Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
3 January 2020
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1.Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 3 January 2020
The previous notice was given to the ASX on: 20 December 2019
The previous notice was dated: 20 December 2019
2.Issued Share Capital
2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at
2 January 2020.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid 20,394,818 0.72% 20,404,269 0.72%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid 20,394,818 0.72% 20,404,269 0.72%
4.Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
20,058 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 43,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 2,376,575 0.08%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,093,752 0.04%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund 872,287 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool 289,978 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust 42,969 0.00%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
Blue Chip Pool 1,356,854 0.05%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA 416,275 0.02%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust 697,184 0.03%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool 11,390,118 0.40%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool 304,244 0.01%
JP Morgan Chase Bank
OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity 312,939 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group 78,801 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Dominion 10,686 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for FSP 47,771 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Mentor 7,532 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Matrix 5,726 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Voyage 294,259 0.01%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac 92,840 0.00%
OnePath Custodians Pty Ltd
OnePath Custodians Pty Ltd as
responsible entity for PortfolioOne 420,064 0.02%
Aggregation
20,404,269 0.72%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
20/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 5,921.69
Ordinary fully
paid
-239
20/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 12,335.89
Ordinary fully
paid
-496
20/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 5,302.01
Ordinary fully
paid
-215
20/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 10,753.66
Ordinary fully
paid
-435
23/12/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
9,309
23/12/2019
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 80,733.96
Ordinary fully
paid
-3,265
23/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 15,333.55
Ordinary fully
paid
-621
24/12/2019
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
1,224
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,112.54
Ordinary fully
paid
82
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 8,656.25
Ordinary fully
paid
-336
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,520.00
Ordinary fully
paid
-59
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,215.59
Ordinary fully
paid
-86
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,777.62
Ordinary fully
paid
-69
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,519.99
Ordinary fully
paid
-59
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,508.46
Ordinary fully
paid
-175
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,049.11
Ordinary fully
paid
118
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,442.71
Ordinary fully
paid
56
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,946.43
Ordinary fully
paid
192
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,932.20
Ordinary fully
paid
75
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,056.27
Ordinary fully
paid
41
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,248.79
Ordinary fully
paid
359
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
25.76
Ordinary fully
paid
1
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,503.90
Ordinary fully
paid
213
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,241.35
Ordinary fully
paid
87
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,265.07
Ordinary fully
paid
282
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,395.93
Ordinary fully
paid
-93
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 206.10
Ordinary fully
paid
-8
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 566.78
Ordinary fully
paid
-22
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,904.39
Ordinary fully
paid
-268
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,685.87
Ordinary fully
paid
-259
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 34,874.97
Ordinary fully
paid
-1,351
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 14,688.27
Ordinary fully
paid
-569
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 11,254.99
Ordinary fully
paid
-436
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 13,784.78
Ordinary fully
paid
-534
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 12,365.00
Ordinary fully
paid
-479
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 23,619.98
Ordinary fully
paid
-915
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 21,942.06
Ordinary fully
paid
-850
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,221.22
Ordinary fully
paid
-241
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 7,021.46
Ordinary fully
paid
-272
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 36,372.19
Ordinary fully
paid
-1,409
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,685.87
Ordinary fully
paid
259
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
34,874.97
Ordinary fully
paid
1,351
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
14,688.27
Ordinary fully
paid
569
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,254.99
Ordinary fully
paid
436
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,784.78
Ordinary fully
paid
534
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,365.00
Ordinary fully
paid
479
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
23,619.98
Ordinary fully
paid
915
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
21,942.06
Ordinary fully
paid
850
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,221.22
Ordinary fully
paid
241
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,021.46
Ordinary fully
paid
272
24/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
36,372.19
Ordinary fully
paid
1,409
24/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
7,894.13
Ordinary fully
paid
318
30/12/2019
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 3,867.87
Ordinary fully
paid
-158
30/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
25,956.00
Ordinary fully
paid
1,000
30/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,479.08
Ordinary fully
paid
96
30/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,559.21
Ordinary fully
paid
254
30/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,124.67
Ordinary fully
paid
121
30/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,397.15
Ordinary fully
paid
209
30/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,359.75
Ordinary fully
paid
285
30/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,585.04
Ordinary fully
paid
255
30/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,073.01
Ordinary fully
paid
119
30/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,549.43
Ordinary fully
paid
60
30/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,242.20
Ordinary fully
paid
203
31/12/2019
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
25,986.24
Ordinary fully
paid
1,000
2/01/2020
OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
2,383.91
Ordinary fully
paid
96
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians Pty Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
3 January 2020
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