D & O Ongoing Disclosures – multiple

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: NZX Limited
Date this disclosure made:12-Mar-20
Date of last disclosure:
20-Mar-19
Director or senior manager giving disclosure
Full name(s):Mark John Peterson
Name of listed issuer:NZX Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chief Executive Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: NZX Ordinary Shares
Nature of the affected relevant interest(s):Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:594
Number held in class after acquisition or disposal:123,577
Current registered holder(s):N/A
Registered holder(s) once transfers are registered:Mark John Peterson
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: One
Details of transactions requiring disclosure-
Date of transaction:12-Mar-20
Nature of transaction:
Conversion of NZX non-
participating redeemable
shares to NZX ordinary
shares and transfer to
employee in accordance
with NZX Limited Employee
Share Plan – Team and
Results
Name of any other party or parties to the transaction (if known):
NZX Executive Share Plan
Nominees Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$1.016
Number of financial products to which the transaction related: 122,983
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Performance rights which
give the holder options to
acquire ordinary shares

Nature of relevant interest:Legal and Beneficial
For that relevant interest,-
Number held in class:1,177,894
Current registered holder(s):Mark John Peterson
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:12-Mar-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Notes
Use this form to disclose all the acquisitions and disposals by a director or senior
manager of a listed issuer, or of a related body corporate, or in specified derivatives. The
disclosure must be made within—
(a) 20 working days after the first acquisition or disposal disclosed in this
notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the
Financial Markets Conduct Act 2013; or
(b) in any other case, 5 trading days after the first acquisition or disposal
disclosed in this notice.

---

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
NZX Limited
Date this disclosure made:
12-Mar-20
Date of last disclosure:
17-Sep-19
Director or senior manager giving disclosure
Full name(s):Graham Nicholas Stewart Law
Name of listed issuer:NZX Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:Chief Financial Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Performance Rights which
give the holder options to
acquire ordinary shares
Nature of the affected relevant interest(s):Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:143,573
Number held in class after acquisition or disposal:219,555
Current registered holder(s):N/A
Registered holder(s) once transfers are registered:Graham Nicholas Stewart Law
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
One
Details of transactions requiring disclosure-
Date of transaction:
12-Mar-20
Nature of transaction:
Issue of performance rights
pursuant to NZX Limited's
Long Term Incentive Plan
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
N/A
Number of financial products to which the transaction related:
75,982
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
NZX ordinary shares
Nature of relevant interest:
Legal and Beneficial

For that relevant interest,-
Number held in class:
55,414
Current registered holder(s):
Graham Nicholas Stewart Law
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:12-Mar-20
or
Signature of person authorised to sign on behalf of director or officer:

---

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
NZX Limited
Date this disclosure made:
12-Mar-20
Date of last disclosure:
17-Sep-19
Director or senior manager giving disclosure
Full name(s):Hamish Thomas Macdonald
Name of listed issuer:NZX Limited
Name of related body corporate (if applicable):N/A
Position held in listed issuer:
Head of External Relations
and General Counsel
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Performance Rights which
give the holder options to
acquire ordinary shares
Nature of the affected relevant interest(s):Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:114,859
Number held in class after acquisition or disposal:190,841
Current registered holder(s):N/A
Registered holder(s) once transfers are registered:Hamish Thomas Macdonald
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
One
Details of transactions requiring disclosure-
Date of transaction:
12-Mar-20
Nature of transaction:
Issue of performance rights
pursuant to NZX Limited's
Long Term Incentive Plan
Name of any other party or parties to the transaction (if known):
N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
N/A
Number of financial products to which the transaction related:
75,982
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):
N/A
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
NZX Ordinary Shares
Nature of the affected relevant interest(s):Legal and Beneficial
For that relevant interest-

Number held in class before acquisition or disposal:47,133
Number held in class after acquisition or disposal:
96,326
Current registered holder(s):N/A
Registered holder(s) once transfers are registered:
Hamish Thomas Macdonald
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates:
One
Details of transactions requiring disclosure-
Date of transaction:
12-Mar-20
Nature of transaction:
Conversion of NZX non-
participating redeemable
shares to NZX ordinary shares
and transfer to employee in
accordance with NZX Limited
Employee Share Plan – Team
and Results
Name of any other party or parties to the transaction (if known):
NZX Executive Share Plan
Nominees Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$1.016
Number of financial products to which the transaction related:
49,193
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
N/A
Date of the prior written clearance (if any):
N/A
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
12-Mar-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Notes
Use this form to disclose all the acquisitions and disposals by a director or senior
manager of a listed issuer, or of a related body corporate, or in specified derivatives. The
disclosure must be made within—
(a) 20 working days after the first acquisition or disposal disclosed in this
notice if the acquisitions or disposals are of a kind referred to in section 297(2)(a) of the
Financial Markets Conduct Act 2013; or
(b) in any other case, 5 trading days after the first acquisition or disposal
disclosed in this notice.