Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
12 March 2020
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It ha s been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 12 March 2020
The previous notice was given to the ASX on: 28 February 2020
The previous notice was dated: 28 February 2020
2. Issued Share Capital
2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at
11 March 2020.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,830,076 0.14%
3,629,092 0.13%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,830,076 0.14%
3,629,092 0.13%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
24,746 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 23,134 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,246,460 0.08%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,104,529 0.04%
Aggregation
3,629,092 0.13%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
28/02/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
1,657
28/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 426.99
Ordinary fully
paid
-16
28/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,467.76
Ordinary fully
paid
-55
28/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,441.08
Ordinary fully
paid
-54
28/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 133.43
Ordinary fully
paid
-5
28/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,014.09
Ordinary fully
paid
-38
28/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,094.15
Ordinary fully
paid
-41
28/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,974.81
Ordinary fully
paid
-74
28/02/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,668.66
Ordinary fully
paid
-100
2/03/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
85
3/03/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
-11,215
3/03/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market sale 508,956.00
Ordinary fully
paid
-20,000
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 180.62
Ordinary fully
paid
-7
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,483.46
Ordinary fully
paid
-135
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,135.35
Ordinary fully
paid
-44
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,296.50
Ordinary fully
paid
89
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,609.07
Ordinary fully
paid
178
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 361.25
Ordinary fully
paid
-14
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,535.06
Ordinary fully
paid
-137
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,161.15
Ordinary fully
paid
-45
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
954.73
Ordinary fully
paid
37
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,916.14
Ordinary fully
paid
74
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,090.07
Ordinary fully
paid
81
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,194.78
Ordinary fully
paid
162
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,290.17
Ordinary fully
paid
-50
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 387.05
Ordinary fully
paid
-15
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 619.28
Ordinary fully
paid
-24
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 877.32
Ordinary fully
paid
-34
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,141.68
Ordinary fully
paid
83
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,272.46
Ordinary fully
paid
165
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,935.25
Ordinary fully
paid
-75
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 77.41
Ordinary fully
paid
-3
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,625.61
Ordinary fully
paid
-63
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 645.09
Ordinary fully
paid
-25
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,728.35
Ordinary fully
paid
222
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,522.69
Ordinary fully
paid
445
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,548.20
Ordinary fully
paid
60
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,107.24
Ordinary fully
paid
120
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,212.76
Ordinary fully
paid
47
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,408.12
Ordinary fully
paid
93
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
696.69
Ordinary fully
paid
27
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,372.37
Ordinary fully
paid
53
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
180.62
Ordinary fully
paid
7
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
440.20
Ordinary fully
paid
17
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
464.46
Ordinary fully
paid
18
4/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,009.85
Ordinary fully
paid
39
5/03/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
122
6/03/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
53
6/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
24,867.36
Ordinary fully
paid
1,000
10/03/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
395
10/03/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market sale 491,899.73
Ordinary fully
paid
-23,289
10/03/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market sale 1,111,124.89
Ordinary fully
paid
-53,231
10/03/2020
ANZ New
Zealand
Investments
Limited on
behalf of
va rious
investment
funds and client
portfolios
On-market sale 2,056,648.16
Ordinary fully
paid
-101,023
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 658.24
Ordinary fully
paid
-31
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,061.68
Ordinary fully
paid
-50
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 637.01
Ordinary fully
paid
-30
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
424.67
Ordinary fully
paid
20
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,576.79
Ordinary fully
paid
74
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 764.41
Ordinary fully
paid
-36
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
va rious private
clients
On-market sale 5,350.88
Ordinary fully
paid
-252
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 106.17
Ordinary fully
paid
-5
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 467.14
Ordinary fully
paid
-22
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,951.48
Ordinary fully
paid
-139
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,055.63
Ordinary fully
paid
-191
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,993.95
Ordinary fully
paid
141
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,760.53
Ordinary fully
paid
505
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 21.23
Ordinary fully
paid
-1
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,210.32
Ordinary fully
paid
-57
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
382.21
Ordinary fully
paid
18
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,427.63
Ordinary fully
paid
67
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 785.65
Ordinary fully
paid
-37
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,528.82
Ordinary fully
paid
-72
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,013.16
Ordinary fully
paid
189
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
14,446.81
Ordinary fully
paid
678
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
785.65
Ordinary fully
paid
37
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,940.50
Ordinary fully
paid
138
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
339.74
Ordinary fully
paid
16
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,257.17
Ordinary fully
paid
59
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 615.77
Ordinary fully
paid
-29
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 382.21
Ordinary fully
paid
-18
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,611.74
Ordinary fully
paid
123
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,439.44
Ordinary fully
paid
443
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,779.59
Ordinary fully
paid
178
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,615.80
Ordinary fully
paid
639
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
488.37
Ordinary fully
paid
23
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,768.57
Ordinary fully
paid
83
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
552.08
Ordinary fully
paid
26
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,066.88
Ordinary fully
paid
97
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,528.82
Ordinary fully
paid
72
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,561.38
Ordinary fully
paid
261
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,696.68
Ordinary fully
paid
127
11/03/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,695.13
Ordinary fully
paid
455
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
12 March 2020
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