ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure12 March 2020ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


12 March 2020


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It ha s been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 12 March 2020

The previous notice was given to the ASX on: 28 February 2020

The previous notice was dated: 28 February 2020

2. Issued Share Capital

2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at

11 March 2020.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,830,076 0.14%


3,629,092 0.13%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,830,076 0.14%


3,629,092 0.13%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

24,746 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 23,134 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,246,460 0.08%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,104,529 0.04%


Aggregation


3,629,092 0.13%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

28/02/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

1,657

28/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 426.99

Ordinary fully

paid

-16

28/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,467.76

Ordinary fully

paid

-55

28/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,441.08

Ordinary fully

paid

-54

28/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 133.43

Ordinary fully

paid

-5

28/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,014.09

Ordinary fully

paid

-38




28/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,094.15

Ordinary fully

paid

-41

28/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,974.81

Ordinary fully

paid

-74

28/02/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,668.66

Ordinary fully

paid

-100

2/03/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

85

3/03/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

-11,215

3/03/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market sale 508,956.00

Ordinary fully

paid

-20,000

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 180.62

Ordinary fully

paid

-7

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,483.46

Ordinary fully

paid

-135



4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,135.35

Ordinary fully

paid

-44

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,296.50

Ordinary fully

paid

89

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,609.07

Ordinary fully

paid

178

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 361.25

Ordinary fully

paid

-14

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,535.06

Ordinary fully

paid

-137

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,161.15

Ordinary fully

paid

-45

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

954.73

Ordinary fully

paid

37

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,916.14

Ordinary fully

paid

74

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,090.07

Ordinary fully

paid

81

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,194.78

Ordinary fully

paid

162

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,290.17

Ordinary fully

paid

-50



4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 387.05

Ordinary fully

paid

-15

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 619.28

Ordinary fully

paid

-24

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 877.32

Ordinary fully

paid

-34

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,141.68

Ordinary fully

paid

83

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,272.46

Ordinary fully

paid

165

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,935.25

Ordinary fully

paid

-75

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 77.41

Ordinary fully

paid

-3

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,625.61

Ordinary fully

paid

-63

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 645.09

Ordinary fully

paid

-25

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,728.35

Ordinary fully

paid

222

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,522.69

Ordinary fully

paid

445



4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,548.20

Ordinary fully

paid

60

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,107.24

Ordinary fully

paid

120

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,212.76

Ordinary fully

paid

47

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,408.12

Ordinary fully

paid

93

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

696.69

Ordinary fully

paid

27

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,372.37

Ordinary fully

paid

53

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

180.62

Ordinary fully

paid

7

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

440.20

Ordinary fully

paid

17

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

464.46

Ordinary fully

paid

18

4/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,009.85

Ordinary fully

paid

39




5/03/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

122

6/03/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

53

6/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

24,867.36

Ordinary fully

paid

1,000

10/03/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

395

10/03/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market sale 491,899.73

Ordinary fully

paid

-23,289

10/03/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market sale 1,111,124.89

Ordinary fully

paid

-53,231




10/03/2020

ANZ New

Zealand

Investments

Limited on

behalf of

va rious

investment

funds and client

portfolios

On-market sale 2,056,648.16

Ordinary fully

paid

-101,023

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 658.24

Ordinary fully

paid

-31

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,061.68

Ordinary fully

paid

-50

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 637.01

Ordinary fully

paid

-30

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

424.67

Ordinary fully

paid

20

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,576.79

Ordinary fully

paid

74

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 764.41

Ordinary fully

paid

-36

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

va rious private

clients

On-market sale 5,350.88

Ordinary fully

paid

-252

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 106.17

Ordinary fully

paid

-5

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 467.14

Ordinary fully

paid

-22




11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,951.48

Ordinary fully

paid

-139

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,055.63

Ordinary fully

paid

-191

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,993.95

Ordinary fully

paid

141

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,760.53

Ordinary fully

paid

505

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 21.23

Ordinary fully

paid

-1

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,210.32

Ordinary fully

paid

-57

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

382.21

Ordinary fully

paid

18

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,427.63

Ordinary fully

paid

67

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 785.65

Ordinary fully

paid

-37

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,528.82

Ordinary fully

paid

-72




11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,013.16

Ordinary fully

paid

189

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

14,446.81

Ordinary fully

paid

678

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

785.65

Ordinary fully

paid

37

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,940.50

Ordinary fully

paid

138

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

339.74

Ordinary fully

paid

16

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,257.17

Ordinary fully

paid

59

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 615.77

Ordinary fully

paid

-29

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 382.21

Ordinary fully

paid

-18

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,611.74

Ordinary fully

paid

123

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,439.44

Ordinary fully

paid

443




11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,779.59

Ordinary fully

paid

178

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,615.80

Ordinary fully

paid

639

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

488.37

Ordinary fully

paid

23

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,768.57

Ordinary fully

paid

83

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

552.08

Ordinary fully

paid

26

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,066.88

Ordinary fully

paid

97

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,528.82

Ordinary fully

paid

72

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,561.38

Ordinary fully

paid

261

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,696.68

Ordinary fully

paid

127

11/03/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,695.13

Ordinary fully

paid

455





Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand




print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

12 March 2020

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