ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Substantial Holder Notice14 February 2020ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


14 February 2020


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. This has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 14 February 2020

The previous notice was given to the ASX on: 31 January 2020

The previous notice was dated: 31 January 2020

2. Issued Share Capital

2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at

13 February 2020.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


20,197,406 0.71%


3,770,206 0.13%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


20,197,406 0.71%


3,770,206 0.13%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

23,069 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 43,134 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,376,575 0.08%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,097,205 0.04%


Aggregation


3,770,206 0.13%

During the reporting period, OnePath Funds Management Ltd and OnePath Custodians Pty Ltd were transferred to

IOOF Holdings Limited as part of the previously announced completion of the sale of ANZ’s OnePath Pensions &

Investments business. This accounted for 16,428,243 shares (0.58%).


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

31/01/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

404

31/01/2020

OnePath Funds

Management Ltd

as responsible

entity for

OPTIMIX

Wholesale

Australian

Shares Trust -

VINVA

On-market sale 1,027.80

Ordinary fully

paid

-40

31/01/2020

OnePath

Custodians Pty

Ltd as

responsible

entity for

Voyage

On-market sale 20,185.06

Ordinary fully

paid

-779

4/02/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

340




6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

827.94

Ordinary fully

paid

31

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,251.32

Ordinary fully

paid

84

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

854.65

Ordinary fully

paid

32

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,304.92

Ordinary fully

paid

86

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

347.20

Ordinary fully

paid

13

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

964.85

Ordinary fully

paid

36

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,270.17

Ordinary fully

paid

85

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,030.30

Ordinary fully

paid

225

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,952.76

Ordinary fully

paid

-148

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,196.22

Ordinary fully

paid

232




6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

16,482.83

Ordinary fully

paid

615

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,136.63

Ordinary fully

paid

80

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,789.09

Ordinary fully

paid

216

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,605.56

Ordinary fully

paid

135

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,621.68

Ordinary fully

paid

359

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 9,694.95

Ordinary fully

paid

-363

6/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,590.66

Ordinary fully

paid

-97

10/02/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

388

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 108.92

Ordinary fully

paid

-4




12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,225.32

Ordinary fully

paid

-45

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,377.27

Ordinary fully

paid

-87

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,492.31

Ordinary fully

paid

201

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 299.52

Ordinary fully

paid

-11

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 190.61

Ordinary fully

paid

-7

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 792.42

Ordinary fully

paid

-29

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 163.38

Ordinary fully

paid

-6

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,633.75

Ordinary fully

paid

-60

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,431.92

Ordinary fully

paid

-89

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 737.77

Ordinary fully

paid

-27




12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 789.65

Ordinary fully

paid

-29

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,366.25

Ordinary fully

paid

-50

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,590.59

Ordinary fully

paid

168

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,287.26

Ordinary fully

paid

-84

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,229.62

Ordinary fully

paid

-45

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,841.79

Ordinary fully

paid

-104

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,718.15

Ordinary fully

paid

-210

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,341.72

Ordinary fully

paid

-86

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,420.90

Ordinary fully

paid

-52

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,563.26

Ordinary fully

paid

-167




12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 54.65

Ordinary fully

paid

-2

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 8,142.83

Ordinary fully

paid

-298

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,757.64

Ordinary fully

paid

-138

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,475.55

Ordinary fully

paid

-54

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,137.08

Ordinary fully

paid

-188

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,366.71

Ordinary fully

paid

233

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,660.99

Ordinary fully

paid

-61

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,322.62

Ordinary fully

paid

-85

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 655.80

Ordinary fully

paid

-24

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 953.03

Ordinary fully

paid

-35




12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 437.20

Ordinary fully

paid

-16

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,174.97

Ordinary fully

paid

-43

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,732.49

Ordinary fully

paid

100

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,143.63

Ordinary fully

paid

-42

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,049.37

Ordinary fully

paid

-75

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 490.13

Ordinary fully

paid

-18

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 599.04

Ordinary fully

paid

-22

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,967.39

Ordinary fully

paid

-72

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,312.06

Ordinary fully

paid

231

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,535.94

Ordinary fully

paid

166




12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,438.12

Ordinary fully

paid

382

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,185.99

Ordinary fully

paid

80

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 326.75

Ordinary fully

paid

-12

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 519.17

Ordinary fully

paid

-19

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 571.82

Ordinary fully

paid

-21

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 929.05

Ordinary fully

paid

-34

12/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 27.32

Ordinary fully

paid

-1






Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

OnePath Funds Management Ltd and OnePath Custodians Pty Ltd were transferred to IOOF Holdings Limited during

the reporting period.



print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

14 February 2020

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.