ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure3 January 2020ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


3 January 2020


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000

1.Name of Company

Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 3 January 2020

The previous notice was given to the ASX on: 20 December 2019

The previous notice was dated: 20 December 2019

2.Issued Share Capital

2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at

2 January 2020.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:

Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid 20,394,818 0.72% 20,404,269 0.72%

3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:

Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid 20,394,818 0.72% 20,404,269 0.72%

4.Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.

Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

20,058 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 43,134 0.00%



JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 2,376,575 0.08%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client

portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,093,752 0.04%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

ANZ Australian Industrial Equities

Fund 872,287 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for ANZ Select

Leaders Pool 289,978 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Sustainable Investments -

Wholesale Australian Share Trust 42,969 0.00%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

Blue Chip Pool 1,356,854 0.05%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OPTIMIX

Wholesale Australian Shares Trust -

VINVA 416,275 0.02%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for Optimix

Wholesale Australian Share Trust 697,184 0.03%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for

OnePath Australian Shares Index Pool 11,390,118 0.40%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OnePath

Australian Shares – Imputation Index

Pool 304,244 0.01%

JP Morgan Chase Bank

OnePath Funds Management Ltd as

responsible entity for OptiMix

Australian Shares Fidelity 312,939 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Grow Wrap -

Aligned Dealer Group 78,801 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Dominion 10,686 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for FSP 47,771 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Mentor 7,532 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Matrix 5,726 0.00%




OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Voyage 294,259 0.01%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for Wealthtrac 92,840 0.00%

OnePath Custodians Pty Ltd

OnePath Custodians Pty Ltd as

responsible entity for PortfolioOne 420,064 0.02%


Aggregation


20,404,269 0.72%




5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

20/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market sale 5,921.69

Ordinary fully

paid

-239

20/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market sale 12,335.89

Ordinary fully

paid

-496

20/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 5,302.01

Ordinary fully

paid

-215

20/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Wealthtrac

On-market sale 10,753.66

Ordinary fully

paid

-435

23/12/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

9,309




23/12/2019

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 80,733.96

Ordinary fully

paid

-3,265

23/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 15,333.55

Ordinary fully

paid

-621

24/12/2019

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

1,224

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,112.54

Ordinary fully

paid

82

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 8,656.25

Ordinary fully

paid

-336

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,520.00

Ordinary fully

paid

-59

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,215.59

Ordinary fully

paid

-86

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,777.62

Ordinary fully

paid

-69

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,519.99

Ordinary fully

paid

-59



24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,508.46

Ordinary fully

paid

-175

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,049.11

Ordinary fully

paid

118

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,442.71

Ordinary fully

paid

56

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,946.43

Ordinary fully

paid

192

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,932.20

Ordinary fully

paid

75

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,056.27

Ordinary fully

paid

41

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,248.79

Ordinary fully

paid

359

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

25.76

Ordinary fully

paid

1

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,503.90

Ordinary fully

paid

213

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,241.35

Ordinary fully

paid

87

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,265.07

Ordinary fully

paid

282



24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,395.93

Ordinary fully

paid

-93

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 206.10

Ordinary fully

paid

-8

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 566.78

Ordinary fully

paid

-22

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,904.39

Ordinary fully

paid

-268

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,685.87

Ordinary fully

paid

-259

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 34,874.97

Ordinary fully

paid

-1,351

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 14,688.27

Ordinary fully

paid

-569

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 11,254.99

Ordinary fully

paid

-436

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 13,784.78

Ordinary fully

paid

-534

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 12,365.00

Ordinary fully

paid

-479

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 23,619.98

Ordinary fully

paid

-915



24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 21,942.06

Ordinary fully

paid

-850

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,221.22

Ordinary fully

paid

-241

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 7,021.46

Ordinary fully

paid

-272

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 36,372.19

Ordinary fully

paid

-1,409

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,685.87

Ordinary fully

paid

259

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

34,874.97

Ordinary fully

paid

1,351

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

14,688.27

Ordinary fully

paid

569

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,254.99

Ordinary fully

paid

436

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,784.78

Ordinary fully

paid

534

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

12,365.00

Ordinary fully

paid

479

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

23,619.98

Ordinary fully

paid

915



24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

21,942.06

Ordinary fully

paid

850

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,221.22

Ordinary fully

paid

241

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,021.46

Ordinary fully

paid

272

24/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

36,372.19

Ordinary fully

paid

1,409

24/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

7,894.13

Ordinary fully

paid

318

30/12/2019

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 3,867.87

Ordinary fully

paid

-158

30/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

25,956.00

Ordinary fully

paid

1,000

30/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,479.08

Ordinary fully

paid

96

30/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,559.21

Ordinary fully

paid

254

30/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,124.67

Ordinary fully

paid

121




30/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,397.15

Ordinary fully

paid

209

30/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,359.75

Ordinary fully

paid

285

30/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,585.04

Ordinary fully

paid

255

30/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,073.01

Ordinary fully

paid

119

30/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,549.43

Ordinary fully

paid

60

30/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,242.20

Ordinary fully

paid

203

31/12/2019

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

25,986.24

Ordinary fully

paid

1,000

2/01/2020

OnePath

Custodians Pty

Ltd as

responsible

entity for Grow

Wrap – Aligned

Dealer Group

On-market

purchase

2,383.91

Ordinary fully

paid

96














Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds

Management Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

OnePath

Custodians Pty Ltd

Level 23, 242 Pitt Street, Sydney NSW 2000

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

3 January 2020

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.