Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
28 February 2020
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. This has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 28 February 2020
The previous notice was given to the ASX on: 14 February 2020
The previous notice was dated: 14 February 2020
2. Issued Share Capital
2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at
27 February 2020.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,770,206 0.13%
3,830,076 0.14%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,770,206 0.13%
3,830,076 0.14%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
33,649 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 43,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,424,003 0.09%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,099,067 0.04%
Aggregation
3,830,076 0.14%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
17/02/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
10,519
19/02/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
61
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,440.85
Ordinary fully
paid
159
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,100.22
Ordinary fully
paid
111
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,480.29
Ordinary fully
paid
-53
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,871.30
Ordinary fully
paid
-67
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,787.51
Ordinary fully
paid
-64
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,452.35
Ordinary fully
paid
-52
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,016.43
Ordinary fully
paid
-108
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 614.46
Ordinary fully
paid
-22
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,234.39
Ordinary fully
paid
-80
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 865.83
Ordinary fully
paid
-31
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,173.05
Ordinary fully
paid
-42
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 586.53
Ordinary fully
paid
-21
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,592.00
Ordinary fully
paid
-57
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,536.15
Ordinary fully
paid
-55
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,228.91
Ordinary fully
paid
-44
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 809.97
Ordinary fully
paid
-29
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,912.79
Ordinary fully
paid
318
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
17,763.41
Ordinary fully
paid
636
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,866.77
Ordinary fully
paid
245
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,809.68
Ordinary fully
paid
350
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,703.72
Ordinary fully
paid
-61
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,564.07
Ordinary fully
paid
-56
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,815.44
Ordinary fully
paid
65
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,596.54
Ordinary fully
paid
164
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,643.60
Ordinary fully
paid
130
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
756.74
Ordinary fully
paid
27
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,410.38
Ordinary fully
paid
86
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 837.90
Ordinary fully
paid
-30
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,368.57
Ordinary fully
paid
-49
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 307.23
Ordinary fully
paid
-11
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 363.09
Ordinary fully
paid
-13
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 167.58
Ordinary fully
paid
-6
19/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 558.59
Ordinary fully
paid
-20
20/02/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
1,278,605.67
Ordinary fully
paid
47,428
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
998.18
Ordinary fully
paid
36
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
612.13
Ordinary fully
paid
22
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,356.81
Ordinary fully
paid
-85
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,497.26
Ordinary fully
paid
-54
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,940.90
Ordinary fully
paid
-70
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,133.17
Ordinary fully
paid
-113
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,386.36
Ordinary fully
paid
-50
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,020.44
Ordinary fully
paid
145
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,309.41
Ordinary fully
paid
83
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
693.18
Ordinary fully
paid
25
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
417.36
Ordinary fully
paid
15
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,578.62
Ordinary fully
paid
93
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,502.51
Ordinary fully
paid
54
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,190.44
Ordinary fully
paid
79
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,279.92
Ordinary fully
paid
46
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,053.63
Ordinary fully
paid
-38
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,691.36
Ordinary fully
paid
61
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,029.49
Ordinary fully
paid
37
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,966.80
Ordinary fully
paid
107
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,725.10
Ordinary fully
paid
62
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,049.99
Ordinary fully
paid
110
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,752.92
Ordinary fully
paid
63
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,467.72
Ordinary fully
paid
-89
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,016.79
Ordinary fully
paid
-217
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 194.09
Ordinary fully
paid
-7
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,244.08
Ordinary fully
paid
-117
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 831.81
Ordinary fully
paid
-30
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,746.81
Ordinary fully
paid
-63
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,857.72
Ordinary fully
paid
67
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,085.15
Ordinary fully
paid
39
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,353.16
Ordinary fully
paid
157
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,504.18
Ordinary fully
paid
90
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,469.54
Ordinary fully
paid
53
26/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
862.55
Ordinary fully
paid
31
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
28 February 2020
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.