NZX Shareholder Metrics January 2020

NZX Limited - Monthly Shareholder Metrics
January 2020
These shareholder metrics represent the key operations of NZX's business.
Core Markets
NZX Listed IssuersJan 2020Change YoYCapital RaisingJan 2020YTDChange YoY
Total equity securities131-3.7%Total capital raisings $723 m$723 m572.9%
Total fund securities4521.6%
Total retail debt securities1395.3%New Capital Listed
Total wholesale debt securities5-Total capital listed by all issuers$500 m$500 m-
Total other securities4-33.3%
Total listed securities3244.2%Equity listings---
Fund listings---
Retail debt listings$500 m$500 m-
Total NZX Main Board equity issuers1298.4%Wholesale debt listings---
Total NZX Main Board fund issuers4521.6%
Total NZX Debt Market retail debt issuers512.0%Secondary Capital Raisings
Total NZX Debt Market wholesale debt issuers2-Total capital raised by all issuers$223 m$223 m107.4%
Total other issuers3-40.0%
Total unique issuers2001.5%Total equity raised - NZ issuers$11 m$11 m36.1%
Total equity raised - dual or foreign issuer---
Total funds raised - NZ issuers$98 m$98 m93.1%
Market CapitalisationJan 2020Change YoY% of GDP
Total funds raised - dual or foreign issuer$113 m$113 m131.6%
Total market capitalisation$205,144 m25.1%68.2%Total retail debt raised$1 m$1 m-
Total wholesale debt raised---
All equity$163,924 m26.5%54.5%
All funds$5,175 m31.5%1.7%
All other$6 m12.9%0.0%Total number of secondary capital raising events254254159.2%
Total NZX Main Board$169,105 m26.9%56.2%Equity issuers - capital raised < $10m1414-12.5%
Equity issuers - capital raised ≥ $10m < $100m---
Retail debt$32,671 m8.4%10.9%Equity issuers - capital raised ≥ $100m---
Green bonds$900 m33.9%0.3%Fund issuers - capital raised239239191.5%
Wholesale debt$2,468 m-0.8%Debt issuers - capital raised11-
Total NZX Debt Market$36,039 m16.9%12.0%Wholesale debt issuers - capital raised
-
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Cash MarketJan 2020Change YoYDerivativesJan 2020Change YoY
Total value traded$3,305 m37.3%Futures - total lots traded21,29613.6%
Daily average value traded$157 m37.3%Options - total lots traded6,923-8.4%
On-market value traded$1,664 m39.0%Total derivatives lots traded28,2197.3%
% of value on-market50.4%1.3%Total derivatives lots traded - YTD28,2197.3%
Total trades496,699140.9%Open interest49,281-26.6%
Daily average trades23,652140.9%Notional value traded ($USD)$128 m64.5%
Options to futures ratio32.5%-19.3%
Block trade %0.0%-100.0%
Total Equity Transactions
Total trades494,172142.6%
Derivatives Total Lots Traded 2018 / 2019 / 2020
Value traded$3,195 m37.3%
% of value on-market51.4%2.6%
Average on-market trade size$3,339-42.5%
Total Debt Transactions
Total trades2,5272.4%
Value traded $110 m36.8%
Cumulative Numbers - YTD
Number of trades496,699140.9%
Total value traded$3,305 m37.3%
% of value on-market50.4%1.3%

NZX Indices PerformanceJan 2020Change YoYClearing House / DepositoryJan 2020Change YoY
S&P/NZX 50 Index (Gross)11,71730.4%Gross value of cleared trades over month$3,312 m36.1%
S&P/NZX 50 Index (Capital)5,02126.0%Collateral held at month end$58 m43.4%
S&P/NZX 50 Portfolio Index7,22529.1%Depository transactions5,355307.2%
S&P/NZX Primary Sector Index16,5276.5%Assets under custody in depository$3,653 m400.3%
S&P/NZX NZ Fixed Interest Composite Index1245.8%Value of stock lent over month$313 m1.5%
S&P/NZX A-Grade Bond Index5,7275.8%
Direct Data ProductsJan 2020Change YoYDairy Data SubscriptionsJan 2020Change YoY
Proprietary security subscription products*310-0.6%Dairy data subscriptions*499-9.3%
- products ≥ $3,000 p.a.*1091.9% - products ≥ $1,500 p.a. *116-13.4%
- products < $3,000 p.a.*201-2.0% - products < $1,500 p.a. *383-7.9%
* Proprietary security subscription products have been restated (including comparatives) to
exclude subscriptions relating to the FundSource business which was sold during June 2019
and to consolidate multi-user licences to reflect the parent subscription only.
* Dairy Data Subscriptions have been restated (including comparatives) to consolidate multi-
user licences to reflect the parent subscription only.
Wholesale DataJan 2020Change YoYEnergy ContractsJan 2020Change YoY
Terminal numbers - professional*5,966-2.1%Operating / Technology contracts176.3%
Terminal numbers - retail*1,38618.8%- contracts ≥ $500k p.a.40.0%
Licences - value ≥ $20k p.a.4319.4%- contracts < $500k p.a.138.3%
Licences - value < $20k p.a.7916.2%
* 3 month average
Fund Management
Total external funds under management$4,072 m34.7%
SuperLifeJan 2020Change YoY
Funds under management - KiwiSaver$1,037 m26.5%
Funds under management - other$1,640 m22.3%
Total$2,677 m23.9%
SmartsharesJan 2020Change YoY
Funds under management - external$1,395 m61.7%
Funds under management - SuperLife funds$2,255 m29.5%
Total$3,650 m40.1%
Units on issue1,286 m24.5%
Wealth Technologies
Funds under administration$2,350 m16.3%
Notes
1. All figures are measured at the end of the last trading day of each month unless otherwise stated.
Change refers to the change since the same period last year unless otherwise stated.

2. Equity market capitalisation includes all securities quoted on the NZX Main Board (NZSX).
With an overseas domiciled Issuer, the market capitalisation represents the amount that is held in New Zealand.

3. Market capitalisation for the NZX Debt Market is the total nominal (face) value of all listed securities, excluding New Zealand Government stock.

4. Funds include exchange traded funds, managed funds, listed investment companies and trusts.

5. "Other" securities include options, warrants and options quoted on the NZX Main Board (NZSX).

6. Please note these operational statistics are based on NZX’s internal records, which are unaudited.
Differences may arise between this data and that disclosed in subsequent audited financial statements.
Differences may also arise between this data and the previously reported data due to rounding and classification restatements.

To enquire about information listed on this sheet, or to find out more about NZX products or services, please email: data@nzx.com