Ongoing Disclosure Notices
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Vista Group International Limited
Date this disclosure made:15-May-20
Date of last disclosure: 5-May-20
Director or senior manager giving disclosure
Full name(s):
Kirk Senior
Name of listed issuer:
Vista Group International Limited (VGL)
Name of related body corporate (if applicable):
Kirk Senior Pty Limited
Position held in listed issuer:
Executive Director - Chair of the Board of Directors
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares
Nature of the affected relevant interest(s):1) Power to control the exercise of voting rights attached to the ordinary
shares as the sole director of Kirk Senior Pty Limited and beneficial
owner of the ordinary shares as the sole shareholder of Kirk Senior Pty
Limited.
2) Registered holder and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
1) 635,161
2) 27,425
Number held in class after acquisition or disposal:
1) 825,726
2) 36,210
Current registered holder(s):
N/A
Registered holder(s) once transfers are registered:
1) Kirk Senior Pty Limited
2) Kirk Senior
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: Two (2)
Details of transactions requiring disclosure-
Date of transaction:
13-May-20
Nature of transaction: Subscription for ordinary shares through VGL's pro rata accelerated
entitlement offer announced on 16 April 2020.
Name of any other party or parties to the transaction (if known):Vista Group International Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$209,317.50 ($1.05 per share)
Number of financial products to which the transaction related: 1) 190,565
2) 8,785
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were aquired or disposed of during a closed period:
Yes. Under VGL's Securities Trading Policy, all directors and employees
of VGL and its subsidiaries are required to seek and obtain consent for
all acquisitions or disposals of ordinary shares in VGL.
Whether prior written clearance was provided to allow the aquisition or disposal to
proceed during the closed period:
Yes.
Date of the prior written clearance (if any):
17-Apr-20
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares
Nature of relevant interest:1) Power to control the exercise of voting rights attached to the ordinary
shares as the sole director of Kirk Senior Pty Limited and beneficial
owner of the ordinary shares as the sole shareholder of Kirk Senior Pty
Limited.
2) Registered holder and beneficial owner
For that relevant interest,-
Number held in class:1) 825,726
2) 36,210
Current registered holder(s):
Cerification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
15-May-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Vista Group International Limited
Date this disclosure made:15-May-20
Date of last disclosure: 5-May-20
Director or senior manager giving disclosure
Full name(s):
Susan Ruth Peterson
Name of listed issuer:
Vista Group International Limited (VGL)
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Independent Director
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares
Nature of the affected relevant interest(s):
Registered holder and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
93,790
Number held in class after acquisition or disposal:
122,261
Current registered holder(s):
Registered holder(s) once transfers are registered:
Susan Ruth Peterson
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: One (1)
Details of transactions requiring disclosure-
Date of transaction:
13-May-20
Nature of transaction: Subscription for ordinary shares through VGL's pro rata accelerated
entitlement offer announced on 16 April 2020.
Name of any other party or parties to the transaction (if known):Vista Group International Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$5,128 ($1.05 per share)
Number of financial products to which the transaction related: 28,471
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were aquired or disposed of during a closed period:
Yes. Under VGL's Securities Trading Policy, all directors and employees
of VGL and its subsidiaries are required to seek and obtain consent for
all acquisitions or disposals of ordinary shares in VGL.
Whether prior written clearance was provided to allow the aquisition or disposal to
proceed during the closed period:
Yes.
Date of the prior written clearance (if any):
17-Apr-20
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares
Nature of relevant interest:Registered holder and beneficial owner
For that relevant interest,-
Number held in class:122,261
Current registered holder(s):
Cerification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
15-May-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Vista Group International Limited
Date this disclosure made:15-May-20
Date of last disclosure: 5-May-20
Director or senior manager giving disclosure
Full name(s):
James Harold Ogden
Name of listed issuer:
Vista Group International Limited (VGL)
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Independent Director
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares
Nature of the affected relevant interest(s):
Registered holder and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
401,258
Number held in class after acquisition or disposal:
522,996
Current registered holder(s):
Registered holder(s) once transfers are registered:
James Harold Ogden
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: One (1)
Details of transactions requiring disclosure-
Date of transaction:
13-May-20
Nature of transaction: Subscription for ordinary shares through VGL's pro rata accelerated
entitlement offer announced on 16 April 2020.
Name of any other party or parties to the transaction (if known):Vista Group International Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$127,824.90 ($1.05 per share)
Number of financial products to which the transaction related: 121,738
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were aquired or disposed of during a closed period:
Yes. Under VGL's Securities Trading Policy, all directors and employees
of VGL and its subsidiaries are required to seek and obtain consent for
all acquisitions or disposals of ordinary shares in VGL.
Whether prior written clearance was provided to allow the aquisition or disposal to
proceed during the closed period:
Yes.
Date of the prior written clearance (if any):
17-Apr-20
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares
Nature of relevant interest:Registered holder and beneficial owner
For that relevant interest,-
Number held in class:522,996
Current registered holder(s):
Cerification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
15-May-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Vista Group International Limited
Date this disclosure made:15-May-20
Date of last disclosure: 5-May-20
Director or senior manager giving disclosure
Full name(s):
Cristiano Nicolli
Name of listed issuer:
Vista Group International Limited (VGL)
Name of related body corporate (if applicable):
Nicolli Family Superannuation Fund
Position held in listed issuer:
Independent Director
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares
Nature of the affected relevant interest(s):1) Registered holder and beneficial owner
2) Beneficial owner as the sole beneficiary of the Nicolli Family
Superannuation Fund
For that relevant interest-
Number held in class before acquisition or disposal:
1) 0
2) 30,000
Number held in class after acquisition or disposal:
1) 47,543
2) 39,609
Current registered holder(s):
N/A
Registered holder(s) once transfers are registered:
1) Cristiano Nicolli
2) Nicolli Family Superannuation Fund
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: One (1)
Details of transactions requiring disclosure-
Date of transaction:
13-May-20
Nature of transaction: Subscription for ordinary shares through VGL's pro rata accelerated
entitlement offer announced on 16 April 2020.
Name of any other party or parties to the transaction (if known):Vista Group International Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$10,089.45 ($1.05 per share)
Number of financial products to which the transaction related: 9,609
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were aquired or disposed of during a closed period:
Yes. Under VGL's Securities Trading Policy, all directors and employees
of VGL and its subsidiaries are required to seek and obtain consent for
all acquisitions or disposals of ordinary shares in VGL.
Whether prior written clearance was provided to allow the aquisition or disposal to
proceed during the closed period:
Yes.
Date of the prior written clearance (if any):
17-Apr-20
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares
Nature of relevant interest:1) Registered holder and beneficial owner
2) Beneficial owner as the sole beneficiary of the Nicolli Family
Superannuation Fund
For that relevant interest,-
Number held in class:1) 47,543
2) 39,609
Current registered holder(s):
Cerification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
15-May-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Vista Group International Limited
Date this disclosure made:15-May-20
Date of last disclosure: 28-Feb-19
Director or senior manager giving disclosure
Full name(s):
Brian John Cadzow
Name of listed issuer:
Vista Group International Limited (VGL)
Name of related body corporate (if applicable):
Trustees of the B & J Cadzow Family Trust
Position held in listed issuer:
Director
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares
Nature of the affected relevant interest(s):
Registered holder and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
5,906,207
Number held in class after acquisition or disposal:
7,049,065
Current registered holder(s):Brian John Cadzow, Julie Ann Cadzow and Peter Allen Lewis as
trustees of the B & J Cadzow Family Trust
Registered holder(s) once transfers are registered:Brian John Cadzow, Julie Ann Cadzow and Peter Allen Lewis as
trustees of the B & J Cadzow Family Trust
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: One (1)
Details of transactions requiring disclosure-
Date of transaction:
13-May-20
Nature of transaction: Subscription for ordinary shares through VGL's pro rata accelerated
entitlement offer announced on 16 April 2020.
Name of any other party or parties to the transaction (if known):Vista Group International Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$1,200,000.90 ($1.05 per share)
Number of financial products to which the transaction related: 1,142,858
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were aquired or disposed of during a closed period:
Yes. Under VGL's Securities Trading Policy, all directors and employees
of VGL and its subsidiaries are required to seek and obtain consent for
all acquisitions or disposals of ordinary shares in VGL.
Whether prior written clearance was provided to allow the aquisition or disposal to
proceed during the closed period:
Yes.
Date of the prior written clearance (if any):
17-Apr-20
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares
Nature of relevant interest:Registered holder and beneficial owner
For that relevant interest,-
Number held in class:7,049,065
Current registered holder(s):
Cerification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
15-May-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Vista Group International Limited
Date this disclosure made:15-May-20
Date of last disclosure: 28-Feb-19
Director or senior manager giving disclosure
Full name(s):
Murray Lawrence Holdaway
Name of listed issuer:
Vista Group International Limited (VGL)
Name of related body corporate (if applicable):
Trustees of the Holdaway and Geary Trust
Position held in listed issuer:
Director
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares
Nature of the affected relevant interest(s):
Registered holder and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
5,737,449
Number held in class after acquisition or disposal:
6,786,000
Current registered holder(s):Murray Lawrence Holdaway, Helen Rachel Geary and Stephen John
McDonald as trustees of the Holdaway and Geary Trust
Registered holder(s) once transfers are registered:Murray Lawrence Holdaway, Helen Rachel Geary and Stephen John
McDonald as trustees of the Holdaway and Geary Trust
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: One (1)
Details of transactions requiring disclosure-
Date of transaction:
13-May-20
Nature of transaction: Subscription for ordinary shares through VGL's pro rata accelerated
entitlement offer announced on 16 April 2020.
Name of any other party or parties to the transaction (if known):Vista Group International Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$1,100,978.55 ($1.05 per share)
Number of financial products to which the transaction related: 1,048,551
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were aquired or disposed of during a closed period:
Yes. Under VGL's Securities Trading Policy, all directors and employees
of VGL and its subsidiaries are required to seek and obtain consent for
all acquisitions or disposals of ordinary shares in VGL.
Whether prior written clearance was provided to allow the aquisition or disposal to
proceed during the closed period:
Yes.
Date of the prior written clearance (if any):
17-Apr-20
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares
Nature of relevant interest:Registered holder and beneficial owner
For that relevant interest,-
Number held in class:6,786,000
Current registered holder(s):
Cerification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
15-May-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Vista Group International Limited (VGL)
Date this disclosure made:15-May-20
Date of last disclosure: 14-Apr-20
Director or senior manager giving disclosure
Full name(s):
Kimbal Harrison Riley
Name of listed issuer:
Vista Group International Limited (VGL)
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
CEO
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares
Nature of the affected relevant interest(s):1) Registered holder and beneficial owner
2) Registered holder and beneficial owner jointly with Wendy Anne
Thorpe
For that relevant interest-
Number held in class before acquisition or disposal:
1) 829,885
2) 94,090
Number held in class after acquisition or disposal:
1) 1,004,885
2) 94,090
Current registered holder(s):
N/A
Registered holder(s) once transfers are registered:
Kimbal Harrison Riley
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: One (1)
Details of transactions requiring disclosure-
Date of transaction:
13-May-20
Nature of transaction: Subscription for ordinary shares through VGL's pro rata accelerated
entitlement offer announced on 16 April 2020.
Name of any other party or parties to the transaction (if known):Vista Group International Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$183,750.00 ($1.05 per share)
Number of financial products to which the transaction related: 1) 175,000
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were aquired or disposed of during a closed period:Yes. Under VGL's Securities Trading Policy, all directors and employees
of VGL and its subsidiaries are required to seek and obtain consent for
all acquisitions or disposals of ordinary shares in VGL.
Whether prior written clearance was provided to allow the aquisition or disposal to
proceed during the closed period:
Yes.
Date of the prior written clearance (if any):17-Apr-20
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares
Nature of relevant interest:1) Registered holder and beneficial owner
2) Registered holder and beneficial owner jointly with Wendy Anne
Thorpe
For that relevant interest,-
Number held in class:1) 1,004,885
2) 94,090
Current registered holder(s):
Cerification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
15-May-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Vista Group International Limited
Date this disclosure made:15-May-20
Date of last disclosure: 5-May-20
Director or senior manager giving disclosure
Full name(s):
Matthew Cawte
Name of listed issuer:
Vista Group International Limited (VGL)
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Financial Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares
Nature of the affected relevant interest(s):
Registered holder and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
95,740
Number held in class after acquisition or disposal:
118,409
Current registered holder(s):
Registered holder(s) once transfers are registered:
Matthew Cawte
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: One (1)
Details of transactions requiring disclosure-
Date of transaction:
13-May-20
Nature of transaction: Subscription for ordinary shares through VGL's pro rata accelerated
entitlement offer announced on 16 April 2020.
Name of any other party or parties to the transaction (if known):Vista Group International Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$21,864.15 ($1.05 per share)
Number of financial products to which the transaction related: 22,669
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were aquired or disposed of during a closed period:
Yes. Under VGL's Securities Trading Policy, all directors and employees
of VGL and its subsidiaries are required to seek and obtain consent for
all acquisitions or disposals of ordinary shares in VGL.
Whether prior written clearance was provided to allow the aquisition or disposal to
proceed during the closed period:
Yes.
Date of the prior written clearance (if any):
17-Apr-20
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares
Nature of relevant interest:Registered holder and beneficial owner
For that relevant interest,-
Number held in class:118,409
Current registered holder(s):
Cerification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
15-May-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Vista Group International Limited (VGL)
Date this disclosure made:15-May-20
Date of last disclosure: 14-Apr-20
Director or senior manager giving disclosure
Full name(s):
Leon Newnham
Name of listed issuer:
Vista Group International Limited (VGL)
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Executive - Vista Entertainment Solutions Limited
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares
Nature of the affected relevant interest(s):
Registered holder and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
395,467
Number held in class after acquisition or disposal:
522,160
Current registered holder(s):
N/A
Registered holder(s) once transfers are registered:
Leon Newnham
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: One (1)
Details of transactions requiring disclosure-
Date of transaction:
13-May-20
Nature of transaction: Subscription for ordinary shares through VGL's pro rata accelerated
entitlement offer announced on 16 April 2020.
Name of any other party or parties to the transaction (if known):N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$133,027.65 ($1.05 per share)
Number of financial products to which the transaction related: 126,693
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were aquired or disposed of during a closed period:Yes. Under VGL's Securities Trading Policy, all directors and employees
of VGL and its subsidiaries are required to seek and obtain consent for
all acquisitions or disposals of ordinary shares in VGL.
Whether prior written clearance was provided to allow the aquisition or disposal to
proceed during the closed period:
Yes.
Date of the prior written clearance (if any):17-Apr-20
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares
Nature of relevant interest:Registered holder and beneficial owner
For that relevant interest,-
Number held in class:522,160
Current registered holder(s): Leon Newnham
Cerification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
15-May-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Vista Group International Limited (VGL)
Date this disclosure made:15-May-20
Date of last disclosure: 14-Apr-20
Director or senior manager giving disclosure
Full name(s):
William Palmer
Name of listed issuer:
Vista Group International Limited (VGL)
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Executive - Movio Limited
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares
Nature of the affected relevant interest(s):1. Holder; and
2. Power to control the exercise of voting rights attached to the ordinary
shares as a director of WASPP Corporation Limited and beneficial
owner of the ordinary shares as a beneficiary of the Empire Trust.
For that relevant interest-
Number held in class before acquisition or disposal:
1) 311,152
2) 166,782
Number held in class after acquisition or disposal:
1) 381,152
2) 219,385
Current registered holder(s):
N/A
Registered holder(s) once transfers are registered:
William Palmer and WASPP Corporation Limited.
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: Two (2)
Details of transactions requiring disclosure-
Date of transaction:
14-Apr-20
Nature of transaction: Subscription for ordinary shares through VGL's pro rata accelerated
entitlement offer announced on 16 April 2020.
Name of any other party or parties to the transaction (if known):Vista Group International Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$128,733.15 ($1.05 per share)
Number of financial products to which the transaction related: 1) 70,000
2) 52,603
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were aquired or disposed of during a closed period:Yes. Under VGL's Securities Trading Policy, all directors and employees
of VGL and its subsidiaries are required to seek and obtain consent for
all acquisitions or disposals of ordinary shares in VGL.
Whether prior written clearance was provided to allow the aquisition or disposal to
proceed during the closed period:
Yes.
Date of the prior written clearance (if any):17-Apr-20
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares
Nature of relevant interest:1. Holder; and
2. Power to control the exercise of voting rights attached to the ordinary
shares as a director of WASPP Corporation Limited and beneficial
owner of the ordinary shares as a beneficiary of the Empire Trust.
For that relevant interest,-
Number held in class:1) 381,152
2) 219,385
Current registered holder(s):
Cerification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:15-May-20
Name and title of authorised person:Kelvin Preston - General Counsel
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Vista Group International Limited (VGL)
Date this disclosure made:15-May-20
Date of last disclosure: 14-Apr-20
Director or senior manager giving disclosure
Full name(s):
Evan Bateup
Name of listed issuer:
Vista Group International Limited (VGL)
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief People Officer (CPO)
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Ordinary shares
Nature of the affected relevant interest(s):
Registered holder and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
10,970
Number held in class after acquisition or disposal:
13,480
Current registered holder(s):
N/A
Registered holder(s) once transfers are registered:
Evan Bateup
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: One (1)
Details of transactions requiring disclosure-
Date of transaction:
13-May-20
Nature of transaction: Subscription for ordinary shares through VGL's pro rata accelerated
entitlement offer announced on 16 April 2020.
Name of any other party or parties to the transaction (if known):Vista Group International Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$2,635.50 ($1.05 per share)
Number of financial products to which the transaction related: 2,510
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were aquired or disposed of during a closed period:Yes. Under VGL's Securities Trading Policy, all directors and employees
of VGL and its subsidiaries are required to seek and obtain consent for
all acquisitions or disposals of ordinary shares in VGL.
Whether prior written clearance was provided to allow the aquisition or disposal to
proceed during the closed period:
Yes.
Date of the prior written clearance (if any):17-Apr-20
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares
Nature of relevant interest:Registered holder and beneficial owner
For that relevant interest,-
Number held in class:13,480
Current registered holder(s): Evan Bateup
Cerification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:15-May-20
Name and title of authorised person:Kelvin Preston - General Counsel
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer: Vista Group International Limited
Date this disclosure made:15-May-20
Date of last disclosure:
5-May-20
Director or senior manager giving disclosure
Full name(s):Kelvin Preston
Name of listed issuer:Vista Group International Limited (VGL)
Name of related body corporate (if applicable):N/A
Position held in listed issuer:General Counsel
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: Ordinary shares
Nature of the affected relevant interest(s):
Registered holder and beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:21,711
Number held in class after acquisition or disposal:22,965
Current registered holder(s):
Registered holder(s) once transfers are registered:
Kelvin Preston
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: One (1)
Details of transactions requiring disclosure-
Date of transaction:13-May-20
Nature of transaction: Subscription for ordinary shares through VGL's pro rata
accelerated entitlement offer announced on 16 April 2020.
Name of any other party or parties to the transaction (if known):Vista Group International Limited
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$1,316.70 ($1.05 per share).
Number of financial products to which the transaction related: 1,254
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were aquired or disposed of during a closed period:Yes. Under VGL's Securities Trading Policy, all directors and
employees of VGL and its subsidiaries are required to seek and
obtain consent for all acquisitions or disposals of ordinary shares
in VGL.
Whether prior written clearance was provided to allow the aquisition or disposal to
proceed during the closed period:
Yes.
Date of the prior written clearance (if any):17-Apr-20
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares
Nature of relevant interest:Registered holder and beneficial owner
For that relevant interest,-
Number held in class:22,965
Current registered holder(s):
Cerification
I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:15-May-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
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- SUM — Summerset Group Holdings Limited: Ongoing Disclosure Notices2020-03-26
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“SUM | Summerset Group Holdings Limited | 2020-05-28 | SHINTR | Ongoing Disclosure Notice (Anne Urlwin)…”
- SUM — Summerset Group Holdings Limited: Ongoing Disclosure Notice (Scott Scoullar)2020-04-23
“SUM | Summerset Group Holdings Limited | 2020-04-23 | SHINTR | Ongoing Disclosure Notice (Scott Scoullar)…”