SPH Notice – Commonwealth Bank of Australia

100080615/3821103.1


 
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both


Sections 277 and 278, Financial Markets Conduct Act 2013

To NZX LIMITED
and
To CHORUS LIMITED
Relevant event being disclosed: movement of 1 % or more in substantial holding
Date of relevant event:
28-Feb-2020
Date this disclosure made: 03-Mar-2020
Date last disclosure made: 17-Oct-2019


Substantial product holder(s) giving disclosure
Full name(s): Commonwealth Bank of Australia


Summary of substantial holding
Class of quoted voting products: Ordinary shares

Summary for Commonwealth Bank of Australia
For this disclosure,—
(a) total number held in class:




28,825,843
(b) total in class:
443,709,223
(c) total percentage held in class:
6.497%
For last disclosure,—

(a) total number held in class:
22,350,861
(b) total in class:
443,709,223
(c) total percentage held in class: 5.037%

Details of transactions and events giving rise to relevant event

See Appendix A

100080615/3821103.1


 
Details after relevant event
Details for Avanteos Investments Limited ACN 096 259 979
Nature of relevant interest(s):
Relevant interest arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee
and in its capacity as administrator of managed accounts.



Number held in class: 37,305

Percentage held in class (%): 0.008%

Custodian Name Custodian Total Holding Custodian Total Holding(%)
Avanteos Investments Limited 37,305 0.008%


Details for
ASB Group Investments Limited Company Number 533945
Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the
exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates,
as a life company holding statutory funds and as the responsible entity or manager of a managed investment scheme.


Number held in class: 11,301,276

Percentage held in class (%): 2.547%

Custodian Name Custodian Total Holding Custodian Total Holding(%)
Citibank N A Hong Kong 11,301,276 2.547%


Details for Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the
exercise of the power to dispose of securities in its capacity as trustee for the Officers' Superannuation Fund.



Number held in class: 25,517

Percentage held in class (%): 0.006%

Custodian Name Custodian Total Holding Custodian Total Holding(%)
Citicorp Nominees Pty Limited
(Australia)
25,517 0.006%


Details for Colonial First State Investments Limited ACN 002 348 352
Nature of relevant interest(s):
Relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the
exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which
managed investment scheme is not managed by Colonial First State Investments Limited or a related body corporate).


Number held in class: 17,010,258

Percentage held in class (%): 3.834%

Custodian Name Custodian Total Holding Custodian Total Holding(%)
Citibank N A Hong Kong 11,527,702 2.598%
Citicorp Nominees Pty Limited
(Australia)
4,104,191 0.925%
Northern Trust Company 1,163,604 0.262%
UBS Nominees Pty Ltd 214,761 0.048%

100080615/3821103.1


 
Details for The Colonial Mutual Life Assurance Society Limited ACN 004 021 809
Nature of relevant interest(s):
Relevant interest arising from holding securities, having the power to control the exercise of the right to vote attached to securities
and/or to control the exercise of the power to dispose of securities in a proprietary capacity as a life insurance company. Statutory
fund holdings are held by external custodians and voted by the relevant investment manager, so CMLA's relevant interest is qualified
accordingly.


Number held in class: 451,487

Percentage held in class (%): 0.102%

Custodian Name Custodian Total Holding Custodian Total Holding(%)
Citibank N A Hong Kong 451,487 0.102%

Grand Total 28,825,843 6.497%




Additional information
Address(es) of substantial product holder(s):
*
Avanteos Investments Limited ACN 096 259 979, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
ASB Group Investments Limited Company Number 533945, Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010, New Zealand
*
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798, Level 11 Tower 1, 201 Sussex St, Sydney,
NSW, 2000, Australia

*
Colonial First State Investments Limited ACN 002 348 352, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia
*
The Colonial Mutual Life Assurance Society Limited ACN 004 021 809, Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000,
Australia


Contact details:
Renato Stupar, +61 (0) 475 945 221, AUSR_SM02041@cba.com.au
*Nature of connection between substantial product holders:

Commonwealth Bank of Australia is a related body corporate of:

Avanteos Investments Limited ACN 096 259 979

ASB Group Investments Limited Company Number 533945
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
Colonial First State Investments Limited ACN 002 348 352
The Colonial Mutual Life Assurance Society Limited ACN 004 021 809



Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the
financial products to which this disclosure relates:
[not applicable]










Certification
I, Kara Nicholls, certify that, to the best of my knowledge and belief, the information contained in this disclosure is correct and that I am duly authorised to make this
disclosure by all persons for whom it is made.

100080615/3821103.1


 

Appendix A

Details of the transactions or other events requiring disclosure:

Date of Transaction Holder of Relevant Interest Registered Company Before Event Registered Company After Event Nature of Change Class
Number of
Securities
Cash Consideration Currency

Wednesday, 23 October 2019
ASB Group Investments Limited
533945

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

8,240

44,599.00

NZD

Thursday, 24 October 2019
ASB Group Investments Limited
533945

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

20,828

111,829.70

NZD

Thursday, 31 October 2019
ASB Group Investments Limited
533945

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

18,471

97,905.55

NZD

Friday, 1 November 2019
ASB Group Investments Limited
533945

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

95,387

502,423.65

NZD

Monday, 4 November 2019
ASB Group Investments Limited
533945

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

25,000

133,562.50

NZD

Friday, 1 November 2019
ASB Group Investments Limited
533945

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

68,912

364,206.81

NZD

Tuesday, 12 November 2019
ASB Group Investments Limited
533945

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

8,969

47,443.32

NZD

Tuesday, 3 December 2019
ASB Group Investments Limited
533945

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

37,197

223,185.72

NZD

Thursday, 19 December 2019
ASB Group Investments Limited
533945

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

2,900

18,270.00

NZD

Friday, 20 December 2019
ASB Group Investments Limited
533945

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

141,978

907,752.10

NZD

Monday, 30 December 2019
ASB Group Investments Limited
533945

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

19,355

120,435.31

NZD

Tuesday, 31 December 2019
ASB Group Investments Limited
533945

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

9,323

57,619.94

NZD

Wednesday, 29 January 2020
ASB Group Investments Limited
533945

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

90,000

592,054.38

NZD

Wednesday, 5 February 2020
ASB Group Investments Limited
533945

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

59,918

385,356.63

NZD

Monday, 10 February 2020
ASB Group Investments Limited
533945

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

44,299

282,627.62

NZD

Wednesday, 26 February 2020
ASB Group Investments Limited
533945

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

52,870

344,254.39

AUD

Wednesday, 26 February 2020
ASB Group Investments Limited
533945

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

22,745

156,485.60

NZD

Thursday, 27 February 2020
ASB Group Investments Limited
533945

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

27,268

177,969.95

AUD
Wednesday, 16 October 2019
Avanteos Investments Limited
ACN 096 259 979

Unknown

Avanteos Investments Limited

Purchase

Ordinary shares
7,900 40,036.17 AUD

Friday, 18 October 2019
Avanteos Investments Limited
ACN 096 259 979

Unknown

Avanteos Investments Limited

Purchas e

Ordinary shares

980

4,939.19

AUD

Thursday, 24 October 2019
Avanteos Investments Limited
ACN 096 259 979

Unknown

Avanteos Investments Limited

Purchas e

Ordinary shares

2,946

14,870.20

AUD

Tuesday, 29 October 2019
Avanteos Investments Limited
ACN 096 259 979

Unknown

Avanteos Investments Limited

Purchas e

Ordinary shares

3,149

15,587.55

AUD

Monday, 11 November 2019
Avanteos Investments Limited
ACN 096 259 979

Unknown

Avanteos Investments Limited

Purchas e

Ordinary shares

3,085

14,775.73

AUD

Friday, 31 January 2020
Avanteos Investments Limited
ACN 096 259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

2,877

18,053.18

AUD

Tuesday, 11 February 2020
Avanteos Investments Limited
ACN 096 259 979

Avanteos Investments Limited

Unknown

Sale

Ordinary shares

2,257

13,782.74

AUD

Tuesday, 3 December 2019
Avanteos Investments Limited
ACN 096 259 979

Unknown

Avanteos Investments Limited

Purchas e

Ordinary shares

2,257

12,910.04

AUD

Monday, 21 October 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

9,344

47,093.76

AUD

Monday, 21 October 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

3,976

20,039.04

AUD

Tuesday, 29 October 2019
Colonial First State Investments
Limited ACN 002 348 352

UBS Nominees Pty Ltd

Unknown

Sale

Ordinary shares

11,436

56,068.42

AUD

Wednesday, 6 November 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

46,176

227,010.45

AUD

Friday, 8 November 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

29,106

139,612.75

AUD

Monday, 11 November 2019
Colonial First State Investments
Limited ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

620

3,012.66

AUD

Tuesday, 12 November 2019
Colonial First State Investments
Limited ACN 002 348 352

UBS Nominees Pty Ltd

Unknown

Sale

Ordinary shares

18,439

90,336.35

AUD

Wednesday, 13 November 2019
Colonial First State Investments
Limited ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

4,437

21,519.45

AUD

Wednesday, 13 November 2019
Colonial First State Investments
Limited ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

4,635

22,479.75

AUD

Monday, 18 November 2019
Colonial First State Investments
Limited ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

1,732

8,521.44

AUD

Monday, 25 November 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

14,340

75,141.60

AUD

Monday, 25 November 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

1,428

7,482.72

AUD

Wednesday, 27 November 2019
Colonial First State Investments
Limited ACN 002 348 352

UBS Nominees Pty Ltd

Unknown

Sale

Ordinary shares

21,529

115,862.62

AUD

Friday, 29 November 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

8,389

47,040.48

AUD


Monday, 2 December 2019

Colonial First State Investments
Limited ACN 002 348 352


UBS Nominees Pty Ltd


Unknown
Borrow Decreas e, UBS AG
(Agreement 2), See
Appendix B


Ordinary shares


10,411


N/A


AUD

Monday, 2 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

24,868

140,255.52

AUD

Monday, 2 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

274

1,548.02

AUD

Monday, 2 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

2,108

12,036.68

AUD

Tuesday, 3 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

108,653

621,353.91

AUD

Wednesday, 4 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

32,763

188,148.08

AUD

Wednesday, 4 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

7,248

41,603.52

AUD

Thursday, 5 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

44,323

260,721.18

AUD

Monday, 9 December 2019
Colonial First State Investments
Limited ACN 002 348 352
Citicorp Nominees Pty Limited
(Australia)

Unknown

Sale

Ordinary shares

31,854

181,249.26

AUD

Tuesday, 10 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

671

3,804.57

AUD

Wednesday, 11 December 2019
Colonial First State Investments
Limited ACN 002 348 352
Citicorp Nominees Pty Limited
(Australia)

Unknown

Sale

Ordinary shares

55,219

317,249.72

AUD

Monday, 16 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

169,080

946,662.01

AUD

Monday, 16 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

2,206

12,424.41

AUD

Tuesday, 17 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

20,422

117,916.63

AUD

Tuesday, 17 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

449

2,575.02

AUD

Tuesday, 17 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

123,153

720,248.01

AUD

Wednesday, 18 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

6,204

36,954.13

AUD

Thursday, 19 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

141,695

861,250.55

AUD

Friday, 20 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

11,531

70,502.84

AUD

Friday, 20 December 2019
Colonial First State Investments
Limited ACN 002 348 352

UBS Nominees Pty Ltd

Unknown

Sale

Ordinary shares

10,984

67,075.99

AUD

Monday, 16 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

13,339

75,126.58

AUD

Monday, 23 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

17,376

106,455.80

AUD

Tuesday, 24 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

352

2,123.30

AUD

Friday, 27 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

10,260

62,210.48

AUD

Monday, 6 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

7,911

47,879.75

AUD

Monday, 6 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

553

3,323.53

AUD

Thursday, 16 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

5,850

37,156.28

AUD

Friday, 17 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

1,351

8,572.89

AUD

Wednesday, 22 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Northern Trust Company

Purchas e

Ordinary shares

2,070

13,473.22

AUD

Wednesday, 22 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

2,044

13,306.44

AUD

Thursday, 23 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

2,561

16,313.57

AUD

Friday, 24 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

126

802.86

AUD

Tuesday, 4 February 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

4,324

26,765.56

AUD

Wednesday, 5 February 2020
Colonial First State Investments
Limited ACN 002 348 352

Northern Trust Company

Unknown

Sale

Ordinary shares

2,070

12,836.07

AUD

Tuesday, 11 February 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

4,382

26,774.02

AUD

Wednesday, 26 February 2020
Colonial First State Investments
Limited ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

1,231

7,976.88

AUD

100080615/3821103.1


 

Friday, 28 February 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

2,356,694

15,532,027.48

NZD

Thursday, 17 October 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

2,152

10,910.64

AUD

Thursday, 17 October 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

107,595

547,314.25

AUD

Thursday, 17 October 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

46,904

238,591.27

AUD

Monday, 21 October 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

1,008

5,080.32

AUD

Tuesday, 29 October 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

803

3,918.64

AUD

Thursday, 7 November 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

2,404

11,611.32

AUD

Friday, 29 November 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

19,640

110,129.34

AUD

Friday, 29 November 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

43,164

242,037.81

AUD

Monday, 2 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

58,215

328,332.60

AUD

Monday, 2 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

127,945

721,609.80

AUD

Monday, 2 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

643

3,632.76

AUD

Monday, 2 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

1,412

7,977.38

AUD

Tuesday, 3 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

254,358

1,454,597.09

AUD

Tuesday, 3 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

559,022

3,196,879.11

AUD

Wednesday, 4 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

2,976

17,082.24

AUD

Wednesday, 4 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

76,697

440,447.86

AUD

Wednesday, 4 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

168,564

968,012.48

AUD

Thursday, 5 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

103,761

610,353.33

AUD

Thursday, 5 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

228,043

1,341,417.34

AUD

Wednesday, 11 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

9,629

55,239.65

AUD

Wednesday, 11 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

166,329

950,021.35

AUD

Wednesday, 11 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

77,993

445,472.62

AUD

Monday, 16 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

5,366

30,221.85

AUD

Tuesday, 17 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

49,684

286,875.42

AUD

Tuesday, 17 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

123,510

713,146.74

AUD

Wednesday, 18 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

15,096

89,919.32

AUD

Wednesday, 18 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

37,526

223,523.62

AUD

Friday, 20 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

28,053

171,521.65

AUD

Friday, 20 December 2019
Colonial First State Investments
Limited ACN 002 348 352
Citicorp Nominees Pty Limited
(Australia)

Unknown

Sale

Ordinary shares

43,529

266,832.77

AUD

Friday, 20 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

69,737

426,385.97

AUD

Monday, 23 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

41,579

254,737.90

AUD

Tuesday, 24 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

2,373

14,314.17

AUD

Tuesday, 24 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citic orp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

843

5,085.06

AUD

Friday, 27 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

24,595

149,129.32

AUD

Friday, 27 December 2019
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

69,222

419,720.67

AUD

Friday, 3 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

3,007

18,072.07

AUD

Monday, 6 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

18,971

114,818.18

AUD

Tuesday, 14 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

1,540

9,532.60

AUD

Thursday, 16 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

26,652

169,280.18

AUD

Thursday, 16 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

57,318

364,055.28

AUD

Thursday, 16 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

69,382

439,403.14

AUD

Thursday, 16 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

69,382

439,403.14

AUD

Friday, 17 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

229,767

1,464,397.00

AUD

Friday, 17 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

229,767

1,464,397.00

AUD

Friday, 31 January 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

1,000

6,310.00

AUD

Wednesday, 5 February 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown
Citicorp Nominees Pty Limited
(Australia)

Purchas e

Ordinary shares

1,089

6,762.69

AUD

Thursday, 13 February 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

250,000

1,532,000.00

AUD

Thursday, 27 February 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

43,408

283,276.27

AUD

Friday, 28 February 2020
Colonial First State Investments
Limited ACN 002 348 352

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

27,061

172,159.38

AUD


Friday, 20 December 2019
Commonwealth Bank Officers
Superannuation Corporation Pty
Limited ACN 074 519 798

Citicorp Nominees Pty Limited
(Australia)


Unknown


Sale


Ordinary shares


2,225


13,639.25


AUD

Friday, 29 November 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

11,259

63,133.72

AUD

Monday, 2 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

33,375

188,235.00

AUD

Monday, 2 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

368

2,079.09

AUD

Tuesday, 3 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

145,822

833,912.27

AUD

Wednesday, 4 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

43,970

252,506.52

AUD

Thursday, 5 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

59,486

349,914.50

AUD

Monday, 16 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

6,417

35,928.14

AUD

Monday, 16 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

3,671

20,675.44

AUD

Tuesday, 17 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

33,990

196,258.26

AUD

Tuesday, 17 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

4,674

27,335.42

AUD

Tuesday, 17 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

17

97.50

AUD

Wednesday, 18 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

10,327

61,512.78

AUD

Friday, 20 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

4,534

27,793.42

AUD

Friday, 20 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

19,191

117,337.61

AUD

Tuesday, 24 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

608

3,667.52

AUD

Friday, 27 December 2019
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

17,745

107,595.03

AUD

Thursday, 16 January 2020
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

14,533

92,306.35

AUD

Wednesday, 22 January 2020
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Citibank N A Hong Kong

Unknown

Sale

Ordinary shares

590

3,840.90

AUD

Thursday, 27 February 2020
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

5,403

35,259.44

AUD

Friday, 28 February 2020
The Colonial Mutual Life Assurance
Society Limited ACN 004 021 809

Unknown

Citibank N A Hong Kong

Purchas e

Ordinary shares

3,369

21,433.24

AUD

100080615/3821103.1


 
UBS AG (Agreement 2)
Appendix B


Type of agreement: Australian Master Securities Lending Agreement

Parties to agreement:
(1) UBS AG; and (2) Colonial First State
Investments Limited
Can the parties exercise voting rights attaching to the securities? No
If yes, in what circumstances? N/A
Date on which the securities were (or are) expected to be delivered to the
borrower or its nominee (ie borrow date):
The dates indicated in Annexure B on which
securities were borrowed.
Scheduled date (if any) when the securities are expected to be returned to the
lender or its nominee (ie return date):

Any particular day.
Does the borrower have the right to return the securities early? [Yes/No] Yes
If yes, in which circumstances? At any time subject to giving notice.
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]

Yes
If yes, in which circumstances? At any time subject to giving notice.
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]

No
If yes, in which circumstances? N/A