D&O Ongoing Disclosure Notices
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 24 April 2020
Date of last disclosure:
Monday, 23 March 2020
Director or senior manager giving disclosure
Full name(s):
Tracey Hickman
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
Position held in listed issuer:Executive General Manager Retail
Operations
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):(1) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme Dividend Programme
(2) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme
For that relevant interest-
Number held in class before acquisition or disposal:
(1) 18,263
(2) 18,855
Number held in class after acquisition or disposal:
(1) 18,855
(2) 19,019
Current registered holder(s):On market purchase
Registered holder(s) once transfers are registered:CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 2
Details of transactions requiring disclosure-
Date of transaction:(1) Wednesday, 1 April 2020
(2) Monday, 6 April 2020
Nature of transaction: (1) On market purchase of 592
ordinary shares in Genesis Energy
Limited in accordance with the
Employee Share Scheme Dividend
Programme
(2) On market purchase of 164
ordinary shares in Genesis Energy
Limited in accordance with the
Employee Share Scheme
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
(1) $2.31 per share
(2) $2.53 per share
Number of financial products to which the transaction related: (1) 592 ordinary shares
(2) 164 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:(1) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Long Term
Incentive Plan 2017
(2) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Long Term
Incentive Plan 2018
(3) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2019
(4) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:(1) 31,310
(2) 33,413
(3) N/A
(4) 56,167
Current registered holder(s):(1)(2) Trustees Executors Limited
(3) N/A
(4) Tracey Elaine Hickman
For a derivative relevant interest,-
Type of derivative:
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Friday, 24 April 2020
Name and title of authorised person:Helen Dymond
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 24 April 2020
Date of last disclosure:
Monday, 23 March 2020
Director or senior manager giving disclosure
Full name(s):
Christopher Jewell
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Chief Financial Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):(1) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme Dividend Programme
(2) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme
For that relevant interest-
Number held in class before acquisition or disposal:
(1) 10,213
(2) 10,544
Number held in class after acquisition or disposal:
(1) 10,544
(2) 10,709
Current registered holder(s):
On market purchase
Registered holder(s) once transfers are registered:
CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 2
Details of transactions requiring disclosure-
Date of transaction:(1) Wednesday, 1 April 2020
(2) Monday, 6 April 2020
Nature of transaction: (1) On market purchase of 331
ordinary shares in Genesis Energy
Limited in accordance with the
Employee Share Scheme Dividend
Programme
(2) On market purchase of 165
ordinary shares in Genesis Energy
Limited in accordance with the
Employee Share Scheme
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
(1) $2.31 per share
(2) $2.53 per share
Number of financial products to which the transaction related: (1) 331 ordinary shares
(2) 165 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:(1) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Long Term
Incentive Plan 2017
(2) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Long Term
Incentive Plan 2018
(3) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2019
(4) Beneficial interest in shares
(5) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy employee
incentive scheme 2017
(6) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:(1) 38,158
(2) 37,958
(3) N/A
(4) 15,230
(5) 16,571
(6) 37,409
Current registered holder(s):(1)(2) Trustees Executors Limited
(3) N/A
(4) The Jewell Family Trust
(5) CRS Nominees Limited
(6) Christopher Harding Jewell
For a derivative relevant interest,-
Type of derivative:
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Friday, 24 April 2020
Name and title of authorised person:Helen Dymond
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 24 April 2020
Date of last disclosure:
Monday, 23 March 2020
Director or senior manager giving disclosure
Full name(s):
Nicola Richardson
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
Position held in listed issuer:Executive General Manager
People and Culture
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):(1) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme Dividend Programme
(2) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme
For that relevant interest-
Number held in class before acquisition or disposal:
(1) 3,984
(2) 4,113
Number held in class after acquisition or disposal:
(1) 4,113
(2) 4,163
Current registered holder(s):
On market purchase
Registered holder(s) once transfers are registered:
CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 2
Details of transactions requiring disclosure-
Date of transaction:(1) Wednesday, 1 April 2020
(2) Monday, 6 April 2020
Nature of transaction: (1) On market purchase of 129
ordinary shares in Genesis Energy
Limited in accordance with the
Employee Share Scheme Dividend
Programme
(2) On market purchase of 50
ordinary shares in Genesis Energy
Limited in accordance with the
Employee Share Scheme
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
(1) $2.31 per share
(2) $2.53 per share
Number of financial products to which the transaction related: (1) 129 ordinary shares
(2) 50 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:(1) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Long Term
Incentive Plan 2017
(2) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Long Term
Incentive Plan 2018
(3) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2019
(4) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:(1) 24,693
(2) 25,162
(3) N/A
(4) 21,933
Current registered holder(s):(1)(2) Trustees Executors Limited
(3) N/A
(4) Nicola Richardson
For a derivative relevant interest,-
Type of derivative:
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Friday, 24 April 2020
Name and title of authorised person:Helen Dymond
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 24 April 2020
Date of last disclosure:
Monday, 23 March 2020
Director or senior manager giving disclosure
Full name(s):
James Magill
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Executive General Manager Retail
Markets
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):(1) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme Dividend Programme
(2) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme
For that relevant interest-
Number held in class before acquisition or disposal:
(1) 4,850
(2) 5,007
Number held in class after acquisition or disposal:
(1) 5,007
(2) 5,172
Current registered holder(s):
On market purchase
Registered holder(s) once transfers are registered:
CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 2
Details of transactions requiring disclosure-
(1) Wednesday, 1 April 2020
(2) Monday, 6 April 2020
Nature of transaction: (1) On market purchase of 157
ordinary shares in Genesis Energy
Limited in accordance with the
Employee Share Scheme Dividend
Programme
(2) On market purchase of 165
ordinary shares in Genesis Energy
Limited in accordance with the
Employee Share Scheme
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
(1) $2.31 per share
(2) $2.53 per share
Number of financial products to which the transaction related: (1) 157 ordinary shares
(2) 165 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:(1) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Long Term
Incentive Plan 2017
(2) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Long Term
Incentive Plan 2018
(3) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2019
(4) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:(1) 28,005
(2) 29,887
(3) N/A
(4) 23,976
Current registered holder(s):(1)(2) Trustees Executors Limited
(3) N/A
(4) James Magill
For a derivative relevant interest,-
Type of derivative:
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Friday, 24 April 2020
Name and title of authorised person:Helen Dymond
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 24 April 2020
Date of last disclosure:
Monday, 23 March 2020
Director or senior manager giving disclosure
Full name(s):
Shaun Goldsbury
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Executive General Manager
Wholesale Markets
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):(1) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme Dividend Programme
(2) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme
For that relevant interest-
Number held in class before acquisition or disposal:
(1) 2,589
(2) 2,673
Number held in class after acquisition or disposal:
(1) 2,673
(2) 2,838
Current registered holder(s):
On market purchase
Registered holder(s) once transfers are registered:
CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 2
Details of transactions requiring disclosure-
Date of transaction:(1) Wednesday, 1 April 2020
(2) Monday, 6 April 2020
Nature of transaction: (1) On market purchase of 84
ordinary shares in Genesis Energy
Limited in accordance with the
Employee Share Scheme Dividend
Programme
(2) On market purchase of 165
ordinary shares in Genesis Energy
Limited in accordance with the
Employee Share Scheme
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
(1) $2.31 per share
(2) $2.53 per share
Number of financial products to which the transaction related: (1) 84 ordinary shares
(2) 165 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:(1) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy employee
incentive scheme 2017
(2) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2019
(3) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:(1) 6,409
(2) N/A
(3) 6,408
Current registered holder(s):(1) CRS Nominees Limited
(2) N/A
(3) Shaun Goldsbury
For a derivative relevant interest,-
Type of derivative:
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Friday, 24 April 2020
Name and title of authorised person:Helen Dymond
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 24 April 2020
Date of last disclosure:
Friday, 29 November 2019
Director or senior manager giving disclosure
Full name(s):
Marc England
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Chief Executive
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Employee Share
Scheme Dividend Programme
For that relevant interest-
Number held in class before acquisition or disposal:
7,924
Number held in class after acquisition or disposal:
8,181
Current registered holder(s):
On market purchase
Registered holder(s) once transfers are registered:
CRS Nominees Limited
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:Wednesday, 1 April 2020
Nature of transaction: On market purchase of 257
ordinary shares in Genesis Energy
Limited in accordance with the
Employee Share Scheme Dividend
Programme
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$2.31 per share
Number of financial products to which the transaction related: 257 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
N/A
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:(1) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Long Term
Incentive Plan 2017
(2) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Long Term
Incentive Plan 2018
(3) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2019
(4) Legal and beneficial interest in
shares
For that relevant interest,-
Number held in class:(1) 150,033
(2) 152,853
(3) N/A
(4) 231,079
Current registered holder(s):(1)(2) Trustees Executors Limited
(3) N/A
(4) Marc Sheldon England
For a derivative relevant interest,-
Type of derivative:
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Friday, 24 April 2020
Name and title of authorised person:Helen Dymond
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 24 April 2020
Date of last disclosure:
Wednesday, 6 November 2019
Director or senior manager giving disclosure
Full name(s):
Nigel Clark
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Executive General Manager
Wholesale Operations
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):Legal interest in shares acquired
by the Senior Manager pursuant to
the Dividend Reinvestment Plan
2020
For that relevant interest-
Number held in class before acquisition or disposal:
12,256
Number held in class after acquisition or disposal:
12,653
Current registered holder(s):
New share issue
Registered holder(s) once transfers are registered:
Nigel Clark
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:Wednesday, 1 April 2020
Nature of transaction: Acquisition of 397 ordinary shares
in Genesis Energy Limited in
accordance with the Dividend
Reinvestment Plan
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$2.31 per share (rounded)
Number of financial products to which the transaction related: 397 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares in Genesis Energy
Limited
Nature of relevant interest:(1) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Long Term
Incentive Plan 2017
(2) Beneficial interest in shares
acquired and held on trust for the
Senior Manager pursuant to the
Genesis Energy Long Term
Incentive Plan 2018
(3) Beneficial interest in
performance share rights pursuant
to the Genesis Energy
Performance Share Rights Plan
2019
(4) Registered holder and
beneficial owner of shares
For that relevant interest,-
Number held in class:(1) 32,435
(2) 33,049
(3) N/A
(4) 11,582
Current registered holder(s):(1)(2) Trustees Executors Limited
(3) N/A
(4) Nigel Clark
For a derivative relevant interest,-
Type of derivative:
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Friday, 24 April 2020
Name and title of authorised person:Helen Dymond
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 24 April 2020
Date of last disclosure:
Wednesday, 6 November 2019
Director or senior manager giving disclosure
Full name(s):
Barbara Chapman
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Director and Chairman
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):Beneficial interest in shares
acquired by the director pursuant
to the Dividend Reinvestment Plan
2020
For that relevant interest-
Number held in class before acquisition or disposal:
10,256
Number held in class after acquisition or disposal:
10,588
Current registered holder(s):
New share issue
Registered holder(s) once transfers are registered:
Stephen Victor Donoghue-Cox
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:Wednesday, 1 April 2020
Nature of transaction: Acquisition of 332 ordinary shares
in Genesis Energy Limited in
accordance with the Dividend
Reinvestment Plan
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$2.31 per share (rounded)
Number of financial products to which the transaction related: 332 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:N/A
Nature of relevant interest:
For that relevant interest,-
Number held in class:
Current registered holder(s):
For a derivative relevant interest,-
Type of derivative:
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Friday, 24 April 2020
Name and title of authorised person:Helen Dymond
Legal Counsel
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Genesis Energy Limited (GNE)
Date this disclosure made:
Friday, 24 April 2020
Date of last disclosure:
Wednesday, 6 November 2019
Director or senior manager giving disclosure
Full name(s):
Joanna Mary Gordon Perry
Name of listed issuer:
Genesis Energy Limited
Name of related body corporate (if applicable):
Position held in listed issuer:
Former Director
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary Shares in Genesis
Energy Limited (GNE)
Nature of the affected relevant interest(s):Legal interest in shares acquired
by the director pursuant to the
Dividend Reinvestment Plan 2020
For that relevant interest-
Number held in class before acquisition or disposal:
30,489
Number held in class after acquisition or disposal:
31,477
Current registered holder(s):
New share issue
Registered holder(s) once transfers are registered:
Joanna Mary Gordon Perry
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
Not applicable.
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:Wednesday, 1 April 2020
Nature of transaction: Acquisition of 988 ordinary shares
in Genesis Energy Limited in
accordance with the Dividend
Reinvestment Plan 2020
Name of any other party or parties to the transaction (if known):
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$2.31 per share (rounded)
Number of financial products to which the transaction related: 988 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:
No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:N/A
Nature of relevant interest:
For that relevant interest,-
Number held in class:
Current registered holder(s):
For a derivative relevant interest,-
Type of derivative:
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
Certification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Friday, 24 April 2020
Name and title of authorised person:Helen Dymond
Legal Counsel
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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