SPH Notice – Mitsubishi UFJ Financial Group, Inc.
1
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To NZX Limited
and
To CHORUS LIMITED (CNU)
Relevant event being disclosed: Movement of 1% or more in substantial holding and
change in the nature of relevant interest in the substantial holding
Date of relevant event: 10 February, 2020
Date this disclosure made: 13 February, 2020
Date last disclosure made: 12 February, 2020
Substantial product holder(s) giving disclosure
Full name(s): Mitsubishi UFJ Financial Group, Inc., First Sentier Investors (Australia) IM Ltd,
First Sentier Investors Realindex Pty Ltd.
Summary of substantial holding
Class of quoted voting products: Ordinary Shares (security code: NZCNUE0001S2)
Summary for Mitsubishi UFJ Financial Group, Inc., First Sentier Investors (Australia) IM Ltd,
First Sentier Investors Realindex Pty Ltd.
For this disclosure,—
(a) total number held in class: 25,535,816
(b) total in class: 443,709,223
(c) total percentage held in class: 5.755%
For last disclosure,—
(a) total number held in class: 30,441,355
(b) total in class: 443,709,223
(c) total percentage held in class: 6.861%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure:
For transaction details relating to subsidiaries of Mitsubishi UFJ Financial Group, Inc. see
Annexure A.
For transaction details relating to the Morgan Stanley group see Annexure C.
2
Details after relevant event
Details for Mitsubishi UFJ Financial Group, Inc.
Nature of relevant interest(s): Deemed relevant interest by reason of being a holding
company and a related company of First Sentier Investors (Australia) IM Ltd, First Sentier
Investors Realindex Pty Ltd. and being deemed to have the same relevant interests as
are disclosed by First Sentier Investors (Australia) IM Ltd, First Sentier Investors
Realindex Pty Ltd. in this notice.
For that relevant interest,—
(a) number held in class: 13,962,480
(b) percentage held in class: 3.147%
(c) current registered holder(s): unknown
(d) registered holder(s) once transfers are registered: N/A
Nature of relevant interest(s): Deemed relevant interest arising from being a greater
than 20% shareholder in Morgan Stanley and being deemed to have the same relevant
interests as are held in the Morgan Stanley group. The relevant interests held in the
Morgan Stanley group which are included in this disclosure are set out in Annexure B to
this notice.
For that relevant interest,—
(a) number held in class: 11,573,336
(b) percentage held in class: 2.608%
(c) current registered holder(s): As listed in Annexure B
(d) registered holder(s) once transfers are registered: N/A
Details for First Sentier Investors (Australia) IM Ltd
Nature of relevant interest(s): Relevant interest arising from having the power to
control the exercise of the right to vote attached to securities and/or to control the
exercise of the power to dispose of securities in its capacity as a responsible entity of a
managed investment scheme. The relevant agreement need not be attached under
regulation 139.
(a) number held in class: 5,038,733
(b) percentage held in class : 1.136%
(c) current registered holder(s) : Unknown
3
(d) registered holder(s) once transfers are registered : N/A
Nature of relevant interest(s): Deemed relevant interest by reason of being a related
company of other Mitsubishi UFJ Financial Group, Inc. subsidiaries disclosing in this notice.
For that relevant interest,—
(a) number held in class: 8,923,747
(b) percentage held in class:2.011%
(c) current registered holder(s): Unknown
(d) registered holder(s) once transfers are registered: N/A
Nature of relevant interest(s): Deemed relevant interest arising from being a wholly-
owned subsidiary and a related company of Mitsubishi UFJ Financial Group, Inc., which is
deemed to have the same relevant interests as are held in the Morgan Stanley group by
reason of being a greater than 20% shareholder in the Morgan Stanley group. The
relevant interests held in the Morgan Stanley group which are included in this disclosure
are set out in Annexure B to this notice.
For that relevant interest,—
(a) number held in class: 11,573,336
(b) percentage held in class: 2.608%
(c) current registered holder(s): As listed in Annexure B
(d) registered holder(s) once transfers are registered: N/A
Details for First Sentier Investors Realindex Pty Ltd.
Nature of relevant interest(s): Relevant interest arising from having the power to
control the exercise of the right to vote attached to securities and/or to control the
exercise of the power to dispose of securities in its capacity as a responsible entity of a
managed investment scheme. The relevant agreement need not be attached under
regulation 139.
(a) number held in class: 8,923,747
(b) percentage held in class: 2.011%
(c) current registered holder(s) : Unknown
(d) registered holder(s) once transfers are registered : Unknown
Nature of relevant interest(s): Deemed relevant interest by reason of being a related
company of other Mitsubishi UFJ Financial Group, Inc. subsidiaries disclosing in this notice.
4
For that relevant interest,—
(a) number held in class: 5,038,733
(b) percentage held in class:1.136%
(c) current registered holder(s): Unknown
(d) registered holder(s) once transfers are registered: N/A
Nature of relevant interest(s): Deemed relevant interest arising from being a wholly-
owned subsidiary and a related company of Mitsubishi UFJ Financial Group, Inc., which is
deemed to have the same relevant interests as are held in the Morgan Stanley group by
reason of being a greater than 20% shareholder in the Morgan Stanley group. The
relevant interests held in the Morgan Stanley group which are included in this disclosure
are set out in Annexure B to this notice.
For that relevant interest,—
(a) number held in class: 11,573,336
(b) percentage held in class: 2.608%
(c) current registered holder(s): As listed in Annexure B
(d) registered holder(s) once transfers are registered: N/A
Additional Information
Address(es) of substantial product holder(s):
Mitsubishi UFJ Financial Group, Inc. – 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330,
Japan
First Sentier Investors (Australia) IM Ltd - Level 5, Tower Three International Towers
Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia
First Sentier Investors Realindex Pty Ltd - Level 5, Tower Three International Towers
Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000, Australia
Contact details:
Mariko Onda, Phone: +81-3-3240-3003, E-mail:mariko_onda@mufg.jp
Nature of connection between substantial product holders: First Sentier Investors
(Australia) IM Ltd and First Sentier Investors Realindex Pty Ltd are wholly-owned
subsidiaries of Mitsubishi UFJ Financial Group, Inc.
5
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: Not applicable
Certification
I, Mariko Onda, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Annexure A
Transaction details for subsidiaries of Mitsubishi UFJ Financial Group, Inc.
Date of
Transaction Holder of Relevant Interest
Transaction
Nature Consderation
Class and number of
securities
N.A. N.A N.A N.A N.A.
6
Annexure B
Relevant interests held in the Morgan Stanley group
List of Morgan Stanley and its subsidiaries that have a relevant interest or are
deemed to have a relevant interest in the shares.
Entities
└─┬─Morgan Stanley
├─┬─Morgan Stanley Capital Management, LLC
│ ├─┬─Morgan Stanley Domestic Holdings, Inc.
│ │ ├───Morgan Stanley & Co. LLC
│ │ ├───Morgan Stanley Capital Services LLC
│ │ ├───Morgan Stanley Smith Barney LLC
│ │ └───Morgan Stanley Wealth Management Australia Pty Ltd
│ └───Morgan Stanley Investment Management Inc.
└─┬─Morgan Stanley International Holdings Inc.
├─┬─Morgan Stanley (Australia) Securities Holdings Pty Limited
│ └───Morgan Stanley Australia Securities Limited
└─┬─Morgan Stanley International Limited
└─┬─Morgan Stanley Investments (UK)
└───Morgan Stanley & Co. International plc
Details for Morgan Stanley & Co. International plc
Nature of relevant interest(s): Shares held or in respect of which the holder may
exercise the control over disposal in the ordinary course of sales and trading
businesses. The relevant agreements need not be attached under regulation 139.
For that relevant interest,-
(a) number held in class: 28,493
(b) percentage held in class : 0.006%
7
(c) current registered holder(s) : HSBC Nominees (New Zealand) Limited
(d) registered holder(s) once transfers are registered : Unknown
Details for Morgan Stanley & Co. International Plc
Nature of relevant interest(s): Holder of securities subject to an obligation to return
under a Prime Brokerage agreement. The relevant agreement document (Prime
Brokerage Agreement) has been attached to a previous disclosure made on 8 August
2019.
For that relevant interest,—
(a) number held in class: 873,578
(b) percentage held in class: 0.197%
(c) current registered holder(s): HSBC Custody Nominees (Australia) Limited
(d) registered holder(s) once transfers are registered: Unknown
Details for Morgan Stanley & Co. International Plc
Nature of relevant interest(s): Holder of securities subject to an obligation to return
under a Securities Lending Agreement. The relevant agreement documents (2000 &
2010 Global Master Securities Lending Agreement & 1995 Overseas Securities Lender’s
Agreement) have been attached to a previous disclosure made on 8 August 2019.
For that relevant interest,—
(a) number held in class:554,016
(b) percentage held in class: 0.125%
(c) current registered holder(s): HSBC Nominees (New Zealand) Limited
(d) registered holder(s) once transfers are registered: Unknown
Details for Morgan Stanley & Co. International Plc
Nature of relevant interest(s): Shares held or in respect of which the holder may
exercise the right to rehypothecate pursuant to the agreement(s). The relevant
agreement document (Prime Brokerage Agreement) has been attached to a previous
disclosure made on 8 August 2019.
For that relevant interest,—
8
(a) number held in class: 6,588,377
(b) percentage held in class: 1.485%
(c) current registered holder(s): HSBC Custody Nominees (Australia) Limited
(e) registered holder(s) once transfers are registered: Unknown
Details for Morgan Stanley Australia Securities Limited
Nature of relevant interest(s): Shares held or in respect of which the holder may
exercise control over disposal in the ordinary course of sales and trading businesses.
The relevant agreements need not be attached under regulation 139.
For that relevant interest,—
(a) number held in class: 2,808,357
(b) percentage held in class: 0.633%
(c) current registered holder(s): Morgan Stanley Australia Securities (Nominee) Pty
Limited
(d) registered holder(s) once transfers are registered: Unknown
Details for Morgan Stanley Investment Management Inc.
Nature of relevant interest(s): Shares held or in respect of which the holder may
exercise control over disposal in the ordinary course of investment management
business. The relevant agreements need not be attached under regulation 139.
For that relevant interest,—
(a) number held in class: 8,941
(b) percentage held in class: 0.002%
(c) current registered holder(s): HSBC Nominees (New Zealand) Limited
(d) registered holder(s) once transfers are registered: Unknown
Details for Morgan Stanley Wealth Management Australia Pty Ltd
Nature of relevant interest(s): Shares held or in respect of which the holder may
exercise control over disposal in the ordinary course of discretionary managed business.
The relevant agreements need not be attached under regulation 139.
For that relevant interest,—
9
(a) number held in class: 212,000
(b) percentage held in class: 0.048%
(c) current registered holder(s): Morgan Stanley Wealth Management Australia Pty
discretionary client account
(a) registered holder(s) once transfers are registered: Unknown
Details for Morgan Stanley Smith Barney LLC
Nature of relevant interest(s): Shares held or in respect of which the holder may
exercise control over disposal in the ordinary course of discretionary managed business.
The relevant agreements need not be attached under regulation 139.
For that relevant interest,—
(a) number held in class: 1,120
(b) percentage held in class: 0.000%
(c) current registered holder(s): DTC Through Morgan Stanley
(d) registered holder(s) once transfers are registered: Unknown
Details for Morgan Stanley & Co International plc
Nature of relevant interest(s): Derivative relevant interest over quoted underlying.
Swap Agreement: The relevant agreement document (1992 ISDA Master Agreement &
2002 ISDA Master Agreement) has been attached to a previous disclosure made on 8
August 2019. Please refer to Table 2 for details on derivative relevant interest.
For that relevant interest,—
(a) number held in class:145,245
(b) percentage held in class: 0.033%
(c) current registered holder(s): Unknown
(d) registered holder(s) once transfers are registered: Unknown
Details for Morgan Stanley Capital Services LLC
Nature of relevant interest(s): Derivative relevant interest over quoted underlying.
Swap Agreement: The relevant agreement document (1992 ISDA Master Agreement &
2002 ISDA Master Agreement) has been attached to a previous disclosure made on 8
August 2019. Please refer to Table 2 for details on derivative relevant interest.
10
For that relevant interest,—
(a) number held in class: 353,130
(b) percentage held in class: 0.080%
(c) current registered holder(s): Unknown
(e) registered holder(s) once transfers are registered: Unknown
Details for Morgan Stanley & Co. LLC
Nature of relevant interest(s): Shares held or in respect of which the holder may
exercise control over disposal in the ordinary course of sales and trading business. The
relevant agreements need not be attached under regulation 139.
For that relevant interest,—
(a) number held in class: 79
(b) percentage held in class: 0.000%
(c) current registered holder(s): HSBC Custody Nominees (Australia) Limited
(d) registered holder(s) once transfers are registered: Unknown
Table 2: Details on derivative relevant interest
Details For
Nature of
Relevant
Interest
For that Relevant Interest
Relevant Agreement
Document / Comments
(a)
Number
held in
class
(b)
Percent
age held
in class
(c) Curre
nt
registere
d
holder(s)
(d)
Registered
holder(s)
once
transfers
are
registered
Morgan
Stanley & Co.
International
plc
Shares held or
in respect of
which the
holder may
exercise right
to
rehypothecate
pursuant to
the
agreement(s).
6,588,377 1.485%
HSBC
Custody
Nominees
(Australia)
Limited
Unknown
The relevant agreement
document(s) (Prime
Brokerage Agreement) are
attached in Annexure B
(80 pages).
Holder of
securities
subject to an
obligation to
return under a
554,016 0.125%
HSBC
Nominees
(New
Zealand)
Limited
Unknown
The relevant agreement
document(s) (1995
Overseas Securities
Lender's Agreement, 2000
Global Master Securities
11
Securities
Lending
Agreement.
Lending Agreement, 2010
Global Master Securities
Lending Agreement) are
attached in Annexure D &
E (100 pages).
Holder of
securities
subject to an
obligation to
return under a
Prime
Brokerage
Agreement.
873,578 0.197%
HSBC
Custody
Nominees
(Australia)
Limited
Unknown
The relevant agreement
document(s) (Prime
Brokerage Agreement) are
attached in Annexure B
(80 pages).
Shares held or
in respect of
which the
holder may
exercise
control over
disposal in the
ordinary
course of sales
and trading
businesses.
28,493 0.006%
HSBC
Nominees
(New
Zealand)
Limited
Unknown
The relevant agreements
need not be attached
under regulation 139.
Derivative
relevant
interest over
quoted
underlying.
145,245 0.033% Unknown Unknown
Swap Agreement: The
relevant agreement
document(s) (1992 ISDA
Master Agreement & 2002
ISDA Master Agreement)
are attached in Annexure
C (65 pages).
Please refer to Table 2 for
details on derivative
relevant interest.
Morgan
Stanley & Co.
LLC
Shares held or
in respect of
which the
holder may
exercise
control over
disposal in the
ordinary
course of sales
and trading
businesses.
79 0.000%
HSBC
Custody
Nominees
(Australia)
Limited
Unknown
The relevant agreements
need not be attached
under regulation 139.
Morgan
Stanley
Australia
Securities
Limited
Shares held or
in respect of
which the
holder may
exercise
control over
disposal in the
ordinary
course of sales
and trading
businesses.
2,808,357 0.633%
Morgan
Stanley
Australia
Securities
(Nominee)
Pty Limited
Unknown
The relevant agreements
need not be attached
under regulation 139.
Morgan
Stanley
Investment
Management
Inc.
Shares held or
in respect of
which the
holder may
exercise
control over
disposal in the
ordinary
course of
investment
management
business.
8,941 0.002%
HSBC
Nominees
(New
Zealand)
Limited
Unknown
The relevant agreements
need not be attached
under regulation 139.
12
Morgan
Stanley Smith
Barney LLC
Shares held or
in respect of
which the
holder may
exercise
control over
disposal in the
ordinary
course of
discretionary
managed
business.
1,120 0.000%
DTC
Through
Morgan
Stanley
Unknown
The relevant agreements
need not be attached
under regulation 139.
Morgan
Stanley
Wealth
Management
Australia Pty
Ltd
Shares held or
in respect of
which the
holder may
exercise
control over
disposal in the
ordinary
course of
discretionary
managed
business.
212,000 0.048%
Morgan
Stanley
Wealth
Manageme
nt
Australia
Pty
discretiona
ry client
account
Unknown
The relevant agreements
need not be attached
under regulation 139.
Morgan
Stanley
Capital
Services LLC
Derivative
relevant
interest over
quoted
underlying.
353,130 0.080% Unknown Unknown
Swap Agreement: The
relevant agreement
document(s) (1992 ISDA
Master Agreement & 2002
ISDA Master Agreement)
are attached in Annexure
C (65 pages).
Please refer to Table 2 for
details on derivative
relevant interest.
13
Annexure C
Transaction details for the Morgan Stanley group
Date of
Transaction
Holder of Relevant Interest
Transaction
Nature
Consideration
Class and number of
securities
2/07/2020
Morgan Stanley & Co.
International plc
Buy 925.54 (AUD) 151 Ordinary Shares
2/07/2020
Morgan Stanley & Co.
International plc
Collateral Received N/A 589,303 Ordinary Shares
2/07/2020
Morgan Stanley & Co.
International plc
Increase in shares
held or in respect of
which the holder
may exercise right
to rehypothecate
pursuant to the
agreement(s)
N/A 222,140 Ordinary Shares
2/07/2020
Morgan Stanley & Co.
International plc
Sell 411.05 (AUD) 67 Ordinary Shares
2/07/2020
Morgan Stanley & Co.
International plc
Sell 514.50 (AUD) 84 Ordinary Shares
2/07/2020
Morgan Stanley & Co.
International plc
Sell N/A 400 Swaps
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,022.04 (AUD) 167 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,056.08 (AUD) 172 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,059.66 (AUD) 174 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,092.60 (AUD) 180 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,107.72 (AUD) 181 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,205.82 (AUD) 198 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,238.30 (AUD) 203 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,254.42 (AUD) 207 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,295.32 (AUD) 212 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,301.68 (AUD) 212 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,445.70 (AUD) 237 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,551.18 (AUD) 251 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,558.48 (AUD) 253 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,562.10 (AUD) 254 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,578.20 (AUD) 260 Ordinary Shares
14
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,908.90 (AUD) 315 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 1,950.93 (AUD) 318 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 10,802.48 (AUD) 1,768 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 104.21 (AUD) 17 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 11,971.89 (AUD) 1,953 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 12,257.28 (AUD) 2,016 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 121.60 (AUD) 20 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 14,429.00 (AUD) 2,350 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 15,505.14 (AUD) 2,546 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 17,269.10 (AUD) 2,831 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 172.06 (AUD) 28 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 18,367.10 (AUD) 3,011 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 18.42 (AUD) 3 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,010.19 (AUD) 329 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,027.40 (AUD) 327 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,172.60 (AUD) 355 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,228.82 (AUD) 363 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,286.49 (AUD) 373 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,292.16 (AUD) 377 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,295.93 (AUD) 377 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,297.36 (AUD) 376 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,306.60 (AUD) 380 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,401.23 (AUD) 393 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,411.28 (AUD) 394 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,429.25 (AUD) 395 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,440.00 (AUD) 400 Ordinary Shares
15
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,503.08 (AUD) 409 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,527.62 (AUD) 409 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 2,838.19 (AUD) 463 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 218.16 (AUD) 36 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 24,238.02 (AUD) 3,954 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 248.46 (AUD) 41 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 267.52 (AUD) 44 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 27,296.89 (AUD) 4,453 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 274.95 (AUD) 45 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 28,106.05 (AUD) 4,585 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 28,939.73 (AUD) 4,721 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 282.90 (AUD) 46 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 286.70 (AUD) 47 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 294.48 (AUD) 48 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 297.43 (AUD) 49 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 3,070.00 (AUD) 500 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 3,082.62 (AUD) 498 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 3,125.26 (AUD) 509 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 3,800.00 (AUD) 625 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 34,732.58 (AUD) 5,666 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 361.08 (AUD) 59 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 364.20 (AUD) 60 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 374.24 (AUD) 61 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 4,199.76 (AUD) 684 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 4,541.76 (AUD) 747 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 4,551.95 (AUD) 745 Ordinary Shares
16
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 4,689.45 (AUD) 765 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 4,725.84 (AUD) 776 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 4,805.58 (AUD) 793 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 4,848.00 (AUD) 800 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 4,867.22 (AUD) 794 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 411.05 (AUD) 67 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 448.22 (AUD) 73 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 48.56 (AUD) 8 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 485.06 (AUD) 79 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 5,014.20 (AUD) 822 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 5,079.60 (AUD) 830 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 5,140.80 (AUD) 840 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 5,216.63 (AUD) 851 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 5,514.60 (AUD) 910 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 5,526.00 (AUD) 900 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 5,719.41 (AUD) 921 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 504.30 (AUD) 82 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 512.40 (AUD) 84 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 514.50 (AUD) 84 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 517.65 (AUD) 85 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 546.46 (AUD) 89 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 559.65 (AUD) 91 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 570.58 (AUD) 94 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 588.96 (AUD) 96 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 6,152.96 (AUD) 1,012 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 6,372.73 (AUD) 1,043 Ordinary Shares
17
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 6,612.78 (AUD) 1,077 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 6,630.46 (AUD) 1,079 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 6,878.88 (AUD) 1,124 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 6.14 (AUD) 1 Ordinary Share
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 60.60 (AUD) 10 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 609.35 (AUD) 99 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 621.15 (AUD) 101 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 621.18 (AUD) 102 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 623.22 (AUD) 102 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 648.72 (AUD) 106 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 700.35 (AUD) 115 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 705.53 (AUD) 115 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 768.60 (AUD) 126 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 772.16 (AUD) 127 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 869.44 (AUD) 143 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 9,115.31 (AUD) 1,487 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 9,538.28 (AUD) 1,556 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 9,732.80 (AUD) 1,580 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 945.56 (AUD) 154 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 96.96 (AUD) 16 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Buy 978.88 (AUD) 161 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 1,022.04 (AUD) 167 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 1,060.49 (AUD) 173 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 1,295.32 (AUD) 212 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 1,324.08 (AUD) 216 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 1,329.33 (AUD) 219 Ordinary Shares
18
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 1,489.60 (AUD) 245 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 1,512.80 (AUD) 244 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 1,721.04 (AUD) 284 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 1,845.13 (AUD) 301 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 121.60 (AUD) 20 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 133.54 (AUD) 22 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 165.24 (AUD) 27 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 2,351.28 (AUD) 388 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 2,541.76 (AUD) 416 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 2,838.19 (AUD) 463 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 24,323.84 (AUD) 3,968 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 28,939.73 (AUD) 4,721 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 3,574.60 (AUD) 586 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 48.56 (AUD) 8 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 5,261.98 (AUD) 857 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 5,787.30 (AUD) 955 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 6,307.08 (AUD) 1,014 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 878.02 (AUD) 143 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 925.54 (AUD) 151 Ordinary Shares
2/07/2020
Morgan Stanley Australia
Securities Limited
Sell 96.96 (AUD) 16 Ordinary Shares
2/07/2020
Morgan Stanley Capital
Services LLC
Buy N/A 1,723 Swaps
2/07/2020
Morgan Stanley Capital
Services LLC
Sell N/A 1,068 Swaps
2/07/2020
Morgan Stanley Capital
Services LLC
Sell N/A 1,203 Swaps
2/07/2020
Morgan Stanley Capital
Services LLC
Sell N/A 2,222 Swaps
2/07/2020
Morgan Stanley Capital
Services LLC
Sell N/A 2,640 Swaps
2/07/2020
Morgan Stanley Capital
Services LLC
Sell N/A 3,095 Swaps
19
2/07/2020
Morgan Stanley Capital
Services LLC
Sell N/A 4,075 Swaps
2/07/2020
Morgan Stanley Capital
Services LLC
Sell N/A 5,748 Swaps
2/07/2020
Morgan Stanley Capital
Services LLC
Sell N/A 6,400 Swaps
2/07/2020
Morgan Stanley Capital
Services LLC
Sell N/A 7,724 Swaps
2/07/2020
Morgan Stanley Capital
Services LLC
Sell N/A 8,596 Swaps
2/10/2020
Morgan Stanley & Co.
International plc
Collateral Returned N/A 8,953 Ordinary Shares
2/10/2020
Morgan Stanley & Co.
International plc
Sell N/A 850 Swaps
2/10/2020 Morgan Stanley & Co. LLC
Decrease in shares
held or in respect of
which the holder
may exercise right
to rehypothecate
pursuant to the
agreement(s)
N/A
5,784,770 Ordinary
Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 1,038.83 (AUD) 171 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 1,067.44 (AUD) 176 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 1,115.66 (AUD) 182 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 1,117.40 (AUD) 185 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 1,121.10 (AUD) 185 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 1,322.76 (AUD) 219 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 1,373.35 (AUD) 227 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 1,507.84 (AUD) 248 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 1,532.16 (AUD) 252 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 1,581.66 (AUD) 261 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 1,820.91 (AUD) 299 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 10,238.72 (AUD) 1,684 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 10,619.18 (AUD) 1,738 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 12,810.56 (AUD) 2,107 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 121.60 (AUD) 20 Ordinary Shares
2/10/2020 Morgan Stanley Australia Buy 13,964.37 (AUD) 2,293 Ordinary Shares
20
Securities Limited
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 14,798.42 (AUD) 2,422 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 159.12 (AUD) 26 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 16,395.07 (AUD) 2,701 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 16,988.40 (AUD) 2,808 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 18,027.90 (AUD) 2,970 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 2,202.10 (AUD) 361 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 2,264.11 (AUD) 373 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 2,266.44 (AUD) 374 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 2,296.74 (AUD) 379 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 2,411.88 (AUD) 398 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 2,432.00 (AUD) 400 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 2,722.50 (AUD) 450 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 20,237.38 (AUD) 3,334 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 20,942.64 (AUD) 3,422 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 22,246.72 (AUD) 3,659 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 24,246.06 (AUD) 4,001 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 25,341.44 (AUD) 4,168 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 27,009.42 (AUD) 4,457 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 296.94 (AUD) 49 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 3,404.80 (AUD) 560 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 3,465.60 (AUD) 570 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 3,910.10 (AUD) 641 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 32,217.92 (AUD) 5,299 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 32,498.78 (AUD) 5,354 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 363.30 (AUD) 60 Ordinary Shares
2/10/2020 Morgan Stanley Australia Buy 376.03 (AUD) 62 Ordinary Shares
21
Securities Limited
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 377.27 (AUD) 62 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 4,162.40 (AUD) 688 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 4,479.66 (AUD) 738 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 4,660.40 (AUD) 764 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 4,723.03 (AUD) 773 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 4,740.67 (AUD) 781 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 4,860.12 (AUD) 802 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 48.64 (AUD) 8 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 5,134.00 (AUD) 850 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 5,263.50 (AUD) 870 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 5,642.24 (AUD) 928 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 5,654.40 (AUD) 930 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 5,776.00 (AUD) 950 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 51,406.40 (AUD) 8,455 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 6,004.74 (AUD) 986 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 6,115.00 (AUD) 1,000 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 6,244.42 (AUD) 1,022 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 6,756.90 (AUD) 1,115 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 60,014.09 (AUD) 9,887 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 60.70 (AUD) 10 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 63,681.92 (AUD) 10,474 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 8,490.06 (AUD) 1,401 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 887.68 (AUD) 146 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 9,129.45 (AUD) 1,509 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 9,329.88 (AUD) 1,532 Ordinary Shares
2/10/2020 Morgan Stanley Australia Buy 9,594.24 (AUD) 1,578 Ordinary Shares
22
Securities Limited
2/10/2020
Morgan Stanley Australia
Securities Limited
Buy 992.20 (AUD) 164 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Sell 1,612.19 (AUD) 263 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Sell 2,264.11 (AUD) 373 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Sell 24.28 (AUD) 4 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Sell 3,432.80 (AUD) 560 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Sell 4,401.92 (AUD) 724 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Sell 60.70 (AUD) 10 Ordinary Shares
2/10/2020
Morgan Stanley Australia
Securities Limited
Sell 91.20 (AUD) 15 Ordinary Shares
2/10/2020
Morgan Stanley Capital
Services LLC
Sell N/A 1,300 Swaps
2/10/2020
Morgan Stanley Capital
Services LLC
Sell N/A 1,729 Swaps
2/10/2020
Morgan Stanley Capital
Services LLC
Sell N/A 11,101 Swaps
2/10/2020
Morgan Stanley Capital
Services LLC
Sell N/A 11,212 Swaps
2/10/2020
Morgan Stanley Capital
Services LLC
Sell N/A 3,454 Swaps
2/10/2020
Morgan Stanley Capital
Services LLC
Sell N/A 310 Swaps
2/10/2020
Morgan Stanley Capital
Services LLC
Sell N/A 4,277 Swaps
2/10/2020
Morgan Stanley Capital
Services LLC
Sell N/A 4,843 Swaps
2/10/2020
Morgan Stanley Capital
Services LLC
Sell N/A 4,988 Swaps
2/10/2020
Morgan Stanley Wealth
Management Australia Pty Ltd
Sell 30,280.16 (AUD) 5,000 Ordinary Shares
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.