Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
14 February 2020
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. This has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 14 February 2020
The previous notice was given to the ASX on: 31 January 2020
The previous notice was dated: 31 January 2020
2. Issued Share Capital
2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at
13 February 2020.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
20,197,406 0.71%
3,770,206 0.13%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
20,197,406 0.71%
3,770,206 0.13%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
23,069 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 43,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,376,575 0.08%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,097,205 0.04%
Aggregation
3,770,206 0.13%
During the reporting period, OnePath Funds Management Ltd and OnePath Custodians Pty Ltd were transferred to
IOOF Holdings Limited as part of the previously announced completion of the sale of ANZ’s OnePath Pensions &
Investments business. This accounted for 16,428,243 shares (0.58%).
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
31/01/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
404
31/01/2020
OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 1,027.80
Ordinary fully
paid
-40
31/01/2020
OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 20,185.06
Ordinary fully
paid
-779
4/02/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
340
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
827.94
Ordinary fully
paid
31
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,251.32
Ordinary fully
paid
84
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
854.65
Ordinary fully
paid
32
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,304.92
Ordinary fully
paid
86
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
347.20
Ordinary fully
paid
13
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
964.85
Ordinary fully
paid
36
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,270.17
Ordinary fully
paid
85
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,030.30
Ordinary fully
paid
225
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,952.76
Ordinary fully
paid
-148
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,196.22
Ordinary fully
paid
232
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
16,482.83
Ordinary fully
paid
615
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,136.63
Ordinary fully
paid
80
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,789.09
Ordinary fully
paid
216
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,605.56
Ordinary fully
paid
135
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,621.68
Ordinary fully
paid
359
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 9,694.95
Ordinary fully
paid
-363
6/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,590.66
Ordinary fully
paid
-97
10/02/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
388
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 108.92
Ordinary fully
paid
-4
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,225.32
Ordinary fully
paid
-45
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,377.27
Ordinary fully
paid
-87
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,492.31
Ordinary fully
paid
201
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 299.52
Ordinary fully
paid
-11
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 190.61
Ordinary fully
paid
-7
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 792.42
Ordinary fully
paid
-29
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 163.38
Ordinary fully
paid
-6
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,633.75
Ordinary fully
paid
-60
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,431.92
Ordinary fully
paid
-89
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 737.77
Ordinary fully
paid
-27
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 789.65
Ordinary fully
paid
-29
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,366.25
Ordinary fully
paid
-50
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,590.59
Ordinary fully
paid
168
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,287.26
Ordinary fully
paid
-84
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,229.62
Ordinary fully
paid
-45
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,841.79
Ordinary fully
paid
-104
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,718.15
Ordinary fully
paid
-210
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,341.72
Ordinary fully
paid
-86
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,420.90
Ordinary fully
paid
-52
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,563.26
Ordinary fully
paid
-167
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 54.65
Ordinary fully
paid
-2
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 8,142.83
Ordinary fully
paid
-298
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,757.64
Ordinary fully
paid
-138
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,475.55
Ordinary fully
paid
-54
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,137.08
Ordinary fully
paid
-188
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,366.71
Ordinary fully
paid
233
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,660.99
Ordinary fully
paid
-61
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,322.62
Ordinary fully
paid
-85
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 655.80
Ordinary fully
paid
-24
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 953.03
Ordinary fully
paid
-35
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 437.20
Ordinary fully
paid
-16
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,174.97
Ordinary fully
paid
-43
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,732.49
Ordinary fully
paid
100
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,143.63
Ordinary fully
paid
-42
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,049.37
Ordinary fully
paid
-75
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 490.13
Ordinary fully
paid
-18
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 599.04
Ordinary fully
paid
-22
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,967.39
Ordinary fully
paid
-72
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,312.06
Ordinary fully
paid
231
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,535.94
Ordinary fully
paid
166
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,438.12
Ordinary fully
paid
382
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,185.99
Ordinary fully
paid
80
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 326.75
Ordinary fully
paid
-12
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 519.17
Ordinary fully
paid
-19
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 571.82
Ordinary fully
paid
-21
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 929.05
Ordinary fully
paid
-34
12/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 27.32
Ordinary fully
paid
-1
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds Management Ltd and OnePath Custodians Pty Ltd were transferred to IOOF Holdings Limited during
the reporting period.
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
14 February 2020
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