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SPH Notice – BlackRock, Inc. and related bodies corporate

Substantial Holder Notice25 March 2020CENUtilities

1
Disclosure of ceasing to have substantial holding

Section 279, Financial Markets Conduct Act 2013

To: New Zealand Stock Exchange

and

To: Contact Energy Ltd.

Date this disclosure made: 26 March 2020

Date last disclosure made: 07 February 2020

Date on which substantial holding ceased: 24 March 2020

Substantial product holder(s) giving disclosure

Full name(s): BlackRock, Inc. and related bodies corporate

Summary of previous substantial holding

Class of quoted voting products: ordinary shares

Summary for: Product holders listed in Appendix A

For last disclosure,—

(a) total number held in class: 36,415,941 Ord

(b) total in class: 718,077,598

(c) total percentage held in class: 5.071%

For current holding after ceasing to have substantial holding,—

(a) total number held in class: 35,891,663 Ord

(b) total in class: 718,077,598

(c) total percentage held in class: 4.998%

Details of transactions and events giving rise to ceasing of substantial holding

Details of the transactions or other events requiring disclosure: Refer to Appendix B

Additional information

Address(es) of substantial product holder(s): Refer to Appendix A

Contact details: Maria Tricarico, Tel +1-302-797-3901, Email

maria.tricarico@blackrock.com

Nature of connection between substantial product holders: Refer to Appendix A

Name of any other person believed to have given, or believed to be required to give, a

disclosure under the Financial Markets Conduct Act 2013 in relation to the financial

products to which this disclosure relates: Not Applicable


2

Certification

I, Maria Tricarico, certify that, to the best of my knowledge and belief, the information

contained in this disclosure is correct and that I am duly authorised to make this disclosure

by all persons for whom it is made.

Appendix A
ClassCCY

Number of

Securities

%

BlackRock (Netherlands) B.V.ORDNZD96,4180.013%subsidiary of

BlackRock Inc.

Rembrandt Tower, 17th floor

Amstelplein

Amsterdam Netherlands

BlackRock (Singapore) LimitedORDNZD46,8590.007%subsidiary of

BlackRock Inc.

20 Anson Road #18-01

079912 Singapore

BlackRock Advisors (UK) LimitedORDNZD7,180,2471.000%subsidiary of

BlackRock Inc.

12 Throgmorton Avenue.

London, EC2N 2DL,

United Kingdom

BLACKROCK ADVISORS, LLCCFDNZD11,3180.002%subsidiary of

BlackRock Inc.

1209 Orange Street,

Wilmington, New Castle

County,

Delaware 19801, United States

BLACKROCK ADVISORS, LLCORDNZD20,4340.003%subsidiary of

BlackRock Inc.

1209 Orange Street,

Wilmington, New Castle

County,

Delaware 19801, United States

BlackRock Asset Management

Canada Limited

ORDNZD220,2260.031%subsidiary of

BlackRock Inc.

161 Bay Street, Suite 2500

Toronto, Ontario M5J 2S1

Canada

BlackRock Asset Management

Deutschland AG

ORDNZD3,200,6800.446%subsidiary of

BlackRock Inc.

Max-Joseph-Straße 6

D-80333 Munich, Germany

BlackRock Asset Management North

Asia Limited

ORDNZD1,0560.000%subsidiary of

BlackRock Inc.

16/F, Cheung Kong Center

No. 2 Queen’s Road Central

Hong Kong

BLACKROCK FINANCIAL

MANAGEMENT, INC.

CFDNZD119,2900.017%subsidiary of

BlackRock Inc.

1209 Orange Street,

Wilmington, New Castle

County,

Delaware 19801, United States

BLACKROCK FINANCIAL

MANAGEMENT, INC.

ORDNZD212,1040.030%subsidiary of

BlackRock Inc.

1209 Orange Street,

Wilmington, New Castle

County,

Delaware 19801, United States

BlackRock Fund AdvisorsORDNZD13,619,7241.897%subsidiary of

BlackRock Inc.

400 Howard Street

San Francisco, CA, 94105

United States

BlackRock Institutional Trust

Company, National Association

CFDNZD1,757,6480.245%subsidiary of

BlackRock Inc.

1225 17th Street,

Suite 300,

Denver, CO 80202 (Colorado,

USA)

BlackRock Institutional Trust

Company, National Association

ORDNZD5,432,4150.757%subsidiary of

BlackRock Inc.

1225 17th Street,

Suite 300,

Denver, CO 80202 (Colorado,

BlackRock Investment Management

(Australia) Limited

ORDNZD13,1770.002%subsidiary of

BlackRock Inc.

Level 26, 101 Collins Street

Melbourne VIC 3000

Australia (Victoria, Australia)

BlackRock Investment Management

(UK) Limited

ORDNZD2,829,8790.394%subsidiary of

BlackRock Inc.

12 Throgmorton Avenue

London EC2N 2DL

United Kingdom

BlackRock Investment Management,

LLC

CFDNZD1,056,2830.147%subsidiary of

BlackRock Inc.

1209 Orange Street,

Wilmington, New Castle

County,

BlackRock Investment Management,

LLC

ORDNZD5,8160.001%subsidiary of

BlackRock Inc.

1209 Orange Street,

Wilmington, New Castle

County,

BlackRock Japan Co., Ltd.ORDNZD68,0890.009%subsidiary of

BlackRock Inc.

Marunouchi Trust Tower Main,

1-8-3 Marunouchi,

Chiyoda-ku, Tokyo 100-8217

(Japan)

Holder of Relevant Interests

Total Held in Class

Nature of

Association

Address

CENpage 1 of 1


Appendix B

Transaction

Date

Person whose relevant interest changed

Person's votes

affected

06-Feb-20BlackRock Fund Advisorsin specien/aORD39,26039,260

07-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt buy7.27ORD11,77111,771

07-Feb-20BlackRock Fund Advisorsin specien/aORD16,44016,440

07-Feb-20BLACKROCK FINANCIAL MANAGEMENT,

INC.

on mkt buy7.24CFD15,49015,490

07-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.26ORD113,280113,280

07-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.26ORD170,280170,280

07-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.23ORD136,224136,224

07-Feb-20BlackRock Fund Advisorsin specien/aORD19,63019,630

07-Feb-20BlackRock Fund Advisorsin specien/aORD29,44529,445

10-Feb-20BlackRock Asset Management Deutschland

AG

on mkt buy7.22ORD4,5244,524

10-Feb-20BlackRock Asset Management Deutschland

AG

on mkt buy7.22ORD9,0489,048

10-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.22ORD5,6705,670

10-Feb-20BlackRock Fund Advisorsin specien/aORD-26,463-26,463

10-Feb-20BlackRock Fund Advisorsin specien/aORD-79,389-79,389

10-Feb-20BlackRock Fund Advisorsin specien/aORD29,44529,445

11-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.49ORD85,05085,050

11-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.47ORD45,36045,360

11-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.47ORD5,6705,670

11-Feb-20BlackRock Fund Advisorsin specien/aORD9,8159,815

12-Feb-20BlackRock Asset Management Deutschland

AG

on mkt buy7.57ORD9,0489,048

12-Feb-20BlackRock Fund Advisorsin specien/aORD8,0228,022

12-Feb-20BlackRock Fund Advisorsin specien/aORD7,1247,124

12-Feb-20BLACKROCK FINANCIAL MANAGEMENT,

INC.

on mkt buy7.57CFD67,97067,970

12-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.57ORD113,400113,400

12-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.57ORD39,69039,690

12-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.57ORD861861

12-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.57ORD5,6705,670

12-Feb-20BlackRock Institutional Trust Company,

National Association

in specien/aORD-411,942-411,942

12-Feb-20BlackRock Fund Advisorsin specien/aORD-26,463-26,463

12-Feb-20BlackRock Fund Advisorsin specien/aORD29,44529,445

13-Feb-20BlackRock Asset Management Deutschland

AG

on mkt buy7.59ORD9,0469,046

13-Feb-20BlackRock Fund Advisorson mkt buy7.62ORD10,06710,067

13-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.60CFD-14,714-14,714

13-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.60CFD-102-102

13-Feb-20BlackRock Investment Management (UK)

Limited

on mkt sell7.60CFD-2,391-2,391

13-Feb-20BLACKROCK ADVISORS, LLCon mkt sell7.6CFD-10,123-10,123

13-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.60CFD-1,958-1,958

13-Feb-20BlackRock Investment Management, LLCon mkt sell7.59CFD-38,670-38,670

13-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.59ORD11,34011,340

13-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.59ORD11,34011,340

13-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.61ORD56,70056,700

13-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt buy7.59ORD40,01240,012

13-Feb-20BlackRock Fund Advisorsin specien/aORD-26,463-26,463

13-Feb-20BlackRock Fund Advisorsin specien/aORD29,44529,445

13-Feb-20BlackRock Fund Advisorsin specien/aORD9,8159,815

13-Feb-20BlackRock Fund Advisorsin specien/aORD49,07549,075

CONTACT ENERGY LTD

Nature of change /

Consideration (NZD)

Class and number of

securities affected

CENpage 1 of 8

Transaction
Date

Person whose relevant interest changed

Person's votes

affected

Nature of change /

Consideration (NZD)

Class and number of

securities affected

14-Feb-20BlackRock Asset Management Deutschland

AG

on mkt buy7.55ORD9,0429,042

14-Feb-20BlackRock Investment Management (UK)

Limited

on mkt sell7.52CFD-2,841-2,841

14-Feb-20BLACKROCK ADVISORS, LLCon mkt sell7.52CFD-17,671-17,671

14-Feb-20BlackRock Investment Management, LLCon mkt sell7.51CFD-51,710-51,710

14-Feb-20BLACKROCK FINANCIAL MANAGEMENT,

INC.

on mkt buy7.52CFD35,83035,830

14-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.52CFD-25,586-25,586

14-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.52CFD-4,504-4,504

14-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.52ORD-18,561-18,561

14-Feb-20BlackRock Asset Management Canada

Limited

on mkt sell7.52ORD-4,956-4,956

14-Feb-20BlackRock Asset Management Deutschland

AG

on mkt sell7.55ORD-26,097-26,097

14-Feb-20BlackRock Fund Advisorsin specien/aORD9,8159,815

14-Feb-20BlackRock Fund Advisorsin specien/aORD29,44529,445

17-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.52CFD-646-646

17-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.52CFD-10,372-10,372

17-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.52CFD-1,610-1,610

17-Feb-20BlackRock Investment Management (UK)

Limited

on mkt sell7.52CFD-899-899

17-Feb-20BLACKROCK ADVISORS, LLCon mkt sell7.52CFD-5,523-5,523

18-Feb-20BlackRock Asset Management Deutschland

AG

on mkt buy7.62ORD8,9928,992

18-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.63ORD56,69056,690

18-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.62ORD5,6695,669

18-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.62ORD22,67622,676

18-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.62ORD28,34528,345

18-Feb-20BlackRock Asset Management Canada

Limited

in specien/aORD-2,331-2,331

19-Feb-20BlackRock Fund Advisorsin specien/aORD39,26039,260

19-Feb-20BlackRock Fund Advisorsin specien/aORD29,44529,445

19-Feb-20BlackRock Fund Advisorsin specien/aORD225,745225,745

19-Feb-20BlackRock Fund Advisorsin specien/aORD39,26039,260

19-Feb-20BlackRock Fund Advisorsin specien/aORD2,9202,920

20-Feb-20BlackRock Fund Advisorsin specien/aORD19,63019,630

20-Feb-20BlackRock Fund Advisorsin specien/aORD68,70568,705

20-Feb-20BlackRock Fund Advisorsin specien/aORD9,8159,815

20-Feb-20BlackRock Fund Advisorsin specien/aORD9,1639,163

20-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.59CFD-5,369-5,369

20-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.59CFD-2,440-2,440

20-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.59CFD-1,657-1,657

20-Feb-20BlackRock Advisors (UK) Limitedon mkt sell7.58ORD-618-618

20-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.61ORD85,03585,035

20-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.60ORD28,34528,345

20-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.60ORD17,00717,007

20-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.60ORD34,01434,014

20-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt buy7.6ORD1,9991,999

21-Feb-20BlackRock Asset Management Deutschland

AG

on mkt buy7.55ORD8,9908,990

21-Feb-20BlackRock Investment Management, LLCon mkt sell7.51CFD-78,160-78,160

21-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.51CFD-10,631-10,631

CENpage 2 of 8

Transaction
Date

Person whose relevant interest changed

Person's votes

affected

Nature of change /

Consideration (NZD)

Class and number of

securities affected

21-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.51CFD-2,223-2,223

21-Feb-20BlackRock Investment Management (UK)

Limited

on mkt sell7.51CFD-940-940

21-Feb-20BLACKROCK ADVISORS, LLCon mkt sell7.51CFD-6,703-6,703

21-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.51CFD-3,410-3,410

21-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.53ORD85,02085,020

24-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.44CFD-996-996

24-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.43CFD-4,867-4,867

24-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.43CFD-2,450-2,450

24-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.43CFD-34,330-34,330

24-Feb-20BlackRock Advisors (UK) Limitedon mkt buy7.39ORD11,33611,336

24-Feb-20BlackRock Fund Advisorsin specien/aORD-26,463-26,463

24-Feb-20BlackRock Fund Advisorsin specien/aORD-3,408-3,408

24-Feb-20BlackRock Fund Advisorsin specien/aORD-4,260-4,260

25-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.26CFD-4,267-4,267

25-Feb-20BlackRock Investment Management (UK)

Limited

on mkt sell7.24CFD-480-480

25-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.24CFD-882-882

25-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.24CFD-27,273-27,273

25-Feb-20BlackRock Investment Management, LLCon mkt sell7.24CFD-10,339-10,339

25-Feb-20BlackRock Investment Management, LLCon mkt sell7.25CFD-48,125-48,125

26-Feb-20BlackRock Fund Advisorsin specien/aORD9,8159,815

26-Feb-20BlackRock Fund Advisorsin specien/aORD1,7671,767

26-Feb-20BlackRock Advisors (UK) Limitedon mkt sell7.02ORD-22,668-22,668

26-Feb-20BlackRock Advisors (UK) Limitedon mkt sell7.03ORD-170,010-170,010

27-Feb-20BlackRock Advisors (UK) Limitedon mkt sell6.86ORD-56,690-56,690

27-Feb-20BlackRock Advisors (UK) Limitedon mkt sell6.85ORD-34,014-34,014

27-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt buy6.85ORD5,5985,598

27-Feb-20BlackRock Fund Advisorsin specien/aORD-52,926-52,926

28-Feb-20BlackRock Asset Management Deutschland

AG

on mkt buy6.70ORD13,49113,491

28-Feb-20BlackRock Asset Management Deutschland

AG

on mkt sell6.70ORD-17,988-17,988

28-Feb-20BlackRock Fund Advisorsin specien/aORD19,63019,630

28-Feb-20BlackRock Fund Advisorsin specien/aORD5,7245,724

28-Feb-20BlackRock Advisors (UK) Limitedon mkt sell6.69ORD-5,669-5,669

28-Feb-20BlackRock Advisors (UK) Limitedon mkt sell6.69ORD-56,690-56,690

28-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt buy6.70ORD27,53627,536

28-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt buy6.70ORD6,2796,279

28-Feb-20BlackRock Institutional Trust Company,

National Association

on mkt buy6.70ORD1,1281,128

28-Feb-20BlackRock Fund Advisorsin specien/aORD-19,452-19,452

02-Mar-20BlackRock Institutional Trust Company,

National Association

in specien/aORD44,95544,955

02-Mar-20BlackRock Asset Management Deutschland

AG

on mkt sell6.60ORD-49,467-49,467

CENpage 3 of 8

Transaction
Date

Person whose relevant interest changed

Person's votes

affected

Nature of change /

Consideration (NZD)

Class and number of

securities affected

02-Mar-20BlackRock Fund Advisorsin specien/aORD-29,445-29,445

02-Mar-20BlackRock Institutional Trust Company,

National Association

in specien/aORD9,4349,434

02-Mar-20BlackRock Fund Advisorsin specien/aORD2,9682,968

02-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt buy6.59ORD308,316308,316

02-Mar-20BlackRock Advisors (UK) Limitedon mkt sell6.58ORD-56,690-56,690

02-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt buy6.60ORD4,6184,618

02-Mar-20BlackRock Fund Advisorsin specien/aORD-22,694-22,694

02-Mar-20BlackRock Fund Advisorsin specien/aORD52,92652,926

03-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt buy6.98ORD113,253113,253

03-Mar-20BlackRock Advisors (UK) Limitedon mkt buy6.59ORD28,34528,345

03-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt buy6.59ORD2,9632,963

03-Mar-20BlackRock Fund Advisorsin specien/aORD-79,389-79,389

04-Mar-20BlackRock Asset Management Deutschland

AG

on mkt buy6.75ORD18,00018,000

04-Mar-20BlackRock Investment Management (UK)

Limited

on mkt sell6.71CFD-625-625

04-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.71CFD-4,401-4,401

04-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.71CFD-2,756-2,756

04-Mar-20BlackRock Advisors (UK) Limitedon mkt buy6.71ORD113,400113,400

04-Mar-20BlackRock Advisors (UK) Limitedon mkt buy6.75ORD17,01017,010

04-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt buy6.75ORD7,4447,444

04-Mar-20BlackRock Fund Advisorsin specien/aORD-12,964-12,964

05-Mar-20BlackRock Asset Management Deutschland

AG

on mkt buy6.98ORD4,4994,499

05-Mar-20BlackRock Fund Advisorsin specien/aORD29,44529,445

05-Mar-20BlackRock Fund Advisorsin specien/aORD29,44529,445

05-Mar-20BlackRock Fund Advisorsin specien/aORD2,3602,360

05-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell7.00CFD-40,240-40,240

05-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.99CFD-4,140-4,140

06-Mar-20BlackRock Asset Management Deutschland

AG

on mkt buy6.83ORD8,9988,998

06-Mar-20BlackRock Asset Management Deutschland

AG

on mkt buy6.83ORD8,9988,998

06-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.84CFD-72,093-72,093

06-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.84CFD-4,111-4,111

06-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.86CFD-4,210-4,210

06-Mar-20BlackRock Fund Advisorsin specien/aORD19,63019,630

CENpage 4 of 8

Transaction
Date

Person whose relevant interest changed

Person's votes

affected

Nature of change /

Consideration (NZD)

Class and number of

securities affected

06-Mar-20BlackRock Fund Advisorsin specien/aORD1,7821,782

06-Mar-20BlackRock Fund Advisorsin specien/aORD1,1881,188

06-Mar-20BlackRock Advisors (UK) Limitedon mkt buy6.83ORD22,67622,676

09-Mar-20BlackRock Asset Management Deutschland

AG

on mkt buy6.50ORD8,9928,992

09-Mar-20BlackRock Fund Advisorsin specien/aORD9,8159,815

09-Mar-20BlackRock Fund Advisorsin specien/aORD29,44529,445

09-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.56CFD-4,920-4,920

09-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.54CFD-94,130-94,130

09-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.54CFD-4,900-4,900

09-Mar-20BlackRock Fund Advisorsin specien/aORD-25,928-25,928

09-Mar-20BlackRock Fund Advisorsin specien/aORD-9,723-9,723

09-Mar-20BlackRock Fund Advisorsin specien/aORD-16,205-16,205

09-Mar-20BlackRock Fund Advisorsin specien/aORD-1,194-1,194

10-Mar-20BlackRock Fund Advisorsin specien/aORD29,44529,445

10-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.30CFD-2,790-2,790

10-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.30CFD-77,370-77,370

10-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.28CFD-5,030-5,030

10-Mar-20BlackRock Advisors (UK) Limitedon mkt sell6.30ORD-181,376-181,376

10-Mar-20BlackRock Institutional Trust Company,

National Association

in specien/aORD-421,569-421,569

11-Mar-20BlackRock Asset Management Deutschland

AG

on mkt buy6.24ORD13,47613,476

11-Mar-20BlackRock Asset Management Deutschland

AG

on mkt buy6.24ORD13,47613,476

11-Mar-20BlackRock Asset Management Deutschland

AG

on mkt buy6.24ORD4,4924,492

11-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.30CFD-44,430-44,430

11-Mar-20BlackRock Investment Management, LLCon mkt sell6.32CFD-37,750-37,750

11-Mar-20BlackRock Investment Management, LLCon mkt sell6.31CFD-28,581-28,581

11-Mar-20BlackRock Fund Advisorsin specien/aORD4,2604,260

11-Mar-20BlackRock Fund Advisorsin specien/aORD3,1953,195

11-Mar-20BlackRock Advisors (UK) Limitedon mkt buy6.32ORD11,34611,346

11-Mar-20BlackRock Advisors (UK) Limitedon mkt buy6.24ORD11,34611,346

11-Mar-20BlackRock Fund Advisorsin specien/aORD-52,926-52,926

12-Mar-20BlackRock Asset Management Deutschland

AG

on mkt buy6.19ORD4,4984,498

12-Mar-20BlackRock Fund Advisorsin specien/aORD58,89058,890

CENpage 5 of 8

Transaction
Date

Person whose relevant interest changed

Person's votes

affected

Nature of change /

Consideration (NZD)

Class and number of

securities affected

12-Mar-20BlackRock Investment Management, LLCon mkt sell6.22CFD-48,070-48,070

12-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.21CFD-60,070-60,070

12-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell6.21CFD-5,170-5,170

12-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt buy6.19ORD712712

12-Mar-20BlackRock Fund Advisorsin specien/aORD238,167238,167

13-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell5.96CFD-51,690-51,690

13-Mar-20BlackRock Investment Management, LLCon mkt sell5.96CFD-33,606-33,606

13-Mar-20BlackRock Investment Management, LLCon mkt sell5.96CFD-22,555-22,555

13-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell5.94CFD-3,790-3,790

13-Mar-20BlackRock Investment Management, LLCon mkt sell5.94CFD-21,730-21,730

13-Mar-20BlackRock Fund Advisorsin specien/aORD-8,624-8,624

13-Mar-20BlackRock Advisors (UK) Limitedon mkt sell5.96ORD-28,370-28,370

13-Mar-20BlackRock Investment Management (UK)

Limited

on mkt sell6.02ORD-115,595-115,595

16-Mar-20BlackRock Asset Management Deutschland

AG

on mkt buy5.89ORD8,9808,980

16-Mar-20BlackRock Asset Management Deutschland

AG

on mkt buy5.89ORD8,9808,980

16-Mar-20BlackRock Fund Advisorsin specien/aORD7,1527,152

16-Mar-20BlackRock Fund Advisorsin specien/aORD3,5763,576

16-Mar-20BlackRock Advisors (UK) Limitedon mkt buy5.89ORD5,6725,672

16-Mar-20BlackRock Advisors (UK) Limitedon mkt sell5.89ORD-1,722-1,722

16-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt buy5.89ORD13,30213,302

16-Mar-20BlackRock Fund Advisorsin specien/aORD-9,747-9,747

17-Mar-20BlackRock Fund Advisorsin specien/aORD6,6776,677

17-Mar-20BlackRock Fund Advisorsin specien/aORD3,0353,035

17-Mar-20BlackRock Fund Advisorsin specien/aORD3,0353,035

17-Mar-20BlackRock Fund Advisorsin specien/aORD-4,047-4,047

17-Mar-20BlackRock Fund Advisorson mkt buy5.92ORD302,107302,107

17-Mar-20BlackRock Advisors (UK) Limitedon mkt buy5.92ORD339,340339,340

17-Mar-20BlackRock Advisors (UK) Limitedon mkt sell5.80ORD-22,692-22,692

17-Mar-20BlackRock Advisors (UK) Limitedon mkt buy5.93ORD861861

17-Mar-20BlackRock Fund Advisorsin specien/aORD-211,704-211,704

17-Mar-20BlackRock Fund Advisorsin specien/aORD-1,761-1,761

18-Mar-20BlackRock Fund Advisorson mkt sell6.06ORD-2,265-2,265

CENpage 6 of 8

Transaction
Date

Person whose relevant interest changed

Person's votes

affected

Nature of change /

Consideration (NZD)

Class and number of

securities affected

18-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell5.88CFD-18,052-18,052

18-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell5.88CFD-5,350-5,350

18-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell5.88CFD-8,190-8,190

18-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell5.83CFD-4,788-4,788

18-Mar-20BlackRock Advisors (UK) Limitedon mkt buy5.92ORD11,92011,920

18-Mar-20BlackRock Advisors (UK) Limitedon mkt buy5.80ORD2,5832,583

18-Mar-20BlackRock Investment Management (UK)

Limited

on mkt sell5.80ORD-64,362-64,362

18-Mar-20BlackRock Fund Advisorsin specien/aORD-6,496-6,496

19-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell5.47CFD-15,244-15,244

19-Mar-20BlackRock Investment Management (UK)

Limited

on mkt sell5.45CFD-260-260

19-Mar-20BlackRock Investment Management, LLCon mkt sell5.45CFD-68,660-68,660

19-Mar-20BlackRock Investment Management (UK)

Limited

on mkt sell5.45CFD-3,765-3,765

19-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell5.45CFD-68,660-68,660

19-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell5.45CFD-2,630-2,630

19-Mar-20BlackRock Advisors (UK) Limitedon mkt sell5.35ORD-861-861

19-Mar-20BlackRock Fund Advisorson mkt buy5.35ORD11,60911,609

19-Mar-20BlackRock Fund Advisorsin specien/aORD-12,948-12,948

19-Mar-20BlackRock Fund Advisorsin specien/aORD3,1153,115

19-Mar-20BlackRock Fund Advisorsin specien/aORD2,5562,556

20-Mar-20BlackRock Fund Advisorsin specien/aORD4,3894,389

20-Mar-20BlackRock Asset Management Deutschland

AG

on mkt sell5.26ORD-1,165,350-1,165,350

20-Mar-20BlackRock Advisors (UK) Limitedon mkt buy5.26ORD150,775150,775

20-Mar-20BlackRock Investment Management (UK)

Limited

on mkt buy5.30ORD16,77216,772

20-Mar-20BlackRock Investment Management (UK)

Limited

on mkt buy5.30ORD33,38533,385

20-Mar-20BlackRock Advisors (UK) Limitedon mkt buy5.30ORD18,56418,564

20-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt buy5.30ORD29,55129,551

20-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt buy5.30ORD11,79511,795

20-Mar-20BlackRock Fund Advisorsin specien/aORD5,5105,510

20-Mar-20BlackRock Fund Advisorsin specien/aORD4,3894,389

23-Mar-20BlackRock Fund Advisorsin specien/aORD3,8043,804

23-Mar-20BlackRock Fund Advisorsin specien/aORD21,52021,520

23-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell4.72CFD-2,120-2,120

CENpage 7 of 8

Transaction
Date

Person whose relevant interest changed

Person's votes

affected

Nature of change /

Consideration (NZD)

Class and number of

securities affected

23-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell4.71CFD-39,000-39,000

23-Mar-20BlackRock Institutional Trust Company,

National Association

on mkt sell4.70CFD-6,990-6,990

23-Mar-20BlackRock Advisors (UK) Limitedon mkt sell4.80ORD-6,042-6,042

23-Mar-20BlackRock Fund Advisorsin specien/aORD-19,440-19,440

24-Mar-20BlackRock Asset Management Deutschland

AG

on mkt buy5.08ORD3,3003,300

24-Mar-20BlackRock Fund Advisorsin specien/aORD6,4686,468

24-Mar-20BlackRock Japan Co., Ltd.on mkt buy5.10ORD3,8363,836

24-Mar-20BlackRock Advisors (UK) Limitedon mkt buy5.06ORD36,25836,258

24-Mar-20BlackRock Asset Management Deutschland

AG

on mkt sell5.08ORD-95,328-95,328

24-Mar-20BlackRock Fund Advisorsin specien/aORD6,3906,390

24-Mar-20BlackRock Fund Advisorsin specien/aORD2,1302,130

24-Mar-20BlackRock Fund Advisorsin specien/aORD4,2604,260

24-Mar-20BlackRock Fund Advisorsin specien/aORD4,4594,459

CENpage 8 of 8

Appendix C
Investment Manager / AgentFundOn Behalf ofCounterparty

BLACKROCK INSTITUTIONAL TRUST CO NA32 Capital Fund - GELS - CITICITBK

BLACKROCK INSTITUTIONAL TRUST CO NA32 Capital Fund - GELS - UBSUBS AG

BLACKROCK INSTITUTIONAL TRUST CO NABlack Pearl Risk Premia LLC- CSCredit Suisse

BLACKROCK INSTITUTIONAL TRUST CO NABlack Pearl Risk Premia LLC- CitiCITBK

BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITEDBSF Total Advantage Fund CSCredit Suisse

BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITEDBSF Total Advantage Fund CitiCITBK

BLACKROCK FINANCIAL MANAGEMENT INCCMAP Style Advantage - JPMJP Morgan

BLACKROCK INSTITUTIONAL TRUST CO NAGlobal Alpha Opportunities Equity Fund Ltd. - BAMLMERRILL LYNCH INTERNATIONAL

BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITEDBSF - BlackRock Global Long/Short Equity Fund - US Large Cap Strat - MLMERRILL LYNCH INTERNATIONAL

BLACKROCK INSTITUTIONAL TRUST CO NAGMN B Fund - Europe - Mid Horizon - CitiCITBK

BLACKROCK INSTITUTIONAL TRUST CO NAGMN B Fund - Europe - Mid Horizon - UBSUBS AG

BLACKROCK ADVISORS LLCBlackRock Global Long/Short Equity Fund - US Large Cap - BAMLMERRILL LYNCH INTERNATIONAL

BLACKROCK INSTITUTIONAL TRUST CO NAStyle Advantage - CSCredit Suisse

BLACKROCK INSTITUTIONAL TRUST CO NAStyle Advantage-CitiCITBK

BLACKROCK INSTITUTIONAL TRUST CO NAStyle Advantage -JPMJP Morgan

BLACKROCK INSTITUTIONAL TRUST CO NAStyle Advantage - MLMERRILL LYNCH INTERNATIONAL

BLACKROCK INSTITUTIONAL TRUST CO NABlackRock Style Advantage Collective Fund - CitiCITBK

BLACKROCK INSTITUTIONAL TRUST CO NABlackRock Style Advantage Collective Fund - JPMJP Morgan

BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - BarclaysBARCLAYS BANK PLC

BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - CSCredit Suisse

BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - CitiCITBK

BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - GSGoldman Sachs Intl

BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - HSBCHSBBK

BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - JPMJP Morgan

BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - MLMERRILL LYNCH INTERNATIONAL

Parties to the Derivative

CENpage 1 of 1

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