62 (AUD) 572 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 8,415.68 (AUD) 578 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 8,687.25 (AUD) 594 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 8,761.59 (AUD) 603 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 8,815.86 (AUD) 603 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 8,819.04 (AUD) 608 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 8,909.14 (AUD) 614 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 803.55 (AUD) 55 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 830.49 (AUD) 57 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 88,750.97 (AUD) 6,083 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 92,929.00 (AUD) 6,365 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 920.43 (AUD) 63 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 98,745.12 (AUD) 6,768 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Buy 996.20 (AUD) 68 Ordinary Shares
12/17/2019 Morgan Stanley Capital Services LLC Buy N/A 1,800,000 Swaps
12/17/2019 Morgan Stanley Capital Services LLC Buy N/A 232 Swaps
43
12/17/2019 Morgan Stanley Capital Services LLC Buy N/A 47,537 Swaps
12/17/2019 Morgan Stanley Capital Services LLC Buy N/A 825 Swaps
12/17/2019 Morgan Stanley & Co. LLC Increase in shares held or in
respect of which the holder may
exercise right to rehypothecate
pursuant to the agreement(s)
N/A 38,160 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 1,145.50 (AUD) 79 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 1,159.20 (AUD) 80 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 1,189.82 (AUD) 82 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 1,268.46 (AUD) 87 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 1,291.39 (AUD) 89 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 1,528.80 (AUD) 105 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 1,855.47 (AUD) 127 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 1,925.88 (AUD) 132 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 1,970.33 (AUD) 135 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 10,169.23 (AUD) 697 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 102.06 (AUD) 7 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 105,763.84 (AUD) 7,264 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 11,307,564.00
(AUD)
779,832 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 11,408.46 (AUD) 779 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 12,003.75 (AUD) 825 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 12,091,938.84
(AUD)
827,082 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 12,839.20 (AUD) 880 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 122,104.50 (AUD) 8,421 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 131.09 (AUD) 9 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 139,705.56 (AUD) 9,582 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 14,137.69 (AUD) 973 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 14,157.18 (AUD) 971 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 14,490.00 (AUD) 1,000 Ordinary Shares
44
12/17/2019 Morgan Stanley Australia Securities Limited Sell 14,881.80 (AUD) 1,020 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 14.56 (AUD) 1 Ordinary Share
12/17/2019 Morgan Stanley Australia Securities Limited Sell 14.64 (AUD) 1 Ordinary Share
12/17/2019 Morgan Stanley Australia Securities Limited Sell 146,968.64 (AUD) 10,094 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 16,049.11 (AUD) 1,097 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 160.38 (AUD) 11 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 167,437.68 (AUD) 11,437 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 17,222.36 (AUD) 1,178 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 170,730.56 (AUD) 11,726 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 18,965.40 (AUD) 1,299 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 19,327.64 (AUD) 1,322 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 19,508.46 (AUD) 1,333 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 19,550.60 (AUD) 1,340 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 19,783.00 (AUD) 1,355 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 19,965.76 (AUD) 1,376 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 2,087.09 (AUD) 143 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 2,176.89 (AUD) 149 Ordinary Shares
12/17/2019 Morgan Stanley & Co. International plc Sell 2,219.20 146 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 2,323.20 (AUD) 160 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 2,487.10 (AUD) 170 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 2,613.40 (AUD) 179 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 2,739.16 (AUD) 188 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 2,739.55 (AUD) 187 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 2,986.85 (AUD) 205 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 201,523.80 (AUD) 13,803 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 218,083.47 (AUD) 14,927 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 218.40 (AUD) 15 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 22,042.01 (AUD) 1,517 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 22,157.52 (AUD) 1,526 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 22,639.80 (AUD) 1,556 Ordinary Shares
45
12/17/2019 Morgan Stanley Australia Securities Limited Sell 233.84 (AUD) 16 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 24,013.26 (AUD) 1,647 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 241,902.20 (AUD) 16,580 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 248.37 (AUD) 17 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 25,186.50 (AUD) 1,737 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 26,353.60 (AUD) 1,810 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 26,374.48 (AUD) 1,804 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 26,515.13 (AUD) 1,813 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 261.18 (AUD) 18 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 27,659.20 (AUD) 1,888 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 272,315.68 (AUD) 18,703 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 277.31 (AUD) 19 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 291.80 (AUD) 20 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 3,001.20 (AUD) 205 Ordinary Shares
12/17/2019 Morgan Stanley & Co. International plc Sell 3,040.00 200 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 3,072.30 (AUD) 210 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 3,105.54 (AUD) 213 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 3,142.80 (AUD) 216 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 3,174.08 (AUD) 218 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 3,296.21 (AUD) 226 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 3,319.68 (AUD) 228 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 3,367.20 (AUD) 230 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 3,572.10 (AUD) 245 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 3,742.72 (AUD) 256 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 3,813.21 (AUD) 261 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 3,843.84 (AUD) 264 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 3,850.44 (AUD) 264 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 3,937.63 (AUD) 271 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 304.92 (AUD) 21 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 32,282.61 (AUD) 2,213 Ordinary Shares
46
12/17/2019 Morgan Stanley Australia Securities Limited Sell 32,718.60 (AUD) 2,241 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 333.73 (AUD) 23 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 34,026.69 (AUD) 2,329 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 362.25 (AUD) 25 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 38,777.60 (AUD) 2,656 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 39,932.83 (AUD) 2,737 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 4,000.40 (AUD) 274 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 4,162.30 (AUD) 285 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 4,506.77 (AUD) 309 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 4,680.18 (AUD) 321 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 4,745.00 (AUD) 325 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 4,910.64 (AUD) 336 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 408.80 (AUD) 28 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 41,067.58 (AUD) 2,809 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 419.92 (AUD) 29 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 42,034.14 (AUD) 2,883 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 43,186.40 (AUD) 2,960 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 43.79 (AUD) 3 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 436,427.53 (AUD) 29,831 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 45,052.20 (AUD) 3,090 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 46,184.32 (AUD) 3,172 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 5,046.41 (AUD) 346 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 5,971.40 (AUD) 409 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 50,523.20 (AUD) 3,470 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 524.52 (AUD) 36 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 57,084.04 (AUD) 3,926 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 57,978.69 (AUD) 3,963 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 58,338.28 (AUD) 4,004 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 59,104.09 (AUD) 4,051 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 6,404.24 (AUD) 437 Ordinary Shares
47
12/17/2019 Morgan Stanley Australia Securities Limited Sell 6,439.94 (AUD) 442 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 6,579.00 (AUD) 450 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 6,581.12 (AUD) 452 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 6,722.76 (AUD) 463 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 6,993.14 (AUD) 478 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 626.51 (AUD) 43 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 657.00 (AUD) 45 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 67,034.24 (AUD) 4,604 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 67,660.32 (AUD) 4,647 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 7,173.60 (AUD) 490 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 7,280.41 (AUD) 499 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 7,472.64 (AUD) 512 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 7,480.08 (AUD) 512 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 70,291.05 (AUD) 4,831 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 714.67 (AUD) 49 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 72.65 (AUD) 5 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 73.00 (AUD) 5 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 732.00 (AUD) 50 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 757,125.94 (AUD) 51,787 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 77,124.32 (AUD) 5,297 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 8,243.35 (AUD) 565 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 8,304.16 (AUD) 568 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 8,503.02 (AUD) 582 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 8,651.87 (AUD) 593 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 8,825.78 (AUD) 607 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 804.10 (AUD) 55 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 838,379.36 (AUD) 57,581 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 9,239.25 (AUD) 635 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 9,634.64 (AUD) 664 Ordinary Shares
12/17/2019 Morgan Stanley Australia Securities Limited Sell 935.68 (AUD) 64 Ordinary Shares
48
12/17/2019 Morgan Stanley Australia Securities Limited Sell 96,973.20 (AUD) 6,642 Ordinary Shares
12/17/2019 Morgan Stanley Capital Services LLC Sell N/A 13,739 Swaps
12/17/2019 Morgan Stanley Capital Services LLC Sell N/A 15,586 Swaps
12/17/2019 Morgan Stanley Capital Services LLC Sell N/A 2,614 Swaps
12/17/2019 Morgan Stanley Capital Services LLC Sell N/A 3,874 Swaps
12/17/2019 Morgan Stanley Capital Services LLC Sell N/A 393 Swaps
12/17/2019 Morgan Stanley Capital Services LLC Sell N/A 5,211 Swaps
12/17/2019 Morgan Stanley Capital Services LLC Sell N/A 629 Swaps
12/17/2019 Morgan Stanley Capital Services LLC Sell N/A 68 Swaps
12/17/2019 Morgan Stanley Capital Services LLC Sell N/A 7,750 Swaps
12/17/2019 Morgan Stanley Capital Services LLC Sell N/A 95,966 Swaps
12/18/2019 Morgan Stanley & Co. LLC Borrow N/A 138,854 Ordinary Shares
12/18/2019 Morgan Stanley & Co. International plc Borrow N/A 61,566 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,017.06 (AUD) 69 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,104.00 (AUD) 75 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,157.35 (AUD) 79 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,192.32 (AUD) 81 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,284.12 (AUD) 87 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,403.52 (AUD) 96 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,460.25 (AUD) 99 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,528.90 (AUD) 104 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,618.10 (AUD) 110 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,676.94 (AUD) 114 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,709.84 (AUD) 116 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,767.60 (AUD) 120 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,772.40 (AUD) 120 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,821.56 (AUD) 124 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,842.50 (AUD) 125 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,852.20 (AUD) 126 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 1,899.30 (AUD) 130 Ordinary Shares
49
12/18/2019 Morgan Stanley Australia Securities Limited Buy 10,598.96 (AUD) 722 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 10,747.17 (AUD) 731 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 103,522.93 (AUD) 7,009 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 109,563.48 (AUD) 7,423 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 11,245.50 (AUD) 765 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 11,452.98 (AUD) 777 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 11,747.93 (AUD) 799 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 11,767.60 (AUD) 806 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 119,128.80 (AUD) 8,104 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 12,710.80 (AUD) 860 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 12,906.65 (AUD) 881 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 13,800.30 (AUD) 942 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 136,027.52 (AUD) 9,241 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 14,164.43 (AUD) 959 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 14,548.19 (AUD) 989 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 14,700.54 (AUD) 998 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 14,725.00 (AUD) 1,000 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 14.64 (AUD) 1 Ordinary Share
12/18/2019 Morgan Stanley Australia Securities Limited Buy 15,164.44 (AUD) 1,033 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 15,198.12 (AUD) 1,036 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 15,680.86 (AUD) 1,066 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 16,684.50 (AUD) 1,135 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 17,756.98 (AUD) 1,218 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 177.00 (AUD) 12 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 18,970.38 (AUD) 1,287 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 180,133.82 (AUD) 12,250 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 19,034.74 (AUD) 1,294 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 2,052.40 (AUD) 140 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 2,094.50 (AUD) 142 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 2,202.75 (AUD) 150 Ordinary Shares
50
12/18/2019 Morgan Stanley Australia Securities Limited Buy 2,268.42 (AUD) 154 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 2,278.50 (AUD) 155 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 2,428.80 (AUD) 165 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 2,569.98 (AUD) 174 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 2,588.96 (AUD) 176 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 2,863.44 (AUD) 194 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 2,899.84 (AUD) 197 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 2,956.00 (AUD) 200 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 2,988.60 (AUD) 204 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 20,124.30 (AUD) 1,369 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 20,580.00 (AUD) 1,400 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 20,750.37 (AUD) 1,403 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 20,785.23 (AUD) 1,413 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 214,368.83 (AUD) 14,573 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 22,270.50 (AUD) 1,515 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 23,351.37 (AUD) 1,581 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 23,520.00 (AUD) 1,600 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 23,855.00 (AUD) 1,625 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 234.24 (AUD) 16 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 25,027.91 (AUD) 1,702 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 25,813.20 (AUD) 1,756 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 253,290.73 (AUD) 17,149 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 26,112.60 (AUD) 1,780 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 265.68 (AUD) 18 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 27,355.19 (AUD) 1,859 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 27,549.92 (AUD) 1,864 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 27,602.51 (AUD) 1,879 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 279.30 (AUD) 19 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 29,218.84 (AUD) 1,987 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 29,283.84 (AUD) 1,984 Ordinary Shares
51
12/18/2019 Morgan Stanley Australia Securities Limited Buy 3,391.08 (AUD) 231 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 3,571.92 (AUD) 242 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 3,704.07 (AUD) 252 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 3,887.55 (AUD) 265 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 30,716.35 (AUD) 2,086 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 308.28 (AUD) 21 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 309.12 (AUD) 21 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 309.12 (AUD) 21 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 350.88 (AUD) 24 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 353.52 (AUD) 24 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 366.75 (AUD) 25 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 367.50 (AUD) 25 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 383.50 (AUD) 26 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 39,982.90 (AUD) 2,719 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 4,043.55 (AUD) 275 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 4,094.94 (AUD) 278 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 4,380.00 (AUD) 300 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 40,693.32 (AUD) 2,757 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 411.32 (AUD) 28 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 426.30 (AUD) 29 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 44,160.00 (AUD) 3,000 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 44.12 (AUD) 3 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 47,568.75 (AUD) 3,225 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 470.08 (AUD) 32 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 5,079.16 (AUD) 344 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 5,150.25 (AUD) 350 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 5,453.80 (AUD) 370 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 5,584.14 (AUD) 383 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 5,804.61 (AUD) 393 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 546.49 (AUD) 37 Ordinary Shares
52
12/18/2019 Morgan Stanley Australia Securities Limited Buy 58,335.36 (AUD) 3,963 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 58.86 (AUD) 4 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 6,131.99 (AUD) 417 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 6,154.92 (AUD) 417 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 6,479.72 (AUD) 442 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 60,178.61 (AUD) 4,091 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 61,559.04 (AUD) 4,182 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 617.82 (AUD) 42 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 64,827.00 (AUD) 4,410 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 67,603.38 (AUD) 4,602 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 67,628.30 (AUD) 4,599 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 680,498.21 (AUD) 46,073 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 7,154.03 (AUD) 487 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 7,225.07 (AUD) 491 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 7,291.20 (AUD) 496 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 7,609.42 (AUD) 518 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 7,656.10 (AUD) 521 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 7,849.80 (AUD) 534 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 75,126.74 (AUD) 5,083 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 750.21 (AUD) 51 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 754.29 (AUD) 51 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 782.81 (AUD) 53 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 79,139.80 (AUD) 5,380 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 795,615.59 (AUD) 53,867 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 8,123.57 (AUD) 553 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 8,276.10 (AUD) 563 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 8,605.42 (AUD) 587 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 819.28 (AUD) 56 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 85,726.08 (AUD) 5,808 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 87,170.46 (AUD) 5,934 Ordinary Shares
53
12/18/2019 Morgan Stanley Australia Securities Limited Buy 9,626.88 (AUD) 654 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 9,916.92 (AUD) 676 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 915.74 (AUD) 62 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Buy 98,605.22 (AUD) 6,701 Ordinary Shares
12/18/2019 Morgan Stanley Capital Services LLC Buy N/A 1,577 Swaps
12/18/2019 Morgan Stanley Capital Services LLC Buy N/A 391 Swaps
12/18/2019 Morgan Stanley Capital Services LLC Buy N/A 4,014 Swaps
12/18/2019 Morgan Stanley Capital Services LLC Buy N/A 572 Swaps
12/18/2019 Morgan Stanley Australia Securities Limited Sell 1,279.77 (AUD) 87 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 1,413.12 (AUD) 96 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 1,471.00 (AUD) 100 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 1,589.22 (AUD) 109 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 1,645.28 (AUD) 112 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 1,729.88 (AUD) 118 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 1,759.20 (AUD) 120 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 1,899.30 (AUD) 130 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 10,441.48 (AUD) 712 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 10,604.86 (AUD) 718 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 101,601.97 (AUD) 6,907 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 11,748.00 (AUD) 800 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 11,767.60 (AUD) 806 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 11,809.22 (AUD) 799 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 12,333.09 (AUD) 843 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 122,768.24 (AUD) 8,312 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 13,147.55 (AUD) 895 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 13,768.24 (AUD) 944 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 14,532.80 (AUD) 992 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 14,655.00 (AUD) 1,000 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 147.40 (AUD) 10 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 15,990.59 (AUD) 1,093 Ordinary Shares
54
12/18/2019 Morgan Stanley Australia Securities Limited Sell 158,496.87 (AUD) 10,731 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 16,118.64 (AUD) 1,098 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 162.36 (AUD) 11 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 163,288.96 (AUD) 11,093 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 17,457.30 (AUD) 1,190 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 176.64 (AUD) 12 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 177.00 (AUD) 12 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 18,203.20 (AUD) 1,240 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 190,705.58 (AUD) 12,982 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 199,702.96 (AUD) 13,576 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 2,191.79 (AUD) 149 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 2,202.75 (AUD) 150 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 2,266.10 (AUD) 155 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 2,469.60 (AUD) 168 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 2,647.80 (AUD) 180 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 2,735.13 (AUD) 186 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 2,776.76 (AUD) 188 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 2,899.84 (AUD) 197 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 2,940.00 (AUD) 200 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 2,954.00 (AUD) 200 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 20,300.70 (AUD) 1,381 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 20,588.37 (AUD) 1,402 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 20,638.80 (AUD) 1,404 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 21,923.57 (AUD) 1,497 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 218,169.84 (AUD) 14,847 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 221.55 (AUD) 15 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 23,152.50 (AUD) 1,575 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 23,445.24 (AUD) 1,596 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 23,887.50 (AUD) 1,625 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 234.24 (AUD) 16 Ordinary Shares
55
12/18/2019 Morgan Stanley Australia Securities Limited Sell 236.32 (AUD) 16 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 25,239.36 (AUD) 1,724 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 25,259.18 (AUD) 1,723 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 26,157.10 (AUD) 1,780 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 26,516.43 (AUD) 1,802 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 27,187.92 (AUD) 1,842 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 28,502.55 (AUD) 1,935 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 29.36 (AUD) 2 Ordinary Shares
12/18/2019 Morgan Stanley & Co. International plc Sell 3,056.00 200 Ordinary Shares
12/18/2019 Morgan Stanley & Co. International plc Sell 3,063.00 200 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 3,177.36 (AUD) 216 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 3,193.16 (AUD) 217 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 3,674.64 (AUD) 251 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 3,690.00 (AUD) 250 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 3,698.86 (AUD) 253 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 3,736.34 (AUD) 254 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 3,795.89 (AUD) 257 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 3,876.95 (AUD) 265 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 35,350.82 (AUD) 2,404 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 36,786.50 (AUD) 2,494 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 374,256.53 (AUD) 25,503 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 382.72 (AUD) 26 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 383.76 (AUD) 26 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 4,057.63 (AUD) 275 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 4,659.90 (AUD) 317 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 4,707.20 (AUD) 320 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 401,431.14 (AUD) 27,533 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 44,407.00 (AUD) 3,025 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 46,485.76 (AUD) 3,158 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 472.48 (AUD) 32 Ordinary Shares
56
12/18/2019 Morgan Stanley Australia Securities Limited Sell 5,494.78 (AUD) 377 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 5,765.30 (AUD) 391 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 5,806.82 (AUD) 398 Ordinary Shares
12/18/2019 Morgan Stanley & Co. International plc Sell 5,890.60 384 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 526.32 (AUD) 36 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 528.48 (AUD) 36 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 56,314.60 (AUD) 3,844 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 58.86 (AUD) 4 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 583.60 (AUD) 40 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 6,325.30 (AUD) 430 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 6,721.38 (AUD) 461 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 6,751.89 (AUD) 459 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 6,824.62 (AUD) 463 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 6,988.61 (AUD) 479 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 62,957.88 (AUD) 4,296 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 620,006.92 (AUD) 42,163 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 628,469.10 (AUD) 42,753 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 632.96 (AUD) 43 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 633.18 (AUD) 43 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 65,500.88 (AUD) 4,468 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 67,885.68 (AUD) 4,637 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 7,188.24 (AUD) 488 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 7,225.07 (AUD) 491 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 7,389.07 (AUD) 503 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 7,673.40 (AUD) 522 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 707.04 (AUD) 48 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 72,500.40 (AUD) 4,932 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 75,330.45 (AUD) 5,135 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 76,279.50 (AUD) 5,175 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 8,695.64 (AUD) 596 Ordinary Shares
57
12/18/2019 Morgan Stanley Australia Securities Limited Sell 8,760.70 (AUD) 598 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 869,777.13 (AUD) 59,533 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 875.70 (AUD) 60 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 9,761.69 (AUD) 664 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 9,996.00 (AUD) 680 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 954.20 (AUD) 65 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 984.23 (AUD) 67 Ordinary Shares
12/18/2019 Morgan Stanley Australia Securities Limited Sell 998.92 (AUD) 68 Ordinary Shares
12/18/2019 Morgan Stanley Capital Services LLC Sell N/A 1,534 Swaps
12/18/2019 Morgan Stanley Capital Services LLC Sell N/A 1,794 Swaps
12/18/2019 Morgan Stanley Capital Services LLC Sell N/A 110,498 Swaps
12/18/2019 Morgan Stanley Capital Services LLC Sell N/A 154 Swaps
12/18/2019 Morgan Stanley Capital Services LLC Sell N/A 2,968 Swaps
12/18/2019 Morgan Stanley Capital Services LLC Sell N/A 4,014 Swaps
12/18/2019 Morgan Stanley Capital Services LLC Sell N/A 5,721 Swaps
12/18/2019 Morgan Stanley Capital Services LLC Sell N/A 889 Swaps
12/19/2019 Morgan Stanley & Co. LLC Borrow N/A 1,414,159 Ordinary Shares
12/19/2019 Morgan Stanley & Co. LLC Borrow N/A 2,466,364 Ordinary Shares
12/19/2019 Morgan Stanley & Co. International plc Borrow Returned N/A 2,412,461 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Borrow Returned N/A 78,657 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 1,025.34 (AUD) 69 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 1,069.20 (AUD) 72 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 1,123.28 (AUD) 76 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 1,129.36 (AUD) 76 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 1,343.16 (AUD) 91 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 1,411.20 (AUD) 96 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 1,466.19 (AUD) 99 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 1,575.16 (AUD) 106 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 1,898.24 (AUD) 128 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 1,956.24 (AUD) 132 Ordinary Shares
58
12/19/2019 Morgan Stanley Australia Securities Limited Buy 10,811.30 (AUD) 730 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 100,642.57 (AUD) 6,788 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 103,536.71 (AUD) 6,991 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 113,436.96 (AUD) 7,644 Ordinary Shares
12/19/2019 Morgan Stanley & Co. International plc Buy 114,827.37 7,413 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 12,297.56 (AUD) 836 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 12,531.35 (AUD) 845 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 12,908.98 (AUD) 874 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 13,769.62 (AUD) 926 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 13,855.89 (AUD) 934 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 13,908.96 (AUD) 936 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 137,622.40 (AUD) 9,280 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 14,098.00 (AUD) 950 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 14,304.94 (AUD) 962 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 15,200.75 (AUD) 1,025 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 15,387.59 (AUD) 1,039 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 15,725.92 (AUD) 1,064 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 153,813.96 (AUD) 10,421 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 18,198.96 (AUD) 1,228 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 180,603.36 (AUD) 12,236 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 192.27 (AUD) 13 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 2,169.72 (AUD) 147 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 2,268.99 (AUD) 153 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 2,279.20 (AUD) 154 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 2,329.88 (AUD) 157 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 2,467.92 (AUD) 168 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 2,936.34 (AUD) 198 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 20,236.13 (AUD) 1,365 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 20,417.64 (AUD) 1,374 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 20,790.00 (AUD) 1,400 Ordinary Shares
59
12/19/2019 Morgan Stanley Australia Securities Limited Buy 20,804.00 (AUD) 1,400 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 200,676.96 (AUD) 13,596 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 21,682.00 (AUD) 1,465 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 22,197.39 (AUD) 1,509 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 22,926.54 (AUD) 1,547 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 23,268.27 (AUD) 1,569 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 23,387.70 (AUD) 1,591 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 240,390.22 (AUD) 16,177 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 252,918.12 (AUD) 17,066 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 252.45 (AUD) 17 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 263,514.27 (AUD) 17,769 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 29,966.04 (AUD) 2,022 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 29.73 (AUD) 2 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 295.20 (AUD) 20 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 296.00 (AUD) 20 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 296.80 (AUD) 20 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 297.20 (AUD) 20 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 3,112.20 (AUD) 210 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 3,300.40 (AUD) 223 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 3,311.55 (AUD) 223 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 3,647.00 (AUD) 246 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 3,732.12 (AUD) 252 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 3,813.88 (AUD) 257 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 3,997.34 (AUD) 269 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 30,778.16 (AUD) 2,074 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 325.82 (AUD) 22 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 33,412.89 (AUD) 2,247 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 341.55 (AUD) 23 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 35,914.25 (AUD) 2,425 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 356.16 (AUD) 24 Ordinary Shares
60
12/19/2019 Morgan Stanley Australia Securities Limited Buy 385.45 (AUD) 26 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 4,091.29 (AUD) 277 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 4,102.37 (AUD) 277 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 4,110.68 (AUD) 277 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 4,674.60 (AUD) 315 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 4,847.70 (AUD) 330 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 40,189.30 (AUD) 2,710 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 415.24 (AUD) 28 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 416.36 (AUD) 28 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 430.65 (AUD) 29 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 44,726.76 (AUD) 3,018 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 46,360.16 (AUD) 3,124 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 46,940.85 (AUD) 3,161 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 49,246.86 (AUD) 3,323 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 5,260.44 (AUD) 354 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 5,754.69 (AUD) 387 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 5,768.10 (AUD) 390 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 5,791.50 (AUD) 390 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 504.22 (AUD) 34 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 531.36 (AUD) 36 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 533.16 (AUD) 36 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 579.54 (AUD) 39 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 59,380.56 (AUD) 3,996 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 6,035.20 (AUD) 410 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 6,404.66 (AUD) 431 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 638.55 (AUD) 43 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 66,688.80 (AUD) 4,506 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 668,759.44 (AUD) 45,004 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 67,686.30 (AUD) 4,558 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 680.80 (AUD) 46 Ordinary Shares
61
12/19/2019 Morgan Stanley Australia Securities Limited Buy 7,640.50 (AUD) 518 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 7,736.04 (AUD) 522 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 7,942.08 (AUD) 535 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 74.10 (AUD) 5 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 741.25 (AUD) 50 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 76,855.92 (AUD) 5,172 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 771.68 (AUD) 52 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 78,758,000.00
(AUD)
5,300,000 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 788,278.28 (AUD) 53,150 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 8,355.66 (AUD) 564 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 8,563.41 (AUD) 579 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 8,886.28 (AUD) 598 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 815.65 (AUD) 55 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 9,034.88 (AUD) 608 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 9,058.50 (AUD) 610 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 9,567.26 (AUD) 646 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 9,728.48 (AUD) 656 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 902.19 (AUD) 61 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 933.66 (AUD) 63 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 939.52 (AUD) 64 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 949.76 (AUD) 64 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Buy 965.25 (AUD) 65 Ordinary Shares
12/19/2019 Morgan Stanley Capital Services LLC Buy N/A 1,264 Swaps
12/19/2019 Morgan Stanley Capital Services LLC Buy N/A 2,331 Swaps
12/19/2019 Morgan Stanley Capital Services LLC Buy N/A 2,406 Swaps
12/19/2019 Morgan Stanley Capital Services LLC Buy N/A 218 Swaps
12/19/2019 Morgan Stanley Capital Services LLC Buy N/A 30,071 Swaps
12/19/2019 Morgan Stanley Capital Services LLC Buy N/A 5,450 Swaps
12/19/2019 Morgan Stanley Capital Services LLC Buy N/A 538 Swaps
62
12/19/2019 Morgan Stanley Capital Services LLC Buy N/A 662 Swaps
12/19/2019 Morgan Stanley & Co. LLC Increase in shares held or in
respect of which the holder may
exercise right to rehypothecate
pursuant to the agreement(s)
N/A 1 Ordinary Share
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,024.65 (AUD) 69 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,116.44 (AUD) 76 Ordinary Shares
12/19/2019 Morgan Stanley & Co. International plc Sell 1,176.28 76 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,368.04 (AUD) 92 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,452.36 (AUD) 98 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,452.36 (AUD) 98 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,466.19 (AUD) 99 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,476.00 (AUD) 100 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,477.00 (AUD) 100 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,480.00 (AUD) 100 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,487.00 (AUD) 100 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,496,253.40
(AUD)
100,690 Ordinary Shares
12/19/2019 Morgan Stanley & Co. International plc Sell 1,549.00 100 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,590.02 (AUD) 107 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,599.48 (AUD) 108 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,660.40 (AUD) 112 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,674.66 (AUD) 113 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,704.30 (AUD) 115 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,768.34 (AUD) 119 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,810.48 (AUD) 122 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,812.92 (AUD) 122 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,911.14 (AUD) 129 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 1,984.54 (AUD) 134 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 10,554.60 (AUD) 718 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 103,889.29 (AUD) 7,007 Ordinary Shares
63
12/19/2019 Morgan Stanley Australia Securities Limited Sell 103.95 (AUD) 7 Ordinary Shares
12/19/2019 Morgan Stanley & Co. International plc Sell 11,865.34 766 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 117.48 (AUD) 8 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 12,160.60 (AUD) 820 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 12,531.35 (AUD) 845 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 12,792.08 (AUD) 862 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 12,804.48 (AUD) 864 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 128,420.12 (AUD) 8,642 Ordinary Shares
12/19/2019 Morgan Stanley & Co. International plc Sell 13,274.93 857 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 13,311.48 (AUD) 897 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 13,329.44 (AUD) 908 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 13,480.47 (AUD) 909 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 14,563.20 (AUD) 984 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 142,760.02 (AUD) 9,607 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 15,357.21 (AUD) 1,038 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 15,852.05 (AUD) 1,070 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 151,750.32 (AUD) 10,212 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 16,320.15 (AUD) 1,099 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 18,364.40 (AUD) 1,240 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 18,895.50 (AUD) 1,275 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 19,934.26 (AUD) 1,346 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 2,061.37 (AUD) 139 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 2,174.13 (AUD) 147 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 2,218.50 (AUD) 150 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 2,239.33 (AUD) 151 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 2,254.16 (AUD) 152 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 2,365.60 (AUD) 160 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 2,459.29 (AUD) 166 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 2,496.48 (AUD) 168 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 2,778.82 (AUD) 187 Ordinary Shares
64
12/19/2019 Morgan Stanley Australia Securities Limited Sell 2,800.04 (AUD) 189 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 2,810.10 (AUD) 190 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 2,957.14 (AUD) 199 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 2,972.00 (AUD) 200 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 20,168.80 (AUD) 1,360 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 20,573.00 (AUD) 1,400 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 20,741.00 (AUD) 1,400 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 201,382.72 (AUD) 13,552 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 207.55 (AUD) 14 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 21,829.86 (AUD) 1,473 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 221.93 (AUD) 15 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 23,891.13 (AUD) 1,611 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 236.96 (AUD) 16 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 252.37 (AUD) 17 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 26,029.96 (AUD) 1,757 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 27,546.60 (AUD) 1,860 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 29,605.80 (AUD) 1,995 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 29,620.64 (AUD) 1,996 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 3,029.40 (AUD) 204 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 3,072.92 (AUD) 207 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 3,202.20 (AUD) 216 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 3,281.85 (AUD) 221 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 3,701.25 (AUD) 250 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 3,837.09 (AUD) 259 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 3,850.60 (AUD) 260 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 3,873.24 (AUD) 261 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 30,374.14 (AUD) 2,053 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 30,861.23 (AUD) 2,081 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 30,908.80 (AUD) 2,080 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 31,727.92 (AUD) 2,138 Ordinary Shares
65
12/19/2019 Morgan Stanley Australia Securities Limited Sell 311.43 (AUD) 21 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 32,500.26 (AUD) 2,193 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 326.70 (AUD) 22 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 33,333.14 (AUD) 2,253 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 35,054.74 (AUD) 2,359 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 35,753.16 (AUD) 2,406 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 354,782.50 (AUD) 23,875 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 356.88 (AUD) 24 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 367.00 (AUD) 25 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 370.50 (AUD) 25 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 39,551.61 (AUD) 2,667 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 4,031.04 (AUD) 272 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 4,176.42 (AUD) 282 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 4,202.55 (AUD) 283 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 4,232.80 (AUD) 286 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 4,413.00 (AUD) 300 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 4,440.00 (AUD) 300 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 4,460.82 (AUD) 301 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 4,638.66 (AUD) 313 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 4,674.60 (AUD) 315 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 4,948.21 (AUD) 334 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 40,740.18 (AUD) 2,749 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 41,440.00 (AUD) 2,800 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 44.40 (AUD) 3 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 442.80 (AUD) 30 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 45,231.50 (AUD) 3,050 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 459.11 (AUD) 31 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 459.89 (AUD) 31 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 471.36 (AUD) 32 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 48,402.12 (AUD) 3,266 Ordinary Shares
66
12/19/2019 Morgan Stanley Australia Securities Limited Sell 5,287.66 (AUD) 358 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 5,340.60 (AUD) 360 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 5,431.44 (AUD) 366 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 5,513.04 (AUD) 372 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 5,581.49 (AUD) 377 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 5,664.57 (AUD) 383 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 504.22 (AUD) 34 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 504.22 (AUD) 34 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 518.00 (AUD) 35 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 519.40 (AUD) 35 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 52,054.38 (AUD) 3,516 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 520.10 (AUD) 35 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 53,085.24 (AUD) 3,582 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 53,587.24 (AUD) 3,611 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 531.36 (AUD) 36 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 532.62 (AUD) 36 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 562.40 (AUD) 38 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 562.78 (AUD) 38 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 578.18 (AUD) 39 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 59.40 (AUD) 4 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 592.60 (AUD) 40 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 6,034.32 (AUD) 408 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 6,237.00 (AUD) 420 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 6,910.78 (AUD) 466 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 60,687.90 (AUD) 4,095 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 606,094.82 (AUD) 40,787 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 624.33 (AUD) 42 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 63,335.79 (AUD) 4,278 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 63,771.86 (AUD) 4,306 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 645,087.46 (AUD) 43,411 Ordinary Shares
67
12/19/2019 Morgan Stanley Australia Securities Limited Sell 67,357.86 (AUD) 4,542 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 7,231.95 (AUD) 487 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 7,256.56 (AUD) 488 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 7,321.08 (AUD) 494 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 7,390.39 (AUD) 497 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 74.10 (AUD) 5 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 741.25 (AUD) 50 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 742.25 (AUD) 50 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 75,934.60 (AUD) 5,110 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 753.78 (AUD) 51 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 785.73 (AUD) 53 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 788,278.28 (AUD) 53,150 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 8,426.89 (AUD) 569 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 8,563.41 (AUD) 579 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 81,999.06 (AUD) 5,533 Ordinary Shares
12/19/2019 Morgan Stanley & Co. International plc Sell 834.84 54 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 87,704.62 (AUD) 5,914 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 874.09 (AUD) 59 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 9,383.20 (AUD) 634 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 9,614.42 (AUD) 647 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 920.08 (AUD) 62 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 926.73 (AUD) 63 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 940.80 (AUD) 64 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 946.24 (AUD) 64 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 965.25 (AUD) 65 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 977.13 (AUD) 66 Ordinary Shares
12/19/2019 Morgan Stanley Australia Securities Limited Sell 980.43 (AUD) 66 Ordinary Shares
12/19/2019 Morgan Stanley Capital Services LLC Sell N/A 1,021 Swaps
12/19/2019 Morgan Stanley Capital Services LLC Sell N/A 126 Swaps
12/19/2019 Morgan Stanley Capital Services LLC Sell N/A 155 Swaps
68
12/19/2019 Morgan Stanley Capital Services LLC Sell N/A 21,320 Swaps
12/19/2019 Morgan Stanley Capital Services LLC Sell N/A 3,583 Swaps
12/19/2019 Morgan Stanley Capital Services LLC Sell N/A 3,935 Swaps
12/19/2019 Morgan Stanley Capital Services LLC Sell N/A 5,300,000 Swaps
12/19/2019 Morgan Stanley Capital Services LLC Sell N/A 5,768 Swaps
12/19/2019 Morgan Stanley Capital Services LLC Sell N/A 538 Swaps
12/19/2019 Morgan Stanley Capital Services LLC Sell N/A 754 Swaps
12/20/2019 Morgan Stanley & Co. International plc Borrow N/A 784 Ordinary Shares
12/20/2019 Morgan Stanley & Co. LLC Borrow Returned N/A 3,913 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,063.44 (AUD) 72 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,140.37 (AUD) 77 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,176.80 (AUD) 80 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,229.23 (AUD) 83 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,233.96 (AUD) 84 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,234.80 (AUD) 84 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,249.50 (AUD) 85 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,254.60 (AUD) 85 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,284.84 (AUD) 86 Ordinary Shares
12/20/2019 Morgan Stanley & Co. International plc Buy 1,296,260.68 84,502 Ordinary Shares
12/20/2019 Morgan Stanley & Co. International plc Buy 1,319.24 86 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,343.16 (AUD) 91 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,404.10 (AUD) 95 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,412.65 (AUD) 95 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,415.04 (AUD) 96 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,415.04 (AUD) 96 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,422.72 (AUD) 96 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,477.08 (AUD) 99 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,506.54 (AUD) 102 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,534.00 (AUD) 104 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,580.39 (AUD) 107 Ordinary Shares
69
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,580.46 (AUD) 106 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,652.00 (AUD) 112 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,653.90 (AUD) 111 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,780.80 (AUD) 120 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,794.43 (AUD) 121 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,848.75 (AUD) 125 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,893.12 (AUD) 128 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 1,961.52 (AUD) 132 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 10,011.76 (AUD) 682 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 10,373.16 (AUD) 699 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 10,705.24 (AUD) 728 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 10,745.28 (AUD) 728 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 10,877.52 (AUD) 732 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 10,966.56 (AUD) 744 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 11,048.38 (AUD) 742 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 11,181.82 (AUD) 754 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 11,399.44 (AUD) 776 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 11,568.15 (AUD) 779 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 12,442.68 (AUD) 843 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 12,497.55 (AUD) 845 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 12,980.00 (AUD) 880 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 13,373.43 (AUD) 903 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 13,415.36 (AUD) 904 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 134.01 (AUD) 9 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 14,469.62 (AUD) 979 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 147.30 (AUD) 10 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 15,065.40 (AUD) 1,020 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 15,108.60 (AUD) 1,014 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 151,557.12 (AUD) 10,296 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 17,583.93 (AUD) 1,197 Ordinary Shares
70
12/20/2019 Morgan Stanley Australia Securities Limited Buy 17,670.50 (AUD) 1,198 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 17,801.62 (AUD) 1,202 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 18,439.74 (AUD) 1,251 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 19,903.80 (AUD) 1,354 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,112.11 (AUD) 143 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,154.96 (AUD) 146 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,215.63 (AUD) 149 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,236.50 (AUD) 150 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,519.40 (AUD) 170 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,601.28 (AUD) 176 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,602.25 (AUD) 175 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,660.40 (AUD) 180 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,661.61 (AUD) 181 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,712.06 (AUD) 183 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,743.55 (AUD) 185 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,784.28 (AUD) 188 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,831.00 (AUD) 190 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,871.84 (AUD) 193 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,928.00 (AUD) 200 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,932.00 (AUD) 200 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,932.00 (AUD) 200 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,934.00 (AUD) 200 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,936.00 (AUD) 200 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,942.00 (AUD) 200 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,950.00 (AUD) 200 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 2,984.85 (AUD) 201 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 208.74 (AUD) 14 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 216,663.68 (AUD) 14,719 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 23,324.80 (AUD) 1,576 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 24,925.23 (AUD) 1,683 Ordinary Shares
71
12/20/2019 Morgan Stanley Australia Securities Limited Buy 24,938.00 (AUD) 1,685 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 25,105.21 (AUD) 1,709 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 25,441.20 (AUD) 1,719 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 25,505.28 (AUD) 1,728 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 250.24 (AUD) 17 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 26,039.68 (AUD) 1,769 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 265.32 (AUD) 18 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 265.50 (AUD) 18 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 3,074.39 (AUD) 209 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 3,211.14 (AUD) 218 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 3,226.79 (AUD) 217 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 3,359.60 (AUD) 227 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 3,410.40 (AUD) 232 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 3,537.88 (AUD) 241 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 3,569.67 (AUD) 243 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 3,761.92 (AUD) 256 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 3,978.51 (AUD) 269 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 3,999.96 (AUD) 271 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 30,108.12 (AUD) 2,044 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 308.49 (AUD) 21 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 32,496.90 (AUD) 2,181 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 323.62 (AUD) 22 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 337.87 (AUD) 23 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 338.79 (AUD) 23 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 34,116.75 (AUD) 2,313 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 34,745.02 (AUD) 2,362 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 36,068.34 (AUD) 2,442 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 37,711.90 (AUD) 2,531 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 38,419.20 (AUD) 2,610 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 38,640.00 (AUD) 2,625 Ordinary Shares
72
12/20/2019 Morgan Stanley Australia Securities Limited Buy 4,021.64 (AUD) 271 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 4,120.83 (AUD) 279 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 4,225.92 (AUD) 284 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 4,297.80 (AUD) 290 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 4,312.30 (AUD) 290 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 4,662.90 (AUD) 314 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 4,684.88 (AUD) 314 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 4,710.40 (AUD) 320 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 4,712.76 (AUD) 318 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 4,765.60 (AUD) 322 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 4,810.00 (AUD) 325 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 4,962.72 (AUD) 336 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 428.62 (AUD) 29 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 44.36 (AUD) 3 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 46,759.68 (AUD) 3,168 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 473.28 (AUD) 32 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 477,502.08 (AUD) 32,439 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 48,230.70 (AUD) 3,281 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 49,824.84 (AUD) 3,362 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 5,046.80 (AUD) 341 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 5,133.79 (AUD) 349 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 5,313.20 (AUD) 359 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 5,453.76 (AUD) 368 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 5,751.40 (AUD) 386 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 5,844.72 (AUD) 392 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 50,086.52 (AUD) 3,398 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 515.55 (AUD) 35 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 52,035.20 (AUD) 3,535 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 53,585.56 (AUD) 3,628 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 59.16 (AUD) 4 Ordinary Shares
73
12/20/2019 Morgan Stanley Australia Securities Limited Buy 6,140.16 (AUD) 416 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 6,249.60 (AUD) 420 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 6,359.04 (AUD) 432 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 6,711.25 (AUD) 455 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 6,741.76 (AUD) 458 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 6,814.50 (AUD) 462 Ordinary Shares
12/20/2019 Morgan Stanley & Co. International plc Buy 613.60 40 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 623.70 (AUD) 42 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 634.25 (AUD) 43 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 655.16 (AUD) 44 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 663.30 (AUD) 45 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 680.80 (AUD) 46 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 682.18 (AUD) 46 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 696.07 (AUD) 47 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 7,203.00 (AUD) 490 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 7,373.98 (AUD) 503 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 7,375.22 (AUD) 499 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 7,616.85 (AUD) 515 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 72,422.40 (AUD) 4,920 Ordinary Shares
12/20/2019 Morgan Stanley & Co. International plc Buy 723.32 47 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 73,467.52 (AUD) 4,991 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 731.08 (AUD) 49 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 731.57 (AUD) 49 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 741.00 (AUD) 50 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 758.88 (AUD) 51 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 765.96 (AUD) 52 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 79,718.76 (AUD) 5,401 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 8,384.70 (AUD) 570 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 8,409.82 (AUD) 569 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 8,653.60 (AUD) 580 Ordinary Shares
74
12/20/2019 Morgan Stanley Australia Securities Limited Buy 8,986.24 (AUD) 608 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 9,556.87 (AUD) 647 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 9,764.72 (AUD) 658 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 9,981.94 (AUD) 674 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 917.60 (AUD) 62 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Buy 976.14 (AUD) 66 Ordinary Shares
12/20/2019 Morgan Stanley Capital Services LLC Buy N/A 102 Swaps
12/20/2019 Morgan Stanley Capital Services LLC Buy N/A 11,405 Swaps
12/20/2019 Morgan Stanley Capital Services LLC Buy N/A 2,011 Swaps
12/20/2019 Morgan Stanley Capital Services LLC Buy N/A 2,471 Swaps
12/20/2019 Morgan Stanley Capital Services LLC Buy
N/A
2,730 Swaps
12/20/2019 Morgan Stanley Capital Services LLC Buy
N/A
5,141 Swaps
12/20/2019 Morgan Stanley Capital Services LLC Buy N/A 7,385 Swaps
12/20/2019 Morgan Stanley Capital Services LLC Buy
N/A
888 Swaps
12/20/2019 Morgan Stanley & Co. LLC Increase in shares held or in
respect of which the holder may
exercise right to rehypothecate
pursuant to the agreement(s)
N/A 19,890 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,037.75 (AUD) 70 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,039.15 (AUD) 70 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,091.87 (AUD) 74 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,286.30 (AUD) 87 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,309.19 (AUD) 89 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,317.20 (AUD) 89 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,320.32 (AUD) 89 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,326.60 (AUD) 90 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,370.82 (AUD) 93 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,375.47 (AUD) 93 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,418.88 (AUD) 96 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,436.57 (AUD) 97 Ordinary Shares
75
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,446.48 (AUD) 98 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,472.00 (AUD) 100 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,516.16 (AUD) 103 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,525.95 (AUD) 103 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,608.30 (AUD) 109 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,629.10 (AUD) 110 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,633.50 (AUD) 110 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,652.00 (AUD) 112 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,676.92 (AUD) 113 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,777.20 (AUD) 120 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,780.20 (AUD) 120 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,837.50 (AUD) 125 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,896.30 (AUD) 129 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,897.59 (AUD) 129 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,962.84 (AUD) 132 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 1,967.07 (AUD) 133 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 10,017.00 (AUD) 675 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 11,822.66 (AUD) 794 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 12,596.50 (AUD) 854 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 13,284.00 (AUD) 900 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 13,474.36 (AUD) 916 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 13,654.82 (AUD) 922 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 13,960.44 (AUD) 942 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 132,656.64 (AUD) 9,012 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 132.21 (AUD) 9 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 132.93 (AUD) 9 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 133.56 (AUD) 9 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 14,154.84 (AUD) 959 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 14,238.28 (AUD) 964 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 148.00 (AUD) 10 Ordinary Shares
76
12/20/2019 Morgan Stanley Australia Securities Limited Sell 15,029.12 (AUD) 1,021 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 15,036.80 (AUD) 1,016 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 15,348.66 (AUD) 1,042 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 165,364.48 (AUD) 11,234 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 17,703.24 (AUD) 1,199 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 18,789.48 (AUD) 1,273 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 185,457.28 (AUD) 12,599 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 19,212.04 (AUD) 1,292 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,022.81 (AUD) 137 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,080.46 (AUD) 141 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,108.54 (AUD) 143 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,211.75 (AUD) 150 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,215.63 (AUD) 149 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,301.00 (AUD) 156 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,345.58 (AUD) 157 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,351.04 (AUD) 158 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,398.90 (AUD) 161 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,484.30 (AUD) 169 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,567.96 (AUD) 172 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,570.78 (AUD) 173 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,939.23 (AUD) 199 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,964.00 (AUD) 200 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 2,966.76 (AUD) 201 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 20,499.86 (AUD) 1,387 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 20,700.90 (AUD) 1,394 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 21,416.76 (AUD) 1,451 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 21,977.50 (AUD) 1,490 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 21,984.95 (AUD) 1,490 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 222.23 (AUD) 15 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 25,020.38 (AUD) 1,694 Ordinary Shares
77
12/20/2019 Morgan Stanley Australia Securities Limited Sell 25,977.60 (AUD) 1,760 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 250.58 (AUD) 17 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 26,780.33 (AUD) 1,815 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 29.56 (AUD) 2 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 295.00 (AUD) 20 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 296.60 (AUD) 20 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 298.40 (AUD) 20 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 3,035.52 (AUD) 204 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 3,204.36 (AUD) 216 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 3,211.60 (AUD) 217 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 3,257.54 (AUD) 221 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 3,421.11 (AUD) 231 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 3,557.40 (AUD) 242 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 3,581.26 (AUD) 241 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 3,706.25 (AUD) 250 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 3,907.54 (AUD) 266 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 3,919.08 (AUD) 264 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 30,702.10 (AUD) 2,090 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 310.38 (AUD) 21 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 354.00 (AUD) 24 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 354.72 (AUD) 24 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 36,535.04 (AUD) 2,482 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 380.64 (AUD) 26 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 385.58 (AUD) 26 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 385.84 (AUD) 26 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 39,729.28 (AUD) 2,699 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 399.87 (AUD) 27 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 4,099.60 (AUD) 277 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 4,144.75 (AUD) 281 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 4,144.98 (AUD) 278 Ordinary Shares
78
12/20/2019 Morgan Stanley Australia Securities Limited Sell 4,231.37 (AUD) 286 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 4,342.40 (AUD) 295 Ordinary Shares
12/20/2019 Morgan Stanley & Co. International plc Sell 4,390.90 286 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 4,428.28 (AUD) 298 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 4,443.00 (AUD) 300 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 4,482.00 (AUD) 300 Ordinary Shares
12/20/2019 Morgan Stanley & Co. International plc Sell 4,602.00 300 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 4,810.00 (AUD) 325 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 4,954.65 (AUD) 335 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 4,958.00 (AUD) 335 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 42,117.53 (AUD) 2,821 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 42,258.75 (AUD) 2,865 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 42,302.59 (AUD) 2,867 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 427.90 (AUD) 29 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 428.04 (AUD) 29 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 428.04 (AUD) 29 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 428.62 (AUD) 29 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 46,962.51 (AUD) 3,171 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 48,174.21 (AUD) 3,231 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 488.24 (AUD) 33 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 489.06 (AUD) 33 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 5,080.88 (AUD) 344 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 5,139.96 (AUD) 348 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 5,166.00 (AUD) 350 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 5,196.56 (AUD) 351 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 5,483.38 (AUD) 371 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 5,874.48 (AUD) 398 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 5,881.26 (AUD) 399 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 5,898.36 (AUD) 398 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 5,995.36 (AUD) 404 Ordinary Shares
79
12/20/2019 Morgan Stanley Australia Securities Limited Sell 530.82 (AUD) 36 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 59,777.92 (AUD) 4,061 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 59.40 (AUD) 4 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 6,124.79 (AUD) 413 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 6,171.60 (AUD) 417 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 6,194.76 (AUD) 418 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 6,196.85 (AUD) 418 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 6,417.36 (AUD) 432 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 6,456.12 (AUD) 438 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 6,498.80 (AUD) 440 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 6,523.92 (AUD) 442 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 6,591.18 (AUD) 444 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 6,602.19 (AUD) 447 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 6,615.00 (AUD) 450 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 60,646.40 (AUD) 4,120 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 620.34 (AUD) 42 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 623.70 (AUD) 42 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 63,976.96 (AUD) 4,288 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 647.68 (AUD) 44 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 662.85 (AUD) 45 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 663.08 (AUD) 45 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 694.19 (AUD) 47 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 7,043.33 (AUD) 478 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 7,142.85 (AUD) 481 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 7,239.80 (AUD) 491 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 7,296.36 (AUD) 492 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 7,357.95 (AUD) 498 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 7,375.00 (AUD) 500 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 7,375.22 (AUD) 499 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 7,789.06 (AUD) 527 Ordinary Shares
80
12/20/2019 Morgan Stanley Australia Securities Limited Sell 7,813.33 (AUD) 529 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 7,992.96 (AUD) 543 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 73.90 (AUD) 5 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 745.00 (AUD) 50 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 75,143.16 (AUD) 5,091 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 758.88 (AUD) 51 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 795.15 (AUD) 54 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 8,036.96 (AUD) 544 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 8,097.75 (AUD) 549 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 8,289.96 (AUD) 556 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 824.88 (AUD) 56 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 886.20 (AUD) 60 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 9,384.68 (AUD) 629 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 9,620.00 (AUD) 650 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 9,626.88 (AUD) 654 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 9,675.93 (AUD) 654 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 931.77 (AUD) 63 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 932.40 (AUD) 63 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 959.73 (AUD) 65 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 969.54 (AUD) 66 Ordinary Shares
12/20/2019 Morgan Stanley Australia Securities Limited Sell 973.17 (AUD) 66 Ordinary Shares
12/20/2019 Morgan Stanley Capital Services LLC Sell N/A 1,454 Swaps
12/20/2019 Morgan Stanley Capital Services LLC Sell N/A 2,406 Swaps
12/20/2019 Morgan Stanley Capital Services LLC Sell N/A 2,531 Swaps
12/20/2019 Morgan Stanley Capital Services LLC Sell
N/A
24,884 Swaps
12/20/2019 Morgan Stanley Capital Services LLC Sell N/A 3,001 Swaps
12/20/2019 Morgan Stanley Capital Services LLC Sell N/A 3,369 Swaps
12/20/2019 Morgan Stanley Capital Services LLC Sell
N/A
5,450 Swaps
12/23/2019 Morgan Stanley & Co. LLC Borrow Returned N/A 1,644,531 Ordinary Shares
12/23/2019 Morgan Stanley & Co. LLC Borrow Returned N/A 63,160 Ordinary Shares
81
12/23/2019 Morgan Stanley Australia Securities Limited Buy 1,030.40 (AUD) 70 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 1,225.56 (AUD) 84 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 1,244.40 (AUD) 85 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 1,284.12 (AUD) 87 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 1,452.33 (AUD) 99 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 1,548.66 (AUD) 106 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 1,610.40 (AUD) 110 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 1,620.30 (AUD) 110 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 1,909.70 (AUD) 130 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 1,966.45 (AUD) 134 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 10,001.53 (AUD) 682 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 10,019.61 (AUD) 683 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 10,242.18 (AUD) 702 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 10,242.71 (AUD) 703 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 11,200.24 (AUD) 764 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 11,338.25 (AUD) 775 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 11,466.88 (AUD) 779 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 11,484.55 (AUD) 785 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 11,693.24 (AUD) 796 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 11,895.18 (AUD) 807 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 12,284.82 (AUD) 834 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 12,615.04 (AUD) 857 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 12,713.76 (AUD) 872 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 12,924.27 (AUD) 881 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 12,952.73 (AUD) 889 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 13,079.88 (AUD) 891 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 13,674.89 (AUD) 929 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 14,073.02 (AUD) 958 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 14,122.60 (AUD) 964 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 14,308.16 (AUD) 976 Ordinary Shares
82
12/23/2019 Morgan Stanley Australia Securities Limited Buy 14,312.48 (AUD) 983 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 14,600.00 (AUD) 1,000 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 14,617.25 (AUD) 991 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 14,894.56 (AUD) 1,016 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 14,953.20 (AUD) 1,020 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 15,035.28 (AUD) 1,027 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 15,752.64 (AUD) 1,076 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 17,093.56 (AUD) 1,166 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 17,532.00 (AUD) 1,200 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 18,442.28 (AUD) 1,258 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 19,209.19 (AUD) 1,313 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 19,821.45 (AUD) 1,353 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 190.58 (AUD) 13 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,012.53 (AUD) 137 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,090.66 (AUD) 143 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,194.50 (AUD) 150 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,242.24 (AUD) 154 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,256.10 (AUD) 154 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,288.52 (AUD) 156 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,374.92 (AUD) 162 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,394.47 (AUD) 163 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,519.80 (AUD) 172 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,545.62 (AUD) 174 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,569.00 (AUD) 175 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,587.74 (AUD) 177 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,837.10 (AUD) 193 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,847.92 (AUD) 194 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,918.00 (AUD) 200 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,920.00 (AUD) 200 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,981.52 (AUD) 202 Ordinary Shares
83
12/23/2019 Morgan Stanley Australia Securities Limited Buy 2,992.22 (AUD) 203 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 20,303.28 (AUD) 1,384 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 21,898.71 (AUD) 1,503 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 22,531.70 (AUD) 1,538 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 22,780.75 (AUD) 1,555 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 22,852.06 (AUD) 1,562 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 234.96 (AUD) 16 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 24,283.25 (AUD) 1,656 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 24,330.34 (AUD) 1,654 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 24,691.76 (AUD) 1,682 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 25,719.54 (AUD) 1,758 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 26,730.36 (AUD) 1,811 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 27,147.12 (AUD) 1,848 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 27,464.64 (AUD) 1,876 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 27,813.00 (AUD) 1,905 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 283,251.43 (AUD) 19,361 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 29,647.50 (AUD) 2,010 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 3,276.99 (AUD) 223 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 3,279.36 (AUD) 224 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 3,483.90 (AUD) 237 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 3,552.56 (AUD) 242 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 3,841.92 (AUD) 261 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 3,926.20 (AUD) 268 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 306.39 (AUD) 21 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 321.64 (AUD) 22 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 33,195.47 (AUD) 2,269 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 37,423.54 (AUD) 2,558 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 380.38 (AUD) 26 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 381.94 (AUD) 26 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 389,178.23 (AUD) 26,500 Ordinary Shares
84
12/23/2019 Morgan Stanley Australia Securities Limited Buy 39,653.01 (AUD) 2,703 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 395.55 (AUD) 27 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 4,242.70 (AUD) 290 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 4,261.31 (AUD) 289 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 4,289.34 (AUD) 291 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 4,482.90 (AUD) 306 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 4,621.05 (AUD) 315 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 4,665.06 (AUD) 318 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 4,686.11 (AUD) 319 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 4,958.46 (AUD) 338 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 40,013.05 (AUD) 2,735 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 426,318.20 (AUD) 29,140 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 438.00 (AUD) 30 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 45,346.52 (AUD) 3,089 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 467.52 (AUD) 32 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 47,184.28 (AUD) 3,212 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 47,240.27 (AUD) 3,229 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 484.44 (AUD) 33 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 49,420.14 (AUD) 3,378 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 496.40 (AUD) 34 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 5,072.36 (AUD) 346 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 5,086.20 (AUD) 346 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 5,113.50 (AUD) 350 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 5,210.88 (AUD) 354 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 5,565.74 (AUD) 382 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 5,967.31 (AUD) 409 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 6,218.10 (AUD) 423 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 6,504.60 (AUD) 444 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 6,626.13 (AUD) 454 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 6,638.72 (AUD) 451 Ordinary Shares
85
12/23/2019 Morgan Stanley Australia Securities Limited Buy 6,659.10 (AUD) 453 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 6,755.10 (AUD) 460 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 6,776.70 (AUD) 461 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 6,820.80 (AUD) 464 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 6,856.78 (AUD) 469 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 6,903.00 (AUD) 468 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 6,910.53 (AUD) 473 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 6,959.12 (AUD) 476 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 6,999.13 (AUD) 475 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 642.62 (AUD) 44 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 65,615.55 (AUD) 4,485 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 66,984.84 (AUD) 4,563 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 7,055.67 (AUD) 479 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 7,255.41 (AUD) 494 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 7,428.55 (AUD) 505 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 7,552.44 (AUD) 518 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 7,879.20 (AUD) 536 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 734.00 (AUD) 50 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 756.08 (AUD) 52 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 789.48 (AUD) 54 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 8,236.69 (AUD) 563 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 8,271.60 (AUD) 565 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 8,356.20 (AUD) 570 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 8,409.10 (AUD) 574 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 8,444.16 (AUD) 576 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 8,904.69 (AUD) 607 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 851.44 (AUD) 58 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 857.27 (AUD) 59 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 864.35 (AUD) 59 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 878.40 (AUD) 60 Ordinary Shares
86
12/23/2019 Morgan Stanley Australia Securities Limited Buy 9,221.14 (AUD) 629 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 9,485.02 (AUD) 647 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 9,519.12 (AUD) 648 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 9,564.84 (AUD) 652 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 9,647.76 (AUD) 659 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Buy 94,489.47 (AUD) 6,441 Ordinary Shares
12/23/2019 Morgan Stanley Capital Services LLC Buy N/A 2,148 Swaps
12/23/2019 Morgan Stanley Capital Services LLC Buy
N/A
20,100 Swaps
12/23/2019 Morgan Stanley Capital Services LLC Buy N/A 20,283 Swaps
12/23/2019 Morgan Stanley Capital Services LLC Buy N/A 3,555 Swaps
12/23/2019 Morgan Stanley Capital Services LLC Buy N/A 327 Swaps
12/23/2019 Morgan Stanley Capital Services LLC Buy
N/A
6,400 Swaps
12/23/2019 Morgan Stanley & Co. LLC Decrease in shares held or in
respect of which the holder may
exercise right to rehypothecate
pursuant to the agreement(s)
N/A 19,890 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 1,030.40 (AUD) 70 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 1,234.80 (AUD) 84 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 1,467.00 (AUD) 100 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 1,486.72 (AUD) 101 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 1,513.07 (AUD) 103 Ordinary Shares
12/23/2019 Morgan Stanley & Co. International plc Sell 1,533.00 100 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 1,547.70 (AUD) 105 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 1,548.66 (AUD) 106 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 1,608.84 (AUD) 109 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 1,722.24 (AUD) 117 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 1,729.88 (AUD) 118 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 1,813.02 (AUD) 123 Ordinary Shares
12/23/2019 Morgan Stanley & Co. International plc Sell 1,996.16 130 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 10,245.90 (AUD) 697 Ordinary Shares
87
12/23/2019 Morgan Stanley Australia Securities Limited Sell 10,576.80 (AUD) 720 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 10,870.60 (AUD) 740 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 11,338.25 (AUD) 775 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 11,435.72 (AUD) 779 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 11,693.24 (AUD) 796 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 13,011.80 (AUD) 890 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 13,146.72 (AUD) 898 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 13,252.64 (AUD) 904 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 13,292.16 (AUD) 903 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 13,373.48 (AUD) 911 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 13,608.36 (AUD) 927 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 14,200.56 (AUD) 968 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 14,210.24 (AUD) 968 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 14.67 (AUD) 1 Ordinary Share
12/23/2019 Morgan Stanley Australia Securities Limited Sell 16,170.00 (AUD) 1,100 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 16,788.90 (AUD) 1,146 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 17,702.30 (AUD) 1,210 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 18,828.81 (AUD) 1,287 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 190.58 (AUD) 13 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,111.04 (AUD) 144 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,256.10 (AUD) 154 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,340.80 (AUD) 160 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,361.07 (AUD) 161 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,366.70 (AUD) 161 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,386.26 (AUD) 162 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,414.08 (AUD) 164 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,420.55 (AUD) 165 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,534.45 (AUD) 173 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,628.00 (AUD) 180 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,714.00 (AUD) 184 Ordinary Shares
88
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,831.31 (AUD) 193 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,832.96 (AUD) 192 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,854.80 (AUD) 195 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,912.58 (AUD) 198 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,920.00 (AUD) 200 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,965.36 (AUD) 202 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 2,965.83 (AUD) 203 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 20,538.00 (AUD) 1,400 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 22,724.64 (AUD) 1,548 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 22,852.06 (AUD) 1,562 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 23,408.00 (AUD) 1,600 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 234.88 (AUD) 16 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 24,555.50 (AUD) 1,675 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 249.22 (AUD) 17 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 25,593.55 (AUD) 1,747 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 250.24 (AUD) 17 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 263.79 (AUD) 18 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 265.32 (AUD) 18 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 27,887.67 (AUD) 1,901 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 29,157.59 (AUD) 1,993 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 29.44 (AUD) 2 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 293.30 (AUD) 20 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 3,118.52 (AUD) 212 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 3,122.76 (AUD) 212 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 3,358.44 (AUD) 228 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 3,486.27 (AUD) 237 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 3,552.56 (AUD) 242 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 3,843.54 (AUD) 262 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 3,914.22 (AUD) 267 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 3,920.84 (AUD) 268 Ordinary Shares
89
12/23/2019 Morgan Stanley Australia Securities Limited Sell 3,942.28 (AUD) 268 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 3,969.09 (AUD) 271 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 308.70 (AUD) 21 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 31,051.86 (AUD) 2,114 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 33,732.66 (AUD) 2,301 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 33,873.03 (AUD) 2,309 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 351.60 (AUD) 24 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 366.25 (AUD) 25 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 367.00 (AUD) 25 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 38,296.83 (AUD) 2,607 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 381.94 (AUD) 26 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 388,263.00 (AUD) 26,500 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 4,274.60 (AUD) 290 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 4,360.08 (AUD) 296 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 4,422.00 (AUD) 300 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 4,482.90 (AUD) 306 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 4,550.80 (AUD) 310 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 4,792.13 (AUD) 325 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 4,821.30 (AUD) 330 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 40,013.05 (AUD) 2,735 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 41,121.30 (AUD) 2,805 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 438.00 (AUD) 30 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 5,068.90 (AUD) 346 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 5,274.00 (AUD) 360 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 5,354.44 (AUD) 364 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 5,774.90 (AUD) 395 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 500.48 (AUD) 34 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 542.42 (AUD) 37 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 571.94 (AUD) 39 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 58.76 (AUD) 4 Ordinary Shares
90
12/23/2019 Morgan Stanley Australia Securities Limited Sell 59,076.09 (AUD) 4,027 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 6,382.42 (AUD) 433 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 6,514.80 (AUD) 445 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 6,570.00 (AUD) 450 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 6,613.76 (AUD) 451 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 6,776.70 (AUD) 461 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 6,796.02 (AUD) 462 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 6,988.05 (AUD) 477 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 660.15 (AUD) 45 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 693.25 (AUD) 47 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 7,036.16 (AUD) 478 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 7,188.24 (AUD) 488 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 7,227.22 (AUD) 494 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 7,281.05 (AUD) 497 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 7,320.60 (AUD) 498 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 7,477.21 (AUD) 509 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 7,799.12 (AUD) 532 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 7,801.74 (AUD) 534 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 7,876.32 (AUD) 538 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 7,885.90 (AUD) 535 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 7,996.80 (AUD) 544 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 736.50 (AUD) 50 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 745.88 (AUD) 51 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 761.28 (AUD) 52 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 765.96 (AUD) 52 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 778.57 (AUD) 53 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 794.34 (AUD) 54 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 8,061.08 (AUD) 548 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 804.10 (AUD) 55 Ordinary Shares
12/23/2019 Morgan Stanley Australia Securities Limited Sell 821.52 (AUD) 56 Ordinary Shares
91
12/23/2019 Morgan Stanley Australia Securities Limited Sell 942.72 (AUD) 64 Ordinary Shares
12/23/2019 Morgan Stanley Capital Services LLC Sell N/A 1,857 Swaps
12/23/2019 Morgan Stanley Capital Services LLC Sell N/A 16,247 Swaps
12/23/2019 Morgan Stanley Capital Services LLC Sell N/A 2,730 Swaps
12/23/2019 Morgan Stanley Capital Services LLC Sell N/A 24,230 Swaps
12/23/2019 Morgan Stanley Capital Services LLC Sell N/A 26,100 Swaps
12/23/2019 Morgan Stanley Capital Services LLC Sell N/A 4,059 Swaps
12/23/2019 Morgan Stanley Capital Services LLC Sell N/A 400 Swaps
12/23/2019 Morgan Stanley Capital Services LLC Sell N/A 9,992 Swaps
12/24/2019 Morgan Stanley & Co. LLC Borrow N/A 721,000 Ordinary Shares
12/24/2019 Morgan Stanley & Co. International plc Borrow Returned N/A 776,365 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 1,043.70 (AUD) 71 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 1,147.48 (AUD) 79 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 1,303.85 (AUD) 89 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 1,307.70 (AUD) 90 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 1,324.96 (AUD) 91 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 1,352.22 (AUD) 93 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 1,599.03 (AUD) 109 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 1,859.20 (AUD) 128 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 1,873.08 (AUD) 129 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 1,904.09 (AUD) 131 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 1,986.20 (AUD) 136 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 10,478.33 (AUD) 715 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 11,738.59 (AUD) 809 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 12,628.05 (AUD) 870 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 13,520.28 (AUD) 921 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 14,610.00 (AUD) 1,000 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 17,912.07 (AUD) 1,221 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 17,915.49 (AUD) 1,233 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 2,006.52 (AUD) 138 Ordinary Shares
92
12/24/2019 Morgan Stanley Australia Securities Limited Buy 2,122.80 (AUD) 145 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 2,157.84 (AUD) 148 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 2,296.53 (AUD) 158 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 2,413.64 (AUD) 166 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 2,444.88 (AUD) 167 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 2,503.44 (AUD) 171 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 2,538.78 (AUD) 173 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 2,570.04 (AUD) 177 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 2,591.28 (AUD) 177 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 2,955.26 (AUD) 202 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 22,724.92 (AUD) 1,564 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 24,788.18 (AUD) 1,706 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 246.84 (AUD) 17 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 278.73 (AUD) 19 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 28,821.78 (AUD) 1,962 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 29.06 (AUD) 2 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 290.40 (AUD) 20 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 293.20 (AUD) 20 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 3,047.10 (AUD) 210 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 3,162.24 (AUD) 216 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 3,214.92 (AUD) 219 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 3,339.60 (AUD) 230 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 3,340.75 (AUD) 230 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 3,352.97 (AUD) 231 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 3,464.09 (AUD) 238 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 3,468.93 (AUD) 239 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 3,599.05 (AUD) 245 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 3,615.48 (AUD) 249 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 3,731.64 (AUD) 257 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 3,788.42 (AUD) 261 Ordinary Shares
93
12/24/2019 Morgan Stanley Australia Securities Limited Buy 3,870.30 (AUD) 266 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 3,995.75 (AUD) 275 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 306.39 (AUD) 21 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 307.55 (AUD) 21 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 352.80 (AUD) 24 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 362.75 (AUD) 25 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 377.78 (AUD) 26 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 38,028.04 (AUD) 2,594 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 4,312.44 (AUD) 297 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 4,722.25 (AUD) 325 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 4,842.22 (AUD) 332 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 407.12 (AUD) 28 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 42,064.35 (AUD) 2,895 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 43,716.12 (AUD) 2,982 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 480.15 (AUD) 33 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 58.02 (AUD) 4 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 6,328.80 (AUD) 432 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 6,538.50 (AUD) 450 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 6,550.79 (AUD) 447 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 6,944.10 (AUD) 474 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 644.16 (AUD) 44 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 65,822.58 (AUD) 4,527 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 658.35 (AUD) 45 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 687.61 (AUD) 47 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 7,584.66 (AUD) 522 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 7,636.86 (AUD) 522 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 7,776.23 (AUD) 535 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 725.50 (AUD) 50 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 727.00 (AUD) 50 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 785.16 (AUD) 54 Ordinary Shares
94
12/24/2019 Morgan Stanley Australia Securities Limited Buy 8,039.16 (AUD) 548 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 8,082.07 (AUD) 557 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 8,365.15 (AUD) 571 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 8,411.97 (AUD) 574 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 8,935.95 (AUD) 615 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 8,986.58 (AUD) 613 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 836.19 (AUD) 57 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 87,819.32 (AUD) 6,044 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 87.18 (AUD) 6 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 9,189.68 (AUD) 626 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 9,411.36 (AUD) 648 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 9,465.38 (AUD) 645 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 92,105.67 (AUD) 6,339 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 928.00 (AUD) 64 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 980.21 (AUD) 67 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 981.22 (AUD) 67 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Buy 993.48 (AUD) 68 Ordinary Shares
12/24/2019 Morgan Stanley Capital Services LLC Buy N/A 1,690 Swaps
12/24/2019 Morgan Stanley Capital Services LLC Buy N/A 460 Swaps
12/24/2019 Morgan Stanley & Co. LLC Increase in shares held or in
respect of which the holder may
exercise right to rehypothecate
pursuant to the agreement(s)
N/A 281 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,017.80 (AUD) 70 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,129.59 (AUD) 77 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,219.68 (AUD) 84 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,339.52 (AUD) 91 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,448.37 (AUD) 99 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,468.00 (AUD) 100 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,481.55 (AUD) 102 Ordinary Shares
95
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,482.06 (AUD) 102 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,482.06 (AUD) 102 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,656.99 (AUD) 114 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,700.60 (AUD) 117 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,712.77 (AUD) 118 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,743.60 (AUD) 120 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,873.08 (AUD) 129 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,952.38 (AUD) 134 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 1,974.04 (AUD) 136 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 11,134.00 (AUD) 760 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 117.52 (AUD) 8 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 12,041.12 (AUD) 827 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 12,047.40 (AUD) 828 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 12,161.61 (AUD) 837 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 12,684.69 (AUD) 873 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 14,361.90 (AUD) 980 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 14.54 (AUD) 1 Ordinary Share
12/24/2019 Morgan Stanley Australia Securities Limited Sell 14.68 (AUD) 1 Ordinary Share
12/24/2019 Morgan Stanley Australia Securities Limited Sell 145.45 (AUD) 10 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 15,271.03 (AUD) 1,051 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 16,966.95 (AUD) 1,155 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 17,658.67 (AUD) 1,217 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 18,289.35 (AUD) 1,257 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 18,938.97 (AUD) 1,291 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 2,052.96 (AUD) 141 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 2,137.38 (AUD) 147 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 2,239.16 (AUD) 153 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 2,541.00 (AUD) 175 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 2,660.82 (AUD) 183 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 2,664.48 (AUD) 182 Ordinary Shares
96
12/24/2019 Morgan Stanley Australia Securities Limited Sell 2,704.44 (AUD) 186 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 2,913.36 (AUD) 199 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 217.58 (AUD) 15 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 220.95 (AUD) 15 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 23,991.00 (AUD) 1,650 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 246.84 (AUD) 17 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 25,950.58 (AUD) 1,786 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 28,274.12 (AUD) 1,928 Ordinary Shares
12/24/2019 Morgan Stanley & Co. International plc Sell 29,652.64 1,928 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 29.07 (AUD) 2 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 3,094.89 (AUD) 213 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 3,215.55 (AUD) 221 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 3,233.43 (AUD) 222 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 3,335.64 (AUD) 228 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 3,501.73 (AUD) 241 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 3,642.01 (AUD) 251 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 33,732.66 (AUD) 2,301 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 334.65 (AUD) 23 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 348.24 (AUD) 24 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 362.75 (AUD) 25 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 377.39 (AUD) 26 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 377.78 (AUD) 26 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 391.77 (AUD) 27 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 4,107.75 (AUD) 283 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 4,547.70 (AUD) 310 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 4,670.16 (AUD) 319 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 4,859.08 (AUD) 331 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 450.74 (AUD) 31 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 465.12 (AUD) 32 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 5,034.30 (AUD) 346 Ordinary Shares
97
12/24/2019 Morgan Stanley Australia Securities Limited Sell 5,237.56 (AUD) 360 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 5,248.94 (AUD) 361 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 5,263.20 (AUD) 360 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 5,314.32 (AUD) 366 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 5,755.49 (AUD) 393 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 5,778.96 (AUD) 398 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 553.28 (AUD) 38 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 553.28 (AUD) 38 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 566.48 (AUD) 39 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 567.26 (AUD) 39 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 57,368.52 (AUD) 3,951 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 58.44 (AUD) 4 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 581.40 (AUD) 40 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 6,000.89 (AUD) 413 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 6,005.02 (AUD) 413 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 6,218.84 (AUD) 428 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 6,550.79 (AUD) 447 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 640.20 (AUD) 44 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 69,758.53 (AUD) 4,801 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 7,335.00 (AUD) 500 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 7,415.40 (AUD) 510 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 7,434.24 (AUD) 512 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 8,044.08 (AUD) 554 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 8,057.21 (AUD) 553 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 8,265.95 (AUD) 565 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 8,403.05 (AUD) 573 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 8,946.24 (AUD) 616 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 9,250.46 (AUD) 631 Ordinary Shares
12/24/2019 Morgan Stanley Australia Securities Limited Sell 9,879.64 (AUD) 673 Ordinary Shares
12/24/2019 Morgan Stanley Capital Services LLC Sell N/A 1,410 Swaps
98
12/24/2019 Morgan Stanley Capital Services LLC Sell N/A 24 Swaps
12/24/2019 Morgan Stanley Capital Services LLC Sell N/A 273 Swaps
12/24/2019 Morgan Stanley Capital Services LLC Sell N/A 3,216 Swaps
12/24/2019 Morgan Stanley Capital Services LLC Sell N/A 4,108 Swaps
12/24/2019 Morgan Stanley Capital Services LLC Sell N/A 47 Swaps
12/24/2019 Morgan Stanley Capital Services LLC Sell N/A 7,409 Swaps
16/12/2019 Morgan Stanley Wealth Management Australia
Pty Ltd
Sell 3,186.25 (AUD) 220 Ordinary Shares
100
Annexure A
List of Morgan Stanley and its subsidiaries that have a relevant interest or deemed to have a relevant interest in the shares.
└─┬─Morgan Stanley
├─┬─Morgan Stanley Capital Management, LLC
│ └─┬─Morgan Stanley Domestic Holdings, Inc.
│ │ ├───Morgan Stanley & Co. LLC
│ │ ├───Morgan Stanley Capital Services LLC
│ │ ├───Morgan Stanley Smith Barney LLC
│ │ └───Morgan Stanley Wealth Management Australia Pty Ltd
│ └─┬─Morgan Stanley Investment Management Inc.
└─┬─Morgan Stanley International Holdings Inc.
├─┬─Morgan Stanley (Australia) Securities Holdings Pty Limited
│ └───Morgan Stanley Australia Securities Limited
└─┬─Morgan Stanley International Limited
└─┬─Morgan Stanley Investments (UK)
└───Morgan Stanley & Co. International plc
Annexure B
INTERNATIONAL PRIME
BROKERAGE AGREEMENT
CONTENTS
SECTIONS
A. PRIME BROKERAGE TERMS ..................................................................................................................... 1
B. SETTLEMENT FACILITY ............................................................................................................................ 4
C. FOREIGN EXCHANGE TRANSACTIONS ................................................................................................. 7
D. EXECUTION TERMS .................................................................................................................................... 7
E. EXCHANGE-TRADED DERIVATIVES TRANSACTIONS ..................................................................... 8
F. REPRESENTATIONS AND ACKNOWLEDGEMENTS ............................................................................ 8
G. OBLIGATIONS ............................................................................................................................................ 12
H. EVENTS OF DEFAULT .............................................................................................................................. 15
I. USE OF INVESTMENTS ............................................................................................................................ 16
J. SECURITY .................................................................................................................................................... 16
K. EARLY TERMINATION, NETTING AND SET OFF............................................................................... 19
L. LIMITATION OF LIABILITY .................................................................................................................... 22
M. MISCELLANEOUS ...................................................................................................................................... 22
N. ASSIGNMENT AND TERMINATION ...................................................................................................... 24
O. GOVERNING LAW AND JURISDICTION ............................................................................................... 26
P. GUARANTEE AND INDEMNITY ............................................................................................................. 26
INTERPRETATION AND DEFINITIONS ........................................................................................................... 28
SCHEDULES
I. ELECTRONIC SERVICES
II. TERMS RELATING TO EXCHANGE-TRADED DERIVATIVES
PART A – DEALING
PART B – MASTER NETTING AGREEMENT
PART C – EURONEXT.LIFFE REQUIRED TERMS
PART D – LONDON METAL EXCHANGE
III. REQUIRED TERMS FOR STOCK EXCHANGES
IV. HONG KONG TRANSACTIONS
V. CASH PAYMENTS AND SECURITIES TRANSFERS AUTHORISATION
Page 1
THIS INTERNATIONAL PRIME BROKERAGE AGREEMENT is made on
between:
(1) Morgan Stanley & Co. International plc (“MSI plc”) for itself and as agent and trustee for and
on behalf of the other Morgan Stanley Companies (as defined herein); and
(2) [Insert name of client] (the “Client”)
IT IS AGREED AS FOLLOWS:
REGULATORY INFORMATION
REGULATORY STATUS
MSI plc (FCA registration number 165935) is regulated
by the FCA and regulated and authorized by the PRA.
Its principal address in the U.K. is 25 Cabot Square,
Canary Wharf, London E14 4QA.
None of the other Morgan Stanley Companies party to
this Agreement are regulated in the U.K. by the FCA but
may be regulated by other bodies or in their home
jurisdiction. Accordingly, the designated investment
business (as defined in the FCA Rules and PRA Rules)
conducted with or provided to the Client, or on its behalf,
by such Morgan Stanley Companies is not covered by
the rules and regulations made for the protection of
investors in the U.K.. MSI plc will provide the Client on
request with details of the regulatory status of such
companies.
CLIENT CATEGORISATION
MSI plc will treat the Client’s Agent as their client for
UK regulatory purposes in accordance with the FCA
Conduct of Business Sourcebook and will treat the Agent
as a per se professional client. If the Client does not
appoint an Agent MSI plc will treat the Client as its
client for UK regulatory purposes and will treat the
Client as a per se professional client. The Client or the
Agent may also request in writing that MSI plc
categorise the Agent or the Client, as applicable, as a
client benefiting from a higher degree of protection. The
Client agrees that it is responsible for updating Morgan
Stanley about any change in circumstances that could
affect the aforementioned categorisation.
A. PRIME BROKERAGE TERMS
A.1. Custody and Settlement
A.1.1. Custody: The Client appoints MSI plc as
custodian and MSI plc accepts such
appointment pursuant to the terms of this
Agreement. Where MSI plc holds the Client's
Investments in custody in the Prime Brokerage
Account it shall hold such investments as
trustee. MSI plc's duties as trustee shall be
subject to the terms of this Agreement. MSI
plc is not acting as trustee in relation to any
other service or activity relating to this
Agreement.
A.1.2. Settlement
(i) MSI plc will settle Transactions involving the
purchase of securities executed through the
Client’s Executing Broker and will provide
custody of Investments, each in accordance
with this Agreement. MSI plc reserves the
right to refuse to settle any Transaction, and
will notify the Client promptly of any such
refusal. MSI plc will use reasonable
endeavours to notify the Client promptly in
advance where reasonably practical. MSI plc
shall be deemed to have agreed to settle a
Transaction only upon actual settlement by it
of the Transaction.
(ii) MSI plc shall effect settlement of and payment
for securities in accordance with the laws,
regulations and market practices in the
jurisdiction in which the Transaction occurs.
In some securities markets deliveries of
securities and related payments are not
customarily made simultaneously, and may be
made through different mechanisms or
systems. The Client agrees that in such
circumstances unless, after consultation with
MSI plc, the Client or the Client’s investment
manager expressly instructs MSI plc only to
make delivery against payment, MSI plc may
make and accept payments on the settlement of
securities in accordance with such market
practices. MSI plc shall not be obliged to settle
a Transaction if the Client or the Client’s
investment manager instructs that it be settled
on a delivery versus payment basis and MSI
plc considers that such method of settlement is
not practicable. The Client shall bear the risk
that (a) the recipient of such securities may fail
to make payment, or return such securities, or
hold them on trust for the Client, and (b) the
recipient of payment may fail to deliver the
securities (or may deliver invalid, fraudulent,
forged or stolen certificates) or to return such
payment.
(iii) MSI plc has no control over the execution of
Transactions executed with an Executing
Broker (other than itself or a Morgan Stanley
Company) or introduced to it by another broker
(other than a Morgan Stanley Company) for
clearing (each a "Broker") and, save for its
obligations in relation to clearing and
settlement set out herein, it is not responsible
for any matter arising from, nor does it owe
any duties to the Client in respect of, the
execution of those Transactions. The Client’s
broker is not the agent of Morgan Stanley for
Page 2
any purpose. Where the Broker is an overseas
entity then the services of such Broker may
not be regulated under the FSMA.
A.2. Sub-custodians and Registration
A.2.1. Sub-custodians: The Client authorises MSI plc
to appoint any persons (including any
Associated Firm) to act as sub-custodians of
the Client’s Investments, including documents
of title or certificates evidencing title to such
Investments. Commensurate with the
requirements of the FCA Rules MSI plc will
exercise reasonable skill, care and diligence in
the selection and monitoring of sub-custodians,
shall be responsible to the Client for the
duration of the sub-custody agreement for
satisfying itself as to the ongoing suitability of
the sub-custodian to provide custodial services
to the Client, shall maintain an appropriate
level of supervision over the sub-custodian and
make appropriate enquiries periodically to
confirm that the obligations of the sub-
custodian continue to be competently
discharged. The level of assessment conducted
with regard to the selection and monitoring of
an Affiliate appointed as sub-custodian will be
at least as rigorous as that performed on any
non-affiliated company. MSI plc will be
responsible for the acts of any sub-custodian
which is an Affiliate (and therefore for losses
to the Client arising as a result of such acts) to
the same extent (and subject to the limitations
contained in paragraph L.1) as it is liable under
this Agreement for its own acts including any
act or omission, fraud, negligence or wilful
default.
Where MSI plc has appointed a sub-custodian
which is not an Affiliate, it will not be liable
for any act or omission, or for the insolvency,
of such sub-custodian or for any loss arising
therefrom unless, and except to the extent that,
any loss suffered by the Client is directly
caused by a breach of MSI plc’s obligations in
relation to the selection and monitoring of sub-
custodians set out in this paragraph A.2.1. but
subject at all times to the limitation on liability
for consequential loss set out in paragraph
L.1.2.
Following written request by the Client to MSI
plc, MSI plc will provide the Client with
information detailing the identity of sub-
custodians appointed by Morgan Stanley to
hold Investments in the relevant jurisdictions at
the time of the request.
A.2.2. Registration of Investments:
(i) MSI plc will arrange for any Investments that
are in registered form to be registered in
accordance with the FCA Rules. This may
mean they are registered (i) in the name of a
nominee company controlled by MSI plc, (ii)
in the Client’s name, (iii) in the name of a sub-
custodian or its nominee, (iv) in the name of a
nominee controlled by an Exchange or
Clearing House, (v) with MSI plc’s consent, in
such other name as the Client may direct in
writing (in which event, the Client accepts that
the consequences of so doing will be entirely at
the Client’s own risk), or (vi) in the name of an
Associated Firm or its nominee.
(ii) The Client agrees that MSI plc may register or
record the Client’s Investments in the name of
a third party or in MSI plc’s name where the
Investment is subject to the law or market
practice of a jurisdiction outside the UK and
MSI plc has reasonably determined that it is in
the Client’s best interests, or it is not feasible to
do otherwise and i) if registering in the name
of a third party, MSI plc is prevented from
registering the Investment in the Client’s name
or the name of a nominee company, and ii) if
registering in MSI plc’s name, MSI plc is
prevented from registering the Investments in
the Client’s name, the name of a nominee
company or in the name of the third party. As a
consequence, in the case of registration in the
name of MSI plc or a third party, the Client’s
Investments may not be segregated from MSI
plc’s or the third party’s Investments and in the
event of their default the Client’s Investments
may not be as well protected.
A.2.3. Identification of Investments:
(i) MSI plc will (subject to paragraph A.2.2.(ii))
identify, record and hold all the Client’s
Investments held with MSI plc in such a
manner that (a) the identity and location of
those Investments can be ascertained at any
time, and (b) those Investments are readily
identifiable as Investments belonging to a
customer of MSI plc and are separately
identifiable from any Investments of MSI plc.
Nothing in the preceding sentence shall prevent
all or any part of the Client’s Investments being
co-mingled with Investments of the same
description of other customers of MSI plc and
MSI plc will not be obliged to ensure that the
Client’s Investments will be separately
distinguishable from Investments belonging to
other customers of MSI plc.
(ii) MSI plc will require that where a Financial
Instrument is recorded in an account with a
sub-custodian, that sub-custodian will make it
clear in the title of the account that the
Investment belongs to one or more customers
of MSI plc.
Page 3
A.2.4. Holding of Investments Overseas: MSI plc
may, where it considers it appropriate, arrange
for the Client’s Investments, including
Financial Instruments, to be held overseas.
There may be different settlement, legal and
regulatory requirements in overseas
jurisdictions from those applying in the U.K.,
together with different practices for the separate
identification of the Client’s Investments.
Where the nature of the Investments or services
requires MSI plc to do so it may hold
Investments with a third party in a country
outside the EEA which does not regulate the
holding and safekeeping of Investments.
Where this is necessary to provide the services
the Client has requested under this Agreement,
the Client requests MSI plc to deposit its
Investments with such third parties. Where the
Client’s Investments are held in a jurisdiction
outside the UK by a third party on MSI plc’s
behalf, the Client’s Investments may be held in
an omnibus account by the third party and there
is a risk that the Client’s Investments could be
withdrawn or used to meet obligations of other
persons, or that the balance of assets held by
the third party does not reconcile with the
quantity which the third party is required to
hold, and the Client may not in such
circumstances receive its full entitlement of
Investments. In some jurisdictions it may not
be possible to identify separately the
Investments which a third party holds for
clients from those which it holds for itself or
for MSI plc, and there is a risk that your
Investments could be withdrawn or used to
meet the obligations of the third party, or lost
altogether if the third party becomes insolvent.
A.2.5. Pooling of Investments: Where the Client’s
Investments are pooled with those of one or
more customers, individual customer
entitlements may not be identifiable by
separate certificates, other physical documents
of title or equivalent electronic record and in
the event of an unreconcilable shortfall after
the default of a custodian, customers may share
in that shortfall pro-rata. It also means that
where corporate events (such as partial
redemptions) affect some but not all of the
Investments held in a pooled account MSI plc
shall allocate the Investments so affected to
particular customers in such fair and equitable
manner as MSI plc considers appropriate
(including without limitation pro rata allocation
or an impartial lottery).
A.2.6. Custody Statements in Electronic Form:
MSI plc will provide the Client with
information relating to the Client's Investments
held by MSI plc or an Associated Firm by
sending the Client periodic statements which
may be sent in electronic form. These will be
sent no less often than every 6 months and
assets will be valued in accordance with
general market practice or, by agreement, in
accordance with the Client’s instructions.
A.2.7 The Client’s Investments may be subject to a
lien or right of set-off in favour of any sub-
custodian, depositary, nominee or agent in
respect of charges relating to their
administration and safekeeping.
A.2.8 The Client agrees that MSI plc may, in its sole
discretion, decide to (i) liquidate any unclaimed
Investments at market value, and pay away the
proceeds, or (ii) pay away any such unclaimed
Investments, in either case to a registered
charity of our choice if MSI plc has held the
relevant Investment for at least twelve years; in
the twelve years preceding the divestment of
that Investment MSI plc has not received
instructions relating to any Investment from the
Client or on its behalf; and MSI plc has been
unable to contact the Client having taken
reasonable steps in accordance with the FCA
Rules to trace the Client and return the
Investment, in which case MSI plc shall cease
to treat such assets as custody assets. In such
circumstances, MSI plc (or a member of its
group) will unconditionally undertake to pay
the Client a sum equal to the value of the
Investment at the time it was liquidated or paid
away in the event that the Client seeks to claim
the Investment in future.
A.3. Rights and Obligations in Respect of
Investments
A.3.1. Corporate Actions:
(i) Where MSI plc is notified that a Corporate
Action may be exercised in relation to an
Investment credited to a Prime Brokerage
Account and registered in the name of an
Associated Firm, a sub-custodian appointed by
MSI plc or its or such sub-custodian’s
nominee, it will use reasonable efforts to notify
the Client as soon as practicable of such
Corporate Action.
(ii) If the Client wishes to exercise a right relating
to a Corporate Action in relation to an
Investment credited to a Prime Brokerage
Account, it must notify MSI plc in writing or
electronically of its election as soon as
possible, but in any event no later than the
expiry of Morgan Stanley’s deadline for
submissions of elections relating to that
Corporate Action as advised to the Client by
MSI plc or, where no deadline is advised, no
later than 10 Notice Business Days prior to the
final date for submission by MSI plc of such
elections (or such shorter period as may be
agreed in writing). MSI plc will use
reasonable efforts to exercise such right, but
only (a) on such terms as the Client has
notified to MSI plc in writing and as are
acceptable to MSI plc, and (b) where the Client
has provided MSI plc or any other person (as
the case may be) with any funds required to
exercise such right.
(iii) MSI plc will use reasonable efforts to send the
Page 4
Client Corporate Action Information. This will
have been sent to MSI plc from a sub-
custodian or agent bank for forwarding to
shareholders whose shares are held in custody
by MSI plc. No representation or warranty,
express or implied, is or will be made by MSI
plc in relation to the accuracy or completeness
of the Corporate Action Information or any
other written or oral information made
available to the Client or its advisers in
connection with the proposed Corporate Action
and no responsibility or liability is or will be
accepted by Morgan Stanley in relation to it.
The Client should make its own investigation
of the proposed Corporate Action and all
information provided.
(iv) The distribution of the Corporate Action
Information in certain jurisdictions and/or the
Client’s ability to participate in a Corporate
Action may be restricted by law or regulation
in the jurisdiction in which the Client resides or
conducts business or by the issuer of the
relevant Investment. Any request for MSI plc
to exercise or participate on behalf of the
Client in the proposed Corporate Action shall
be a representation to Morgan Stanley that the
Client is entitled to so exercise or participate
and that any and all restrictions or
qualifications (including but not limited to any
restrictions relating to the receipt of Corporate
Action Information) have been complied with.
By accepting and executing such request on
behalf of the Client, MSI plc is not making any
representation or warranty about the Client’s
eligibility to so exercise or participate in any
such action.
A.3.2. Calls on Partly Paid Investments: Where
Morgan Stanley or any third party holding
Investments on behalf of Morgan Stanley is
legally liable to meet any payment due or to
become due in respect of those Investments,
the Client will provide Morgan Stanley or such
other person (as the case may be) with funds to
meet such payments on the due date therefor,
or Morgan Stanley or such person may make
such payment and the Client will reimburse
Morgan Stanley or such person forthwith upon
demand. Where the Client provides the
necessary funds in time to do so, MSI plc shall
use reasonable endeavours to satisfy the call.
A.3.3. Collection of Income: Where Investments
credited to a Prime Brokerage Account are
registered in the name of an Associated Firm, a
sub-custodian appointed by MSI plc or that of
its or such sub-custodian’s nominee, MSI plc
will credit to that Prime Brokerage Account
any Income actually received by it to which the
Client is entitled as soon as reasonably
practicable (after deduction of any taxes or
duties payable).
A.3.4. Reversal of Account Entries: In some
jurisdictions the delivery of Investments or
crediting of cash to an account may be reversed
in certain circumstances. Accordingly, any
delivery of Investments or crediting of cash to
an Account will be subject to reversal if, in
accordance with local laws and practice, the
delivery of Investments or cash giving rise to
the credit is reversed. Account entries may
also be reversed to reflect any failed or delayed
(or partially failed or delayed) settlements to or
from the Client’s Account. MSI plc will use
reasonable endeavours to notify the Client in
advance if it becomes aware that any Account
entry may be reversed and will notify the
Client promptly if any Account entry is
reversed.
A.3.5. Voting Rights: In its capacity as custodian
and prime broker for the Client, MSI plc may
receive notification of voting rights to be
exercised with respect to certain of the Client’s
Investments. For those Investments where MSI
plc expressly agrees with the Client that it will
do so, MSI plc will use reasonable efforts to
notify the Client as soon as reasonably
practicable following receipt of notification of
such voting rights. MSI plc will only exercise
voting rights in respect of the Client’s
Investments where expressly agreed with the
Client. Any request for Morgan Stanley to
exercise voting rights shall be a continuing
representation that the Client is entitled to
exercise such voting rights and that any and all
restrictions specified by the issuer or which
exist under applicable law or regulation have
been duly complied with.
A.3.6 Reporting Obligations: The Client shall be
solely responsible for compliance with any
notification or other requirements of any
jurisdiction relating to or affecting the Client’s
ownership of the Investments and Morgan
Stanley assumes no liability for non-
compliance with such requirements.
A.3.7 Proceedings: Morgan Stanley shall not be
obliged to institute legal proceedings, file a
claim or proof of claim in any insolvency
proceedings or take any action with respect to
collection of Income or to recover any cash or
Investments.
A.4. Client money
A.4.1 When the Client transfers money to MSI plc,
the money will not be client money for the
purposes of the FCA Rules as title to such
money will pass to MSI plc.
A.4.2 Without prejudice to the foregoing, in relation
to Exchange-Traded Derivatives Transactions
entered into by the Client, MSI plc may
transfer cash from the Client’s Prime
Brokerage Account to the Client’s Account for
Exchange-Traded Derivatives Transactions as
may be required to meet any Margin payment
due from the Client in relation to the
Exchange-Traded Derivatives Transactions.
While such cash is credited to the Client’s
Page 5
Exchange-Traded Derivatives Account MSI plc
will treat it as client money and hold it subject
to the FCA Rules relating to client money.
However, when cash is transferred or
retransferred to the Client’s Prime Brokerage
Account it will be held as collateral and full
title to such cash will be transferred to MSI plc,
and as a result such cash will not be client
money for the purposes of the FCA Rules
relating to client money.
A.4.4. [Where the Client holds money with Morgan
Stanley Bank International Limited
(“MSBIL”), the money will be held by MSBIL
as banker and not trustee. As a result, the
money will not be held in accordance with the
client money rules. In particular, MSBIL shall
not segregate the Client’s money from MSI
plc’s money or its own money and will not be
liable to account to the Client for any profits
made by its use as banker of such funds. If
MSBIL fails, the Client Money Rules
regarding distributions will not apply to the
money MSBIL holds for the Client and so the
Client will not be entitled to share in any
distribution under the Client Money Rules.][To
be included unless Compliance confirm it can
be removed]
A.5. The Loan
A.5.1. Extension of the Loan: MSI plc may, in its
sole discretion, be prepared to lend the Client
money on the terms set out in this Agreement.
A.5.2. Terms of the Loan:
(i) Limit on Loan Available: The aggregate
amount of the Loan available from time to time
will not exceed such amount as MSI plc may in
its sole discretion determine from time to time.
(ii) Purpose of the Loan: The proceeds of the
Loan will not be used in any way, directly or
indirectly, for any purpose which is unlawful
under any applicable law nor for the making,
instigation or conducting of a takeover of, or
tender offer for, any person or any other action
which, when completed, will have the effect of
acquiring control of any such person, or for the
purchase of shares in the Client, whether such
transaction is effected by the Client, any
subsidiary of it, or any entity or individual that
controls or is under common control with it.
A.5.3. Interest: Interest will accrue daily on the Loan
at the rate and on the basis set out in the Fee
Schedule.
A.5.4. Repayment of the Loan: The Loan, or any
part thereof, is repayable by the Client on
demand by MSI plc (which may mean the
Client repaying the Loan the same day). When
making such demand, MSI plc will notify the
Client of the total amount due and the date for
payment. The Client will pay such amount to
MSI plc (or on its instructions) on or before
that date.
B. SETTLEMENT FACILITY
B.1. Settlement Facility
B.1.1. Availability: Normally, any securities to be
transferred by the Client must be available for
transfer in a Prime Brokerage Account or be
provided by the Client to MSI plc in good time
to enable MSI plc to settle the relevant transfer.
However, MSI plc may make a Settlement
Facility available to the Client by utilising
either (i) securities MSI plc has in inventory or
(ii) securities MSI plc has borrowed from a
lender. The Client will, at the time it requests
that MSI plc make a Settlement Facility
available to it, inform MSI plc of the type and
amount of securities it wishes MSI plc to
source and/or make available on its behalf. If
MSI plc is able to make a Settlement Facility
available to the Client, MSI plc will inform the
Client of the amount of those securities that
MSI plc is able to borrow from a lender and/or
make available from its inventory in
accordance with this paragraph B.1.1. (the
“Settlement Securities”). Except to the extent
that there is sufficient available Margin, the
Settlement Facility will only be made available
to the Client on the transfer to MSI plc of such
additional Margin as MSI plc requires in
connection with the Client’s Liabilities under
the Settlement Facility.
Any Settlement Facility for Hong Kong
Settlement Securities will be made available to
the Client by MSI plc by lending the securities
to the Client under the OSLA. The Client shall
not be required to issue a Borrowing Request
(as defined in the OSLA) in respect of such
loan.
Upon the Client’s request, MSI plc may agree
to transfer Hong Kong securities to the Client
(or to its order) in respect of an actual or
possible future settlement obligation of the
Client’s and such transfer shall be regarded as a
Settlement Facility for the purposes of this
paragraph. If MSI plc agrees so to transfer
Hong Kong securities, MSI plc shall remain the
legal and beneficial owner of such securities
and MSI plc shall hold the securities in an
account in its name until such transfer.
B.2. Terms of Settlement Facility:
(i) Availability: Where MSI plc has informed the
Client that it is able to make a Settlement
Facility available for particular Settlement
Securities, it will use reasonable endeavours to
ensure that the Settlement Securities will be
available for Settlement. The Client
acknowledges that in certain circumstances, for
example where the lender from whom MSI plc
Page 6
has sourced the securities fails to deliver such
securities, MSI plc may not be able to make the
securities available for Settlement. The
provisions of this paragraph B.2(i) shall not
apply in relation to Australian Settlement
Securities.
(ii) Purpose: Where MSI plc makes available to
the Client a Settlement Facility, the Settlement
Securities will be used for the sole purpose of
effecting a Settlement and may be delivered by
MSI plc either (i) directly to the third party
purchaser; or (ii) to the Client prior to onward
delivery to the third party purchaser. Where
the Settlement relates to Hong Kong Settlement
Securities MSI plc may deliver the securities
directly to the Client (or to its order) in
accordance with the OSLA and such delivery
shall constitute performance by MSI plc of a
Settlement. Where MSI plc effects any
Settlement, the Client undertakes to deliver
Equivalent Securities to MSI plc in accordance
with paragraph B.2.(v).
(iii) Cancellation: MSI plc may cease to make
available to the Client the Settlement Facility
in whole or in part at any time and will notify
the Client as soon as reasonably practicable of
any such cancellation. Notwithstanding the
foregoing (but subject to the other terms of this
Agreement), MSI plc will not cease to make
available to the Client the Settlement Facility
in relation to any Australian Settlement
Securities where MSI plc has already
confirmed to the Client that it will make such
Australian Settlement Securities available to
the Client for settlement.
(iv) Fees and other Payments: In respect of any
Settlement Facility, the Client will pay MSI plc
such fee, based on the outstanding amount of
Settlement Securities from time to time made
available under that facility, being an amount,
or a rate, or otherwise, as MSI plc determines
and calculates and notifies to the Client. In
addition, the Client will indemnify MSI plc on
demand in respect of any payments or
liabilities incurred by MSI plc, including any
tax (other than tax on Morgan Stanley’s net
income) or duty for which MSI plc is liable to
account, in connection with any borrowing of
securities entered into by it to enable it to effect
such Settlement Facility or otherwise making
the Settlement Facility available to the Client.
(v) Delivery of Equivalent Securities: The Client
will be required to deliver to MSI plc
Equivalent Securities to those used for
Settlement on the Client’s behalf and MSI plc
may, at any time, require the Client to deliver
any such Equivalent Securities by giving it
Notice of not less than the standard settlement
time for such securities on the exchange or in
the clearing or settlement organisation through
which such securities were originally delivered.
The Client must deliver, or procure the delivery
of, Equivalent Securities or make any relevant
payment to MSI plc in accordance with this
paragraph (or as MSI plc may instruct). Where
the Client is required to deliver securities
equivalent to Hong Kong Settlement Securities,
it shall effect that delivery by delivering
Equivalent Securities (as defined in the OSLA)
in accordance with the OSLA and such
delivery shall constitute performance of its
obligations under this paragraph. If the Client
fails to deliver Equivalent Securities to MSI plc
in accordance with this paragraph B.2.(v), in
addition to MSI plc’s rights under the general
law and this Agreement and, in the case of
Hong Kong Settlement Securities, the OSLA,
where MSI plc incurs, or is required to account
to or reimburse any third party for interest,
overdraft or similar costs and expenses or for
losses, damages, expenses or costs suffered by
such third party the Client agrees to pay on
demand and indemnify MSI plc with respect to
all such losses, damages, costs and expenses
which arise from such failure. In addition, MSI
plc may without prejudice to its other rights
exercise a “buy-in” against the Client. In the
event of a “buy-in” being exercised against the
Client, the Client will account to MSI plc for
the total costs and expenses reasonably
incurred by MSI plc as a result of such “buy-
in”.
(vi) Manufactured Payments: Where any
Income is paid on any Settlement Securities
which are the subject of a Settlement Facility,
the Client will pay to MSI plc, on the payment
date of any such Income, an amount of money
equal to the same, together with an amount
equal to any deduction, withholding or
payment for or on account of any tax together
with an amount equal to any tax credit
associated with any such Income, unless MSI
plc has agreed that an appropriate tax voucher
may be provided in lieu of any such amount.
(vii) Corporate Actions: Where, prior to delivery
of any Equivalent Securities to MSI plc any
rights relating to a Corporate Action, including
those requiring election, arise in respect of any
Settlement Securities the subject of a
Settlement Facility, then the Client will deliver
to MSI plc Equivalent Securities in such form
as MSI plc has notified to the Client in relation
to the exercise of any such right.
(viii) Representations:
On each occasion that the Client requests a
Settlement Facility, the Client represents,
warrants and acknowledges that:
(a) it is solely responsible for ensuring that
any short sale effected, or to be effected, by it
that may give rise to a Settlement will be one
that it is legally entitled to effect under the laws
and regulations of the relevant market. In
particular, MSI plc will have no responsibility
or liability for ensuring, or advising the Client,
whether any such short sale complies with any
Page 7
laws or regulations to which the Client, or any
such sale, may be subject;
(b) the purpose for which it requires the
Settlement Facility will be a lawful purpose
under the laws and regulations of the relevant
market; and
(c) the purpose of requesting a Settlement
Facility in respect of securities issued and
traded in the United States ("US Equity
Securities") will be to settle a short sale, to
cover a failure to receive securities required to
be delivered to the Client or any similar
situation otherwise permitted under Regulation
T as promulgated by the Board of Governors of
the Federal Reserve System of the U.S.. To the
extent that the Client is authorised under
applicable law to re-lend the US Equity
Securities it will obtain an undertaking from its
borrower in form and substance equivalent to
the representations and warranties given by it
herein.
B.3. [This paragraph is deleted.]
B.4. South African Securities: Where, in relation
to the Settlement Facility, MSI plc lends to the
Client any South African Securities, the Client
agrees to deliver Equivalent Securities within a
period of twelve months from the date on
which MSI plc settled the relevant
transfer. Where a Morgan Stanley Company
makes use of the Client's Investments, pursuant
to paragraph I.1, and where such investments
are South African Securities, MSI plc will
deliver or procure the delivery by the relevant
Morgan Stanley Company of Equivalent
Investments, in accordance with paragraph I.2,
within a period of twelve months from the date
on which such South African Securities became
the property of the relevant Morgan Stanley
Company.
B.5
Australian Settlement Securities: Where
MSI plc has informed the Client that it is able
to make a Settlement Facility available for
particular Australian Settlement Securities,
MSI plc commits to procure the delivery of
such Settlement Securities for Settlement,
subject to the terms of this Agreement.
B.6. Confirmations: The Client elects to receive
notification or confirmation with respect to the
Settlement Facility by electronic means rather
than by post or by facsimile.
C. FOREIGN EXCHANGE TRANSACTIONS
The provisions of this Section C will apply to FX
Transactions entered into with Morgan Stanley under the
terms of this Agreement.
C.1. Payments
All payments to be made upon the maturity of a FX
Transaction will be made on the maturity date of such
contract or, if such date is not a Currency Business Day,
on the next Currency Business Day (the “Currency
Settlement Date”).
C.2. Payment Netting
If on any Currency Settlement Date more than one
delivery of a particular currency is to be made between
the Client and the same Morgan Stanley Company in
respect of a FX Transaction, then each such party will
aggregate the amounts of such currency deliverable by it
and only the difference between those aggregate amounts
will be delivered, by the party owing the larger aggregate
amount to the other party, and, if the aggregate amounts
are equal, no delivery of that currency will be made.
C.3. Pre-advice
The party making any payment on the maturity of a FX
Transaction will advise the party receiving payment of
the bank from which such payment is to be made.
D. EXECUTION TERMS
The provisions of this Section D will only apply to (i)
cash settled trades in Investments, (ii) Exchange-Traded
Derivative Transactions and (iii) FX Transactions
entered into under the terms of this Agreement.
D.1. Dealing Rules and Regulations
(i) Morgan Stanley shall be entitled to carry out all
Transactions pursuant to this Agreement in
accordance with the constitution, by-laws,
rules, regulations orders, directives,
announcements and/or customs of the relevant
market, self-regulating organisation, Exchange
and/or Clearing House and applicable laws
whether imposed on Morgan Stanley or the
Client and shall be entitled to take or refrain
from taking any reasonable action it considers
fit in order to ensure compliance with the same.
All such actions will be binding upon the
Client.
(ii) If there is a conflict between (a) this
Agreement and (b) any by-law, rule, regulation
and/or law, the latter will prevail.
D.2. No Obligation to Deal
Morgan Stanley will be under no obligation to execute or
otherwise enter into any particular Transaction, or to
accept any order. Morgan Stanley need not give any
reasons for declining to do so. If Morgan Stanley
declines an order for execution it will make reasonable
efforts to notify the Client promptly, but will not be
liable for any failure to notify.
Page 8
D.3. Best Execution
Morgan Stanley has developed the Order Execution
Policy with respect to the execution of client orders. The
Client consents to the execution of its orders in
accordance with such Order Execution Policy. The Client
consents to receiving future information with respect to
the Order Execution Policy and related documentation
via electronic communication or the Morgan Stanley
website.
D.4. Delegation
Morgan Stanley may delegate to any person (including
any member of the Morgan Stanley group of companies)
all or any part of a Transaction or service or may
introduce the Client’s Transaction to another person for
execution, in each case subject to such conditions as
Morgan Stanley may impose.
D.5. Aggregation and Averaging
D.5.1. Aggregation: Morgan Stanley may, in
accordance with the FCA Rules, aggregate the
Client’s orders with its own (in-house) orders,
orders of its Associated Firms and other
customer orders. Such aggregation may operate
on some occasions to the advantage, and on
other occasions to the disadvantage, of the
Client.
D.5.2. Averaging: Any order taken from the Client
for execution by Morgan Stanley may be
executed over a period up to and including five
business days unless (i) the order is
immediately executed or (ii) the Client agrees
otherwise (either generally in writing or
specifically when such order is placed).
Morgan Stanley may report to the Client an
average price for the series of Transactions so
executed instead of the actual price of the
Transaction. Morgan Stanley and its
employees or officers will not be liable for any
loss arising from any such order being
executed over a shorter period (whether more
or less than one Exchange Business Day) as
they shall determine in their absolute
discretion.
D.6. Principal or Agent
D.6.1. In accepting any order or executing
Transactions (including programme trades),
Morgan Stanley may act as agent, or principal,
or a combination of both agent and principal
unless it is unambiguously clear from the terms
of the order (and Morgan Stanley accepts those
terms) or the rules of an Exchange that Morgan
Stanley will act in a specific capacity. If the
rules of an Exchange require Morgan Stanley
to act as agent on an Exchange where Morgan
Stanley cannot deal as principal then, for that
transaction the Client undertakes to sign and
deliver to Morgan Stanley any further
documents as Morgan Stanley may require.
D.6.2. In respect of programme trades, Morgan
Stanley and/or an Associated Firm may execute
an own account transaction in any Investment
included in a programme trade.
D.7. Equity Securities
With respect to Transactions in equity securities:
(i) The Client’s objectives may be achieved by
Morgan Stanley acting as agent and having the
ability to access its internal sources of
liquidity. In such a case the Client’s order may
not be executed on an Exchange’s central
trading system. Such trades will be reported as
appropriate.
(ii) Morgan Stanley’s internal sources of liquidity
include, without limitation, crossing against
client order flow, client facilitation, market
making or a proprietary trading strategy. In
such circumstances Morgan Stanley may be
trading as both the Client’s agent and as
principal on Morgan Stanley’s own behalf.
D.8. Non-Readily Realisable Securities
Where Morgan Stanley acts as principal in executing a
Transaction in an Investment which is not a packaged
product or a readily realisable security (within the
meaning of the FCA Rules), the unit price of the
Transaction shall be either (a) the market price for the
Investment then available on the Exchange on which
such Investment is generally traded or (b) if no such
price is available, such price as determined by Morgan
Stanley on a reasonable efforts basis. Any reference in a
contract or confirmation note to a market price shall be
construed accordingly.
D.9. Limit Orders
Any limit order taken from the Client in respect of an
Investment in which Morgan Stanley acts as market
maker or otherwise as principal will be on the basis that:
(i) such order will not be executed unless and until
the Investment concerned reaches the same or
a higher price than that specified in the order
(in the case of a sell order) or the same or a
lower price than that specified in the order (in
the case of a buy order) with a view to
purchasing or selling (as the case may be) in
the Investment concerned in the amount of the
order; and
(ii) until such execution Morgan Stanley may buy
the Investment (where the order was to buy) at
a price equal to or lower than that stated in the
order or sell it (where the order was to sell) at a
price equal to or higher than that so stated, such
purchase or sale being from or to any third
party and for its own account or for that of any
Associated Firm.
Page 9
D.10. Contingent Liability Transactions
The Client may enter into transactions with or through
Morgan Stanley that may commit the Client to further
payment or liability (“contingent liability transactions”).
These may include written options where the Client will
be obliged to make payment or delivery if the option is
exercised against it, or contracts for differences such as
swaps where the Client will be required to make variable
payments depending on the performance of an index or
other factor specified in the contract.
D.11. Collective Investment Schemes
The services provided hereunder may include execution
of transactions in unregulated collective investment
schemes.
E. EXCHANGE-TRADED DERIVATIVES
TRANSACTIONS
Additional terms applicable to Exchange-Traded
Derivatives Transactions are set out in the Schedule
entitled Terms Relating to Exchange-Traded Derivatives
at the back of this Agreement. These terms are in
addition to the other provisions of this Agreement.
F. REPRESENTATIONS AND
ACKNOWLEDGEMENTS
F.1. Representations etc.
F.1.1. By signing this Agreement the Client
represents and warrants to Morgan Stanley
that:
(i) Status: the Client is duly organised and
existing under the laws of the jurisdiction of its
organisation and, if relevant under such laws,
in good standing;
(ii) Powers: the Client and any person designated
by the Client has, and will at all times have, the
power to enter into and deliver this Agreement
and any other documentation relating to this
Agreement, to enter into each Transaction or
contract entered into pursuant thereto and to
perform its or their obligations thereunder;
(iii) Obligations Binding: the Client’s obligations
under this Agreement and each Transaction or
contract entered into pursuant thereto constitute
the Client’s legal, valid and binding
obligations, enforceable in accordance with
their terms (subject to applicable bankruptcy,
insolvency, reorganisation, moratorium and
similar laws relating to or affecting creditors'
rights generally and to general equitable
principles);
(iv) Consents: the Client and any person
appointed by it to advise it or deal on its behalf
has obtained and will maintain in effect all
necessary authorisations, consents or
approvals, exemptions, licences and
notifications (including, without limitation, any
required by any regulatory body) in connection
with the entry into this Agreement and any
Transactions and will comply with the terms of
the same and with all applicable law;
(v) No Violation or Conflict: the execution,
delivery and performance of this Agreement
does not and will not conflict with any law
applicable to the Client, any provision of its
constitutional documents, any order or
judgment of any court or other agency of
government applicable to it or any of its assets
or any provision of any agreement binding on
or affecting it or any of its assets;
(vi) Acting as Principal: the Client is acting as
principal, and not as agent, nominee, fiduciary
(except where the Client has notified Morgan
Stanley that it is the trustee of a trust) or
otherwise in entering into and performing any
actions under this Agreement;
(vii) Ownership of Assets: except where the Client
is the trustee of a trust, the Client beneficially
owns all assets held by Morgan Stanley in the
Accounts, free of all encumbrances and/or
adverse interests (other than those arising
pursuant to the Customer Documents);
(viii) No Event of Default: no Event of Default has
occurred or is continuing and no such event
would occur as a result of the Client entering
into or performing its obligations under this
Agreement or any Transaction hereunder;
(ix) Litigation: no litigation, arbitration or
administrative proceeding or claim is in
progress, pending or, to the Client’s
knowledge, threatened which could by itself or
together with any other such proceedings or
claims affect the legality, validity or
enforceability of this Agreement or any
Transaction or affect the Client’s ability to
perform its obligations under this Agreement
or any Transaction;
(x) ERISA: neither the Client nor any Agent
acting on behalf of the Client is (a) an
employee benefit plan (an “ERISA Plan”), as
defined in Section 3 (3) of ERISA, subject to
Title I of ERISA or Section 4975 of the U.S.
Internal Revenue Code of 1986, as amended,
(b) a person acting on behalf of an ERISA Plan
or using the assets of an ERISA Plan, or (c) a
person the assets of whom constitute assets of
an ERISA Plan. In the event that the Client is
in breach of any aspect of this representation or
becomes aware that with the passing of time,
giving of notice, or expiry of any applicable
grace period it will breach this representation
the Client will notify MSI plc immediately;
Page 10
(xi) Title: at any time the Client delivers, or is
treated as delivering, to Morgan Stanley any
securities or Equivalent Securities, it will have
the full and unqualified right to make such
delivery; and
(xii) Additional Representation where Client is
Trustee: where the Client enters into this
Agreement in the capacity of trustee of a trust,
it:
(a) has been properly appointed as trustee of
the trust, is empowered under the trust deed to
enter into and deliver this Agreement and any
other documentation relating to this
Agreement, to enter into each Transaction or
contract entered into pursuant thereto and to
perform its or their obligations thereunder and
is entitled to deal with all relevant trust assets
and that it has complied with all internal
management procedures of the trust and any
other applicable procedural requirements;
(b) is absolutely entitled to pass full legal
and beneficial ownership of all assets provided
by it under this Agreement and each
Transaction free of all encumbrances and/or
adverse interests (other than those arising
pursuant to the Customer Documents);
(c) is not in breach of the trust and has the
right to be indemnified out of the assets of the
trust for all obligations under this Agreement
and each Transaction;
(d) has not lost and will not do anything or
omit to do anything which may jeopardise or
cause it to lose or in any way compromise its
right to be indemnified in full out of the trust
assets in respect of its obligations under this
Agreement and each Transaction;
(e) it has an express right of indemnity from
the assets of the trust in respect of Transactions
entered into which are in breach of any aspect
of the relevant terms of trust; and
(f) is not acting in breach of its fiduciary
duties in entering into this Agreement or any
Transaction.
(xiii) The Client is not: (a) a United States person;
(b) a foreign person controlled by U.S.
persons; or (c) a foreign person acting on
behalf or in conjunction with U.S. persons, as
such terms are defined or used in Regulation X
issued by the Board of Governors of the
Federal Reserve System under the Securities
Exchange Act of 1934 (as amended) of the
United States of America.
F.1.2. Compliance with Investment Restrictions:
The Client represents and warrants that it, and
its Agents, where applicable, will comply in all
respects with any and all investment
restrictions, as amended, supplemented,
updated or otherwise modified from time to
time set forth in (a) any document, including,
without limitation, any prospectus, statement of
additional information, investment
management agreement or (b) any law,
regulation or guideline; in each case, governing
the investment by the Client of its assets.
F.1.3. Relationship Between the Parties: In
entering into this Agreement, entering into and
performing any Transactions and receiving any
services pursuant to this Agreement the Client
represents, warrants and acknowledges that:
(i) Assessment and Understanding: it fully
understands (on its own behalf or through
independent professional advice), is capable of
assessing the merits of, and accepts the
purposes, terms, conditions and risks of, and is
capable of assuming, and assumes the risks of,
this Agreement and any Transactions and
services contemplated by this Agreement;
(ii) Responsibilities: it has made its own
independent decision as to whether this
Agreement and such Transactions and services
are appropriate or proper for it based on its own
judgement and upon advice from such advisers
as it has deemed appropriate.
(iii) Morgan Stanley not a Fiduciary: Morgan
Stanley is not acting as the Client’s fiduciary or
adviser. Neither the relationship between
Morgan Stanley and the Client nor the services
Morgan Stanley provides nor any other matter
will give rise to any fiduciary or equitable
duties on Morgan Stanley’s part. Morgan
Stanley will not be responsible for determining
whether a Transaction or service is suitable or
appropriate for the Client; for determining
whether a Transaction or service is consistent
with the Client’s investment objectives or
investment restrictions and is appropriate in
light of the Client’s financial circumstances; for
determining the appropriate frequency of
Transactions executed on the Client’s behalf;
for determining whether a Transaction has been
authorised by the Client; or for disclosing the
risks involved in entering into a Transaction, in
each case, even if such matters would have
been apparent on analysis of the Client’s
positions or trading history or if such analysis
might have revealed cause for concern;
(iv) Senior Management: the Client’s senior
management will be involved, where
appropriate, in reviewing and approving this
Agreement and services related to this
Agreement and has approved the entry by the
Client into Transactions of the type
contemplated by this Agreement; and
(v) No Reliance: it is not relying on any
communication (written or oral) from Morgan
Stanley as being investment, tax, legal or other
advice or as a recommendation to enter into
this Agreement or any Transaction or to receive
Page 11
any service. No such communication will be
deemed as any opinion, representation,
assurance or guarantee as to the expected
results or the tax or other consequences of
entering into this Agreement or any
Transaction or the receipt of any such service.
F.1.4 MSI plc Representation: By signing this
Agreement, MSI plc represents to the Client
that it is duly authorised to enter into this
Agreement with the Client as agent and trustee
for and on behalf of each of the Morgan
Stanley Companies.
F.2. Repetition of Representations
The Client shall be deemed to represent and warrant
during the continuation of this Agreement, with reference
to the facts and circumstances then existing, that each of
the representations and warranties set out in paragraph
F.1. above remains true, accurate and correct.
F.3. Valuations and Reports
F.3.1 Valuations: Morgan Stanley may provide the
Client with various estimated non-actionable valuations
of Transactions (including, without limitation, financial
markets transactions or transactions involving
Investments) or reports containing valuations of the
Client’s positions or balances. In this connection, the
Client acknowledges the following qualifications on
valuations provided by Morgan Stanley:
Morgan Stanley will not be liable for any use or
disclosure by the Client of, or any reliance by the Client
on, any information contained in any valuation. Morgan
Stanley makes no representation or warranty in relation
to any such information, whether as to the correctness,
completeness, sufficiency, or reliability for any purpose
of such information, any entitlement of the recipient to
receive, use, disclose or rely on such information or
otherwise. In particular estimated valuations of
Transactions or prices attributed to Investments are
provided to the Client for information and internal
purposes only, and are not intended for use for any other
purpose including, without limitation, financial
disclosure purposes, marketing, reporting (whether
regulatory or otherwise), the determination of net asset
value or for use by any third party. The valuation
estimates or prices do not necessarily reflect Morgan
Stanley’s internal bookkeeping or theoretical model-
based valuations of the Transactions or Investments for
which a valuation or price is requested or provided and
do not necessarily suggest that a market exists for the
Transaction or Investments. In particular, certain factors
may not have been assessed for purposes of valuations or
prices including, for example, market conditions, the
notional amount of a Transaction or holding, credit
spreads, underlying volatility, costs of carry, use of
capital and profit, which may substantially affect the
value of any specific Transaction or holding of
Investments. The valuation estimates or prices may vary
significantly from valuation estimates or prices available
from other sources and Morgan Stanley makes no
representation or warranty with respect to such valuation
estimates or prices shown. It is the Client’s
responsibility to ensure that it is aware of the basis on
which information provided to it is prepared and whether
it is appropriate for use for a particular purpose and the
Client must always independently verify any such
information and ensure the information is appropriate for
any purpose for which it intends to use such information.
Unless otherwise expressly stated, such valuation
estimates or prices are not an offer to enter into, transfer
or assign any Transaction, or terminate any Transaction,
or a commitment by Morgan Stanley to make such an
offer. An indicative valuation of a Transaction or
Investment may differ substantially from an actionable
value.
F.3.2 Reports: Morgan Stanley may provide the
Client with various reports reflecting the Client’s
positions and balances as well as other information. In
this connection the Client acknowledges, in addition to
the provisions of paragraph A.3.4, the following
qualifications to such reports and information:
(i) The reports may reflect positions and balances
held at various brokers, financial institutions or
which may have been supplied by the Client or
the Client’s agents. Whilst these positions may
be reflected in reports provided by Morgan
Stanley or recorded in the Client’s Account,
they will not represent Morgan Stanley’s
official books and records and will not have
been independently verified by Morgan
Stanley. Morgan Stanley accepts no
responsibility for any such positions and
balances or their inclusion in its reports and
reserves the right to reverse or correct any such
positions or balances if they are incorrect.
(ii) Morgan Stanley may from time to time provide
the Client with information relating to a
particular market or jurisdiction received from
its global network of sub-custodian banks or
other third party sources. Morgan Stanley will
not have independently verified such
information and will have no liability for any
inaccuracies, errors or incomplete information
provided by such third parties.
F.4. No Responsibility for Investment Objectives
The Client acknowledges that Morgan Stanley will not
be monitoring any of the Accounts for the purposes of
evaluating their composition or their or the Client’s
performance and will not be aware of or monitoring the
Client’s overall financial position, investment objectives
or investment restrictions.
F.5. Research Recommendations
F.5.1. Receipt: Morgan Stanley may from time to
time provide research reports and
recommendations to the Client, but is under no
obligation to do so. Where Morgan Stanley
does provide such research reports and
recommendations, the Client acknowledges
that it may not receive them at the same time as
other customers of Morgan Stanley.
F.5.2. Prior Internal Use: The Client acknowledges
that employees and officers of Morgan Stanley
Page 12
may receive, have knowledge of, act upon or
use research reports and recommendations (or
any conclusions expressed thereon or research
or analysis upon which they are based) before
they are received by customers of Morgan
Stanley. Morgan Stanley is under no
obligation to take account of any such reports
and recommendations when it deals with or for
the Client.
F.6. Conflicts of Interests
F.6.1. Morgan Stanley hereby discloses that the
following conflicts of interest may affect the
Client:
(i) Morgan Stanley has acted, is acting or is
seeking to act as a financial adviser or lending
banker to the issuer (or any of its affiliated
companies) or has advised or is advising any
person in connection with a merger, acquisition
or take over by or for such issuer (or any of its
affiliated companies);
(ii) Morgan Stanley has sponsored or underwritten
or otherwise participated in or is sponsoring or
underwriting or otherwise is participating in a
transaction;
(iii) Morgan Stanley has a holding, dealing, or
market making position or may otherwise be
trading or dealing in Investments or assets of
any kind underlying, derived from or otherwise
directly or indirectly related to such
Investments;
(iv) Morgan Stanley has received or is receiving
payments or other benefits for giving business
to the firm with which the Client’s order is
placed;
(v) Morgan Stanley has been or is an associate of
an issuer (or any of its affiliated companies);
and
(vi) Morgan Stanley is matching the Client’s
transaction with that of any other client
(including without limitation Morgan Stanley,
any Associated Firm, connected customer or
other customer of Morgan Stanley) either on
behalf of such person as well as on behalf of
the Client (“agency cross”) or by executing
matching transactions at or about the same
time with the Client and such person (“back to
back principal trade”).
F.6.2. No further disclosure to the Client is required
of any relationship, arrangement or interest
which falls within the circumstances referred to
in F.6.1. above and Morgan Stanley shall be
entitled to retain any profit or benefit arising as
if no such relationship, arrangement or interest
existed.
F.6.3. Morgan Stanley shall not be obliged to disclose
to the Client any matter, fact or thing if such
disclosure would be a breach of any duty owed
by Morgan Stanley to any other person, or if
the employees, officer or director who is
dealing for or with the Client does not have
actual notice of such matter, fact or thing.
F.7. Third Party Service Providers
From time to time Morgan Stanley may provide or make
available to the Client, or to others acting with or on
behalf of the Client, information regarding parties, which
shall not include the Morgan Stanley Companies, that
may provide goods or services to the Client (“Service
Providers”). The Client acknowledges that Morgan
Stanley does not guarantee or warrant the accuracy,
reliability or timeliness of such information, or of the
goods or services provided by any Service Providers.
The Client agrees that Morgan Stanley shall have no
liability whatsoever to the Client for any losses, claims,
damages and liabilities suffered or incurred by the Client,
and the Client shall indemnify and hold Morgan Stanley
harmless from and against any and all losses, claims,
damages and liabilities suffered by Morgan Stanley,
arising out of or relating to, actions or omissions by the
Service Providers, Morgan Stanley’s provision or
making available of such information, or the Client’s
selection or use of or reliance on such Service Providers.
G. OBLIGATIONS
G.1. Margin
The Client will provide MSI plc with Margin in
accordance with the following provisions:
(i) The Client shall at all times hold in its Account or
Accounts Margin with a value at least equal to the
Client’s Margin Requirement. In determining the
value of Margin, MSI plc may apply such haircut
to the current market value of the Margin as it may
determine in its sole discretion.
(ii) Where the value of Margin held by MSI plc is less
than the Client’s Margin Requirement, MSI plc
may (but is not obliged to) make a demand for
further Margin (which may be oral or in writing
and may require the Client to deliver additional
Margin on the same day) and the Client will deliver
or pay to MSI plc such further Margin within the
period so specified for payment or delivery.
Failure by MSI plc to make such demand will not
in any way affect Morgan Stanley’s rights or the
Client’s obligations under this Agreement.
G.2. Fees
G.2.1. The Client will pay fees to MSI plc for the prime
brokerage services in accordance with the Fee
Schedule, which may be amended upon
reasonable notice. Such fees are in addition to
any other fees, charges or costs that may apply,
including, in relation to (i) the execution of
Transactions, (ii) the failure of Transactions to
clear, (iii) any other fees, charges or costs
associated with any non-prime brokerage service,
Page 13
and (iv) the exercise by Morgan Stanley on
behalf of the Client of any Corporate Action or
voting rights relating to any Investment of the
Client. MSI plc is entitled to deduct any fees,
charges or costs from any Account.
G.2.2. Morgan Stanley charges comprise commission
as notified separately to the Client from time to
time and/or mark-up or mark-down.
MSI
plc’s
charges vary according to the
Transaction or service or client, and therefore
the charges notified to the Client in respect of
any particular transaction may differ from
those incurred by another client in a similar
transaction. Where Morgan Stanley uses its
own internal sources of liquidity, it may retain
a spread and an agreed commission in respect
of certain trading strategies.
G.2.3. Morgan Stanley may share charges with
Associated Firms or other third parties or
receive remuneration from them in respect of
Transactions carried out with or for the Client
or it may be acting on both sides of a
Transaction. Details of any such arrangements
will be made available upon written request.
G.3. Indemnification
G.3.1. General Indemnity: The Client will fully
indemnify each Indemnified Person on demand
against any and all Claims which any
Indemnified Person may suffer or incur directly
or indirectly (including those incurred to a
sub-custodian, broker, Executing Broker,
Exchange, Clearing House or other regulatory
authority) as a result, or in connection with, or
arising out of (i) this Agreement and the
Customer Documents, (ii) any Transaction
effected with the Client or on the Client's
instructions, (iii) acting on any other
instructions of the Client whatsoever (iv) any
services provided to the Client pursuant to this
Agreement or the Customer Documents, (v)
without limiting the foregoing, any breach by
the Client of its obligations under this
Agreement or the Customer Documents or any
Transaction, (vi) any representation or
warranty proving to be incorrect when made or
repeated, or deemed to have been made or
repeated and (vii) any claims, actions,
proceedings or investigations arising out of or
in connection with this Agreement or the
Customer Documents or any Transaction
hereunder. References herein to Transactions,
instructions given by the Client, services to be
provided to the Client or breaches by the Client
of its obligations include Transactions entered
into by, instructions given, services to be
provided to, and breaches by, an Agent.
This indemnity will not extend to any
Indemnified Person in so far as the Claims
suffered by the same are a direct result of its
fraud, wilful default or negligence or breach of
applicable law or regulation by the Indemnified
Person, other than where the breach of law or
regulation arises as a result of the Indemnified
Person taking any action or inaction on the
instructions of the Client or an Agent or as a
result of the failure by the Client to take any
action required to be taken by it under
applicable law or regulation.
G.3.2. Currency Indemnity: If, under any applicable
law (whether as a result of a judgment against
the Client or its liquidation or for any other
reason), any payment in connection with this
Agreement is made or recovered in a currency
other than that which it is required to be paid,
then, to the extent that the payment to Morgan
Stanley (when converted in accordance with
Morgan Stanley’s usual practice on the date of
receipt or recovery, or if it is not practicable to
make that conversion on that date, on the first
date on which it is practicable to do so) falls
short of the amount unpaid under this
Agreement, the Client will as a separate and
independent obligation, fully indemnify
Morgan Stanley against the amount of the
shortfall, including, without limitation, any
premiums and costs of exchange payable in
connection with the purchase of the currency
and/or conversion. For the purposes of this
paragraph, it will be sufficient for Morgan
Stanley to demonstrate that it would have
suffered a loss had an actual exchange or
purchase been made on such date.
G.3.3. Nothing in this Agreement will require the
Client to indemnify or compensate MSI plc to
any extent prohibited by the FCA Rules.
G.4. Taxes
G.4.1. Withholding: All amounts payable to Morgan
Stanley under this Agreement or any
Transaction shall be paid in full without set-off
or counterclaim and, except to the extent
required by law, free and clear of and without
any deduction or withholding whatsoever. If
the Client is required by law to make any
deduction or withholding from any payment, it
will pay to Morgan Stanley, simultaneously
with making such payment, such additional
amount as may be necessary to ensure that the
net amount received by Morgan Stanley after
all deductions and withholdings is equal to the
amount which would have been received by
Morgan Stanley had no such deduction or
withholding been required.
G.4.2. Taxes Additional: All amounts payable by the
Client under this Agreement or any Transaction
are exclusive of applicable taxes and duties to
which Morgan Stanley may be subject (other
than taxes or duties on Morgan Stanley’s net
income). The Client will pay such taxes and
duties to Morgan Stanley at the same time as
the amounts to which they relate.
G.4.3. Tax Claims: The Client will be fully
responsible for payment of all taxes and duties
Page 14
and for the making of all claims in relation to
any taxes or duties to which Morgan Stanley
and/or the Client may be subject (other than
taxes and duties on Morgan Stanley’s net
income), whether for exemption from
withholding taxes or otherwise, for filing all
tax returns and for providing any relevant tax
authorities with all necessary information in
relation to any business Morgan Stanley carries
on for or with the Client or any cash or
Investments which Morgan Stanley holds on its
behalf. The Client will indemnify Morgan
Stanley on demand against any Claims suffered
or incurred by Morgan Stanley as a result of
any failure of the Client to comply with this
paragraph.
G.4.4. Transfer Taxes: The Client will be responsible
for and will pay promptly (and in any event
before any interest or penalty becomes
payable) any taxes or duties, including without
limitation, any stamp, sales, transfer,
documentary, withholding and other similar
taxes and duties to which Morgan Stanley or
the Client may be accountable or liable in
relation to this Agreement or any related
instruction, order or document (whether as a
result of any Investments being registered in
Morgan Stanley’s name or those of its nominee
or otherwise) or which arises in connection
with the services provided under or associated
with this Agreement or any Transaction. The
Client will notify Morgan Stanley where any
transfer of Investments to an Account
constitutes a transfer where Morgan Stanley
may be required to pay or collect any taxes or
duties contemplated in the foregoing, or to
report the transfer of such Investments.
When requested, the Client will notify Morgan
Stanley promptly of any information relating to
the Client’s tax status or obligations which is
required in order for Morgan Stanley to meet
its tax or audit obligations. The Client will
ensure that any information provided is
accurate and will notify Morgan Stanley
promptly of any change to such information.
The Client will indemnify Morgan Stanley on
demand against any Claims suffered or
incurred by Morgan Stanley as a result of the
Client’s failure to pay any such taxes or duties,
or any delay or omission by the Client in
paying any such taxes or duties or in the
provision of such information, together with
any incidental costs associated therewith,
including (without limitation) any
disbursements, costs, resource costs or the
costs of external advisers incurred in response
to investigations, enquiries, or other
administrative or judicial actions, processes or
procedures instigated by any revenue or other
governmental authority in any jurisdiction.
G.5. Default Interest
If the Client does not pay any amount when due under
the terms of this Agreement, it will be required to pay
interest to Morgan Stanley on such amount (before as
well as after judgment) in the same currency as such
overdue amount for the periods from (and including) the
original due date for payment to (but excluding) the date
of actual payment, at the Default Rate. Such interest will
be calculated on the basis of daily compounding and the
actual number of days elapsed.
G.6. Investment Adviser/Investment Manager
The Client may appoint an Agent to purchase, sell and
trade generally in, exercise, and otherwise enter into,
arrange and carry out Transactions and give other
instructions relating to Investments, whether
electronically or otherwise, and for the Client's account
and risk and in the Client's name or number on Morgan
Stanley’s books, including Transactions which will or
may result in the Client having a short position in any
such Investment. Morgan Stanley is authorised to accept
and act on:
(a) any and all orders and instructions received in
connection with such Transactions whether
electronically or otherwise from an Agent; and
(b) any other instructions of the Agent in any
respect concerning the Client's Account(s)
(including, without limitation, delivering or
otherwise transferring investments and/or
paying monies as the Agent may order or
direct, and whether or not any such delivery or
other transfer is to be made against payment, or
any such payment is to be made against
delivery or other transfer).
G.7. Payment, Transfer and other Instructions
G.7.1. Instructions: Morgan Stanley shall be entitled
without further inquiry to execute or otherwise
act upon instructions or purported instructions,
whether in electronic form or otherwise,
received from persons who reasonably appear
to Morgan Stanley to have authority to act on
behalf of the Client including, without
limitation, an Agent notwithstanding that it
may afterwards be discovered that such
instructions were not genuine or were not
issued by an authorised person. Such
execution or action shall, in the absence of
negligence, wilful default or fraud of Morgan
Stanley, constitute a good discharge by Morgan
Stanley of its obligations and it shall not be
liable for any actions taken or omitted to be
taken in good faith in reliance on such
instructions nor shall it be liable for any error,
omission or inaccuracy in any transmission as
received by Morgan Stanley. Subject to the
foregoing, an instruction (sent by any method)
will only be effective if actually received by
Morgan Stanley.
G.7.2. Cash Payments Instructions and Securities
Transfera Instructions: The Client will from
time to time notify MSI plc in writing of the
Page 15
names of the people who are authorised to give
Cash Payments Instructions and Securities
Transfers Instructions on its behalf by
providing MSI plc with a Cash Payments and
Securities Transfers Authorisation. Regardless
of the method of instruction, until MSI plc
receives written notice to the contrary, it is
entitled to assume that any of those people
have full and unrestricted power to give Cash
Payments Instructions and Securities Transfers
Instructions on the Client’s behalf.
G.7.3. Online Cash Instructions: MSI plc may
agree to accept Cash Payment Instructions
from the Client through Morgan Stanley’s
online cash instruction system which will
automatically generate an instruction to the
respective agent bank. MSI plc will not check
or monitor such instructions before they are
issued to the agent bank and accepts no liability
for any errors or omissions contained therein.
It will be the Client’s responsibility when using
these systems to ensure that any user
identifications and/or passwords used by it
and/or any Authorised User are kept secure and
the protection of any specific system access
password will be the responsibility of the
Client. MSI plc will be entitled to assume that
instructions received via these systems are
instructed by an authorised person.
G.7.4. SWIFT Cash Instructions: MSI plc may
agree to accept Cash Payment Instructions
from a SWIFT Bank Identifier Code specified
by the Client. The Client authorises MSI plc to
accept and act on such Cash Payments
Instructions and acknowledges that SWIFT
messages may not include the name of the
person giving the instruction. MSI plc will not
check or monitor such instructions before they
are issued to the agent bank and accepts no
liability for any errors or omissions contained
therein. It will be the Client’s responsibility
when using SWIFT to ensure that any user
identifications and/or passwords used by it
and/or any authorised person are kept secure
and the protection of any specific system
access password will be the responsibility of
the Client. MSI plc will be entitled to assume
that instructions received via SWIFT are
instructed by an authorised person.
G.7.5 Other Methods of Instruction: Transfer or
Cash Payment Instructions may not be given
by any other means, including by way of
electronic mail, unless expressly agreed by
MSI plc.
G.7.6 Transfer Instructions: In carrying out
instructions to make transfers of assets
(whether from an Account of the Client’s to
another prime brokerage account held by a
different client or from an Account to an
account held by a third party with an external
custodian) MSI plc shall be performing a
purely administrative function. Subject to
G.7.1, MSI plc is entitled to assume that
instructions presented by the transferor in the
required form are valid and it may act on such
instructions accordingly. MSI plc will not
undertake any review of instructions for the
purposes of determining their validity
including, for example, suitability or
appropriateness or compliance with any
investment restrictions, or for the purposes of
determining that the Client receives fair value
for the assets.
G.8. Confidentiality, and Information
G.8.1. Confidentiality: Both Morgan Stanley and the
Client will treat as confidential the Confidential
Information learned about the other in the
course of the relationship governed by this
Agreement. Except as otherwise provided in
this paragraph, neither the Client nor Morgan
Stanley will disclose the Confidential
Information to any third party without the
other's written consent. The provisions of this
paragraph G.8 shall replace and supersede any
prior agreement between the parties as to the
confidentiality of any Confidential
Information.
G.8.2. Permitted Disclosure:
(i) Each of Morgan Stanley and the Client
authorises the other to disclose any information
or take any act required by law, rule,
regulation, order, directive or announcement in
any jurisdiction, or that is requested by any self
regulating organisation, Exchange, Clearing
House or any other body having regulatory or
tax or enforcement responsibility in relation to
any business conducted by them except where
paragraph G.8.2 (iv) applies.
(ii) The Client authorises Morgan Stanley to
disclose to the Client’s investment manager,
investment adviser, auditor, administrator and
other advisers or Agents, or to third party
services providers (including Service
Providers) in connection with the provision of
services to the Client or to Morgan Stanley in
connection with this Agreement and the
services contemplated thereunder, any
information relating to the Accounts or
otherwise (including but not limited to
Confidential Information) as they may from
time to time request and Morgan Stanley may
disclose any such information to other third
parties, including but not limited to investors,
at the direction of the Client’s investment
manager investment adviser, administrator and
other advisers or Agents. The Client will
indemnify Morgan Stanley against any loss or
liability it may suffer or incur as a result of any
such disclosure.
(iii) Nothing in paragraph G.8.1. shall prevent one
Associated Firm disclosing such information to
another Associated Firm.
Page 16
(iv) Neither Morgan Stanley nor the Client will
disclose information of the kind specified in
section 275(1) of the PPSA unless otherwise
required by section 275(7) of the PPSA.
G.8.3. Provision of Information: The Client will
provide Morgan Stanley on demand with all
such information as Morgan Stanley may
reasonably request in connection with this
Agreement, any Transaction or the Client’s
ability to perform its obligations hereunder.
H. EVENTS OF DEFAULT
The occurrence at any time of any of the following
events will be an “Event of Default” for the purposes of
this Agreement:
(i) Failure to Pay or Deliver: The Client fails to
make any payment or delivery or meet any
Margin call, in each case, upon the due date or
within the period specified;
(ii) Breach of Agreement: The Client fails to
perform any other material obligation hereunder
and, if such failure is capable of remedy, such
failure is not remedied on or before the second
Notice Business Day after notice of such failure
is given to the Client;
(iii) Act of Insolvency: An Act of Insolvency occurs
or any enforcement action is taken in respect of
any security or arrangement having a similar
effect to security with respect to the Client;
(iv) Misrepresentation: Any representation made by
the Client proves to have been incorrect or untrue
in any material respect when made or repeated,
or deemed to have been made or repeated;
(v) Admission of Inability or Unwillingness to
Perform: The Client admits to Morgan Stanley
or any other person its inability to, or intention
not to, perform any of its obligations under the
Customer Documents and/or any Transaction;
(vi) Regulatory Suspensions: The Client is
suspended from membership of, or participation
in, any Exchange, Clearing House or association
or self-regulating organisation, or suspended
from dealings in Investments by any government
agency;
(vii) Cross Default:
(a) in relation to the Client or any of its
affiliates, a default, event of default,
termination event or the like occurs or is
declared under any other agreement of
whatever nature with Morgan Stanley or any
Associated Firm;
(b) in relation to the Client or any of its
affiliates, any indebtedness or other
financial obligation in an amount greater
than U.S. $250,000 (or its equivalent in any
other currency or currencies) is not paid or
met at its stated maturity (or within any
applicable grace period) or by reason of any
default, event of default, termination event
or the like on the Client’s part becomes due
prior to its stated maturity or, if payable or
repayable on demand, when so demanded;
(viii) Suspension of NAV/redemptions: The net asset
value calculation of the Client or the redemption
of investor interests in respect of the Client is
suspended, restricted or delayed for any reason;
(ix) Material Adverse Change: The Client suffers a
material adverse change in its financial condition,
results, properties, business or operations as
determined by MSI plc in its absolute discretion;
(x) Ceasing to be a Trustee: Where the Client is the
trustee of a trust, it ceases to be trustee of the
trust for any reason whatsoever;
(xi) Insolvency of Trust Fund: Where the Client is a
trustee of a trust, the liabilities of the trust fund
exceed the market value of its assets or the
trustee is unable to satisfy all of its liabilities
incurred as trustee in full by proper recourse to
the assets of the trust fund;
(xii)
Invalidity of Security: MSI plc reasonably
determines that the Security is or may be invalid,
unenforceable, prejudiced or otherwise
ineffective in whole or in part for any reason
whatsoever; or
(xiii) Impossibility/Illegality: The Client is prevented
from making any payment or delivery or it
becomes impossible, impracticable or illegal for
the Client to make any payment or delivery.
The Client will notify MSI plc immediately of the
occurrence of an Event of Default or of an event which
with the passing of time, giving of notice, expiry of any
applicable grace period or the making of any
determination by MSI plc may constitute an Event of
Default.
I. USE OF INVESTMENTS
I.1. Use of Investments
(i) The Client hereby authorises any Morgan Stanley
Company at any time or times to borrow, lend,
charge, rehypothecate, dispose of or otherwise
use for its own purposes any Investments which
are for the time being subject to the Security in
an amount up to but no greater than the Adjusted
Value without giving notice of such borrowing,
lending, charge, rehypothecation, disposal or
other use to the Client. Such Morgan Stanley
Company may retain for its own account all fees,
profits and other benefits received in connection
with any such borrowing, loan or use. Upon (i) a
Page 17
borrowing, lending or other use, such
Investments will become the absolute property of
that Morgan Stanley Company (or that of its
transferee) free from the Security and from any
equity, right, title or interest of the Client’s and
(ii) a charge or rehypothecation of any of the
Client’s Investments, all of those Investments,
including the Client’s interest in those
Investments, will be subject to the charge or
other security interest created by such charge or
rehypothecation. Upon any such use, the Client
will have a right against the Morgan Stanley
Company (and to the extent that such Morgan
Stanley Company fails to deliver Equivalent
Investments, to MSI plc) for the delivery of
Equivalent Investments in accordance with
paragraph I.2. No Morgan Stanley Company will
be permitted to exercise its right of use in relation
to any additional Client Investments at any time
following the occurrence of a MSI plc Act of
Insolvency.
(ii) Where a Morgan Stanley Company borrows,
lends or otherwise uses Hong Kong Securities
any such borrowing, lending or use shall be
effected by way of a loan of the relevant
securities by the Client to the Morgan Stanley
Company under the OSLA. The Morgan Stanley
Company shall not be required to issue a
Borrowing Request (as defined in the OSLA) in
respect of any such loan made.
(iii) MSI plc shall determine the Adjusted Value and
the Equivalent Dollar Value of Investments used
under I.1. on a daily basis. In valuing any
Investments for the purposes of this paragraph
I.1. MSI plc shall rely on the value given by any
reputable pricing source and, in the absence of
any such value or (if MSI plc determines that
such value is, in its reasonable opinion,
inaccurate), such value as MSI plc reasonably
determines.
I.2. Redelivery of Used Investments
The relevant Morgan Stanley Company or MSI plc on
behalf of such Morgan Stanley Company may deliver, or
procure the delivery of, Equivalent Investments to the
Client under paragraph I.1. by causing such Investments
to be transferred, appropriated or designated to the
Account in which such Investments were held prior to
such use or, if not possible to do so, or if an Event of
Default has occurred, to such other Account or Accounts
subject to the Security as it shall determine. Such
Investments will upon such transfer, appropriation or
designation become subject to all the provisions of this
Agreement, including without limitation, those of
Section J and this Section I.
J. SECURITY
J.1. Security
Charge: As continuing security for the
payment and discharge of all Liabilities, the
Client charges to MSI plc for itself and as
trustee for the other Morgan Stanley
Companies by way of first fixed charge and
assigns by way of security with full title
guarantee and free from any adverse interest
whatsoever:
(i) all rights, title and interest of the Client in or in
respect of Investments and other assets not
falling within sub-paragraphs (ii) to (vi) below
constituted by credits standing from time to
time to any Account;
(ii) all Investments which, or the certificates or
documents of title to which, are for the time
being deposited with or held by a Morgan
Stanley Company;
(iii) all other Investments and all rights, cash
(including, without limitation, dividends) and
property whatsoever which may from time to
time be derived from, accrue on or be offered
in respect of any Investments referred to in
sub-paragraphs (i) and (ii) above, whether by
way of Corporate Action or otherwise
howsoever;
(iv) all cash for the time being credited to any
Account;
(v) all rights of the Client arising in respect of any
Investments or cash referred to in sub-
paragraphs (i) to (iv) above, including, without
limitation, any rights against any custodian,
banker or other person;
(vi) all rights of the Client under this Agreement
and the Customer Documents (including those
existing after any netting or set off of amounts
owed under such Customer Documents)
including, without limitation, all rights of the
Client to delivery of Equivalent Investments
and Equivalent Securities;
(vii) all sums of money held by any Morgan Stanley
Company for the Client, the benefit of all
accounts in which any such money may from
time to time be held and all the Client’s rights,
title and interest under any trust relating to such
money or to such accounts as aforesaid,
but, in each case, so that the covenants implied
by the Law of Property (Miscellaneous
Provisions) Act 1994 in the charges contained
in or created pursuant to this Agreement are
construed with the omission of (A) the words
“other than any charges, encumbrances or
rights which that person does not and could not
reasonably be expected to know about” in
section 3(1) of that Act; and (B) section 6(2) of
that Act.
J.2. Withdrawals
J.2.1. The Client may request Morgan Stanley (either
orally, in writing or by electronic transmission
and either expressly or impliedly) to deliver
Page 18
cash and/or Investments from an Account to a
third party. Such request is subject to the
provisions of the Security and this Agreement.
If Morgan Stanley permits delivery of such
cash and/or Investments from an Account to a
third party then, on the relevant delivery being
made, the relevant cash and/or Investments
shall be automatically released from the
Security.
J.2.2. Permitting any withdrawal of Investments
and/or cash from an Account, or a series of
such withdrawals, will not commit Morgan
Stanley to permit any other withdrawals from
the Accounts.
J.3. Supplemental Provisions Relating to the
Security
J.3.1. Continuing Security: The Security is
continuing and will extend to the ultimate
balance of all the Liabilities, regardless of any
intermediate payment or discharge in whole or
in part.
J.3.2. Security Unaffected: The Security is in
addition to any other security, guarantee or
indemnity now or subsequently held by
Morgan Stanley in respect of the Liabilities and
the Security is not in any way prejudiced by
any other such security, guarantee or
indemnity. Morgan Stanley may at any time
and without reference to the Client give up,
deal with, vary, exchange or abstain from
perfecting or enforcing any other such security,
guarantee or indemnity at any time and
discharge any party thereto, and realise the
same as it thinks fit without in any way
affecting or prejudicing the Liabilities or the
Security. The Client acknowledges that the
Security shall not in any way be affected by the
level of Margin required pursuant to Section G.
J.3.3. Further Assurance: For the purpose of
perfecting or enforcing the Security, if MSI plc
so requests at any time or times the Client will
promptly execute and sign all such transfers,
assignments, powers of attorney, further
assurances or other documents and do all such
other acts and things as may reasonably be
required to realise the Security or vest any of it
in MSI plc or to its order or to a purchaser or
transferee or to perfect or preserve the rights
and interests of MSI plc and the other Morgan
Stanley Companies in respect of the Security
(including, without limitation, the institution
and conduct of legal proceedings) or for the
exercise by Morgan Stanley of all or any of the
powers, authorities and discretions conferred
on Morgan Stanley by this Agreement. The
Client hereby by way of security irrevocably
appoints each Morgan Stanley Company
severally as its attorney to execute any such
transfers, assignments, powers of attorney,
further assurances or other documents and do
all such other acts and things as aforesaid for
the purpose of perfecting or enforcing the
Security, or attempting to do so. The Client
hereby ratifies and confirms and agrees to
ratify and confirm the exercise or purported
exercise by a Morgan Stanley Company of the
power of attorney.
J.3.4. Law of Property Act: Sections 93 (restriction
of right of consolidation) and 103 (restriction
of right of sale) of the Law of Property Act
1925 will not apply to this Agreement. The
Liabilities will become due for the purposes of
section 101 of the Law of Property Act 1925,
and the statutory power of sale and of
appointing a receiver which are conferred on
the Morgan Stanley Companies under that Act
(as varied or extended by this Agreement) and
all other powers shall be deemed to arise
immediately after execution of this Agreement.
J.3.5. Avoidance of Payments: If Morgan Stanley
reasonably determines that any payment
received or recovered by Morgan Stanley may
be avoided or invalidated after the Liabilities
have been discharged in full, and after any
facility which might give rise to such
Liabilities has been terminated, this Agreement
(and the Security created thereby) will remain
in full force and effect and Morgan Stanley will
not be obliged to release any cash or
Investments charged under the Security until
the expiry of such period as Morgan Stanley
shall reasonably determine.
J.3.6. No Release: No payment which may be
avoided or adjusted under any law, including
any enactment relating to bankruptcy or
insolvency, and no release, settlement or
discharge given or made by Morgan Stanley on
the faith of any such assurance, security or
payment, shall prejudice or affect the right of
Morgan Stanley to recover the Liabilities from
the Client or to enforce the Security to the full
extent of the Liabilities.
J.3.7. Negative Pledge: The Client will not create or
have outstanding any mortgage, pledge, lien,
hypothecation, security interest or other charge
or encumbrance, or any other agreement or
arrangement having the same economic effect,
over or in respect of the present or future
Charged Assets (other than for any security
created under the Customer Documents).
J.3.8. Continuation of Accounts: At any time
following (i) Morgan Stanley receiving notice
(either actual or otherwise) of any subsequent
security interest affecting any assets subject to
the Security or (ii) the occurrence of any Act of
Insolvency in respect of the Client, Morgan
Stanley may open a new Account in the
Client’s name (whether or not Morgan Stanley
permits any existing Account to continue). If
Morgan Stanley does not open such a new
Account, Morgan Stanley will nevertheless be
treated as if Morgan Stanley had done so at the
time, as the case may be, when the notice was
received or deemed to have been received of
Page 19
the subsequent security interest or at the time
of the Act of Insolvency. No cash or
Investments thereafter paid into any Account,
whether new or continuing, shall discharge or
reduce the amount receivable pursuant to this
Agreement.
J.3.9 Protection of Third Parties: No purchaser
from, or other person dealing with, Morgan
Stanley shall be concerned to enquire whether
any of the powers exercised or purported to be
exercised has arisen or become exercisable,
whether the Liabilities remain outstanding or as
to the propriety or validity of the exercise or
purported exercise of any power; and the title
of such a purchaser and the position of any
such person shall not be impeachable by
reference to any of those matters and the
protections contained in sections 104 to 107 of
the Law of Property Act 1925 shall apply to
any person purchasing from or dealing with
Morgan Stanley.
J.3.10. Receipts: The receipt of Morgan Stanley shall
be an absolute and a conclusive discharge to a
purchaser and shall relieve the purchaser of any
obligation to see to the application of any
moneys paid to or by the direction of Morgan
Stanley.
J.3.11. Construction: In paragraphs J.3.9. and J.3.10.
"purchaser" includes any person acquiring for
money or money's worth any security interest
over, or any other interest or right whatsoever
in relation to the Charged Assets.
J.3.12. Certificate of Borrowings: For all purposes,
including any legal proceedings, a certificate
by any officer of MSI plc as to the sums and/or
liabilities for the time being due to or incurred
by MSI plc shall be conclusive in absence of
manifest error.
J.4. Enforcement
J.4.1. Enforceability: Without prejudice to Morgan
Stanley’s rights under paragraphs J.5., K.1. and
K.2., on or at any time after the occurrence of
an Event of Default in relation to the Client and
without prior notice or demand on the Client,
MSI plc (for itself and as agent, or as the case
may be, trustee on behalf of the other Morgan
Stanley Companies) may enforce the Security
and exercise all the powers and rights of a
mortgagee conferred by statute or otherwise
and (without prejudice to the generality of the
foregoing) may (i) appropriate, sell or
otherwise dispose of all the title to and interest
in any asset subject to the Security or (as MSI
plc may elect and without prejudice to any later
exercise of this power) the whole or part of the
equitable interest divested of the legal title for
such consideration (which may comprise or
include Investments), upon such terms and
generally in such manner as MSI plc may, in its
sole and absolute discretion, think fit provided
that (a) where Morgan Stanley sells or disposes
of any such assets Morgan Stanley shall use its
reasonable endeavours to obtain a fair value
where reasonably obtainable in the
circumstances; and (b) where Morgan Stanley
appropriates assets pursuant to this paragraph
J.4.1. the value given to such assets shall be the
Net Value (such appropriated assets being
treated as Receivable Investments for this
purpose); and (ii) apply all or any part of any
cash credited to an Account or the value of any
appropriated assets towards the discharge of
the Liabilities upon such terms and generally in
such manner as MSI plc may, in its sole and
absolute discretion, think fit.
J.4.2. Application of Net Proceeds: The net
proceeds of any enforcement will be applied
towards discharge of the Liabilities in such
order as MSI plc in its sole discretion shall
determine. Subject to paragraph J.3.5, the
Client will be entitled to any balance remaining
after the unconditional and irrevocable
discharge of all Liabilities. In the event of a
shortfall, the Client will immediately on
demand pay to each relevant Morgan Stanley
Company the balance remaining due to it.
J.4.3. Other Means of Enforcement: If the Client
fails to discharge any Liabilities when due,
Morgan Stanley may, but is not bound to,
resort to any other reasonable means of
obtaining discharge at any time and in any
manner or order it thinks fit, without thereby
affecting the Security.
J.4.4. Suspense Account: Morgan Stanley may, for
the purpose of enabling it to maximise its
recoveries in any actual or potential winding-
up, dissolution or analogous proceeding
relating to the Client, or prior to the application
of any amounts, credit any amounts received or
recovered by it in exercise of its rights under
this Agreement (including Section P) to, and
require the same to be paid to it for crediting to,
an interest bearing suspense account for so long
and in such manner as it may determine.
J.4.5. PPSA disapplied: The provisions of the
PPSA specified in paragraphs (a) to (r)
inclusive of section 115 of the PPSA will not
apply in relation to any Charged Assets the
subject of a security interest established under
or contemplated by this Agreement, to the
extent that this is permitted by the relevant
paragraph of section 115 of the PPSA in
relation to that provision.
J.4.6 PPSA exclusion of notice requirement: To
the extent not prohibited by the PPSA, the
Client waives its right to receive any notice
otherwise required to be given by Morgan
Stanley under section 157 (verification
statements) or any other provision of the PPSA.
J.5. Limited Close-Out
Page 20
J.5.1. Termination: Without prejudice to Morgan
Stanley’s rights under paragraph K.1. and K.2.,
or under paragraph J.4.1., on or at any time
after the occurrence of an Event of Default in
relation to the Client, MSI plc may serve a
notice to the Client (a “Termination Notice”)
(and so that MSI plc may serve one or more
Termination Notices at any time while an
Event of Default is continuing) whereupon all
or such of the following as may be specified in
the Termination Notice shall occur:
(i) the Settlement Facility will be terminated and
all Equivalent Securities that the Client is
required to deliver under paragraph B.2.(v) will
be immediately deliverable;
(ii) all Equivalent Investments in respect of which
the Client has a right of delivery under
paragraph I.2. will be deliverable;
(iii) such outstanding Exchange-Traded Derivatives
Transactions as may be specified in the
Termination Notice will be terminated in
accordance with the terms of the MNA;
(iv) such outstanding FX Transactions as may be
specified in the Termination Notice will be
terminated,
so that the performance of the respective
obligations of the parties with respect to all
such payments and deliveries shall be effected
only in accordance with paragraphs J.5.2. to
J.5.3. below.
J.5.2. Amounts Determined. MSI plc will establish
as at the date on which the Termination Notice
was served:
(i) the Default Market Value of all Equivalent
Securities and Equivalent Investments to be
delivered by or to the Client under paragraph
J.5.1(i) and (ii);
(ii) the Liquidation Amount in respect of all
Exchange-Traded Derivatives Transactions
terminated under paragraph J.5.1 (iii); and
(iii) the Loss of each party in respect of all FX
Transactions terminated under paragraph
J.5.1(iv).
J.5.3. Netting: On the basis of the amounts so
established, an account shall be taken (as at the
date on which the Termination Notice was
served) of what is due from each party to the
other under paragraph J.5.2. and the amounts
due from one party shall be set off against the
amounts due from the other and only the
balance of account shall be payable by the
party having the claim valued at the lower
amount pursuant to the foregoing. Any such
balance shall be payable by that party on
demand by the other party. For the purposes of
this calculation, all sums not denominated in
U.S. Dollars shall be converted to U.S. Dollars
at the then current market exchange rates.
Paragraphs K.2.1.(ii) and (iii) shall apply in
respect of any amount payable under this
paragraph as if references in those paragraphs
to the Termination Amount were a reference to
the amount payable under this paragraph.
J.5.4 The provisions of J.5.1 to J.5.3. shall apply
separately between each Morgan Stanley
Company and the Client as if such Morgan
Stanley Company were party to a separate
agreement with the Client in all respects
identical to this Agreement.
K. EARLY TERMINATION, NETTING AND
SET OFF
The provisions of paragraphs K.1. and K.2. shall apply
separately between each Morgan Stanley Company and
the Client as if such Morgan Stanley Company were
party to a separate agreement with the Client in all
respects identical to this Agreement.
K.1. Early Termination
K.1.1. Early Termination: (i) Upon or following the
occurrence of an Event of Default, without
prejudice to any other rights hereunder or under
any transaction, contract or law, or (ii)
following the occurrence of an MSI plc Act of
Insolvency, the relevant Morgan Stanley
Company may by notice to the Client in the
case of (i), or the Client may by notice to MSI
plc in the case of (ii) (in either case a “Close-
Out Notice”), declare that the provisions of
paragraphs K.1.2. to K.1.4. and K.2. will apply.
K.1.2. Service of Close-Out Notice:
(i) Service of a Close-Out Notice under paragraph
K.1.1. by a Morgan Stanley Company shall
constitute an immediate event of default or
termination event (howsoever the same are
described) under such Customer Documents as
may be specified in the Close-Out Notice (each
such Customer Document being a “Designated
Customer Document”), whether or not the
Event of Default in question would otherwise
constitute an event of default or termination
event under any such Designated Customer
Document and without the need for the service
of a separate notice under any such Designated
Customer Document, but so that the service of
a Close-Out Notice in respect of one Customer
Document shall not prevent Morgan Stanley
from serving a Close-Out Notice in respect of
any other Customer Document at any time.
(ii) Service of a Close-Out Notice by the Client
shall constitute an Event of Default under this
Agreement in respect of MSI plc (but in respect
of no other Morgan Stanley Company) and this
Page 21
Agreement shall be a “Designated Customer
Document” for the purposes of paragraphs
K.1.3. and K.1.4..
K.1.3. No Further Payments or Deliveries: No
further payments or deliveries under the
Designated Customer Documents in respect of
outstanding Transactions will be required to be
made, but without prejudice to the other
provisions of the Designated Customer
Documents, and:
(i) all outstanding Transactions under the
Designated Customer Documents (other than
Exchange-Traded Derivatives Transactions and
FX Transactions entered into under this
Agreement) will, to the extent possible, be
terminated immediately in accordance with
their terms and any Transactions under the
Designated Customer Documents will be dealt
with in accordance with the relevant default,
close out or termination provisions of any such
Designated Customer Document;
(ii) where this Agreement is a Designated
Customer Document, the Loan will be
immediately repayable;
(iii) where this Agreement is a Designated
Customer Document, the Settlement Facility
will be terminated immediately and Equivalent
Securities that the Client is required to deliver
under paragraph B.2.(v) will be immediately
deliverable;
(iv) where this Agreement is a Designated
Customer Document, Equivalent Investments
in respect of which the Client has a right of
delivery under paragraph I.2. will be
immediately deliverable;
(v) where this Agreement is a Designated
Customer Document, all outstanding
Exchange-Traded Derivatives Transactions
will, to the extent possible, be terminated
immediately in accordance with the terms of
the MNA;
(vi) where this Agreement is a Designated
Customer Document, all outstanding FX
Transactions will, to the extent possible, be
terminated immediately;
(vii) where this Agreement is a Designated
Customer Document, all outstanding
Transactions not falling within any other sub-
paragraph of this paragraph K.1.3. will, to the
extent possible, be terminated immediately;
and
(viii) all other amounts due but unpaid under the
Designated Customer Documents (including,
where this Agreement is a Designated
Customer Document, without limitation, any
fees owing to Morgan Stanley and any amounts
payable under Section P) will be immediately
payable and so that where this paragraph
applies, performance of the respective
obligations of the parties with respect to all the
payments, repayments and deliveries shall be
effected only in accordance with paragraphs
K.1.4. and K.2. below.
Notwithstanding the Security and provided an
Act of Insolvency shall not have occurred (in
which case this sub-paragraph shall not apply),
if Morgan Stanley or the Client serves a Close-
Out Notice under paragraph K.1.1., all rights of
the parties under each Designated Customer
Document shall be subject to the provisions of
paragraphs K.1. and K.2. and the Security shall
be released in respect of such rights to the
extent necessary under any applicable law to
enable the operation of the netting pursuant to
paragraph K.2..
K.1.4 Amounts Determined: Where this Agreement
is a Designated Customer Document, the
amount of the Loan to be repaid by the Client
shall be determined by MSI plc. The Non-
Defaulting Party will establish as at the date of
the Default Event:
(i) the Default Market Values of all Investments,
Equivalent Securities and Equivalent
Investments to be delivered by each party
under any Transaction terminated under
paragraph K.1.3.(i) and, where this Agreement
is a Designated Customer Document, to be
delivered by each party under paragraphs
K.1.3. (iii), (iv) and (vii);
(ii) the purchase prices to be paid by each party in
respect of securities purchased by that party
under transactions executed with Morgan
Stanley;
(iii) where this Agreement is a Designated
Customer Document, the Loss of each party in
respect of all FX Transactions and other
Transactions (other than Exchange Traded
Derivatives Transactions) under this
Agreement terminated in accordance with this
Section K (other than Transactions for the
delivery of securities);
(iv) the Liquidation Amount with respect to the
Exchange-Traded Derivatives Transactions or,
to the extent that it is not possible to determine
the Liquidation Amount in accordance with the
MNA, the Loss in respect of such
Transactions; and
(v) all other amounts payable under paragraph
K.1.3.(viii).
Provided that no account shall be taken under
this paragraph or under paragraph K.2.1 of any
Investments which are credited to an Account
and held by MSI plc as custodian or any money
which the parties have agreed is to be treated as
client money for the purposes of and subject to
the FCA Rules.
Page 22
K.2. Netting
K.2.1. Netting:
(i) On the basis of the amounts established in
accordance with paragraph K.1.4., an account
shall be taken (as at the date of the Default
Event) of (a) what is due from each party to the
other under this Agreement and (b) any
amounts due from one party to the other as a
result of an early termination or close-out of
any Designated Customer Document and the
amounts due from one party shall be set off
against the amounts due from the other and
only the balance of the account (the
“Termination Amount”) will be payable by
the party having the claim valued at the lower
amount pursuant to the foregoing. For the
purposes of this calculation, all sums not
denominated in U.S. Dollars shall be converted
into U.S. Dollars at the then current market
exchange rates;
(ii) if the Termination Amount is payable by the
Client to Morgan Stanley, that amount is
immediately due and payable and will form
part of the Liabilities in respect of which
Morgan Stanley may enforce the Security or
any of its other rights under this Agreement or
otherwise; and
(iii) if the Termination Amount is payable by
Morgan Stanley to the Client, subject to K.3.2.,
that amount shall be paid into such Account as
Morgan Stanley shall determine and be subject
to the terms of this Agreement or, if the
operation of this Section K is pursuant to
K.1.1.(ii) then such amount shall be paid by
MSI plc as the Client directs.
K.2.2. Statement: On or as soon as reasonably
practicable following the calculations made
under K.2.1., the Non-Defaulting Party will
provide to the other party a statement showing
such calculations in reasonable detail.
K.3. Other Rights
K.3.1. Pre-condition to Payment and Deliveries: As
a separate and further protection to Morgan
Stanley, the Client agrees that where the Client
has failed to provide Margin demanded
pursuant to paragraph G.1. or otherwise failed
to perform its obligations under any
Transactions or otherwise under this
Agreement (whether or not the Security is
enforceable or being enforced) any obligation
Morgan Stanley may have to pay or repay any
money or deliver or redeliver any asset
(whether as Margin or otherwise) otherwise
than under and in accordance with paragraphs
K.1. and K.2. will be conditional upon there
being no Liabilities.
K.3.2. Set-off: As between each Morgan Stanley
Company and the Client, whether or not an
Event of Default has occurred, any Liabilities
owed to that Morgan Stanley Company will, at
that Morgan Stanley’s Company's option (and
without prior notice to the Client), be reduced
by its set-off against any amount(s) payable
(whether or not then due and owing) to the
Client by that Morgan Stanley Company under
the Customer Documents (and any such
amount(s) payable by that Morgan Stanley
Company will be discharged to the extent it is
so set-off). Morgan Stanley will give notice to
the Client after any set off is effected under this
paragraph.
K.3.3. Combination of Accounts: As between each
Morgan Stanley Company and the Client, a
Morgan Stanley Company may, at any time
following an Event of Default, without notice
to the Client combine, consolidate or merge all
or any of the Accounts with that Morgan
Stanley Company with any Liabilities owed to
that Morgan Stanley Company and may set off
any amount standing to the credit of any such
Accounts in or towards satisfaction of any of
the Client's Liabilities to that Morgan Stanley
Company. Each Morgan Stanley Company
may do so notwithstanding that the balances on
such Accounts and the Liabilities may not be
expressed in the same currency and a Morgan
Stanley Company is hereby authorised to effect
any necessary conversions in accordance with
paragraph K.4..
K.3.4 Transfers between Morgan Stanley
Companies: Each Morgan Stanley Company
is authorised by the Client in its discretion at
any time and from time to time to transfer any
money or investments held by the Morgan
Stanley Company for the Client's account to or
to the order of any other Morgan Stanley
Company for the purpose of, or with a view to,
application thereof in discharge of any
Liabilities due from the Client to such other
Morgan Stanley Company, or in order to meet
any obligation of the Client to provide Margin
in relation to such Liabilities.
K.4. Conversion
The Client agrees that Morgan Stanley may at any time
for the purposes of reducing or determining a Liability,
giving effect to the provisions of paragraphs K.3.2. or
K.3.3., converting a payment received in a currency other
than that in which it was due, or otherwise, (i) convert
any Liabilities owed or cash held in one currency into
another currency using Morgan Stanley's current
exchange rates or other reasonable rates as Morgan
Stanley deems appropriate in good faith and/or (ii)
convert any obligation to deliver non-cash property into
an obligation to deliver cash in such amount as is
determined by Morgan Stanley as appropriate in good
faith, save that, where the delivery obligation is owed by
MSI plc, MSI plc shall not be able to exercise the right to
convert in this paragraph K.4. following an MSI plc Act
of Insolvency provided always that this shall be without
prejudice to the operation of the set-off provisions set out
in paragraphs K.1., K.2. and K.3..
Page 23
L. LIMITATION OF LIABILITY
L.1. Limitation of Liability
L.1.1. Limitation of Exclusions: Nothing in this
Agreement will exclude or restrict any duty or
liability to any extent prohibited by the FCA
Rules or PRA Rules that Morgan Stanley may
have to the Client under the regulatory system
(as defined in the FCA Rules and PRA Rules).
L.1.2. Limitation of Liability: (i) Morgan Stanley
and its employees and officers will not be
liable for any loss, cost, charge, fee, expense,
damage or liability resulting from any act or
omission made in connection with this
Agreement or the services provided hereunder
(including, without limitation, the provision of
any Software). In particular, but without
limitation, Morgan Stanley will not be liable
for any loss of, or any failure to insure,
Investments or for the quality, quantity,
condition or delivery of Investments or the
correctness, validity, sufficiency or
genuineness of any of the documents relating
to Investments. This exclusion does not apply
where such loss results directly from the
negligence, wilful default or fraud of Morgan
Stanley or its employees or officers. Morgan
Stanley and its employees and officers will not
in any circumstances be liable for any
consequential loss, damage or liability
(including but not limited to loss of profit)
regardless of whether it is aware of the
likelihood of such loss, damage or liability; (ii)
without limiting the foregoing, Morgan Stanley
shall have no liability whether in contract, tort
(including negligence) or otherwise for any
loss, cost, charge, fee, expenses, damage or
liability resulting from the provision of any
Software.
L.1.3. No Liability for Others: Morgan Stanley
accepts the same level of responsibility for any
nominee company controlled by it as for its
own acts under this Agreement. Subject to
this, Morgan Stanley will not be liable to the
Client for the solvency, acts or omissions of
any party in whose control any of the Client's
assets (or documentation relating thereto) may
be held or through whom any Transactions
may be effected or any bank with whom
Morgan Stanley maintains any bank account or
any other party with whom Morgan Stanley
deals or transacts business or who is appointed
by Morgan Stanley in good faith on the Client's
behalf, provided that, in the case of sub-
custodians, this exclusion of liability shall not
apply to loss which is directly caused by a
breach of MSI plc’s obligations in relation to
the selection and monitoring of sub-custodians
set out in paragraph A.2.1 and provided further
that this exclusion shall not extend to any sub-
custodian who is an Affiliate. For the purposes
of this paragraph L.1.3., “control” has the same
meaning as set out in the FCA Rules and PRA
Rules.
L.2. Force Majeure
Morgan Stanley will not be liable to the Client for any
delay in performance, or for the non-performance, of any
of its obligations under this Agreement by reason of any
cause beyond its reasonable control, or for any loss,
costs, charges, fees, expenses, damage or liabilities
caused by the occurrence of any contingency beyond its
reasonable control. This includes, without limitation, any
breakdown or failure of transmission, communication or
computer facilities, postal or other strikes or similar
industrial action, the failure of any relevant Exchange,
Clearing House, sub-custodian and/or broker for any
reason to perform its obligations, acts of terrorism and
acts of God such as adverse weather conditions or the
occurrence of other natural events.
M. MISCELLANEOUS
M.1. Notices
M.1.1. Form: Any Notices may be given orally unless
required in writing by the terms of this
Agreement.
M.1.2. Method of Transmission: Any notice in
writing (including, without limitation, any
confirmation or demand) may be given by
posting or delivering it or by sending it by
facsimile transmission or any other
transmission. Any notice or demand given by
post will be deemed given five Notice Business
Days after posting and any notice given by
delivery, facsimile or electronic mail will be
deemed given upon delivery, facsimile or
transmission (as the case may be). In proving
service of notice, it shall be sufficient to prove,
in the case of delivery by post, that the letter
was correctly addressed and was posted first
class or, where appropriate, airmail or, in the
case of delivery otherwise than by post
(including transmission), that it was delivered
to the correct destination.
M.1.3. Service on Agent: A Notice will be deemed to
have been received by the Client if service of
such Notice is made in accordance with
paragraphs M.1.1. and M.1.2. above on the
Client’s Agent, at such address, facsimile
number or electronic mail address as is notified
to Morgan Stanley by such Agent from time to
time.
M.1.4. Change of Notice Details: A party may
change its address, facsimile number or
electronic address for the purposes of this
Agreement by giving another party at least 5
Notice Business Days written Notice of such
change.
Page 24
M.1.5. Cases Where Actual Receipt Required:
Communications from the Client or Morgan
Stanley under paragraphs G.6, K.1.1, M.1.4 or
N.2.1. will be deemed received only if actually
received.
M.1.6. Conclusiveness: Any contract note,
confirmation or account statement that is given
in writing by Morgan Stanley will be deemed
correct in the absence of manifest error.
M.1.7. Genuineness of Signatures: Morgan Stanley
is entitled to assume that any signatures in
Notices are genuine and that any Notices
received by facsimile and/or electronic
transmission are genuine and sent by the
persons appearing to send the same.
M.2. Monitoring and Recording of
Communications
For quality control and security purposes, as a
record of orders / Instructions and related
matters and in order to comply (and monitor
compliance) with applicable laws and
regulations, this Agreement and any applicable
policies and procedures, Morgan Stanley, its
Associated Firms and/or other persons on its or
their behalf may monitor or record
communications (including email, instant
messaging, facsimile, telephone and other
electronic communications) with the Client or
its agent(s)
to the extent permissible under the
applicable law for legitimate business purposes
or for purposes permitted by law from time to
time. These records shall be prima facie
evidence of any orders/Instructions or
communications monitored or recorded and
shall be admissible as such in any legal
proceedings. The Client will not use, file, or
cite as a reason for objecting to the admission
of Morgan Stanley’s records as evidence in any
legal proceedings because they are not
originals, are not in writing or are documents
produced by a computer. Morgan Stanley will
retain records in accordance with its
operational procedures, which may change
from time to time in its absolute discretion. The
Client should keep adequate records in
accordance with applicable laws and
regulations and should not rely on Morgan
Stanley to comply with its record keeping
obligations.
M.3. Entire Agreement; Remedies Cumulative
M.3.1. Entire Agreement: The Customer Documents
constitute the entire agreement of the parties
with respect to the subject matter thereof and
supersede all prior oral and written
communications.
M.3.2. Remedies Cumulative: Morgan Stanley's
rights under this Agreement are cumulative,
may be exercised as often as it considers
appropriate and are in addition to its rights
under general law. Any failure to exercise or
any delay in exercising any such rights will not
operate as a waiver or variation of that or any
other such right and any defective or partial
exercise of any such rights will not preclude
any other or further exercise of that or any
other right.
M.4. Severability
Any provision of this Agreement which is prohibited or
unenforceable in any jurisdiction will, as to such
jurisdiction, be ineffective to the extent of such
prohibition or unenforceability without invalidating the
remaining provisions hereof, and any such prohibition or
unenforceability in any jurisdiction will not invalidate or
render unenforceable such provision in any other
jurisdiction.
M.5. Exclusion of Equities
Without prejudice to Morgan Stanley’s rights under any
other paragraph in this Agreement, each party undertakes
to pay any amount payable and to deliver any assets that
are deliverable under this Agreement on the due date
regardless of any right of equity, set-off (other than any
contractual right of set off) or counterclaim that it may
have or allege against the other party.
M.6. Power to Return Equivalent Investments
The Client agrees that if Morgan Stanley re-transfers or
re-delivers Investments to the Client, these do not need to
be the identical Investments originally deposited,
charged or transferred, to Morgan Stanley, and the Client
will accept Equivalent Investments.
M.7. Data Protection and Client Information
M.7.1 MSI plc shall, in connection with the Customer
Documents and all transactions thereunder
comply (where applicable) with the Data
Protection Laws.
M.7.2 The Client shall comply with and observe the
Data Protection Laws and ensure that it has
obtained all necessary consents for MSI plc to
process any personal data in connection with
the Customer Documents and all transactions
thereunder.
M.7.3 Morgan Stanley, its Associated Firms and/or
other persons acting on its or their behalf may
process and use information relating to the
Client, its Accounts, Investments or
Transactions and/or the relationship governed
by this Agreement (“Client Information”) to
tailor, administer and operate services in
accordance with the Customer Documents and
Transactions thereunder (including tailoring
Investments or marketing specific products of
interest, authorising or confirming
Transactions and for billing purposes); to help
Morgan Stanley understand and continue to
develop the services it is able to provide to the
Client and clients generally; in the course of
Page 25
the operational support and development of
their businesses; to carry out credit, money
laundering and conflict checks and for fraud
prevention purposes (and this may include
consideration of information regarding political
affiliations and criminal offences committed or
alleged to have been committed); to exercise
and defend Morgan Stanley’s legal rights; and
in order to comply with legal and regulatory
obligations and requests anywhere in the world
(including reporting to and being audited by
national and international regulatory
enforcement or exchange bodies and
complying with court orders or subpoenas).
M.7.4 Morgan Stanley, its Associated Firms and/or
other persons on its or their behalf, may in
connection with the Customer Documents and
all Transactions thereunder collect Client
Information (a) directly from the Client; (b)
through its Agents; and (c) from other
information sources.
M.7.5 Morgan Stanley’s and its Associated Firms’
processing and use of Client Information may
include disclosure of Client Information
between Morgan Stanley and its Associated
Firms; to third parties processing Client
Information on behalf of Morgan Stanley or its
Associated Firms or otherwise providing it or
them with professional or other services; to the
Client’s investment manager, investment
advisor, auditor, administrator or other
advisors or Agents; to third parties such as
investors, potential investors, settlement
agents, overseas banks, Exchanges or Clearing
Houses to whom information is disclosed in
the course of providing services to the Client
under this Agreement; to credit reference,
fraud prevention and other similar agencies,
and other financial institutions, with whom
information is shared for credit and money
laundering checking and fraud prevention
purposes; to persons to whom Morgan Stanley
assigns or novates its rights or obligations
under this Agreement; and to national and
international regulatory, enforcement or
exchange bodies or courts anywhere in the
world as required by applicable law or
regulations or at their request. Disclosure may
involve overseas storage and other overseas
transfer, processing and use of Client
Information, and disclosure to these third
parties, including in or to countries or
territories which do not offer the same level of
protection of personal information as is
enjoyed within the European Economic Area.
M.7.6 Before providing Morgan Stanley, an
Associated Firm or any other person on its
behalf with any information regarding an
individual in connection with this Agreement,
the Client should ensure that the individual (i)
knows that the Client will be providing his or
her information to Morgan Stanley or the
Associated Firm; (ii) has the information set
out in paragraphs M.2 and M.7.3 to M.7.5
above regarding the collection, use, processing,
disclosure and overseas transfer of his or her
information and the possibility of monitoring
or recording of his or her communications; and
(iii) is aware that he or she has rights of access
to, and correction of, his or her personal
information held by Morgan Stanley and its
Associated Firms, that, if he or she wishes to
exercise either of these rights, he or she can do
so by written request to the Compliance
Officer at MSI plc or the appropriate contact at
the Associated Firm and that, in the case of a
request for access to personal information,
Morgan Stanley and its Associated Firms
reserve the right to charge an appropriate fee.
M.8. Amendment
Morgan Stanley may amend or supplement the
arrangements with the Client by sending supplemental or
revised Customer Documents or by written agreement.
Where an amendment or supplement is necessitated by a
change of applicable law, regulation, rule, order or
directive this may take effect immediately or otherwise
as Morgan Stanley may specify. Any other amendment
or supplement will, unless Morgan Stanley has received
the Client’s written objection, take effect twenty-one
days after despatch or if twenty-one days is impracticable
in the circumstances such shorter time (not being less
than ten business days) as Morgan Stanley may specify,
and will apply in respect of any commitment,
Transaction or contract entered into by Morgan Stanley
and the Client after that date. Any alteration which the
Client may wish to make to the Customer Documents
must be agreed by Morgan Stanley in writing.
M.9. Complaints
If the Client has a complaint about MSI plc it should
raise the complaint in the first instance with the MSI plc
employee acting for it. If the Client is not satisfied with
the response of the employee (or if the Client prefers not
to raise the matter with the employee) it may raise the
matter with MSI plc’s Compliance Officer.
M.10. E-Commerce
The Client acknowledges and agrees that unless
expressly included in this Agreement and any relevant
terms of use issued from time to time by Morgan Stanley
the requirements of the E-Commerce Directive
(00/31/EC) as implemented in the United Kingdom are
excluded to the extent permissible by law.
M.11. U.S. Regulations
Notwithstanding anything to the contrary stated or
implied in this Agreement, Morgan Stanley shall not be
required to take any action or refrain from taking any
action in connection with any Transaction or otherwise in
relation to any Customer Document that would constitute
non-compliance with or result in penalties under the laws
of the United States (including, for the avoidance of
Page 26
doubt, the U.S. laws restricting participation in or
compliance with certain foreign boycotts, directly or
indirectly, as contained in the U.S.
Export Administration Act of 1979 and the U.S. Internal
Revenue Code, as such laws are amended from time to
time) or that would place Morgan Stanley or any
Associated Firm in a position of non-compliance with
such laws.
N. ASSIGNMENT AND TERMINATION
N.1. Assignment
N.1.1. Successors and Assigns: The obligations
under this Agreement bind, and the rights will
be enforceable by, the parties and their
respective successors and permitted assigns.
N.1.2. Novation to Associated Firms: Each Morgan
Stanley Company (the "Transferor") may at
any time by delivering to the Client a written
substitution notice (“the Substitution Notice”)
cause all or any part of its rights, benefits
and/or obligations under this Agreement to be
transferred to any other Associated Firm (the
“Transferee”) provided that (i) where the
Client is listed on the Irish Stock Exchange the
Associated Firm is regulated as a broker by a
regulator recognised by the Irish Stock
Exchange and has a specified credit rating (as
defined by the listing requirements and
procedures for investment funds of the Irish
Stock Exchange); or (ii) in any other case, the
Associated Firm has a credit standing similar to
that of the Transferor or is supported by a
guarantee from a company with a similar credit
standing to the Transferor. Upon delivery of a
Substitution Notice to the Client, to the extent
that in the Substitution Notice the Transferor
seeks to cause all or any part of its rights and/or
obligations hereunder to be novated, the Client
and the Transferor will be released from further
obligations to each other hereunder in respect
of those rights and/or obligations so novated
and, to the extent that they have been novated
in accordance with this paragraph, their
respective rights and obligations against each
other will be cancelled, and the Client and the
Transferee will acquire the same rights and
assume the same obligations between
themselves as they would have had, had the
Transferee been an original party hereto instead
of the Transferor, with the rights and/or the
obligations acquired or assumed by it as a
result of such novation. The Client hereby
irrevocably authorises Morgan Stanley as its
attorney to acknowledge such Substitution
Notice on the Client's behalf.
N.1.3 Except in respect of de minimis sums
transferred in accordance with the Client
Money Rules (where the Client’s consent is not
required), the Client agrees that MSI plc may
transfer to another person, as part of a transfer
of business to that person, any client money
balances, provided that:
(a) The sums transferred will be held for the Client
by the person to whom they are transferred in
accordance with the Client Money Rules; or
(b) If not held in accordance with (a), MSI plc will
exercise all due skill, care and diligence in
assessing whether the person to whom the
client money is transferred will apply adequate
measures to protect these sums.
N.1.4. Assignment: The Client may not assign,
transfer or enter into any sub-participation or
subordination with respect to any of its rights,
benefits and/or obligations under this
Agreement, any Transaction or any contract
entered into under this Agreement or declare a
trust of any such rights without the prior
written consent of Morgan Stanley. The
Client's obligations may not, without the prior
written consent of Morgan Stanley, be
performed by anybody else. Any purported
assignment, transfer, sub-participation,
subordination, declaration of trust or
performance of obligations without such
consent will be invalid.
N.2. Termination
N.2.1. Power to Terminate: Any party can terminate
this Agreement by giving at least 5 Notice
Business Days prior written notice. If one or
more Morgan Stanley Companies terminates
this Agreement as between themselves and the
Client that will not (unless any such
termination is expressed to be on behalf of all
Morgan Stanley Companies) operate as a
termination in respect of any other Morgan
Stanley Company.
N.2.2. Illegality: Without prejudice to the generality
of N.2.1. or any other rights under the
Customer Documents, Morgan Stanley
reserves the right immediately to terminate any
or all of the Customer Documents (including
but not limited to this Agreement) or
immediately cease to provide any or all of the
services provided hereunder without notice if it
determines in its discretion that it has become
unlawful under any applicable law for Morgan
Stanley or the Client to perform any or all of its
respective obligations under the Customer
Documents, including, without limitation, as a
result of the application or any violation of
ERISA.
N.2.3. Effect of Termination: Termination of this
Agreement will not affect outstanding rights or
the Liabilities. Any termination will be
without prejudice to the Security and Morgan
Stanley’s continuing rights to all Margin. This
Agreement will apply to the Liabilities until all
Liabilities have been finally, unconditionally
and irrevocably discharged. After the
unconditional and irrevocable discharge of all
Liabilities and the termination of this
Agreement and subject to Morgan Stanley’s
Page 27
continuing rights as aforesaid, Morgan Stanley
shall deliver or cause to be delivered to the
Client or to its order any remaining monies and
Investments held by Morgan Stanley.
N.2.4. Survival: Termination of this Agreement will
not affect any provision of this Agreement that
is intended to survive termination, including,
without limitation, those provisions (i) creating
the Security in Morgan Stanley's favour and (ii)
granting any indemnity in favour of Morgan
Stanley.
N.2.5. Agency: Subject to paragraph N.2.1. the
Client will not terminate any appointment
(whether express or implied) of Morgan
Stanley as its agent for the purposes of this
Agreement without the prior written consent of
Morgan Stanley.
N.2.6. Third Party Rights:
(i) Subject to the terms of this sub-paragraph, a
person who is not a party to this Agreement
has no right under the Contract (Rights of
Third Parties) Act 1999 to enforce any term of
this Agreement (but this shall not affect any
right or remedy of any person which exists or
is available apart from that Act).
(ii) Without prejudice to any rights that a Morgan
Stanley Company has as party to this
Agreement or otherwise or any rights that an
Associated Firm has pursuant to this
Agreement, such a Morgan Stanley Company
or Associated Firm, as the case may be, may
enforce the terms of this Agreement in
accordance with its terms and the provisions of
the Contract (Rights of Third Parties) Act
1999.
(iii) The parties do not require the consent of any
third party to rescind or vary this Agreement.
O. GOVERNING LAW AND JURISDICTION
O.1. Governing Law: Unless otherwise agreed in
writing, this Agreement and all Transactions
entered into hereunder and any non-contractual
obligations arising out of or in relation to this
Agreement or such Transactions will be
governed by, and construed in accordance with,
English law.
O.2. Jurisdiction: MSI plc and the Client each
hereby submit to the exclusive jurisdiction of
the courts of England in respect of any suit,
action or proceeding (including claims for set-
off and counterclaim) which may arise out of
or in connection with the creation, validity,
effect, interpretation or performance of, or the
legal relationships established by this
Agreement or otherwise arising out of or in
connection with this Agreement or (unless
otherwise agreed in writing) any Transaction
entered into thereunder including, without
limitation, disputes relating to any non-
contractual obligations.
O.3. Inconvenient Forum: MSI plc and the Client
hereby waive trial by jury and waive any
objections on the grounds of venue or forum
non conveniens or any similar grounds.
O.4. Immunity: To the extent that the Client may
be entitled in any jurisdiction to claim for itself
or for its property or assets immunity from
service of process, jurisdiction, suit,
judgement, execution, attachment or legal
process in respect if its obligations or to the
extent that in any such jurisdiction there may
be attributed to it or its property or assets such
immunity (whether or not claimed) the Client
hereby waives such immunity to the fullest
extent under the laws of such jurisdiction.
O.5. ERISA Transactions: In the event that any
transactions pursuant to the Customer
Documents become regulated under ERISA,
Morgan Stanley and the Client hereby agree to
submit to the jurisdiction of the New York
courts with regard to any disputes or claims
arising in connection with such transactions.
P. GUARANTEE AND INDEMNITY
P.1. Guarantee
In consideration of the Client undertaking on the terms of
this Section P to indemnify each Morgan Stanley
Company, and of each of the other guarantees contained
in this Section P, each Morgan Stanley Company
unconditionally guarantees to, and covenants with, each
other Morgan Stanley Company that it will be liable
hereunder to pay to any other Morgan Stanley Company
any Liabilities from time to time owing to any of the
Morgan Stanley Companies (whether or not due and
payable and whether or not demand shall have been
made on the Client therefor) PROVIDED ALWAYS
THAT the liability of each Morgan Stanley Company
hereunder shall be limited to an amount equal to the
aggregate net amount owing from that Morgan Stanley
Company to the Client on the date of the demand on that
Morgan Stanley Company hereunder (including any
amounts standing to the credit of the Client in any
Account(s) maintained by that Morgan Stanley
Company) after deducting all Liabilities of the Client to
that Morgan Stanley Company (whether or not due and
payable at the date of demand and whether or not
demand for payment of such Liabilities shall then have
been made on that Morgan Stanley Company).
P.2. Sole Principal Debtor
As between the Morgan Stanley Companies, but without
affecting the Client's obligations, each Morgan Stanley
Company will be liable to each of the other Morgan
Stanley Companies as if it were the sole principal debtor
and not merely a surety. Accordingly, no Morgan Stanley
Page 28
Company will be discharged, nor will its liability be
affected by anything which would not discharge it or
affect its liability if it were the sole principal debtor
(including (i) any time, indulgence, concession, waiver
or consent at any time given to the Client by any Morgan
Stanley Company, (ii) any amendment or supplement to
any Customer Document, or to any security or other
guarantee, (iii) the making or absence of any demand on
the Client for payment, (iv) the enforcement or absence
of enforcement of any Customer Documents, or of any
other security or guarantee, (v) the taking, existence or
release of any security or other guarantee, (vi) the
occurrence of any Act of Insolvency in respect of the
Client, (vii) the illegality, invalidity or unenforceability
of or any defect in any provision of any Customer
Document or any of the Client's obligations under them,
(viii) any reorganisation or change in the constitution of
the Client, or (ix) any other event which would, but for
this provision, constitute a legal or equitable discharge of
a guarantee).
P.3. Obligations Continuing
The obligations of each Morgan Stanley Company under
this Section P are, and will remain, in full force and
effect by way of continuing security until the Customer
Documents have been terminated and each of the
Morgan Stanley Companies has irrevocably received or
recovered all amounts payable under the Customer
Documents. Furthermore, the obligations of each
Morgan Stanley Company hereunder are additional to,
and not instead of, any security or other guarantee at any
time existing in favour of any of the Morgan Stanley
Companies and may be enforced without first having
recourse to the Client, any other person, any security or
any other guarantee.
P.4. Indemnification
P.4.1. Indemnity: The Client irrevocably undertakes
and covenants to each Morgan Stanley
Company that it will indemnify the Morgan
Stanley Company on demand against any
Claims relating to or arising out of this Section
P. For the avoidance of doubt, the Client
hereby acknowledges and confirms that its
obligation to indemnify each Morgan Stanley
Company pursuant to this P.4.1. will arise as
soon as a liability (including any contingent
liability) is incurred by a Morgan Stanley
Company pursuant to this Section P, and
accordingly that the obligation to indemnify a
Morgan Stanley Company shall arise whether
or not a Morgan Stanley Company has paid any
amounts to any other Morgan Stanley
Company pursuant to this Section P, and
whether or not such other Morgan Stanley
Company has made a demand on the Client.
For the avoidance of doubt, the Client's
indemnity obligations shall be Liabilities
secured by and subject to the provisions of this
Agreement.
P.4.2 Clawback: In the event that any amount is
paid by a Morgan Stanley Company under the
guarantee set out in paragraph P.1. and all or
part of the corresponding amount payable to
that Morgan Stanley Company by the Client
pursuant to the indemnity set out in paragraph
P.4.1. becomes repayable by such Morgan
Stanley Company (the amount of such
repayment being the “Repayment”) then,
whichever Morgan Stanley Company received
the guarantee payment, shall pay to that
Morgan Stanley Company the amount of such
Repayment, and an amount equal to such
Repayment will fall due from the Client to that
Morgan Stanley Company.
Page 29
INTERPRETATION AND DEFINITIONS
By entering into this Agreement, a contractual relationship is created that has legal consequences. This Agreement shall take
effect when a copy thereof has been returned to MSI plc duly signed by the Client or on its behalf.
INTERPRETATION
Except where the context otherwise requires:
1. Definitions: The terms defined in the Definitions Section will have the meanings specified therein;
2. Obligations Several: The obligations of the Morgan Stanley Companies hereunder are several only and not joint or
joint and several;
3. Persons: References to a person includes any individual, corporation, association, partnership, government, state or
agency of a state or other entity (whether or not having a separate legal personality) and its successors, transferees and
assigns;
4. Laws: Reference to a provision of law or other rule or regulation is a reference to that provision as amended or re-
enacted and in force from time to time;
5. Documents: Reference to a Customer Document or other document is a reference to that Customer Document or
other document as amended, novated or supplemented; and
6. Headings and Sections: Headings and the table of contents in this Agreement are for ease of reference only.
Reference to a Section will be a reference to the named Section of this Agreement.
To the extent that the terms of any other Customer Document would otherwise limit, restrict or exclude the rights or
remedies given to the Morgan Stanley Companies in this Agreement or contradict the terms of this Agreement with respect
to the subject matter hereof, the terms of this Agreement will prevail. The foregoing shall apply equally to any Customer
Document entered into prior to, on or after the date of this Agreement and the terms of that Customer Document shall be
read accordingly (and any entire agreement provision included therein shall be deemed amended to the extent it would
otherwise be inconsistent with the foregoing).
DEFINITIONS
In this Agreement except where the context otherwise requires:
“Account” means an account opened for the Client by a Morgan Stanley Company in respect of
any service provided to the Client by a Morgan Stanley Company or any Transaction
entered into by the Client and a Morgan Stanley Company, in each case, in
connection with this Agreement and includes, for the avoidance of doubt, the Prime
Brokerage Accounts
“Act of Insolvency” means (i) the passing of a resolution for the Client’s voluntary winding up (unless for
the purposes of corporate reconstruction or amalgamation in respect of which
Morgan Stanley has given its prior written approval); (ii) the presentation or filing of
a petition for the Client’s winding up or alleging the bankruptcy or insolvency of the
Client or seeking any reorganisation, arrangement, composition or similar relief; (iii)
the taking of any steps for the making of an administration order in respect of the
Client; (iv) the appointment of a liquidator, trustee, receiver, administrator or similar
officer over any of the Client’s assets; (v) the Client calling a meeting of its creditors
pursuant to Section 98 of the Insolvency Act 1986 or any other person calling a
meeting pursuant to Section 3 of the Insolvency Act 1986; (vi) the Client seeking,
consenting to or acquiescing in the appointment of a trustee, receiver or administrator
over any of its assets; (vii) the Client making a general assignment for the benefit of,
or entering into a reorganisation, arrangement or composition with, creditors; (viii)
the Client becoming insolvent or unable to pay its debts, or the Client fails or admits
its inability generally to pay its debts as they become due; (ix) the occurrence of any
procedure equivalent, analogous or similar to the foregoing (i) to (viii) in any other
jurisdiction; or (x) where the Client is the trustee of a trust, the Client is unable to pay
debts incurred in that capacity out of the assets of the trust
Page 30
“Adjusted Value” means, at any time, the absolute value of the amount, as determined by MSI plc,
yielded by the following formula:
Adjusted Value = 140% x (Settlement Facility Market Value + Debits)
“Affiliate”
means any direct or indirect wholly-owned subsidiary of Morgan Stanley (the US
incorporated holding company)
"Agent" means an investment adviser, investment manager, administrator or other third party
appointed by the Client
"Agreement" means this Agreement (including all its Sections and attachments), Notices delivered
hereunder, documents or other confirming evidence of Transactions and any
additional documents relating to the services provided hereunder
“Appropriate Market” means, in relation to Investments of any description, the market which is the most
appropriate market for Investments of that description, as determined by the Non-
Defaulting Party
“Associated Firms” means any undertaking in the Morgan Stanley group of companies from time to time,
and, as the context requires, any person connected with Morgan Stanley from time to
time
“Australian Settlement Securities” means Settlement Securities which MSI plc determines (acting in good faith) to be
Australian Securities
"Authorised Person" means each person authorised under the Cash Payments and Securities Transfers
Authorisation to give a Cash Payment Instruction or Securities Transfer Instruction
"Authorised User" means the Client and those of its employees, agents, representatives or advisers that,
in connection with the services provided to the Client by MSI plc under this
Agreement, need to use the Software and have been provided with the Software by
MSI plc
“Cash Payments and
Securities Transfers Authorisation” means a written authorisation from the Client in a form acceptable to MSI plc (which
shall include the form of Cash Payments and Securities Transfers Authorisation
attached as Schedule V to this Agreement)
“Cash Payments Instruction” means an instruction from the Client requesting MSI plc to make a free payment of
cash from a Prime Brokerage Account to an account of a third party that is not made
against delivery of Investments into the Prime Brokerage Account or as payment in
respect of a Transaction executed with Morgan Stanley (but, excluding for the
avoidance of doubt, any payment of cash in respect of a purchase of securities that is
not settling on a delivery versus payment basis and where it is normal market practice
for the cash to be paid before the receipt of the purchased securities)
“Charged Assets” means Investments and cash transferred to Morgan Stanley and credited to any
Account which is subject to the Security
“Claims” means all direct and indirect costs, charges, fees, expenses, damages, liabilities and
losses, including any consequential losses and damages and including any costs,
charges, fees, expenses, damages, liabilities and losses incurred or sustained by
Morgan Stanley from time to time in accordance with or as a result of the
terminating, liquidating, obtaining or re-establishing any hedge or related trading
position including, without limitation, break costs and any legal costs and costs of
enforcing or protecting or attempting to enforce or protect any of Morgan Stanley’s
rights under this Agreement or any Transaction
“Clearing House” means any clearing house providing settlement, clearing or similar services whether
or not as part of an Exchange
“Confidential Information” means any proprietary and/or non-public information which shall include, without
limitation, (i) in relation to the Client, information relating to the Client’s investment
strategy and holdings and (ii) in relation to Morgan Stanley, details regarding the
Page 31
Loan, products or services provided by Morgan Stanley (including, the pricing and/or
fees relating to the provision of such products or services)
"Corporate Action" means, without limitation, any conversion, subscription rights, subdivision,
consolidation, redemption, merger, rights relating to takeovers or other offers or
capital re-organisation, capitalisation issue, rights issue, redenomination,
renominalisation or other event similar to the foregoing. Corporate Action will not
include any voting rights that are exerciseable, whether in connection with the
foregoing, or otherwise
"Corporate Action Information" means information relating to Corporate Actions in respect of the Client's
Investments
"Currency Business Day” means in respect of any obligations involving a payment denominated in: (i) euro, a
day on which the Trans-European Automated Real-time Gross Settlement Express
Transfer system operates; or (ii) any other currency, a day on which banks in the
principal financial centre of the country of which the currency in which the payment
is denominated is the official currency are generally open for business
“Customer Documents” means this Agreement and any other or additional documents or agreements entered
into between the Client and Morgan Stanley, whether or not expressly incorporated in
this Agreement (such documents may include, without limitation, any Cash Payments
and Securities Transfers Authorisation, each Schedule to this Agreement. the OSLA,
an Overseas Securities Lenders Agreement, Global Master Securities Lenders
Agreement, Global Master Repurchase Agreement, International Currency Options
Master Agreement, International Foreign Exchange Master Agreement and
International Swap and Derivatives Association Master Agreement, collateral
payment or bridge agreement or any similar agreement) and any annexes,
supplements or confirmations in relation thereto
“Data Protection Laws” means the UK Data Protection Act 1998 and all other applicable data protection laws
and regulations
“Debits” means the Equivalent Dollar Value of any debit cash balances credited to the Prime
Brokerage Account, and for the purposes of calculating Adjusted Value it shall be
input into the formula as a positive number
“Default Event” means the service of a Close-Out Notice with respect to any of the events set out in
K.1.1. (i) or (ii)
“Default Market Value” for the purposes of paragraph J.5.2. and paragraph K.1.4., the “Default Market
Value” of any Investments, Equivalent Securities or Equivalent Investments shall be
determined in accordance with sub-paragraphs (i) and (ii) below.
(i) If between the occurrence of the relevant Event of Default and the Default
Valuation Time the Non-Defaulting Party gives to the other party a written notice (a
“Default Valuation Notice”) which:
(A) states that, since the occurrence of the relevant Event of Default, the
Non-Defaulting Party has sold, in the case of Receivable Investments, or
purchased, in the case of Deliverable Investments, Investments which form
part of the same issue, are of an identical type and description as those
Investments, Equivalent Securities or Equivalent Investments, and that the
Non-Defaulting Party elects to treat as the Default Market Value:
(aa) in the case of Receivable Investments, the net proceeds of sale
after deducting all reasonable costs, commissions, fees and expenses
incurred in connection therewith (provided that where the Investments
sold are not identical in amount to the Investments, Equivalent
Securities or Equivalent Investments, the Non-Defaulting Party may
elect to treat either (x) such net proceeds of sale divided by the amount
of securities sold and multiplied by the amount of the Investments,
Equivalent Securities or Equivalent Investments as the Default Market
Value or (y) elect to treat such net proceeds of sale of the Investments,
Equivalent Securities or Equivalent Investments actually sold as the
Default Market Value of that proportion of the Investments, Equivalent
Page 32
Securities or Equivalent Investments, and, in the case of (y), the Default
Market Value of the balance of the Investments, Equivalent Securities
or Equivalent Investments shall be determined separately in accordance
with the provisions of this paragraph and accordingly may be the
subject of a separate notice (or notices) under this sub-paragraph (i) or
sub-paragraph (ii)); or
(bb) in the case of Deliverable Investments, the aggregate cost of
such purchase, including all reasonable costs, commissions, fees and
expenses incurred in connection therewith (provided that where the
Investments purchased are not identical in amount to the Investments,
Equivalent Securities or Equivalent Investments, the Non-Defaulting
Party may elect to treat either (x) such aggregate cost divided by the
amount of Investments purchased and multiplied by the amount of the
Investments, Equivalent Securities or Equivalent Investments as the
Default Market Value or (y) elect to treat the aggregate cost of
purchasing the Investments, Equivalent Securities or Equivalent
Investments actually purchased as the Default Market Value of that
proportion of the Investments, Equivalent Securities or Equivalent
Investments, and, in the case of (y), the Default Market Value of the
balance of the Investments, Equivalent Securities or Equivalent
Investments shall be determined separately in accordance with the
provisions of this paragraph and accordingly may be the subject of a
separate notice (or notices) under this sub-paragraph (i)or
sub-paragraph (ii)); or
(B) states that the Non-Defaulting Party (acting in good faith) has elected to
treat as the Default Market Value of any Receivable Investments or
Deliverable Investments prices derived from quotations obtained from
market makers or dealers in the Appropriate Market (including, if
commercially reasonable, prices obtained from persons acting in such
capacity who are employees of the Non-Defaulting Party, and in the
case of Morgan Stanley of any of its Affiliates, and in the case of the
Client of its investment manager), or from such other commercially
reasonable pricing source as the Non-Defaulting Party may determine,
using pricing methodology which is customary or otherwise reasonably
appropriate for the relevant type of security (as determined by the Non-
Defaulting Party), and together with all Transaction Costs which would
be incurred in connection with such a purchase or sale transaction
calculated on the assumption that the aggregate thereof is the least that
could reasonably be expected to be paid in order to carry out the
transactions; or
(C) states:
(aa) that either (x) acting in good faith, the Non-Defaulting Party has
endeavoured but been unable to sell or purchase Investments in
accordance with sub-paragraph (i)(A) above or to obtain quotations or
other pricing source valuations in accordance with sub-paragraph (i)(B)
above (or both) or (y) the Non-Defaulting Party has determined that it
would not be commercially reasonable to obtain or use such quotations,
or valuations; and
(bb) that the Non-Defaulting Party has determined the Net Value of
the relevant securities (which shall be specified) and that the
Non-Defaulting Party elects to treat such Net Value as the Default
Market Value of the relevant Investments,
then the Default Market Value of the relevant securities shall be an
amount equal to the Default Market Value specified in accordance with
(A), (B) or, as the case may be, (C) above.
(ii) If by the Default Valuation Time the Non-Defaulting Party has not given a
Default Valuation Notice, the Default Market Value of the relevant Investments,
Equivalent Securities or Equivalent Investments shall be an amount equal to their Net
Page 33
Value on the date of the Default Event or on such other date as the Non-Defaulting
Party, acting in good faith and in a commercially reasonable manner, may determine
“Default Rate” means a rate per annum equal to the cost (without proof or evidence of any actual
cost) to Morgan Stanley if it were to fund or of funding the relevant amount plus 1%
per annum
“Default Valuation Time” means for the purposes of the definition of Default Market Value, the close of
business in the Appropriate Market on the twentieth (20
th
) dealing day after the day
on which the Default Event occurs
“Deliverable Investments” means Investments, Equivalent Investments or Equivalent Securities to be delivered
by the Defaulting Party
“Designated Customer Document” in the case of a Close-Out Notice served by Morgan Stanley, has the meaning given
to it in K.1.2. and, in the case of a Close-Out Notice served by the Client, means this
Agreement
“Equivalent Dollar Value” means, (i) where any amount or value is not denominated in US Dollars, the
equivalent in US Dollars reasonably determined by Morgan Stanley and (ii) where
any amount or value is denominated in US Dollars, the actual US Dollar amount
“Equivalent Investments” Investments or securities are “equivalent” to other Investments or securities if they
are of the same issuer,
and “Equivalent Securities” part of the same issue and of an identical type, nominal value, description and amount
and have the same rights as those other Investments or securities: PROVIDED
THAT, where any Investment or securities are subject to any Corporate Action,
Morgan Stanley may reasonably determine what Investments, securities or other
assets (which may consist of or include money or other property) are to be treated as
“equivalent” for this purpose; and the expressions “Equivalent Investment” and
“Equivalent Securities” are to be construed accordingly
"ERISA" means the U.S. Employment Retirement Income Security Act of 1974 as amended
“Event of Default” means any of the events described in the Events of Default Section H
“Exchange” means any exchange, regulated market, multi-lateral trading facility, trading system,
market or association of dealers in any part of the world on or through which
Investments, commodities or currencies (including for the avoidance of doubt, spot
foreign exchange) or assets underlying, derived from or otherwise related directly or
indirectly to the same are bought and sold and shall include any automated trading
system
“Exchange Business Day” means in respect of a Transaction relating to any securities or an exchange, a day
which is a dealing day in the most appropriate market for securities of that type (as
determined by Morgan Stanley) or a day on which such exchange is open; provided
such day is also a Notice Business Day
“Exchange-Traded Derivatives means a transaction entered into under the Terms Relating to Exchange-Traded
Transaction” Derivative Transactions
“Executing Broker” means a broker selected by the Client to execute Transactions, which may or may not
be a Morgan Stanley Company
“FCA” means the Financial Conduct Authority and any successor regulator
“FCA Rules” means the rules of the FCA from time to time, or any rules which replace or succeed
such rules
“Fee Schedule” means the schedule of prime brokerage fees described as the International Prime
Brokerage Fee Schedule as amended by MSI plc from time to time
“Financial Instrument” has the meaning given to it by the FCA Rules and PRA Rules
“FSMA” means the Financial Services and Markets Act 2000 of the United Kingdom
Page 34
“FX Transaction” means a foreign exchange transaction entered into with Morgan Stanley under Section
C of this Agreement
“Hong Kong Settlement Securities” means Settlement Securities which MSI plc determines to be Hong Kong Securities
"Income" means any interest, dividends or other distributions of any kind whatsoever with
respect to any Investments
“Indemnified Person” means each Morgan Stanley Company and Associated Firm and its respective
officers and employees
“Investments” means all assets of any kind whatsoever, other than cash
“Liabilities” means the aggregate (as determined by Morgan Stanley) of all monies, debts,
liabilities and obligations which now are or have been or at any time hereafter may be
or become due, owing or incurred by the Client to any Morgan Stanley Company (or,
as the context may require, to any one or more Morgan Stanley Companies) under the
Customer Documents, any Transaction, contract or otherwise, together with any
reasonable costs, charges or expenses (including, without limitation, reasonable legal
fees) which Morgan Stanley may incur in perfecting, enforcing or maintaining, or
attempting to perfect, enforce or maintain, any of its rights under the Customer
Documents, any Transaction or otherwise, including without limitation, amounts of
principal, interest and other monies due and payable under the Loan or any other
loans made by Morgan Stanley to the Client (in each case, whether alone or jointly,
or jointly and severally, with any other person, whether actually or contingently and
whether as principal debtor, guarantor, surety or otherwise)
“Liquidation Amount” means the Liquidation Amount determined in accordance with the provisions of the
MNA
“Loan” means any monies (in any currency) lent by MSI plc to the Client pursuant to
paragraph A.5.
“Loss” means, with respect to any Transaction terminated under paragraph J.5. or paragraph
K.1. (other than Transactions for the delivery of securities), the amount which the
Non-Defaulting Party reasonably determines in good faith to be the relevant party’s
overall total losses and costs (or gain, in which case expressed as a negative number)
in connection with that terminated Transaction or group of terminated Transactions,
as the case may be, including any loss of bargain, cost of funding or, at the election of
the Non-Defaulting Party but without duplication, loss or cost incurred as a result of
the termination, liquidation, obtaining or re-establishing of any hedge or related
trading position (or any gain resulting from any of them). Loss includes losses and
costs (or gains) in respect of any payment or delivery required to have been made on
or before the relevant termination date of a terminated transaction and not made
“Margin” means cash, Investments or other assets of a number and type determined by Morgan
Stanley in its absolute discretion
“Margin Requirement” means the amount of Margin that Morgan Stanley requires the Client to hold with
Morgan Stanley in order for Morgan Stanley to allow the Client to maintain the
Liabilities, as determined by Morgan Stanley in its sole discretion
“MNA” means the Master Netting Agreement in respect of Exchange-Traded Derivatives
Transactions in the form attached hereto
“Morgan Stanley” and
“Morgan Stanley Companies” means separately MSI plc and each of the companies set out below the Morgan
Stanley signature section of this Agreement and any company to whom any rights,
benefits and/or obligations are transferred pursuant to paragraphs N.1.2. or N.1.3.
“Morgan Stanley Company” means any of the Morgan Stanley Companies
"MSI plc" means Morgan Stanley & Co. International plc
Page 35
“MSI plc Act of Insolvency” means (i) the passing of a resolution for MSI plc’s voluntary winding up (unless for
the purposes of corporate reconstruction or amalgamation); (ii) the presentation or
filing of a petition for MSI plc’s winding up or alleging the bankruptcy or insolvency
of MSI plc or seeking any reorganisation, arrangement, composition or similar relief
and such petition, (a) results in a judgement of insolvency or bankruptcy, or (b) is not
dismissed, discharged, stayed or restrained within 30 days of the initiation or
presentation thereof; (iii) the appointment of an administrator in respect of MSI plc
(pursuant to the “special administration regime” under The Investment Bank Special
Administration Regulations 2011 or otherwise); (iv) the appointment of a liquidator,
trustee, receiver, administrator or similar officer over substantially all of MSI plc’s
assets; (v) MSI plc calling a meeting of its creditors pursuant to Section 98 of the
Insolvency Act 1986 or any other person calling a meeting pursuant to Section 3 of
the Insolvency Act 1986; (vi) MSI plc seeking, consenting to, or acquiescing in the
appointment of a trustee, receiver or administrator over substantially all of its assets;
(vii) MSI plc making a general assignment for the benefit of, or entering into a
reorganisation, arrangement or composition with, creditors; (viii) MSI plc becoming
insolvent or unable to pay its debts, or MSI plc fails or admits its inability generally
to pay its debts as they become due; or (ix) the occurrence of any procedure
equivalent, analogous or similar to the foregoing (i) to (viii) in any other jurisdiction
“Net Value” means at any time, in relation to any Deliverable Investments or Receivable
Investments, the amount which, in the reasonable opinion of the Non-Defaulting
Party, represents their fair market value, having regard to such pricing sources and
methods (which may include, without limitation, available prices for Investments
with similar maturities, terms and credit characteristics as the relevant Investments,
Equivalent Securities or Equivalent Investments) as the Non-Defaulting Party
considers appropriate, less, in the case of Receivable Investments, or plus, in the case
of Deliverable Investments, all Transaction Costs which would be incurred in
connection with the purchase or sale of such securities
“Non-Defaulting Party” means MSI plc in the case of the occurrence of any of the events set out in paragraph
K.1.1.(i) and the Client in the case of the occurrence of any of the events set out in
paragraph K.1.1.(ii), and “Defaulting Party” for the purpose of the definitions of
“Deliverable Investments” and “Receivable Investments” shall be construed
accordingly
“Notice” means any notice, demand, instruction, confirmation, contract note or request
delivered or to be delivered pursuant to this Agreement
“Notice Business Day” means a day on which MSI plc and banks in London are generally open for the
transaction of business
or “business day” contemplated by this Agreement
“Open Contract” means a Contract which has not been closed out and which has not yet matured
“Order Execution Policy” means the Order Execution Policy Disclosure Statement issued by Morgan Stanley as
amended or supplemented from time to time
“OSLA” means the Overseas Securities Lender’s Agreement between the Client and MSI plc
“PPSA” means the Personal Properties Securities Act, 2009 (Cth) of Australia
“PRA” means the Prudential Regulation Authority and any successor regulator
“PRA Rules” means the rules of the PRA from time to time, or any rules which replace or succeed
such rules
“Prime Brokerage Account” means an Account opened on the books and records of MSI plc in its capacity as
prime broker to the Client
“Receivable Investments” means Investments, Equivalent Investments or Equivalent Securities to be delivered
to the Defaulting Party
“Securities Transfers Instruction” means an instruction from the Client requesting MSI plc to make a free transfer of
Investments from a Prime Brokerage Account to an account of a third party that is
not made against payment of cash into the Prime Brokerage Account or as a delivery
Page 36
in respect of a Transaction executed with Morgan Stanley (but excluding, for the
avoidance of doubt, any delivery of Investments in respect of a sale of Investments
that is not settling on a delivery versus payment basis and where it is normal market
practice for the Investments to be transferred before the receipt of the corresponding
payment of cash)
“Security” means the security created by or pursuant to this Agreement
“Settlement Facility” means a facility made available by MSI plc pursuant to paragraph B.1.1. to enable the
Client to settle its actual or anticipated obligations to transfer securities. The Client’s
obligation to transfer securities being a “Settlement”
“
Settlement Facility Market Value” means the Equivalent Dollar Value of all Equivalent Securities required to be
redelivered by the Client to Morgan Stanley (including for the avoidance of doubt any
position which is held as an over-borrow or excess borrow), and for the purposes of
calculating Adjusted Value it shall be input into the formula as a positive number
“Software” means any and all computer software, programs, electronic communication or
execution systems, analytical tools and associated materials such as users’ guides and
any changes or upgrades thereto (including, but not limited to, ClientLink and
Matrix) provided to the Client by Morgan Stanley in connection with the services to
be provided under this Agreement
"South African Securities" means any "listed security" contemplated by Item 1 of the South African Securities
Transfer Tax Act No.25, 2007
“Transactions” means all Loans, Settlements, FX Transactions, Exchange-Traded Derivative
Transactions and any other transactions, howsoever described including without
limitation any Electronic Transaction
“Transaction Costs” means in relation to any Transaction contemplated in paragraphs (i) or (ii) of the
definition of “Default Market Value”, the reasonable costs, commission, fees and
expenses (including mark-up or mark-down) that would be incurred in connection
with the purchase of Deliverable Investments or the sale of Receivable Investments,
calculated on the assumption that the aggregate thereof is the least that could
reasonably be expected to be paid in order to carry out the Transaction
Page 37
SCHEDULES
Each of the following Schedules form part of the Agreement:
I. ELECTRONIC SERVICES
II. TERMS RELATING TO EXCHANGE TRADED DERIVATIVES
PART A – DEALING
PART B – MASTER NETTING AGREEMENT
PART C – EURONEXT.LIFFE REQUIRED TERMS
PART D – LONDON METAL EXCHANGE
III. REQUIRED TERMS FOR STOCK EXCHANGES
IV. HONG KONG TRANSACTIONS
V. CASH PAYMENTS AND SECURITIES TRANSFERS AUTHORISATION
Page 38
SCHEDULE I - ELECTRONIC SERVICES
This Schedule forms part of the Agreement and sets forth the terms and conditions under which Morgan Stanley agrees to
provide You (as defined below) with the use of one or more systems for the purpose of electronically transmitting trading
instructions, including without limitation certain electronic services that may enable You to route orders and otherwise
engage in electronic transactions (“Electronic Transactions”), electronically communicate with Morgan Stanley, receive
investment research, reports and portfolio information, and any algorithms or software related thereto (collectively, the
“Services”) either directly or through third parties, including without limitation contractors and technology, market data and
content providers (“Vendors”). Defined terms used in the Agreement shall have the same meaning when used in this
Schedule.
1. Parties. As used herein, the term “You” and “Your” shall mean the Client, and all other authorised representatives
of the Client, individually, and each other party on whose behalf You may use the Services at any time. As a condition to
using the Services, You shall ensure that any individuals and affiliates using the Services accept and agree to be bound by
the provisions in this Schedule. The Services are provided by Morgan Stanley or an affiliate located or authorised to do
business in the country (including state, province or other jurisdiction) where Morgan Stanley deem the Services to be
accessed by You. Services are not intended to be provided to and may not be used by any party in any jurisdiction where the
provision or use thereof would be contrary to applicable law, rules or regulations (“Applicable Law”).
2. Binding Terms. (a) You agree to be bound by any rules, conventions, regulations, user agreements, user guides or
instructions related to the Services or of any regulatory authorities, exchanges or trading systems through which Your trades
are executed, as well as any terms of use, including disclosures, disclaimers, data protection and privacy policies that are
displayed by the Services or which You may click through (the “Rules”), all of which shall be in addition to, and not in lieu
of, Your obligations under this Schedule; and (b) You shall continue to be bound by the Agreement and any other Customer
Document, and nothing herein shall be deemed to supersede or modify any such Customer Document.
3. Security. You may be provided with user identifications, passwords, authentication codes or other security devices
or procedures (collectively, “Passwords”) for access to the Services. You may not share Your Passwords with any third
party without Morgan Stanley’s and/or the Vendors’ written approval, as applicable. Upon request, You shall provide
Morgan Stanley with a list of persons authorised to use Your Passwords, and You shall promptly advise Morgan Stanley of
any changes in such authorised persons. You agree not to alter, delete, disable or otherwise circumvent any Password or
permit or assist any other party to do so in a manner not authorised by Morgan Stanley and/or the Vendors, as applicable.
Morgan Stanley and/or the Vendors reserve the right to suspend Your access to the Services and change (or require You to
change) Your Passwords at any time. You are responsible for any transmissions, instructions, information, processes, click-
through consents, click stream data or other communications (“Communications”) attributable to Your Passwords, whether
entered by Your authorised personnel or by any other person, and any agreement or consent communicated from such access
shall be deemed to be a duly signed writing of Yours sufficient to bind You. You shall notify Morgan Stanley immediately
upon learning or suspecting that any unauthorised party has obtained any Password used in connection with any Service.
You shall maintain adequate internal procedures and controls over Your use of the Services.
4. Placement of Orders; Objections
(a) MSI plc or one of Morgan Stanley’s affiliates shall process requests to execute Electronic Transactions received
through the Services (the “Orders”), and shall only be deemed to have received an Order if such Order has been received
and processed, even if You have not received an acknowledgment of the Order. Morgan Stanley will use reasonable efforts
to execute Orders on the terms received and in accordance with the Order Execution Policy. The applicable Service may
provide You with a notice (each a “Notice of Execution”), which may be in addition to any confirmation or other notice
required under Applicable Law, for each Order executed through the Services.
(b) You agree that Morgan Stanley has no obligation to enter into any Electronic Transaction with You or to provide a
quote with respect to any Electronic Transaction with You. Unless a quotation is specifically identified as actionable, it is
indicative and for informational purposes only. Morgan Stanley may cancel or reject an Order in whole or in part at any
time and for any reason in Morgan Stanley sole discretion.
(c) You shall be responsible for all executions (partial or otherwise) of Orders identified by the Services as sent by You,
even if You did not receive a Notice of Execution. Execution terms as reflected in any Notice of Execution are subject to
adjustment by Morgan Stanley for errors, whether on Morgan Stanley’s part, the part of Morgan Stanley’s agent, any
Vendor, the Services or any market to which Your Order was routed.
(d) You shall not be responsible for execution completed after Your Order has been cancelled in the applicable market
and for which an acknowledgment was sent to that effect. An Order shall not be deemed to have been cancelled if Morgan
Stanley receives execution of Your Order from such market prior to or subsequent to Morgan Stanley’s receipt of
confirmation from such market that the Order was cancelled. System response times may vary due to market conditions,
system performance, Internet traffic or other factors. During times of heavy trading volume, Orders or cancellation requests
received through the Services may take longer to execute or cancel, and Orders that are executed may be at prices that
diverge significantly from the market price quoted or displayed at the time the Order was entered. In the event of system
Page 39
delay or failure, or otherwise in relation to any concerns You may have about Your Electronic Transactions, You are
responsible for contacting Morgan Stanley by alternative means, such as telephone.
(e) Unless otherwise provided for in any Customer Document or the Rules, if You have any objections to any report of
the execution of Your Orders and/or any statement of Your account(s), You must raise them with Morgan Stanley within one
business day of the date on which Your report or statement was sent.
(f) You are solely responsible for Your compliance with the Rules and Applicable Law, including suitability
requirements, the preparation and/or filing of any of Your reports to any relevant exchange and/or any other regulatory
authority or the maintenance of records required to be maintained by You.
(g) Morgan Stanley or, where applicable, the Vendor may impose and/or change limits on the amount, size and type of
trades and securities, commodities, futures, currencies, derivatives thereon or any other instruments You may trade through
the Services and modify any aspect of or limit or terminate use of the Services.
(h) You shall cooperate fully with Morgan Stanley in any inquiries made by any of Morgan Stanley’s third party market
data suppliers, any relevant exchange, any Vendor or any other regulatory authority in relation to the provision of the
Services.
(i) Unless You specifically instruct Morgan Stanley to route Your Orders directly to one or more specified markets,
Morgan Stanley may, in Morgan Stanley’s discretion, select any market, including one or more internal matching systems or
third party trading systems.
5. Usage and Proprietary Rights. Morgan Stanley grants You, for the term of this Schedule, a personal, limited, non-
exclusive, revocable, non-transferable licence to use the Services subject to the terms hereof, and the following: You have no
ownership rights in the Services, which are owned by Morgan Stanley, the Vendors or their respective licensors, and are
protected under copyright, trade mark and other intellectual property laws and other Applicable Law. You receive no
copyright or any other intellectual property right in or to the Services, except as provided above. You may use the Services
only for Your internal business purposes. You agree that Morgan Stanley and its affiliates may provide certain portions of
the Services under licence from third parties, and You agree to comply with any additional restrictions on Your usage that
Morgan Stanley may communicate to You from time to time, or that are otherwise the subject of an agreement between You
and such licensors. Each party will treat the existence and terms of this Schedule as confidential (subject always to the terms
of the Agreement) and You further agree that any information relating to the content or operation of the Services is
confidential and proprietary to Morgan Stanley, and that you will refrain from disclosing such information to any third party.
You grant Morgan Stanley, its affiliates and Vendors a royalty-free, perpetual, irrevocable, non-exclusive, worldwide licence
to use, access and benefit from any information and data that you provide or transmit to Morgan Stanley and its affiliates
(whether directly or through a Vendor) or that is otherwise accessed in connection with the Services (“Data”). Morgan
Stanley shall have exclusive title and ownership rights, including all intellectual property rights, throughout the world in all
derivative works that are created using the Data.
6. Change to Terms and Conditions. Upon notice to You, Morgan Stanley may add, delete or otherwise modify any
portion of this Schedule in whole or in part at any time, including without limitation to impose charges for use of the
Services or any portion thereof. Your continued use of the Services 10 days after receipt of such notice shall represent Your
acceptance of such terms.
7. Use of the Internet. You agree that the Internet is not a secure network and that any Communications transmitted
over the Internet may be intercepted or accessed by unauthorised or unintended parties, may not arrive at the intended
destination or may not arrive in the form transmitted. You agree that neither Morgan Stanley nor the relevant Vendor take
any responsibility for any Communications transmitted over the Internet and that there can be no assurance that such
Communications shall remain confidential or intact. Any Communications transmitted to or from You through the Services
shall be at Your sole risk. If You access or view the Services by means or in formats other than as originally intended or
provided by Morgan Stanley, You remain responsible for reviewing all pertinent portions of the Services, including any
relevant disclosures and disclaimers.
8. E-mail, Chat and Instant Messaging. E-mail, chat and instant messaging features may be provided to You as a
convenience to enhance Your Communications with Morgan Stanley. Unless otherwise agreed to by Morgan Stanley, You
shall not use these features to request, authorise or effect any Electronic Transaction, to send fund transfer instructions or
account information, or for any other Communication that requires non-electronic written authorisation. Morgan Stanley
shall not be responsible for any loss or damage that results if any such request is not accepted or processed. You agree that
You shall use these features in compliance with the Rules and Applicable Law, and You shall not use them to transmit
inappropriate information, including information that may be deemed obscene, defamatory, harassing or fraudulent.
9. Representations and Warranties. Each time You use the Services and with respect to each Electronic Transaction,
You hereby represent and warrant that:
(a) You have the power and authority (including under any applicable investment restrictions or guidelines and on
behalf of any party for whom You are using the Services) to enter into and perform Your obligations under this Schedule,
and this Schedule is Your legal, valid, binding and enforceable obligation.
(b) Any Orders submitted by You are and shall comply with this Schedule, any applicable Customer Document,
Applicable Law and Rules.
Page 40
(c) All securities, commodities, futures, currencies, derivatives thereon and any other instruments that You offer and
sell using the Services shall be free and clear of any liens, mortgages, encumbrances or restrictions of any kind (including
legends or restrictions on transfer), both when they are offered or sold and upon their delivery at settlement.
(d) You are not and shall not be, at any time when You offer, buy or sell any security using the Services, an “affiliate”
of the issuer thereof or, in the case of convertible or exchangeable securities, the issuer of the underlying security.
(e) Each representation and warranty made by You under any Rules shall be deemed to have been made for the benefit
of Morgan Stanley.
(f) You shall not introduce, nor permit any person to introduce into the Services, any code, malicious or hidden
mechanisms that would impair the operation of the Services or of Morgan Stanley’s computers or other devices or software,
or would permit other users access to the Services, nor shall You use the Services to gain any unauthorised access to any
computer system.
10. DISCLAIMER OF WARRANTIES. THE SERVICES ARE PROVIDED “AS IS”, AND MORGAN STANLEY,
ITS AFFILIATES AND THE VENDORS DISCLAIM ALL REPRESENTATIONS, WARRANTIES AND IMPLIED
TERMS, WHETHER IN LAW, TORT, FACT OR CONTRACT, INCLUDING WITHOUT LIMITATION (I) WITH
RESPECT TO THE ACCURACY, COMPLETENESS OR TIMELINESS OF THE SERVICES OR ANY PART
THEREOF; OR (II) THAT THE SERVICES OR ANY PART THEREOF SHALL BE UNINTERRUPTED OR ERROR
FREE; AND (III) THOSE OF NON-INFRINGEMENT, MERCHANTABILITY OR FITNESS FOR A PARTICULAR
PURPOSE RELATING TO THE SERVICES OR ANY PART THEREOF. ANY HYPERLINK TO ANOTHER SITE IS
NOT AND DOES NOT IMPLY AN ENDORSEMENT, INVESTIGATION, VERIFICATION OR MONITORING BY
MORGAN STANLEY, ITS AFFILIATES AND THE VENDORS OF ANY INFORMATION ON THAT SITE.
11. LIMITATION OF LIABILITY. TO THE FULLEST EXTENT PERMITTED BY LAW, IN NO EVENT SHALL
MORGAN STANLEY, ITS AFFILIATES OR THE VENDORS OR THEIR RESPECTIVE OFFICERS, DIRECTORS,
OWNERS, AGENTS AND EMPLOYEES (THE “MORGAN STANLEY PARTIES”) HAVE ANY LIABILITY TO YOU
OR ANY OTHER PERSON FOR ANY INDIRECT, CONSEQUENTIAL OR SPECIAL LOSSES, COSTS, LIABILITES
OR DAMAGES OF ANY KIND, INCLUDING DIRECT OR INDIRECT LOSS OF PROFITS (TOGETHER, “COSTS”),
ARISING OUT OF, OR IN CONNECTION WITH, THIS AGREEMENT OR THE PERFORMANCE OR BREACH OF
THIS AGREEMENT, OR YOUR OR ANY OTHER PERSON’S USE OF, OR INABILITY TO USE, THE SERVICES.
THESE LIMITATIONS SHALL APPLY REGARDLESS OF THE FORM OF ACTION, WHETHER BASED ON
STATUTE EQUITY OR ARISING IN CONTRACT, INDEMNITY, WARRANTY, STRICT LIABILITY OR TORT
(INCLUDING NEGLIGENCE), AND REGARDLESS OF WHETHER ANY MORGAN STANLEY PARTY KNOWS OR
HAS REASON TO KNOW OF THE POSSIBILITY OF SUCH DAMAGES. NOTWITHSTANDING ANY OTHER
PROVISIONS OF THIS AGREEMENT AND WITHOUT PREJUDICE TO THE FOREGOING AND TO CLAUSE 10
ABOVE, THE MAXIMUM AGGREGATE LIABILITY OF THE MORGAN STANLEY PARTIES FOR DIRECT LOSS
(WHETHER UNDER STATUTE, OR ARISING IN EQUITY, CONTRACT, TORT (INCLUDING NEGLIGENCE) OR
INDEMNITY, WARRANTY, STRICT LIABILITY OR OTHERWISE) UNDER THIS AGREEMENT AND WITH
RESPECT TO THE SERVICES SHALL NOT EXCEED THE AMOUNT OF FEES PAID BY YOU IN CONNECTION
WITH THE SPECIFIC TRANSACTION GIVING RISE TO SUCH LOSS OR DAMAGE, UNLESS CAUSED DIRECTLY
BY THE WILLFUL DEFAULT OR FRAUD OF THE MORGAN STANLEY PARTIES. THIS LIMITATION OF
LIABILITY IS IN ADDITION TO ANY OTHER LIMITATION PROVIDED IN ANY APPLICABLE ACCOUNT
AGREEMENT OR RULES.
12. Your Indemnification Obligations. You agree to indemnify, defend and hold harmless the Morgan Stanley Parties
from and against any and all losses, liabilities, judgments, arbitration awards, settlements, expenses, damages and costs,
including attorneys’ fees and disbursements, as incurred by any of them arising in any manner out of or relating to Your use
of, or inability to use, the Services or any breach or alleged breach by You of this Schedule. You shall co-operate with the
Morgan Stanley Parties as fully as reasonably required in the defence of any third party claim subject to these indemnity
provisions. Morgan Stanley reserves the right to assume the exclusive defence and control of any matter otherwise subject
to indemnification by You. You shall not in any event settle any matter without the prior written consent of Morgan Stanley.
This indemnity is in addition to any other indemnity provided in any applicable Customer Document or Rules.
13. Governing Law; Injunctive Relief. This Schedule, its enforcement, and any dispute arising out of or relating to the
subject matter of this Schedule (including any non-contractual obligations relating thereto) shall be governed by the laws of
England, and the parties irrevocably consent to the exclusive jurisdiction of the courts of England for any such disputes.
You acknowledge that any breach or threatened breach by You of any provision of this Schedule may cause Morgan Stanley
or its affiliates or the Vendors irreparable injury and damage and, therefore, that any such breach or threatened breach may
be enjoined through injunctive proceedings in addition to any other rights and remedies that may be available to Morgan
Stanley or its affiliates or the Vendors at law or in equity.
14. Notice. Any notices or other communications required or permitted to be given or delivered under this Schedule
by Morgan Stanley to You shall be provided through the Services, by e-mail, by facsimile (with confirmation of receipt) or
in writing to the address provided by You, which You are solely responsible for updating as necessary. Any notices or other
communications under this Schedule by You to Morgan Stanley shall be provided in writing to Morgan Stanley & Co.
International plc., 25 Cabot Square, Canary Wharf, London E14 4QA, England, Attention: Legal and Compliance Division,
or as otherwise specified in writing, and, if the name of an affiliated entity appears on the signature line below, to that entity
Page 41
at the address provided below as well. Notices transmitted electronically (e-mail or fax or phone) shall be effective upon
transmission, provided that such notice is properly addressed; all other notices shall be effective upon receipt.
15. Assignment; Waiver. You may not assign, sublicense, delegate, subcontract or otherwise transfer Your rights,
duties and obligations under this Schedule to a third party without Morgan Stanley’s express written consent. Any
instrument purporting to make an assignment or other transfer in violation of this provision shall be null and void. Any
forbearance or delay on the part of either party hereto in enforcing any provision of this Schedule or any of its rights
hereunder shall not be construed as a waiver of such provision or of a right to enforce the same for such occurrence or any
future occurrence.
16. Termination. Morgan Stanley may terminate or suspend this Schedule with respect to any Service immediately,
with or without cause, upon notice to You. You may terminate this Schedule, with or without cause, upon at least one day’s
written notice in non-electronic form to Morgan Stanley. Notwithstanding any such termination or suspension, this Schedule
shall remain in effect in respect of any other Service to which You continue to have access. This Schedule shall remain in
effect with respect to any Orders placed or Electronic Transactions initiated prior to effectiveness of any termination, and
neither party shall be relieved of any payment or other obligation that accrued prior to termination. Sections 2, 4, 5 and 9-19
shall survive the termination of this Schedule.
17. Privacy and Cookies.
Morgan Stanley, its affiliates and Vendors may process personal data as part of and/or in
connection with the Services. This includes using cookies and similar technology to collect information about Your use of
our Services and Your preferences. To find out more information about how Morgan Stanley processes personal data and
uses cookies and how to reject cookies, see Morgan Stanley’s Privacy & Cookies Policy at
http://www.morganstanley.com/privacy_pledge.html. By accessing or using the Services you consent to Morgan Stanley, its
affiliates and Vendors processing your personal data and using cookies as further detailed in Morgan Stanley’s Privacy &
Cookies Policy. You acknowledge and agree that if You choose to reject cookies, some or all parts of the Services may not
function properly or may not be accessible.
18. E-commerce Directive. Unless expressed otherwise in an individual product or Service’s terms of use, no
contracting or transaction information required by the E-Commerce Directive, as implemented under applicable law, will be
provided in relation to business to business contracts concluded electronically as a result of Your use of the Services.
19. Miscellaneous. This Schedule, together with any applicable Customer Documents, constitutes the entire
agreement between You and Morgan Stanley with respect to the Services. Solely in connection with an Electronic
Transaction, in the event of any conflict between this Schedule and any Customer Document, the terms of this Schedule shall
prevail. Any cause of action with respect to the Services must be commenced within one year after the claim or cause of
action arises. If for any reason a court of competent jurisdiction finds any provision of this Schedule, or portion thereof, to
be unenforceable, that provision shall be enforced to the maximum extent permissible so as to effect the intent of this
Schedule, and the remainder of this Schedule shall continue in full force and effect. The rights and remedies of the parties
hereunder are cumulative and are in addition to, and not in lieu of, all rights and remedies available at law and in equity.
Except as expressly agreed in writing between us or provided in this Schedule, this Agreement and the Customer Documents
do not create any rights under the Contracts (Rights of Third Parties) Act 1999, save that each of Morgan Stanley’s affiliates
shall be entitled to benefit from and to enforce any benefit under this Agreement as if such benefit has been expressly
granted to that affiliate.
20. Foreign Exchange Trading. To the extent that You use the Services for the purposes of FX Trading, the following
shall apply:
A. Services. The Services contemplated by this Section 20 include (i) services currently known as FX Trading and
the foreign exchange functionality provided on Passport (formerly TradeXL) both accessible through Morgan Stanley’s
Client Link and (ii) any other foreign exchange service as may be offered to You by Morgan Stanley directly or through
third parties, each of which shall be deemed a Vendor for purposes of this Schedule.
(a) Client Link. In connection with your use of Morgan Stanley’s Client Link, Section 4, entitled “Placement of
Orders; Obj
[TRUNCATED]
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.