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SPH Notice – Lazard Asset Management Pacific Co

Substantial Holder Notice5 May 2020SKCConsumer Discretionary

1
Disclosure of movement of 1% or more in substantial holding

or change in nature of relevant interest, or both

Sections 277 and 278, Financial Markets Conduct Act 2013

Note: This form must be completed in accordance with the instructions at the end of the

form.

To: NZX

and

To SkyCity Entertainment Group Limited

Relevant event being disclosed: A movement of 1% or more in the substantial holding or a

change in the nature of any relevant interest in the substantial holding, or both

Date of relevant event: 1 May 2020

Date this disclosure made: 5 May 2020

Date last disclosure made: 13 November 2019

Substantial product holder(s) giving disclosure

Full name(s): Lazard Asset Management Pacific Co and its related bodies corporate listed in

Annexure A

Summary of substantial holding

Class of quoted voting products: Ordinary Shares in SkyCity Entertainment Group Limited

SKC.AU

Summary for Lazard Asset Management Pacific Co

For this disclosure,—

(a)total number held in class: 48,914,000

(b)total in class: 667,196,806

(c)total percentage held in class: 7.331%

For last disclosure,—

(a)total number held in class: 57,271,642

(b)total in class: 670,192,000

(c)total percentage held in class: 8.546%

Details of transactions and events giving rise to relevant event

Details of the transactions or other events requiring disclosure: See Annexure B. All on

market trades

2
Details after relevant event

Details for Lazard Asset Management Pacific Co.

Lazard Asset Management Pacific Co’s ordinary business consists of, or includes, the

investment of some or all of the funds of another person under investment management

contracts or as the responsible entity of managed investment schemes and under those

documents has the power to exercise, or to control the exercise of, a right to vote attached

to the quoted product or has the power to acquire or dispose of, or to control the

acquisition or disposal of, the quoted product. The relevant interests, arising under the

investment management contracts or constitutions, as the case may be, arise only from

the powers of those documents. The relevant agreement documents or constitutions need

not be attached under regulation 139.

For that relevant interest,—

(a)number held in class: 48,914,000

(b)percentage held in class: 7.331%

(c)current registered holder(s): See Annexure C

(d)registered holder(s) once transfers are registered: No change

For a derivative relevant interest, also—

(a)type of derivative: not applicable

(b)details of derivative: not applicable

(c)parties to the derivative: not applicable

(d)if the substantial product holder is not a party to the derivative, the nature of the

relevant interest in the derivative: not applicable

Additional information

Address(es) of substantial product holder(s): c/o Lazard Asset Management Pacific Co.

Level 39, Gateway Building, 1 Macquarie Place, Sydney NSW 2000 Australia

Contact details: Apnavi Saddington +61 2 8274 1422 apnavi.saddington@lazard.com

*Nature of connection between substantial product holders: The substantial product

holders are all related companies of Lazard Asset Management Pacific Co.

Name of any other person believed to have given, or believed to be required to give, a

disclosure under the Financial Markets Conduct Act 2013 in relation to the financial

products to which this disclosure relates: not applicable

Certification

I, Apnavi Saddington, certify that, to the best of my knowledge and belief, the information

contained in this disclosure is correct and that I am duly authorised to make this disclosure

by all persons for whom it is made.

MEL5_610966_1 (W2003)
1


Annexure ‘A’

to Disclosure of movement of 1% or more in substantial holding or change in nature of

relevant interest or both

dated 5 May 2020

by Lazard Asset Management Pacific Co


Details of related bodies corporate. These related bodies corporate are deemed to

have the same relevant interests as Lazard Asset Management Pacific Co.


Name of entity Address

Lazard Asset Management LLC (US)

30 Rockefeller Plaza

New York NY 10020 USA

Lazard Asset Management Limited, London

50 Stratton Street

London W1J 8LL United Kingdom

Lazard Fund Managers (Ireland) Limited

92-93 St Stephens Green, 3

rd

Floor

Dublin 2 Ireland

Lazard Japan Asset Management KK

ATT Annex 7

th

Floor, 2-11-7 Akasaka

Minato-Ku Tokyo 107-00752 Japan

LAMP Administration Pty Ltd

Level 39, Gateway, 1 Macquarie Place

Sydney NSW Australia

Lazard Pty Ltd

Level 38, Gateway, 1 Macquarie Place

Sydney NSW Australia

Lazard Korea Asset Management Co., Ltd

10F Seoul Finance Center, 136 Sejong-

daero, Jung-gu, Seoul 100-768 Korea

Lazard Asset Management (Hong Kong) Ltd

Suite 1906, Level 19, One International

Finance Centre, 1 Harbour View Street,

Central, Hong Kong

Lazard Asset Management (Deutschland)

GmbH

Neue Mainzer Strasse 69-75

14

th

and 15

th

Floors

Frankfurt 60311 Germany

Lazard Asset Management (Singapore) Pte

Ltd


1 Raffles Place, #25-02 One Raffles Place

Tower 1, Singapore 048616

Lazard Asset Management (Canada), Inc.


130 King Street, West Suite 1800

Toronto, ON MSX 1E3 Canada

Lazard Asset Management Schweiz AG

Usteristr. 9

CH-8001 Zurich Switzerland

Lazard Gulf Limited

Level 2, Gate Village 01

Dubai International Financial Centre Dubai

Annexure 'B'
to Disclosure of movement of 1% or more in substantial holding

or change in nature of relevant interest or both

dated 5 May 2020

by Lazard Asset Management Pacific Co

Transaction

Date

Nature of

Transaction

Name of Substantial Security Holder

Consideration

NZD

Number of

Securities.

12-11-2019Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

1,090,777.56$ 274,276.00

14-11-2019Sell

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

1,303,240.12$ 341,070.00

22-11-2019Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

42,103.61$ 10,822.00

22-11-2019Sell

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

1,406,062.24$ 362,830.00

14-01-2020Sell

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

4,583,122.77$ 1,114,384.00

12-02-2020Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

207,293.27$ 57,167.00

13-02-2020Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

13,480,282.72$ 3,655,984.00

14-02-2020Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

663,692.57$ 180,590.00

20-02-2020Sell

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

4,162,065.06$ 1,130,137.00

24-02-2020Sell

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

1,460,354.83$ 400,264.00

28-02-2020Sell

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

26,812.87$ 8,445.00

03-03-2020Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

35,495.00$ 11,035.00

04-03-2020Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

116,969.59$ 37,571.00

05-03-2020Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

555,864.01$ 170,948.00

06-03-2020Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

688,135.66$ 215,370.00

11-03-2020Sell

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

269,914.88$ 91,093.00

30-03-2020Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

50,966.54$ 29,574.00

31-03-2020Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

407,586.72$ 215,030.00

03-04-2020Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

728,310.27$ 418,686.00

08-04-2020Sell

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

4,649,088.83$ 2,110,163.00

09-04-2020Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

98,684.04$ 45,314.00

14-04-2020Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

899,569.82$ 388,043.00

20-04-2020Buy

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

7,097.83$ 2,689.00

20-04-2020Sell

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

3,068,195.95$ 1,227,663.00

21-04-2020Sell

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

4,884,262.88$ 2,093,537.00

22-04-2020Sell

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

2,474,342.88$ 1,125,588.00

23-04-2020Sell

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

666,845.95$ 300,000.00

1

Transaction
Date

Nature of

Transaction

Name of Substantial Security Holder

Consideration

NZD

Number of

Securities.

24-04-2020Sell

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

1,819,000.64$ 857,482.00

01-05-2020Sell

Lazard Asset Management Pacific Co and its Associates

Listed in Annexure A

7,082,258.11$ 2,908,085.00

2

Annexure C
to Disclosure of movement of 1% or more in substantial holding

or change in nature of relevant interest or both

dated 5 May 2020

by Lazard Asset Management Pacific Co.

Registered holder of securitiesClass and number of securitiesPercentage Held

Bank of NYOrdinary - 14,507,7112.174%

CitibankOrdinary - 3,950,5600.592%

State Street Australia LtdOrdinary - 1,405,0630.211%

BNPOrdinary - 663,0580.099%

BNPOrdinary - 2,950,7590.442%

State Street Australia LtdOrdinary - 637,9380.096%

State Street Australia LtdOrdinary - 1,635,5530.245%

State Street Australia LtdOrdinary - 134,5070.020%

BNPOrdinary - 3,191,0450.478%

JP Morgan Chase LtdOrdinary - 6,731,9281.009%

JP Morgan Chase LtdOrdinary - 1,904,9180.286%

BNPOrdinary - 5,934,3030.889%

BNPOrdinary - 5,266,6570.789%

11

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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