Notification of Commencement of a Substantial Holding
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
17 January 2020
Notification of Commencement of a Substantial Holding
Pursuant to the NZX Listing Rules, please find attached an announcement released by a
third party, SKC, on ASX and cross-released under ANZ’s ASX ticker code.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
17
January 2020
A
SX Market Announcements
Australian Stock Exchange
Exchange Centre
Level 6
20 Bridge Street
Sydney NSW 2000
AUSTRALIA
RE
: SKYCITY ENTERTAINMENT GROUP LIMITED (SKC)
NOTIFICATION OF COMMENCING OF A SUBSTANTIAL HOLDING
P
lease find attached a substantial holding notification received by the company from
ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited, ANZ Custodial
Services New Zealand Limited and OnePath Funds Management Limited (Australia).
Y
ours faithfully
J
o Wong
Company Secretary
SkyCity Entertainment Group Limited
To
and
To
Substantial product holder(s) giving disclosure
Full name(s):
ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited, ANZ Custodial
Services New Zealand Limited and OnePath Funds Management Limited (Australia)
Summary of substantial holding
Class of quoted voting products:Common Stock - SKC
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
NZX Limited
SKYCITY Entertainment Group Ltd
Date this disclosure made:17 January 2020
Date on which substantial holding began:16 January 2020
(c) total percentage held in class: 5.003%
The above summary excludes the custodial holdings of ANZ Custodial Services New Zealand Limited (which are set out below), so
that these are not double-counted in the aggregated related bodies disclosure.
Summaries of the individual holdings of each of ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited, ANZ
Custodial Services New Zealand Limited and OnePath Funds Management Limited (Australia) are as follows.
Summary for:ANZ New Zealand Investments Limited
Summary for:
ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited and
OnePath Funds Management Limited (Australia) (aggregated as related bodies
corporate)
For this disclosure,—
(a) total number held in class:33,379,718
(b) total in class:667,197,000
Summary for:ANZ Bank New Zealand Limited
For this disclosure,—
(a) total number held in class:12,541,131
(b) total in class:667,197,000
For this disclosure,—
(a) total number held in class:15,056,846
(b) total in class:667,197,000
(c) total percentage held in class: 2.257%
(b) total in class:667,197,000
(c) total percentage held in class: 1.902%
(c) total percentage held in class: 1.880%
Summary for:ANZ Custodial Services New Zealand Limited
For this disclosure,—
(a) total number held in class:12,690,770
(b) total in class:667,197,000
(c) total percentage held in class: 0.867%
Summary for:OnePath Funds Management Limited (Australia)
For this disclosure,—
(a) total number held in class:5,781,741
Details for:
Unknown
Details for:
Unknown
Unknown
Details for:
Details of relevant interests
(b) percentage held in class: 2.257%
(c) current registered holder(s):
(d) registered holder(s) once transfers are registered: The New Zealand Guardian Trust Company Limited 8,418,649, ANZ
Custodial Services New Zealand Limited 149,639 and J.P Morgan Nominees Australia Limited 6,488,558.
ANZ Investments also has a relevant interest in the holdings of ANZ Bank New Zealand Limited, ANZ Custodial Services New
Zealand Limited and OnePath Funds Management Limited (Australia), as disclosed in this notice, because all of these companies
are related bodies corporate.
ANZ Bank New Zealand Limited
ANZ New Zealand Investments Limited
Nature of relevant interest(s):
ANZ New Zealand Investments Limited (ANZ Investments) acts as a manager or investment manager for certain managed
investment schemes under investment management contracts and as a discretionary investment management service (DIMS)
provider in respect of investment portfolios under a wholesale DIMS client agreement. ANZ Investments has a relevant interest in
the financial products arising only from the powers of investment contained in the investment management contracts and
wholesale DIMS client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a qualified power to acquire or dispose of the financial products.
The investment management contracts and wholesale DIMS client agreement are not attached to this notice pursuant to regulation
142 of the Financial Markets Conduct Regulations 2014 (Regulations).
For that relevant interest,—
(a) number held in class: 15,056,846
(c) current registered holder(s):
(d) registered holder(s) once transfers are registered: ANZ Custodial Services New Zealand Limited
ANZ Bank also provides a trading and custody service in respect of individual client investment portfolios under a trading service
client agreement. ANZ Bank has a relevant interest in the financial products arising only from the powers of investment contained
in the trading service client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a conditional power to dispose of the financial products.
The trading service client agreement is not attached to this notice pursuant to regulation 142 of the Regulations.
For that relevant interest,—
(a) number held in class: 1,784,636
Nature of relevant interest(s):
ANZ Bank New Zealand Limited (ANZ Bank) acts as a discretionary investment management service (DIMS) provider in respect of
investment portfolios under a DIMS client agreement. ANZ Bank has a relevant interest in the financial products arising only from
the powers of investment contained in the DIMS client agreement as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a qualified power to acquire or dispose of the financial products.
The DIMS client agreement is not attached to this notice pursuant to regulation 142 of the Regulations.
For that relevant interest,—
(a) number held in class: 10,756,495
(b) percentage held in class: 1.612%
ANZ Custodial Services New Zealand Limited
Nature of relevant interest(s):
ANZ Custodial Services New Zealand Limited (ANZCS) is the custodian for:
(b) percentage held in class: 0.267%
(c) current registered holder(s):
(d) registered holder(s) once transfers are registered: ANZ Custodial Services New Zealand Limited
ANZ Bank also has a relevant interest in the holdings of ANZ New Zealand Investments Limited, ANZ Custodial Services New
Zealand Limited and OnePath Funds Management Limited (Australia), as disclosed in this notice, because all of these companies
are related bodies corporate.
Unknown
Details for:
Unknown
On-market trades
Relevant interests under the DIMS
On-market trades
Off-market trades
Date of
transaction
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
-ANZ New Zealand Investments Limited's wholesale discretionary investment management service under a custody agreement;
and
-ANZ Bank New Zealand Limited's discretionary investment management service and trading and custody service under a custody
agreement.
(c) current registered holder(s):
(d) registered holder(s) once transfers are registered: ANZ Custodial Services New Zealand Limited
ANZCS also has a relevant interest in the holdings of ANZ Bank New Zealand Limited, ANZ New Zealand Investments Limited, and
OnePath Funds Management Limited (Australia), as disclosed in this notice, because all of these companies are related bodies
corporate.
ANZCS has a relevant interest in the financial products as it is the registered holder of the financial products.
The custody agreements are not attached to this notice pursuant to regulation 141 of the Regulations.
For that relevant interest,—
(a) number held in class: 12,690,770
(b) percentage held in class: 1.902%
(a) number held in class: 5,781,741
(b) percentage held in class: 0.867%
(c) current registered holder(s) of securities:
(d) registered holder(s) once transfers are registered: J.P. Morgan Nominees Australia Limited
OnePath Funds Management Limited (Australia)
Nature of relevant interest(s):
OnePath Funds Management Limited (OnePath) is the responsible entity of a number of registered managed investment schemes
and the trustee of a number of unregistered schemes under investment management contracts. OnePath has a relevant interest in
the financial products arising only from the powers of investment contained in the investment management contracts as it has:
- a qualified power to control the exercise of the right to vote attached to the financial products; and
- a qualified power to acquire or dispose of the financial products.
For that relevant interest,—
72,500.00 (285,336.80)
On-market Purchases16/10/2019 - 16/01/202072,500.00 (285,336.80)
OnePath also has a relevant interest in the holdings of ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited, and
ANZ Custodial Services New Zealand Limited as disclosed in this notice, because all of these companies are related bodies
corporate.
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure by ANZ New Zealand Investments Limited:
Transaction TypePeriodSharesConsideration (NZD)
Details of the transactions or other events requiring disclosure by ANZ Bank New Zealand Limited:
Transaction TypePeriodSharesConsideration (NZD)
On-market Purchases16/10/2019 - 16/01/2020416,596.00 (1,651,664.55)
Transaction Type
Name of other party ot
the transactionSharesConsideration (NZD)
On-market Sales16/10/2019 - 16/01/2020(314,738.00) 1,237,147.46
101,858.00 (414,517.09)
Off-market purchase
Off-market purchase
Off-market purchase
Off-market purchase
Off-market purchase
Off-market purchase
187.00
Off-market purchase
225.00
125.00
264.00
683.00
Off-market purchase1,187.00
393.00
7.00
(4,569.95)
(866.25)
(481.25)
(1,016.40)
(2,629.55)
(1,513.05)
(26.95)
(719.95)
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
29/10/2019
29/10/2019
29/10/2019
29/10/2019
12/11/2019
12/11/2019
12/11/2019
15/11/2019
15/11/2019
15/11/2019
15/11/2019
15/11/2019
15/11/2019
15/11/2019
15/11/2019
15/11/2019
15/11/2019
25/11/2019
25/11/2019
25/11/2019
27/11/2019
27/11/2019
27/11/2019
27/11/2019
27/11/2019
27/11/2019
27/11/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
12/12/2019
12/12/2019
17/12/2019
17/12/2019
17/12/2019
17/12/2019
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
On-market trades
Off-market trades
Date of
transaction
24/10/2019
24/10/2019
Off-market purchase
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market purchase
Off-market sale
Off-market purchase
Off-market purchase
Off-market purchase
Off-market purchase
Off-market purchase
Off-market sale
Off-market purchase
Off-market purchase
Off-market sale
Off-market sale
Off-market sale
Off-market purchase
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Details of the transactions or other events requiring disclosure by ANZ Custodial Services New Zealand Limited:
Transaction TypePeriodSharesConsideration (NZD)
On-market Purchases16/10/2019 - 16/01/2020416,596.00 (1,651,664.55)
Off-market sale
(21,517.00)
(47.00)
(879.00)
(828.00)
Off-market purchase
Transaction Type
On-market Sales
Off-market purchase
Off-market purchase
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
1,187.00
393.00
(314,738.00)
101,858.00
(1,187.00)
(393.00)
(7.00)
(187.00)
(125.00)
77.00
(897.00)
(567.00)
(158.00)
(7,306.00)
(1,273.00)
(264.00)
(683.00)
(225.00)
(749.00)
(77.00)
749.00
(1,584.00)
(12,132.00)
(23.00)
(56.00)
(1,325.00)
(873.00)
(858.00)
(775.00)
(205.00)
7,306.00
1,273.00
858.00
(1,316.00)
(534.00)
(1,111.00)
(392.00)
3,734.00
3,735.00
(232.00)
(1,802.00)
(1,110.00)
(823.00)
(85.00)
(296.00)
(6,708.52)
35,827.33
62,430.97
(35,827.33)
(62,430.97)
4,580.17
2,114.64
6,708.52
(3,007.00)
(795.40)
181.89
3,401.73
3,204.36
(4,569.95)
(1,513.05)
1,237,147.46
86,056.62
77.90
36.90
(414,517.09)
628.84
28,347.28
4,939.24
1,016.40
2,629.55
866.25
2,921.10
300.30
(2,921.10)
6,336.00
48,528.00
92.00
224.00
5,300.00
3,492.00
3,329.04
3,007.00
795.40
(28,347.28)
(4,939.24)
(3,329.04)
5,211.36
4,399.56
1,552.32
(14,786.64)
(14,790.60)
928.00
7,135.92
4,395.60
3,259.08
336.60
1,172.16
9,163.00
15,967.00
Name of other party ot
the transactionSharesConsideration (NZD)
16/10/2019 - 16/01/2020
(36.90)
(77.90)
16,379.50
1,845.00
266.50
2,151.73
425.39
755.79
(16,379.50)
(1,845.00)
(266.50)
(19.00)
(9.00)
(65.00)
(450.00)
(3,995.00)
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
205.00
775.00 Off-market purchase
19.00
9.00
65.00
450.00
3,995.00
(183.00)
(103.00)
(521.00)
(1,109.00)
(15,967.00)
(9,163.00)
1,729.00
(1,729.00) Off-market sale
Off-market purchase
Off-market purchase
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
(300.30)
3,570.06
2,256.66
4,569.95
1,513.05
26.95
719.95
481.25
Off-market purchase
Off-market purchase
Off-market purchase
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
24/10/2019
29/10/2019
29/10/2019
29/10/2019
29/10/2019
12/11/2019
12/11/2019
12/11/2019
15/11/2019
15/11/2019
15/11/2019
15/11/2019
15/11/2019
15/11/2019
15/11/2019
15/11/2019
15/11/2019
15/11/2019
25/11/2019
25/11/2019
25/11/2019
27/11/2019
27/11/2019
27/11/2019
27/11/2019
27/11/2019
27/11/2019
27/11/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
3/12/2019
12/12/2019
12/12/2019
17/12/2019
17/12/2019
17/12/2019
17/12/2019
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
15/01/2020
On-market trades
On-market Sales16/10/2019 - 16/01/2020(132,782.00) 492,575.77
(132,782.00) 492,575.77
Details of the transactions or other events requiring disclosure by OnePath Funds Management Limited (Australia):
Transaction TypePeriodSharesConsideration (AUD)
Off-market sale
Off-market purchase
Off-market purchase
Off-market sale
Off-market sale
Off-market sale
Off-market purchase
Off-market purchase
Off-market purchase
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market purchase
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market purchase
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market purchase
Off-market sale
Off-market sale
Off-market sale
264.00
683.00
225.00
(1,187.00)
7.00
187.00
(866.25)
(26.95)
(719.95)
Off-market purchase77.00 (300.30)
Off-market sale(897.00) 3,570.06
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
300.30 (77.00)
749.00
Off-market purchase
Off-market purchase
Off-market purchase
Off-market purchase
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market sale
Off-market purchase
Off-market purchase
Off-market purchase
Off-market purchase
(1,016.40)
(2,629.55)
125.00
Off-market sale
Off-market sale(85.00) 336.60
3,259.08
Off-market sale
Off-market sale
Off-market sale
Off-market purchase
Off-market sale
(12,132.00) 48,528.00
Off-market sale(873.00) 3,492.00
Off-market sale(56.00) 224.00
Off-market sale
Off-market sale
Off-market sale
181.89
3,401.73
Off-market sale
(21,517.00) 86,056.62
Off-market purchase
Off-market purchase
Off-market sale
Off-market purchase
Off-market purchase
Off-market sale
Off-market purchase
Off-market sale
755.79 (183.00)
(7,306.00)
(1,273.00)
9.00
19.00
(3,995.00)
(450.00)
(65.00)
(9.00)
(1,109.00)
(521.00)
(103.00)
3,995.00
450.00
65.00
(1,325.00)
(9,163.00)
(15,967.00)
9,163.00
15,967.00
(19.00)
(393.00)
(7.00)
(187.00)
(125.00)
(264.00)
(683.00)
(1,316.00)
(534.00)
(1,111.00)
(392.00)
3,734.00
3,735.00
(23.00)
(232.00)
(1,802.00)
(1,110.00)
(823.00)
(296.00)
775.00
26.95
719.95
481.25
(4,939.24)
(3,329.04)
(3,007.00)
(795.40)
(1,729.00)
1,729.00
205.00
(47.00)
(879.00)
(828.00)
(1,584.00)
(858.00)
(775.00)
(205.00)
7,306.00
1,273.00
858.00
(225.00)
(749.00)
(567.00)
(158.00)
36.90
77.90
28,347.28
4,939.24
3,329.04
3,007.00
795.40
(28,347.28)
1,016.40
2,629.55
866.25
2,921.10
2,256.66
628.84
(14,790.60)
6,708.52
(6,708.52)
35,827.33
62,430.97
5,300.00
(2,921.10)
1,845.00
266.50
(62,430.97)
4,580.17
2,151.73
425.39
(16,379.50)
(1,845.00)
(35,827.33)
(266.50)
(36.90)
(77.90)
16,379.50
1,172.16
5,211.36
2,114.64
4,399.56
1,552.32
(14,786.64)
3,204.36
6,336.00
92.00
928.00
7,135.92
4,395.60
(481.25)
4,569.95
1,513.05
Contact details:
Certification
I,
in this disclosure is correct and that I am duly authorised to make this disclosure by all persons for whom it is made.
OnePath: ANZ Tower, 242 Pitt Street, Sydney NSW 2000, Australia
Frank Dunne, 0800 269 296, frank.dunne@anz.com
Nature of connection between substantial security holders:
ANZ Investments, ANZ Bank, ANZCS and OnePath are related bodies corporate under section 237(d) of the Financial Markets
Conduct Act 2013.
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets
Conduct Act 2013 in relation to the financial products to which this disclosure relates: None
Frank Dunne, certify that, to the best of my knowledge and belief, the information contained
Additional information
Address(es) of substantial product holder(s):
ANZ Investments, ANZ Bank, ANZCS: ANZ Centre, 23-29 Albert Street, Auckland 1010
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- SKC — SkyCity Entertainment Group Limited: SPH Notice – ANZ New Zealand Limited2019-12-15
“To and To Full names: 33,384,309 667,607,000 5.001% For current holding after ceasing to have substantial holding,— 33,352,098 667,501,000 4.997% 15,056,846 667,607,000 2.255% 15,056,846 667,501,000 2.256% 12,504,746 (a)…”
- SKC — SkyCity Entertainment Group Limited: SPH Notice – ANZ New Zealand Investments Limited2019-12-26
“To and To Full name(s): 33,373,643 667,197,000 5.002% For current holding after ceasing to have substantial holding,— 33,335,472 667,197,000 4.996% 15,056,846 667,197,000 2.257% 15,056,846 667,197,000 2.257% 12,494,080 For l…”
- SKC — SkyCity Entertainment Group Limited: SPH Notice – ANZ New Zealand Limited2019-12-19
“To and To Substantial product holder(s) giving disclosure Full name(s): ANZ New Zealand Investments Limited, ANZ Bank New Zealand Limited, ANZ Custodial Services New Zealand Limited and OnePath Funds Management Limited (Australia) Summary of substantial holding Class of quoted…”