ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure28 February 2020ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


28 February 2020


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. This has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 28 February 2020

The previous notice was given to the ASX on: 14 February 2020

The previous notice was dated: 14 February 2020

2. Issued Share Capital

2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at

27 February 2020.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,770,206 0.13%


3,830,076 0.14%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,770,206 0.13%


3,830,076 0.14%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

33,649 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 43,134 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,424,003 0.09%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,099,067 0.04%


Aggregation


3,830,076 0.14%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

17/02/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

10,519

19/02/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

61

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,440.85

Ordinary fully

paid

159

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,100.22

Ordinary fully

paid

111

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,480.29

Ordinary fully

paid

-53




19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,871.30

Ordinary fully

paid

-67

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,787.51

Ordinary fully

paid

-64

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,452.35

Ordinary fully

paid

-52

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,016.43

Ordinary fully

paid

-108

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 614.46

Ordinary fully

paid

-22

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,234.39

Ordinary fully

paid

-80

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 865.83

Ordinary fully

paid

-31

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,173.05

Ordinary fully

paid

-42

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 586.53

Ordinary fully

paid

-21

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,592.00

Ordinary fully

paid

-57




19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,536.15

Ordinary fully

paid

-55

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,228.91

Ordinary fully

paid

-44

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 809.97

Ordinary fully

paid

-29

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,912.79

Ordinary fully

paid

318

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

17,763.41

Ordinary fully

paid

636

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,866.77

Ordinary fully

paid

245

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,809.68

Ordinary fully

paid

350

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,703.72

Ordinary fully

paid

-61

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,564.07

Ordinary fully

paid

-56

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,815.44

Ordinary fully

paid

65




19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,596.54

Ordinary fully

paid

164

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,643.60

Ordinary fully

paid

130

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

756.74

Ordinary fully

paid

27

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,410.38

Ordinary fully

paid

86

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 837.90

Ordinary fully

paid

-30

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,368.57

Ordinary fully

paid

-49

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 307.23

Ordinary fully

paid

-11

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 363.09

Ordinary fully

paid

-13

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 167.58

Ordinary fully

paid

-6

19/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 558.59

Ordinary fully

paid

-20




20/02/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

1,278,605.67

Ordinary fully

paid

47,428

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

998.18

Ordinary fully

paid

36

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

612.13

Ordinary fully

paid

22

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,356.81

Ordinary fully

paid

-85

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,497.26

Ordinary fully

paid

-54

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,940.90

Ordinary fully

paid

-70

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,133.17

Ordinary fully

paid

-113

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,386.36

Ordinary fully

paid

-50

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,020.44

Ordinary fully

paid

145

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,309.41

Ordinary fully

paid

83




26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

693.18

Ordinary fully

paid

25

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

417.36

Ordinary fully

paid

15

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,578.62

Ordinary fully

paid

93

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,502.51

Ordinary fully

paid

54

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,190.44

Ordinary fully

paid

79

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,279.92

Ordinary fully

paid

46

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,053.63

Ordinary fully

paid

-38

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,691.36

Ordinary fully

paid

61

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,029.49

Ordinary fully

paid

37

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,966.80

Ordinary fully

paid

107




26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,725.10

Ordinary fully

paid

62

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,049.99

Ordinary fully

paid

110

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,752.92

Ordinary fully

paid

63

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,467.72

Ordinary fully

paid

-89

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,016.79

Ordinary fully

paid

-217

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 194.09

Ordinary fully

paid

-7

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,244.08

Ordinary fully

paid

-117

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 831.81

Ordinary fully

paid

-30

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,746.81

Ordinary fully

paid

-63

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,857.72

Ordinary fully

paid

67




26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,085.15

Ordinary fully

paid

39

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,353.16

Ordinary fully

paid

157

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,504.18

Ordinary fully

paid

90

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,469.54

Ordinary fully

paid

53

26/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

862.55

Ordinary fully

paid

31






Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand




print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

28 February 2020

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.