BLIS Technologies Limited logo

Sustained profitable growth

Full Year Results27 May 2020BLTConsumer Staples

28 May 2020

BLIS DELIVERS SUSTAINED PROFITABLE GROWTH

FY20 Highlights:

• EBITDA $2.1m, up 130%

• Revenue $10.6m, up 29%

• Strong sales growth on the Amazon US online platform

• Launch of UltraBLIS™

• Regulatory approvals received in Canada and US

• Production capacity increased to meet COVID-19 driven demand

Blis Technologies Limited (NZX:BLT) (Blis, Company) has today reported its results for the 12 months

to 31 March 2020. In line with the market guidance provided on 9 April, the Company has delivered

revenue of $10.6 million, 29% growth on FY19 and EBITDA of $2.1m, an increase of 130% on last

year. Following the maiden net profit in FY19, Blis has delivered 320% growth in net profit to $1.6

million.

“We have made pleasing progress building on the momentum of recent years to once again deliver

on our financial objective of sustained profitable growth.” said Blis Chair, Tony Offen.

“During FY20 we further built strong foundations for future growth, we have continued to build the

BLIS

®

Probiotics brand, strengthened our R&D pipeline while enhancing our IP position, delivered

greater supply capacity and alternate sourcing, and overall our financial resilience has continued to

build”.

Regional performance

Revenue (NZ$m) FY20 FY19 Change %

Asia Pacific 3.7 4.0 -8

Europe/ Middle East 4.0 3.0 +33

North America 3.0 1.2 +142


“We have further strengthened our revenue base establishing new customers and markets for both

our BLIS branded ingredients and our BLIS

®

finished products”. said CEO Brian Watson


“Our on-line sales presence and the distribution network we have built up over the last few years

has meant we have been well placed to respond to anticipated changes in consumer purchasing

behaviours driven by the COVID-19 pandemic”.

Asia Pacific

Overall revenue for this region declined by 8%, however the previous year comparison is skewed by

the one-off pipeline fill to support the Australia launch in FY19. In FY20 Australia sales were in line

with expectation at approximately half of the volume recorded in FY19. Following the launch, iNova
has provided an excellent platform to ensure ongoing success in this important growth market.

Excluding Australia, the revenue for the rest of the region grew by 31%. New Zealand revenues grew

by 39% in FY20 to $1.7m. The BLIS® portfolio continues to perform well in New Zealand pharmacies

with ThroatGuard Pro maintaining its position as the number one selling throat lozenge in pharmacy.

Japan also continued to experience solid growth.

Europe/ Middle East

It has been a satisfying year for this region, based on steady growth in existing markets as well as

newer markets showing strong sales. The 33% increase in revenue from this important market

continues to deliver a solid return. Our distribution partner in Europe and the Middle East,

Bluestone Pharma (BSP), continues to successfully implement a strategy focused on launching

consistent value propositions to health professionals ensuring a broad acceptance and recognition

within the medical community.

North America

Branded ingredient sales to North America have performed well. Our distribution partner, Stratum

Nutrition, has continued to expand the customer base through new customer launches and the

utilisation of a range of sales channels including retail, direct selling and on-line.


In FY20 sales through the Amazon platform have grown almost five-fold. In particular, the

ThroatHealth™ and Teeth&Gums™ products have sold well. We are continuing to optimise our

operations on this platform, refining our knowledge of how to maximise future growth

opportunities.


BLIS® branded finished goods and ingredient revenue


Revenue (NZ$m) FY20 FY19 Change %

BLIS branded finished products 3.1 3.1 0

BLIS branded ingredients 7.3 5.0 +46


Revenue for our BLIS® branded finished products segment was $3.1m. Although year on year growth

was flat, the heavy loading of the pipeline fill to support the Australia launch in FY19 has masked the

growth achieved in New Zealand and Amazon US sales. Overall, the underlying strength seen across

the markets selling our BLIS® branded products has been encouraging.


At the same time, we were able to continue the growth in our BLIS

®

ingredient revenue which

increased by 46% to $7.3m, up from $5.0m a year ago. Of note is the growth achieved in ingredient

sales to North America, Japan and Europe.


Regulatory approvals


Regulatory approvals achieved during 2020 included BLIS M18™ being granted a US Food and Drug

Administration “Letter of No Objection” in April 2019. BLIS M18™ was approved by Health Canada

with specific and substantial claims and the BLIS K12™ dossier was extended to include younger

children and improved claims.


Research and development


New product research and development (R&D) is an important aspect of Blis’ operations. We have

continued to invest in the R&D programme to deliver a robust new product pipeline. Integral to this

has been the creation of two new Science Manager roles, one each for research and for

development. The development role was filled internally and a PhD qualified scientist has been

secured to support our research endeavours.


In February we launched UltraBLIS, a next generation probiotic supplement targeted at those

wanting to optimise their microbiome and strengthen overall immunity.


Our novel probiotic strain BLIS Q24™ for skin applications has moved into late stage development. A

finished product prototype is ready for market research and testing. Having already completed

safety evaluations, we have now validated viability in a novel product format for topical application.

We believe this product offer will be an attractive addition to the BLIS® portfolio and provide growth

opportunities within the booming cosmetic category where probiotic offers are an emerging

subcategory.


Outlook


The COVID-19 environment represents an increase in both risk and opportunity for the company.

Our current view is, whilst managing the risk, we have a real opportunity to strengthen the company

building an even stronger brand and accelerating our market presence based on consumer interest

in solutions to maintain health and wellbeing. Utilising our on-line sales presence and capability built

up over the last few years, Blis is well placed to respond to anticipated changes to consumer

purchasing behaviours towards this channel.


There remains significant international growth potential for our products. We will continue to

pursue the Company’s profitable growth objective through developing our relationships with

partners capable of driving international scale for the business. Key new growth opportunities for

the company in FY21 include Canada, China cross border e-commerce and Daigou markets. We will

also prioritise growth opportunities with our existing distribution partners and our on-line channels.

Our overall objective of delivering sustained profitable growth remains.

A further update will be provided at the Annual Meeting.


Ends


For further information, please contact:


Brian Watson

CEO

+64 27 705 9133


About Blis Technologies Ltd

Delivering proven health benefits through evidence-based, advanced probiotics

Blis is an NZX-listed manufacturer of advanced probiotic strains that go beyond the gut. Combining innovation

with evidence-based research and the highest quality production controls enables the delivery of probiotic

solutions for specific health targets including throat health, halitosis (bad breath), immune support and teeth and

gum health. BLIS® products are sold throughout New Zealand, Australia, Asia, Europe and North America.

Products can be bought online at www.blis.co.nz and by searching for Blis probiotics at www.amazon.com.

More information about Blis Technologies Ltd can be found at www.blis.co.nz.

About UltraBLIS™



UltraBLIS™ is a next generation probiotic supplement targeted at those wanting to optimise their microbiome

and strengthen overall immunity. BLIS K12™ has strong evidence in the oral microbiome, and it has been

combined in a lozenge format with Bifidobacterium lactis HN019 (HOWARU®), and Lactobacillus acidophilus La-

14: 2 strains from Dupont® that have strong evidence bases in immunity. More information about UltraBLIS™ can

be found at www.blis.co.nz/pages/ultrablis

---

Results announcement




Results for announcement to the market

Name of issuer Blis Technologies Limited

Reporting Period 12 months to 31 March 2020

Previous Reporting Period 12 months to 31 March 2019

Currency NZD

Amount (000s) Percentage change

Revenue from continuing

operations

$10,642 29%

Total Revenue $10,642 29%

Net profit/(loss) from

continuing operations

$1,602 320%

Total net profit/(loss) $1,602 320%

Interim/Final Dividend

Amount per Quoted Equity

Security

It is not proposed to pay a dividend for the 12 months to 31

March 2020.

Imputed amount per Quoted

Equity Security

Not Applicable

Record Date Not Applicable

Dividend Payment Date Not Applicable

Current period Prior comparable period

Net tangible assets per

Quoted Equity Security

$0.0039 $0.0026

A brief explanation of any of

the figures above necessary

to enable the figures to be

understood

Please see attached result announcement for commentary on

the result.

Authority for this announcement

Name of person


authorised

to make this announcement

Richard Wingham

Contact person for this

announcement

Richard Wingham

Contact phone number +64 21 284 0446

Contact email address richard.wingham@blis.co.nz

Date of release through MAP


28/05/2020


Audited financial statements accompany this announcement.

---

R ESULTS
For the 12 months

to 31 March 2020

The 2020 financial
year saw Blis continue

to deliver on its objective of

sustainable profitable growth.

We have continued to strengthen our

revenue base with solid growth across

our existing markets and consolidation

of key new markets for our

BLIS

®

 finished product range in 

Australia and on the Amazon

USA online platform.

ElitePRO™: Developed in collaboration with High
Performance Sport NZ, ElitePRO™ is based on the

science behind TravelProtect and goes through an

additional step of being tested for banned substances.

ElitePRO™ is certified by Informed Sport as safe for

athletes. During 2019 ElitePRO™ has become part of the

health and wellbeing regime of many of New Zealand’s

national sports teams. Most notably the Highlanders

are utilising BLIS Probiotics to support their immunity

(including during lockdown) and recently the Ascot Park

Southern Steel netball team have embraced ElitePRO™

as part of their wellbeing program.

DailyDefence™ & DailyDefence Junior™: Everyday

immunity support for the entire family from six months onwards.

Preparing the immune system for winter.

TravelProtect™: Specific dosing of BLIS K12™

to help boost your immunity and help defend your

immune system against airborne ailments when

travelling.

BLIS K12™ is well known for its ability to support the immune system

by helping protect the gateway to the body, but to deliver a broader

immunity proposition we have combined BLIS K12™ with gut probiotic

strains that had strong evidence in immunity. The Dupont strains

Bifidobacterium lactis HOWARU® Bifido HN019 and Lactobacillus

acidophilus La-14® have been included into the BLIS probiotics lozenge

format for their ability to provide immune support in the gut.

UltraBLIS™ is focussed on optimising the microbiome in the gut as

well as in the oral cavity providing unique immunity support.

New Product Launch:

UltraBLIS™: Probiotic Immune Support

for Optimal Performance

Soaring interest in

immunity products.

Our portfolio of products are well positioned to provide

immune support through periods of high need including:

Winter Travel

Intensive sport and exercise Back to school

Busy and stressful lifestyles

Validation of
alternative

second supplier

of probiotics

ingredient

Key regulatory approvals

BLIS M18™ US GRAS

No Objection status

BLIS M18™ Health

Canada approval

BLIS K12™ Health

Canada expanded

approval

Covid-19

Response

Find out more at

Covid19.govt.nz

Be kind. Check-in on the

elderly or vulnerable.

Make a difference by:

• checking-in on any elderly or vulnerable people you know

• dropping supplies to those at home sick.

• Free product provided

to Pharmacy and GP

frontline staff

• Essential Business

supplying the

Pharmacy channel

• Increased production

to meet demand

New senior management

appointments

Commercial

Director

Science Manager

– Research

Senior Science

Manager


- Development

FY20 Operational Highlights.

Continued strong sales

growth on the Amazon US

online platform

Launch of UltraBLIS™

up 320
%

Reported profit

for the year

$

1.6m

EBITDA

$

2.1m

up 13 0

%

Revenue

$

10.6m

up 29

%

Working capital

at year end

$

4.1m

up

$

1.8m

FY20 Financial Performance.

FY19 FY20 Change Change

($000) ($000) ($000) %

Revenue 8,239 10,642 2,402 +29%

Net Surplus before interest expense, tax,

depreciation and amortization (EBITDA) 922 2,119 1,197 +130%

Net Surplus 381 1,602 1,221 +320%

5 Year
Growth Trend.

FY16

NZ$ Millions

12

10

8

6

4

2

0

F Y17F Y18F Y19FY20

$

5.6m

$

6.5m

$

5.3m

$

8.2m

$

10.6m

5 Year CAGR +33%

Revenue

FY16

NZ$ Millions

F Y17FY18F Y19FY20

EBITDA

$

-0.3m

$

-0.4m

$

0.6m

$

0.9m

$

2.1m

FY16

NZ$ Millions

F Y17FY18F Y19FY20

Net Profit

$-

1.0m

$-

0.02m

$

0.4m

$

1.6m

$

-0.8m

Balance Sheet and
Working Capital Position.

2020 2019

($000) ($000)

As at 31 March

Current assets 5,746 3,966

Current liabilities 1,642 1,651

Working capital 4,104 2,315

Non-current assets 1,312 1,235

Non-current liabilities 360 129

Net assets 5,056 3,421

Share capital 37,424 37,380

Share option equity reserve 26 37

Retained earnings/ (deficits) (32,394) (33,996)

Total equity 5,056 3,421

(FY19 $2.3m)

(FY19 $0.6m outflow)

(FY19 $0.9m)

(FY19 $0.8m)

Increase

in working

capital to

Operating

cash inflow

of

Cash and short-

term deposits held

at 31 March 2020

Total borrowings of

$

4.1m

$

3.2m

$

3.2m

$

0.1m

FY20 Regional
Sales Performance.

$

3.0m

+14 2

%


North

America

• Strong growth of BLIS branded ingredient

sales to North America

• Distribution partner, Stratum Nutrition

continued to expand the customer base

through new customer launches

• Customers cover a range of sales channels

including retail, direct selling and on-line

• Amazon platform delivered five-fold sales

growth in FY20.

• Continued refinement of knowledge on how

to maximise future growth opportunities

within this channel

• Steady growth in existing markets
• Newer markets showing strong sales

• Year on year growth delivers a solid return

• Bluestone Pharma (BSP) strategy continues

to focus on launching consistent value

propositions to health professionals

FY20 Regional

Sales Performance.

$

4.0m

+33

%


Europe/

Middle East

• Revenue declined by 8%. Excluding Australia, revenue up 31%
• Prior year comparison skewed by one-off pipeline fill to

support the Australia launch at very end of FY19.

• FY20 Australia sales in line with expectation

• iNova driving ongoing success in Australian market

• New Zealand revenue up 39% to $1.7m

• In NZ, ThroatGuard Pro ™ continues to be best selling throat

lozenge in pharmacy.

• Japan also continued to experience solid growth.

FY20 Regional

Sales Performance.

$

3.7m

-8

%


Asia

Pacific

FY19 Product
Revenue $8.1m

FY20 Product

Revenue $10.4m

BLIS Ingredient Revenue

$

7. 3m

$

5.0m

$

3.1m

$

3.1m

Strong performance of both BLIS

branded finished goods and ingredients.

BLIS Finished Goods Revenue

Outlook
• COVID-19 environment presents both risk and opportunity for the company

• Current plan is to build a stronger brand through acceleration of our market

presence to tap into consumer interest in solutions to maintain health and

wellbeing

• Our on-line sales presence and capability will be utilised to respond to anticipated

changes to consumer purchasing behaviours

• Significant international growth potential for Blis products will be addressed

through further development of relationships with partners capable of resourcing

and driving international scale

• Key new growth opportunities for the company in FY21 include Canada and the

China cross border e-commerce market

• Growth opportunities with our existing distribution partners will be prioritised

together with our on-line channels.

• Our objective of sustained profitable growth remains

• A further update will be given at the AGM

Information
The information in this presentation is an overview and

does not contain all information necessary to make an

investment decision. It is intended to constitute a summary

of certain information relating to the performance of

BlisTechnologies Limited ("Company" or "Blis"). The

information in this presentation is of a general nature and

does not purport to be complete. This presentation should

be read in conjunction with the Company's other periodic

and continuous disclosure announcements, which are

available at nzx.com.

Not financial product advice

This presentation is for information purposes only and is

not financial or investment advice or a recommendation

to acquire Blissecurities, and has been prepared without

taking into account the objectives, financial situation

or needs of individuals. The Company, its directors and

employees do notgive or make any recommendation or

opinion in relation to acquiring or disposing of shares. In

making an investment decision, investors must rely on their

own examination of the Company, including the merits and

risks involved. Investors should consult with their own legal,

tax, business and/or financial advisors in connection with

any acquisition of securities.

Future performance

This presentation may contain certain 'forward-looking

statements', for example statements concerning the

development and commercialisation of new products,

regulatory approvals, customer adoption and results of

future clinical studies. Forward-looking statements can

generally be identified by the use of forward-looking

words such as, 'expect', 'anticipate', 'likely', 'intend', 'could',

'may', 'predict', 'plan', 'propose', 'will', 'believe', 'forecast',

'estimate', 'target', 'outlook', 'guidance' and other similar

expressions. The forward-looking statements contained in

this presentation are not guarantees or predictions of future

performance and involve known and unknown risks and

uncertainties and other factors, many of which are beyond

the control of the Company and may involve significant

elements of subjective judgement and assumptions as to

future events which may or may not be correct. There can

be no assurance that actual outcomes will not materially

differ fromthese forward-looking statements. A number of

important factors could cause actual results or performance

to differ materially from the forward-looking statements.

The forward-looking statements are based on information

available to the Company as at the date of this presentation.

Except as required by law or regulation (including theNZX

Main Board Listing Rules), the Company undertakes no

obligation to provide any additional or updated information

whether as a result of new information, future events or

results or otherwise.

No representation

This presentation may contain information from third-

parties believed to be reliable, however, no representations

or warranties are made as to the accuracy or completeness

of such information.

Disclaimer.

---

Blis Technologies Limited1
REPORT

2020

ANNUAL

For the Year Ended

31 March 2020

2020 Annual Report22020 Annual Report2
The 2020 financial year

saw Blis continue to deliver

on its objective of sustainable

profitable growth. We have

further strengthened our revenue

base with solid growth across our

existing markets having established

key new markets for our BLIS

®


finished product range in

Australia and on the Amazon

USA online platform.

Blis Technologies Limited3Blis Technologies Limited3
Contents

Highlights 4

Our Year 6

Chair & Chief Executive’s Report 8

Spotlight On Immunity 16

Our Approach to Sustainability 18

Board of Directors 21

Executive Team 23

Statement of Corporate Governance 24

Directors’ Interests 34

Directors’ Responsibility Statement 36

5 Year Trend 37

Consolidated Statement of Comprehensive Income 39

Consolidated Statement of Changes in Equity 40

Consolidated Balance Sheet 41

Consolidated Statement of Cashflows 42

Notes to and Forming Part of the Consolidated Financial Statements 43

Additional Stock Exchange Information 62

Auditor’s Report 64

Company Directory 67

One of BLIS K12™’s core value propositions, supported with clinical evidence,

is the ability to stimulate natural immunity. BLIS K12™ acts in the oral cavity

protecting the gateway to the body. In the fourth quarter of FY20 we have seen

a sharp increase in sales of our BLIS® probiotic brands through pharmacies

and online channels. While the increase is across the entire BLIS® range,

it is particularly evident for our products with an immune boosting value

proposition and therefore likely related to COVID-19. BLIS TravelProtect™,

DailyDefence™, ThroatGuard PRO™, ElitePRO™ and UltraBLIS™, a unique

combination of oral and gut probiotics.

2020 Annual Report4
Key achievements.

up 320

%

Reported profit

for the year

$

1.6m

5 Year compound

annual revenue

growth rate

33

%

Validation of alternative

second supplier of

probiotics ingredient

EBITDA

$

2.1m

up 13 0

%

Revenue

$

10.6m

up 29

%

Working capital

at year end

$

4.1m

up

$

1.8m

Key regulatory approvals

FY20 HIGHLIGHTS

BLIS M18™ US GRAS

No Objection status

BLIS M18™ Health

Canada approval

BLIS K12™ Health

Canada expanded

approval

Covid-19 Response

Find out more at

Covid19.govt.nz

Be kind. Check-in on the

elderly or vulnerable.

Make a difference by:

• checking-in on any elderly or vulnerable people you know

• dropping supplies to those at home sick.

• Free product provided to Pharmacy

and GP frontline staff

• Essential Business supplying the

Pharmacy channel

• Increased production to meet demand

New senior management

appointments

Commercial

Director

Science Manager

– Research

Senior Science

Manager -

Development

Blis Technologies Limited5
Strategy.

Company vision

Delivering health benefits to global consumers by unlocking

the potential of the microbiome.

Value proposition

Blis Technologies is a leader in the manufacture of advanced probiotic strains that

go beyond the gut. We combine innovation with a strong evidence base and the

highest quality controls to deliver probiotic solutions for specific health targets.

Our strategic priorities

Our objective

Blis Technologies will continue to focus on capturing the benefits of vertical

integration by controlling our intellectual property, delivering product innovation

and ensuring the highest quality standards throughout the manufacturing

processes and supply chain.

Our current core internal functions include:

• Probiotic strain development (discovery work)

• Manufacturing of finished good solutions for selected markets

• Scientific and technical product support

• Marketing and sales channel development

Our addressable markets

Probiotics for human health beyond the gut, targeting a leadership position in:

• ENT (Ear, nose and throat)

• Immunity

• Dental (Teeth, gums, halitosis)

• Dermatology

Our focus is on human health supplements based on our strengths today. However,

we recognise the potential for licensing opportunities beyond this including:

• Realising untapped therapeutic potential

• BLIS® containing functional food solutions

• BLIS® containing pet applications and animal health solutions

PEOPLE

AND

PERFORMANCE

Build internal


capability and

a high-performance

culture

PIPELINE

Optimise value

from our IP

SUPPLY

CHAIN


Ensure quality, capacity

and IP protection within

our supply chain

POSITIONING

Deliver strong value

propositions and

strengthen the BLIS®

probiotics brand

2020 Annual Report6
It’s been a big year.

Apr

2019

May

2019

Aug

2019

Sept

2019

Blis exhibits at

AliExpo and debuts

the BLIS® mascots.

Blis M18™ US FDA

“No Objection”

status.

Blis becomes

Official Wellness

Partner to The

Highlanders.

Blis is profiled for

a feature on Fox

Business News.

Blis M18™ Health

Canada approval.

Inaugural

Dental Health

Advisory Group

Meeting.


Blis wins the Health/

Beauty category at the

TVNZ marketing awards

for ThroatGuard PRO.

Blis Technologies Limited7
BLIS K12™ –

Health Canada

expanded

approval.

Dec

2019

Nov

2019

Feb

2020

Mar

2020

Australian Product

of the year award –

Probiotics category

ElitePRO™ gets its

own campaign with

The Highlanders

as the face of

the product.

UltraBLIS™

launches with

prominent

outdoor

campaign and

sampling.

BLIS® Probiotics are

showcased at the

Canadian Health

Foods Association

(CHFA) Trade

show in Toronto

in with Dr John

Hale presenting.

Blis becomes the

official Wellbeing

Partner to The

Ascot Park

Southern Steel.

Free BLIS® product

provided to frontline

Pharmacy and

General Practice

staff in response to

COVID-19 pandemic.

Completed

a validation

of a second

supplier for

probiotic

ingredient.

2020 Annual Report8
Continuing to deliver

on expectations

On behalf of the Board, we are

delighted to present the Annual

Report for the Blis Technologies

Group

1

(The Company, the

Group, Blis Technologies, or

Blis) for the financial year ended

31 March 2020 (FY20), a year

in which we have continued

to deliver on our objective of

achieving sustained profitable

growth. We have recorded on

the prior pages the numerous

highlights that the Blis team have

collectively worked so hard to

deliver.

Financially, the Group benefitted from revenue growth, maintaining

margins and leveraging fixed overheads. Reported revenue was $10.6

million, a 29% increase on 2019 in line with latest guidance. Earnings

before interest, tax, depreciation and amortisation (EBITDA) increased

130% to $2.1m and a strong result of net profit after tax of $1.6 million,

320% up on the previous financial year (FY19).

Operationally, it has been incredibly satisfying to have our products

receive further overseas regulatory approvals together with marketing

awards. The US FDA GRAS granting of a “No Objection” status for BLIS

M18™ and Health Canada’s approval of BLIS M18™ and expanded

approval for BLIS K12™ has strengthened our position as a trusted

product in both markets. Our winning of the Health and Beauty sector

award at TVNZ National Marketing awards and Product of the Year

– Probiotics section at the Australian Marketing awards were true

highlights for the entire Blis team and our distributor partners.

Financial overview

The result for FY20 was driven by revenue growth of 29% to $10.6m, up

from $8.2m in FY19. Other income, which includes interest income and

Callaghan Growth Grant quarterly rebates rose by 30% to $0.2m.

The 130% increase in EBITDA, which rose to $2.1m compared to

$0.9m in FY19, reflects turnover scale, robust margins and stable fixed

overheads.

Operating costs have increased by 25% to $6.4m over FY19, reflecting

our investment in growing new revenue streams and investing in R&D.

Operating costs as a percentage of revenue has decreased from 62% in

FY19 to 60% in FY20. We have also balanced our ongoing investment

in developing new markets and pipeline to ensure we deliver on our

objective of sustainable profitable growth. Our ongoing marketing

investment has been directed toward revenue growth initiatives.

With increased scale we are also delivering efficiencies from our

production facility.

Net profit after tax was $1.6m, up 320% on last year’s $0.4m maiden

profit. There was no provision for tax payable after recognising $0.5m

of tax losses during the year (FY19 $0.1m).

Chair & Chief Executive’s Report

Sustained

profitable growth.

1. Blis Technologies Group consists of parent company Blis

Technologies Limited and wholly-owned subsidiary Blis

Functional Foods Limited.

Blis Technologies Limited9
Chair & Chief Executive’s Report continued

SUSTAINED PROFITABLE GROWTH

Regional performance

The 29% revenue growth recorded in FY20 has been achieved

on the back of growth within our existing partnerships with key

market players. Selection of key partners and then supporting

their initiatives in market for BLIS® products is fundamental

to delivering continued profitable growth opportunities

while operating with a modest capital base. Additionally, we

continue to take a disciplined approach to balancing business

development investment levels with the need to achieve

earnings growth.

Asia Pacific

Revenue decline of 8% to $3.7m in FY20, revenue

(excluding Australia) growth of 31%

FY19 Asia Pacific revenue significantly increased on the back of

signing a distribution agreement with iNova Pharmaceuticals

(Singapore) Pty Limited (iNova) for the Australian market.

A substantial volume of product was supplied in the fourth

quarter of FY19 to support the Australian Pharmacy channel

launch in quarter one FY20. Sales to iNova in FY20 were in

line with expectation at approximately half of that recorded

in FY19 as a result of the early pipeline fill. iNova’s pharmacy

ranging capability, education of pharmacy staff and building of

consumer brand awareness has provided an excellent platform

for ongoing success in this important growth market.

Asia Pacific excluding Australia had 31% growth in revenue.

New Zealand revenues grew by 39% in FY20 to $1.7m. The BLIS®

portfolio continues to perform well in New Zealand pharmacies

with ThroatGuard Pro maintaining its position as the number

one selling throat lozenge in pharmacy. Japan also continued to

experience solid growth.

Our strategy for the China market has seen a broadening in

focus from establishing a China domestic presence, to also

building support for “cross border eCommerce” (CBEC) and

Daigou channels. The CBEC and Daigou channels will be more

actively targeted in the 2021 financial year (FY21) by building

on our success with early sales in the CBEC channel and the

initiation of brand building activity together with the support of

established resellers.

In February and March 2020, as awareness of COVID-19 became

widespread, we saw a significant lift in sales of our immunity

targeted products. Pleasingly we were quickly able to step up

production to meet the increased demand and have seen the

higher demand levels maintained in the new financial year.

Europe/ Middle East/ Africa

Revenue growth of 33% to $4.0m in FY20

It has been a satisfying year for this region based on steady

growth in existing markets as well as newer markets showing

strong sales. Year on year growth in this important market

continues to deliver a solid return. Our distribution partner

in Europe and the Middle East, Bluestone Pharma (BSP),

continues to successfully implement a strategy focused on

launching consistent value propositions to health professionals

ensuring a broad acceptance and recognition within the medical

community. In line with this strategy BSP has expanded Key

Opinion Leader programmes across the region with their

customer base. During the year, over 100 educational congress

have been held with medical professionals in the region.

Poland remains a key market for the region. Sales growth has

been underpinned by a television campaign launched in the

Revenue Growth Trend

+

33

%

+

142

%

-

8

%

Asia PacificNorth America

$

3.7m

$

4.0m

$

3.0m

Europe/

Middle East/

Africa

FY16

NZ$ Millions

12

10

8

6

4

2

0

F Y17FY18FY19FY20

5 Year CAGR +33%

2020 Annual Report10
Chair & Chief Executive’s Report continued

SUSTAINED PROFITABLE GROWTH

At the same time, we were able to continue the growth in our

BLIS® ingredient revenue which increased by 46% to $7.3m,

up from $5.0m a year ago. Of note is the growth achieved in

ingredient sales to North America, Japan and Europe.

Balance sheet

The strong trading result for FY20 has contributed to an

improved net working capital position of $4.1m, up from $2.3m

in FY19. Operating cash flows of $3.2m were applied against

capital purchases of $0.2m and $0.7m repayment of the BNZ

trade credit facility, utilised at the end of FY19 to support supply

of product for the Australian launch. Cash on hand of $3.2m

provides necessary liquidity to provide resilience to periodic

fluctuations in trading levels in these challenging times and the

capacity to invest in R&D and business development.

While we are very pleased with the financial progress made

to date and have been encouraged by the early results from a

number of new market launch initiatives, we remain cognisant

of the ongoing challenges within our industry. These challenges

include overcoming delays in new regulatory approvals, dealing

with long lead times to progress new customer initiatives and

managing growth opportunities on a limited budget.

The recent disruption and economic downturn related to

the COVID-19 pandemic also represents an opportunity to

position our products as research-backed solutions to boosting

immunity. The downside risks include disruptions to raw

material supply, reduced freight capacity to and from overseas

markets and a reduction in consumers’ discretionary spend. We

are closely monitoring these risks.

Our team of staff and distribution partners has enabled us to

mature systems and processes to address these obstacles and

this will continue to be an important area of focus as we strive to

further build on the momentum achieved in the past two years.

78

%

fall of 2019 by our distributor’s customer Maspex. We also saw a

return to growth in Italy driven by further clinical trial support as

well as increased rates of healthcare professional detailing.

Newer markets drove growth including Russia, Belgium and

Switzerland.

New launches included powder forms of BLIS K12™ based

products for kids in the Ukraine and Romanian markets

North America

Revenue growth of 142% to $3.0m in FY20

Branded ingredient sales to North America have performed

well. Our distribution partner, Stratum Nutrition has continued

to expand the customer base through new customer launches

and the utilisation of a range of sales channels including retail,

direct selling and on-line. In the final quarter of the year we saw

a significant increase in order volume and frequency from the

existing customer base as brands responded to the increased

demand based on COVID-19 needs. Feedback from our

distributors and customers anticipates this demand remaining.

Steady sales growth continues to be delivered on the Amazon

platform since the launch in June 2018, in particular, the

ThroatHealth™ and Teeth&Gums™ products. In FY20 we have

grown this channel almost five-fold. We continue to optimise

our operations on this platform, and refining our knowledge of

how to maximise future growth opportunities.

Branded finished product

FY20 revenue split BLIS® branded finished products

compared with BLIS® Ingredient compared with FY19 split

(Absolute and percentage)

Revenue for our BLIS® branded finished products segment

was $3.1m compared with $3.1m in FY19. Although year on

year growth was flat, the heavy loading of the pipeline fill to

support the Australia launch in FY19 has masked the growth

achieved in New Zealand and Amazon US sales. Overall, the

underlying strength across our BLIS® branded markets has been

encouraging.

FY19

$ 8 .1m

FY20

$10.4m

Branded GoodsIngredient

70

%

62

%

38

%

30

%

$

5.0m

$

7. 3m

$

3.1m

$

3.1m

Net Working

Capital Position

Increase

on FY19

$

4.1m

Blis Technologies Limited11
Chair & Chief Executive’s Report continued

SUSTAINED PROFITABLE GROWTH

Progress against strategic priorities

Positioning – deliver strong value propositions and development of

the BLIS PROBIOTICS™ brand

Focus on being a supplier of BLIS® branded finished goods (including prominent co-branding) to ensure Blis is

recognized as the manufacturer allowing future-proofing of the business by developing a relationship of trust

with customers and consumers.

• TVNZ Marketing award – Health and Beauty Sector

• Australian Product of the year – Probiotic category

• Launched UltraBLIS™ a unique combination of Oral and Gut probiotics

• Continued growth of BLIS® branded products on Amazon USA platform

• Growth NZ Pharmacy and BLIS® on-line

• CBEC Platform development

• Canadian Launch preparation

Supply chain – ensure quality, capacity and IP protection

within our supply chain

Be the core source of knowledge about BLIS® products by having internal expertise and control of processes

throughout the supply chain (from the organism to fermentation to formulation to end-products, including

regulatory and clinical efficacy right through to the consumer).

• Offshore ingredient supply including a Dairy Free option

• Actioned continuous improvement initiatives within Blis manufacturing

• Capacity increases to meet increased demand as a result of COVID-19

R&D Pipeline – optimise value from our IP

Utilise the library of defined organisms as the core resource that underpins the future of the Company including

new product and formulation initiatives to meet consumer needs.

• Health Canada approval BLIS M18™ and expanded BLIS K12™ approval

• BLIS Q24™ finished product prototype developed for further testing

• Ongoing Callaghan Innovation Growth Grant

• Supported joint University research projects: Food application

People and Performance – build internal capability and a

high-performance culture

Build a high-performance culture to ensure internal capability is maintained and process excellence

supports our growth goals.

• Employed a Commercial Director

• Employed a Science Manager for Research

• Overall increase in staffing to 25 FTE

• Director succession planning and recruitment

ongoing

ongoing

ongoing

ongoing

2020 Annual Report12
Chair & Chief Executive’s Report continued

SUSTAINED PROFITABLE GROWTH

Positioning

We see the potential for considerable growth being delivered by

strategically prioritising investment in BLIS® branded finished

goods. This was demonstrated in FY20 by increased sales growth

through our Amazon USA channel, New Zealand pharmacy and

online sales and a successful product launch in the Australia market.

With the progression of COVID-19 and a noticeable shift from

retail to online shopping we are well placed to fulfil consumers’

changing purchasing patterns.

The second year of our relationship with iNova in Australia will

see a focus on building greater consumer awareness and demand

for the new and unique Blis propositions. The 2020 winter will

see iNova building on the early successes it achieved including

winning the Australian Probiotic Product of the Year award for

ThroatGuard™.

In the second half of FY20 we initiated an intensive market

validation exercise in Canada to assess the benefits of prioritising

this market for the launch of our BLIS® probiotic range. The

exercise has given us good insights into the market and validated

our plans to launch during FY21. Ahead of the launch we are

in negotiations with a potential distribution partner and are

progressing launch planning and preparation.

Throughout FY20 we have had positive feedback from industry

groups regarding the marketing and value proposition of our

finished products. Winning the TVNZ national marketing award

and the Australian product of the year award strongly affirmed our

product credibility and market positioning.

In February we launched UltraBLIS™, a unique combination of oral

and gut probiotics, on our Blis New Zealand e-commerce site. The

product has been an immediate success and will be launched into

Pharmacy retail and on to the Amazon US website early in FY21.

Supply Chain

In the last quarter of FY20 we increased staffing at our Dunedin

manufacturing site to meet the sales growth across the Blis

web site, Amazon US and to support stock building for winter

promotions into the New Zealand Pharmacy channel. Additionally,

we saw a significant lift in demand as the COVID-19 pandemic

intensified. We increased production through February and

March to meet this demand, maintaining production through

March and into FY21 in our capacity as an “essential business”

during Level 4 lockdown. COVID-19 has introduced significant

challenge to maintaining normal business operations, notably

through maintaining physical distancing, increased lead times

from suppliers and delays in securing international freight. To date

these issues are being successfully managed to minimise their

impact on our business. We also continue to work with contract

manufacturers with the right capability to produce high quality

finished products on an as needed basis.

Good progress has been made in FY20 to future-proof our

ingredient supply chain to meet expected long term growth.

The transfer of technology and know-how for future production

of both BLIS K12™ and BLIS M18™ to an offshore fermentation

supplier was undertaken. This supply came on stream late in

FY20 and will represent a key part of our ingredient supply base

in future years providing supply closer to key international

markets, adding additional capacity to support our growth

plans and providing an important risk mitigation in the event of

a failure with a supplier.

Research & Development

New product research and development is an important aspect

of Blis’ operations. We have continued to invest in research and

development to deliver a robust pipeline. The Callaghan Growth

Grant which provides a 20% rebate on qualifying research and

development over a three year period to 31 March 2021 helps

underpin this investment. In line with this we have created

two new Science Manager roles, one each for research and for

development. The development role was filled internally and

another PhD qualified scientist has been secured to support our

research endeavours.

In February we launched UltraBLIS™, a next generation

probiotic supplement targeted at those wanting to optimise

their microbiome and strengthen overall immunity. BLIS K12™

has strong evidence in the oral microbiome, and it has been

combined in a lozenge format with Bifidobacterium lactis

HN019 (HOWARU®), and Lactobacillus acidophilus La-14:

2 strains from Dupont® that have strong evidence bases in

immunity. The product will initially be available exclusively

online from www.ultrablis.co.nz with planning for a New

Zealand retail launch underway.

We have moved our novel probiotic strain BLIS Q24™ for skin

applications into late stage development and have produced

a finished product prototype ready for market research and

testing. Having already completed safety evaluations we

have now validated viability in a novel product format for

topical application. We believe this product offer will be an

attractive addition to the BLIS® portfolio and provide growth

opportunities within the booming cosmetic category where

probiotic offers are an emerging subcategory.

In August, we held an inaugural Dental Health Scientific

Advisory Group meeting. The purpose was to ensure that our

R&D programs, as well as our commercial activities in dental

health were sound and to provide guidance on how we can

continue to improve.

R&D continues to develop probiotic platforms generating a

base of understanding of potential probiotic strains, functional

ingredients and delivery formats and formulations. Updates

from this work include:

Blis Technologies Limited13
Chair & Chief Executive’s Report continued

SUSTAINED PROFITABLE GROWTH

• establishing significant capability in the formulation

of both novel probiotic liquid formats to complement

our lozenge and powder formats. Work will continue to

progress these formats towards commercialisation.

• continued evaluation of our extensive library of strains

collected by Professor John Tagg over his career

for commercially viable candidates with a number

progressing through the assessment pipeline.

Joint Blis-Callaghan Innovation supported research projects

are providing valuable insights that will contribute to future

development activities. A PhD-level research project assessing

food formats for oral probiotics is ongoing. This project is

being undertaken at the University of Otago and we are very

pleased to be able to support and benefit from this important

work. Callaghan Innovation further supported three Research

Experience students. Further, Blis hosted four internal research

interns. All students were valuable additions to our research

endeavours.

We continue to focus on protecting the Company’s intellectual

property rights through a strong emphasis on IP portfolio

management and protection. Our on-going investment in

research and development is supported by patent filings,

development and protection of trade secrets, regulatory

approvals and trademark registrations that all contribute

towards building the long term strength of the BLIS

PROBIOTICS™ brand.

Regulatory approvals achieved during 2020 included BLIS

M18™ being granted a US Food and Drug Administration “Letter

of No Objection” in April 2019. BLIS M18™ was approved by

Health Canada with specific and substantial claims and the

BLIS K12™ dossier was extended to include younger children

and improved claims.

CategoryUpdate

Research

Development of new molecular tool

to assess S. salivarius BLIS K12™ in

samples

Published Reid et al

2

Expanded research collaborations

including:

• University of Otago (Departments of Microbiology and Immunology, Pharmacology,

Food Science, Dentistry & Medicine)

• University of British Columbia, Canada

• South Hampton University, UK

• Utah State University, USA

• Griffith University, Australia

Development

Skin• Progressed topical skin probiotic formulation through to internal trials.

• Commissioning of a finished format contract manufacturer progressed.

• Mechanism of action research progressed.

Oral/ENT • New formulations optimised and developed for delivery of probiotics to the oral

cavity included:

»Combination products

»Food formats

»Launch of UltraBLIS™

Supply

BLIS K12™ and BLIS M18™• Progressed development of second supplier for S. salivarius raw ingredient including

development of hypoallergenic formulations

BLIS Q24™• Progressed supplier of BLIS Q24™ raw ingredient

Operational

Method validation • Completed Enumeration Method Validation of raw ingredient and finished products

External testing laboratory

qualification

• Validated new testing laboratory in the USA to complement existing external testing

capability.

2. A TaqMan™-based quantitative PCR screening assay for the probiotic Streptococcus salivarius K12 based on the specific detection of its megaplasmid-associated salivaricin B locus.

Reid P et al J Microbiol Methods. 2020 Mar;170:105837.

Key R & D Milestones

2020 Annual Report14
Chair & Chief Executive’s Report continued

SUSTAINED PROFITABLE GROWTH

CategoryUpdate

Clinical trials in progress

• Blis supporting Phase III trial in UBC “Oral Probiotic Supplementation in Pregnancy to

Reduce Group B Streptococcus Colonization”

https://ichgcp.net/clinical-trials-registry/NCT03407157

• Trial of nasal formulation. (University of Otago) https://www.anzctr.org.au/

Trial/Registration/TrialReview.aspx?id=377321&isReview=true. Trial reference:

ACTRN12619000779178p

• Effect of a probiotic on Otitis media (ear infections) and Upper Respiratory Tract

Infections amongst 6-24 month old children. (University of Otago)

https://www.anzctr.org.au/Trial/Registration/TrialReview.aspx?id=374076

• Blis Study: a Feasibility Study Assessing Compliance, Acceptability and Colonisation

With Different Dosing Regimens of the Probiotic Supplement Streptococcus salivarius

K12 in Adults (University of Southampton)

https://www.clinicaltrials.gov/ct2/show/NCT04297878

Regulatory

• USA: BLIS M18™ No Objection GRAS (GRAS notice GRN 807).

• Canada: In the past financial year, Blis has made significant regulatory progress

with both its strains in the Canadian market. Particular highlights included the filing

of technical dossiers for both BLIS K12™ and BLIS M18™. These dossiers, updated

to include recent clinical data, were subsequently used in the Canadian regulatory

system to obtain Health Canada approval of specific health claims.

FY20 Publications

See Blis website.

People And Performance

We are building a high-performance culture, ensuring we have

the right internal capability and processes to support our growth

goals. We will continue to ensure we have access to the skills that

best suit our requirements and allow us to deliver exceptional

results. These skills may be internally or externally sourced.

New internal resourcing and capability that was invested in

during the year includes appointments of a Commercial Director,

a PhD Science Manager-Research focused on early discovery and

research initiatives, a PhD Senior Science Manager-Development

focused on bringing opportunities to market, a New Product

Development role, a Finance Manager, an eCommerce Lead and

new production staff.

We also continue to work with external parties, where appropriate,

to complement our internal capability. This has included working

closely with NZ Trade and Enterprise and external consultants to

review our new international market plans including the launch

plan for the Canadian market and China cross-border e-commerce.

This work continues to validate these new market opportunities as

important drivers of future growth.

Over time we have developed a network of both scientific and

clinical experts and work with them regularly to validate and

challenge our internal R&D efforts. A good example of this is the

advisory board process we have in place. In FY20 we held our

inaugural Dental Health Scientific Advisory Group meeting which

has added significant value to our R&D focus in the Dental Health

area.

R&D capability has been further enhanced during the year

by the hosting of interns from various international tertiary

institutions who have added value through the introduction of new

perspectives and expertise.

Health and Safety

Our approach to health and safety continues to focus on ensuring

all of our processes and procedures are high quality and supported

by a high level of workforce engagement across the Company. All

staff have specific health and safety objectives and our people

managers have personalised health and safety objectives relevant

to their functional responsibility. We continue to work with an

external consultant to ensure our processes and procedures are in

line with regulations and best practice.

Of note in FY20:

• Comprehensive Board updates including: Monthly

management reports covering lead and lag indicators, good

news stories and achievements, H & S committee minutes.

• Monthly hazard assessments across all divisions of the

business.

Blis Technologies Limited
Chair & Chief Executive’s Report continued

SUSTAINED PROFITABLE GROWTH

• Following the precautionary chemical

incident in July 2019 occurring during a

review of chemical stock at the South Dunedin

manufacturing site, a review of action taken by

staff was undertaken and it was confirmed that

appropriate risk mitigation steps and actions

were completed. A post review plan has been

implemented.

During the early phase of the COVID-19 outbreak,

our H & S team led a project to establish safe

working practices that enabled Blis to operate as an

“essential service” in accordance with Government

and MPI guidelines and ensured manufacturing

and sales to continue with minimal interruption.

Safe working practices were quickly implemented

including workplace segregation, social distancing

and sanitisation protocols, as well as non-critical staff

working from home.

Environment, Social, and

Governance

During the year the Board sought independent

assistance to more fully understand good practice

in regard to environmental, social and governance

disclosures. As a result, an ESG report has been

included in this annual report. It sets out a first report

on the Company’s actions in relation to the United

Nations Sustainable Development Goals. Blis intends

to report each year on progress with the adoption of

these goals and targets for the forthcoming year.

In FY21 we intend to start workstreams to develop:

• An understanding of the material issues for our

key stakeholders as well as for the Company.

By identifying these issues we will be able to

integrate them into our thinking, planning

and strategies in order to deliver value for

our stakeholders and improve the overall

performance of our business.

• A set of measurements that will help the

board and management to understand Blis’

environmental footprint and the level of

employee engagement and its organisational

culture. These measurements will add to those

that are well established in relation to health

and safety and product quality.

• A deeper understanding of the disclosures

recommended by the Task Force on Climate

Related Financial Disclosures.

The report is included at pages 18 to 20 of this report.

Outlook

We have made pleasing progress building on the momentum of

recent years to deliver on our financial objective of delivering

sustained profitable growth. To ensure this we have effectively

delivered revenue growth and balanced our investment to drive

this growth along with supporting pipeline development.

The COVID-19 environment represents an increase in both risk and

opportunity for the company. Our current view is whilst managing the

risk we have a real opportunity to strengthen the Company building

an even stronger brand and accelerating our market presence based

on consumer interest in solutions to maintain health and wellbeing.

Utilising our on-line sales presence and capability built up over the

last few years we are well placed to respond to anticipated changes to

consumer purchasing behaviours towards this channel.

During FY20 we further built strong foundations for future growth,

we have continued to build the BLIS® Probiotics brand, strengthened

our R&D pipeline while enhancing our IP position, delivered greater

supply capacity and alternate sourcing, and overall our financial

resilience has continued to build.

We remain committed to our stated purpose, our value proposition

and our strategic priorities whilst recognising that the environmental

changes based on COVID-19 will continue to represent both

challenges and opportunities that will require close monitoring and

flexibility to respond to these.

There remains significant international growth potential for our

products and we will continue to pursue the Company’s profitable

growth objective through developing our relationships with partners

capable of resourcing international scale for the business. Key new

growth opportunities for the company in FY21 include Canada, China

cross border e-commerce and Daigou markets. Along with this we will

prioritise growth opportunities with our existing distribution partners

and particularly through our on-line channels.

Thank You

The Board and Management would like to take this opportunity

to thank all staff and directors for their enthusiasm and ongoing

commitment to continuous improvement.

Our overall objective remains delivering sustainable profitable growth

and on behalf of everyone at Blis we would like to thank all of our

key partners and stakeholders for their role and continued support in

working with the Company in meeting its goals.


Tony Offen

Chairman

15

Brian Watson

Chief Executive Officer

2020 Annual Report16
A focus on

immunity.

A survey conducted in

Q3 of 2019 found that

66% of consumers

understood that having

a healthy immune

system reduced the

risk of illness

3

.

35% of consumers were willing to purchase products that help

boost their immune system, even when they are not suffering from

specific health problems but 45% of consumers did not take any

steps to improve immunity because “I don’t know how to”.

3


COVID-19 has undoubtedly driven consumer awareness of their

own health and wellbeing to an even greater level. Now more than

ever, consumers are searching for products that can support their

immunity. Globally this is a very crowded market but BLIS K12™

continues to provide a unique proposition for those wishing to

support their immunity.

DailyDefence™ & DailyDefence Junior™: Everyday

immunity support for the entire family from six months onwards.

Preparing the immune system for winter.

TravelProtect™: Specific dosing of BLIS K12™

to help boost your immunity and help defend your

immune system against airborne ailments when

travelling.

3. FMCG Gurus Immunity Survey Q3 2019.

Blis Technologies Limited17
ElitePRO™: Developed in collaboration with High

Performance Sport NZ, ElitePRO™ is based on the

science behind TravelProtect and goes through an

additional step of being tested for banned substances.

ElitePRO™ is certified by Informed Sport as safe for

athletes. During 2019 ElitePRO™ has become part of the

health and wellbeing regime of many of New Zealand’s

national sports teams. Most notably the Highlanders

are utilising BLIS Probiotics to support their immunity

(including during lockdown) and recently the Ascot Park

Southern Steel netball team have embraced ElitePRO™

as part of their wellbeing program.

BLIS K12™ is well known for its ability to support the immune system

by helping protect the gateway to the body, but to deliver a broader

immunity proposition we have combined BLIS K12™ with gut probiotic

strains that had strong evidence in immunity. The Dupont strains

Bifidobacterium lactis HOWARU® Bifido HN019 and Lactobacillus

acidophilus La-14® have been included into the BLIS probiotics lozenge

format for their ability to provide immune support in the gut.

UltraBLIS™ is focussed on optimising the microbiome in the gut as

well as in the oral cavity providing unique immunity support.

A focus on immunity continued

New Product Launch:

UltraBLIS™: Probiotic Immune Support

for Optimal Performance

2020 Annual Report18
Our approach

to sustainability.

Our purpose

“Develop and

commercialise unique

probiotics for health

and wellbeing.”

Our value

proposition

Blis Technologies is a leader in the

manufacture of advanced probiotic

strains that go beyond the gut. We

combine innovation with a strong

evidence base and the highest quality

controls to deliver probiotic solutions

for specific health targets.

Our objective

Blis will become an integrated

company, controlling our intellectual

property and ensuring the highest

quality standards throughout the

supply chain.

We have a clear sense of what Blis Technologies has been

established to do. Our purpose, value proposition and objective

set out our direction of travel to achieve this.

We recognise that long-term, sustainable business success

requires an understanding of the interconnectedness of all of

the moving parts of our business and the impact we have on

our stakeholders. For Blis this includes our people, customers,

community, environment and our shareholders. We understand

that our success will be measured in more than just purely

financial terms, and while our sustainability journey is in its early

days, we are committed to delivering long-term positive outcomes

for all of the stakeholders of our business.

We continue to utilise the United Nations (UN) Sustainable

Development Goals to provide a framework from which we will

formalise our approach to reporting on environmental, social and

governance (ESG) practices.

Blis Technologies Limited19
The UN Sustainable Development Goals present a way for us to see and think about our business beyond

a traditional set of measures that are based on our financial and manufacturing performance. The UN

Sustainable Development Goals that are relevant to Blis are:

Our approach to sustainability continued

• Our research has and will be

responsible for uncovering new

strains of good bacteria to ward

off pathogens, boost immunity

and promote positive health

outcomes.

• The efficacy of our probiotic

therapies leads to improved health

for our customers.

• Within our business, the health,

safety and well-being of our

people is paramount and will

continue to be an important focus.

• Our science is world-leading and

provides research-backed health

solutions.

• We continue to look for ways to

further improve societal health.

• The efficacy of our probiotic

therapies reduces pathogens

(disease-causing bacteria) and

promotes good health.

• The quality of our research will

add to the bank of knowledge on

the health effects of good bacteria

strains on oral and throat health.

• Our support and joint funding

of ongoing research at the

University of Otago and other

research institutions will

provide meaningful academic

opportunities.

• We will continue to provide

training and development

opportunities to our staff.

• We regularly provide intern and

post graduate opportunities for

local and international students.

• Through a sponsorship

programme we will partner

with organisations in our local

community that promote healthy

lifestyles.

• Our people practices recognise

the value of diversity and this is

also reflected in the makeup of our

Board and Management team.

• Our organisational style supports

a vibrant and productive work

environment that encourages

inclusion and engagement.

• As a business we will explore ways

to reduce and recycle waste while

maintaining the quality standards

of our products and packaging.

• Consumption instructions are

shown on all product packaging

and product information sheets.

• Our manufacturing operates

under the principles of “Good

Manufacturing Practice”, and

we are moving toward full

accreditation of our internal

manufacturing facility.

• Our remuneration policies and

practices are based on sound

principles and contribute to our

ability to attract and retain a team of

appropriately skilled people.

• We are committed to paying our staff

a Living Wage – as updated by “Living

Wage Aotearoa”.

• Our financial performance will allow

us to provide ongoing investment

in innovation for better health

and sustainable returns to our

shareholders, the owners of our

business.

• Our contribution to the local

economy through employment and

supplier arrangements and to the

wider New Zealand economy through

payment of tax and generation

of export revenues provides an

economic benefit for New Zealand.

• We are committed to reducing our

environmental impact.

• We will continue to actively

look at ways to improve our

environmental performance.

2020 Annual Report202020 Annual Report20
We look forward

to updating you on

our progress and the

positive ways in which our

business is contributing

to a better future for our

people, our customers

and our community.

Further development of

the ESG framework

Our ESG framework is at an early stage and will see further

development in coming years.

In FY21 we will start workstreams to develop:

• An understanding of the material issues for our key

stakeholders as well as for the Company. By identifying these

issues we will be able to integrate them into our thinking,

planning and strategies in order to deliver value for our

stakeholders and improve the overall performance of our

business.

• A set of measurements that will help the board and

management to understand Blis’ environmental footprint

and the level of employee engagement and its organisational

culture. These measurements will add to those that are well

established in relation to health and safety and product

quality.

• A deeper understanding of the disclosures recommended by

the Task Force on Climate Related Financial Disclosures.

Our approach to sustainability continued

Blis Technologies Limited21
Graeme Boyd

Deputy Chair, Independent

non-executive director

Member of Remuneration Committee

Graeme is based in Tauranga and has

been a director of Blis Technologies

Limited since July 2014. He was

appointed Deputy Chair in August 2018.

Graeme joined ICI New Zealand

Limited in 1971 and for over 26 years

held a variety of positions across the

business, including management of the

Pharmaceuticals Division, culminating

in the role of NZ General Manager from

1990 to 1997. He was appointed CEO

of Comvita in 1998 and developed the

company from a small privately-owned

company to a publicly-listed company

centred on marketing natural health

products internationally. Graeme

left Comvita in 2005 and formed a

management consulting business

specialising in company turnarounds,

growth strategies and international

marketing.

Graeme is a professional director, a

Chartered Member of the Institute of

Directors and holds an MSc (Chemistry)

from University of Canterbury.

Geoffrey Plunket

Independent non-executive director

Chair of Audit and Risk Committee

Geoff is currently a Dunedin based

Professional Director and consultant.

Geoff has been a director of Blis

Technologies Limited since May 2018

and was appointed Audit and Risk

Committee Chair in August 2018.

Geoff worked for Coopers & Lybrand

(now PWC) and KPMG, in Dunedin and

Birmingham, UK through the 1980’s

before joining Port Otago Limited in

1988, as Chief Financial Officer. Geoff

spent the following 29 years with the

Port Otago Group, before retiring in

2017. Geoff worked across the business

in a variety of roles, culminating in

appointment as CEO in 2004, a position

he held until retirement. Geoff brings

significant experience in leading a large

successful organisation with expertise

in logistics, managing international

trading relationships, supply chain,

human resource, health and safety and

risk management.

Geoff is a Fellow of Chartered

Accountants Australia and New

Zealand, and a Member of the Institute

of Directors.

Anthony (Tony) Offen

Chair, Independent non-executive

director

Member of Audit and Remuneration

committees

Tony is Dunedin based and has been

a Director and shareholder of Blis

Technologies Limited since May 2009.

Tony was appointed Board Chair in

August 2017 and has previously served

as Deputy Chair and Chair of the Audit

and Risk Committee.

Through his Dunedin-based investment

company, Tony has been a director

and shareholder of private companies

involved in commercial property,

FMCG business sectors nationally and

internationally and with investment

interests requiring venture and start-up

capital.

Tony holds professional memberships

with the Chartered Accountants

Australia and New Zealand and is a

Chartered Member of the Institute

of Directors. He is an independent

member of the Governance Board of

Brain Research New Zealand, Centre

of Research Excellence (CoRE) and

until December 2019 was an elected

member of the National Council for the

Neurological Foundation of NZ where

he had served as the Council Deputy

Chair and Chair of its Audit and Risk

Management Committee. Tony holds a

BCom (Accounting) and BA (Philosophy)

from University of Otago.

Board of

Directors.

Blis Technologies Limited21

2020 Annual Report22
Dr Alison Stewart

Independent non-executive director

Chair of Remuneration Committee

Alison is Christchurch based and was

appointed to the Board in September

2018.

Alison brings to the board governance

and commercial research and

development experience within

the international biotechnology

industry. Alison has held key executive

leadership roles in New Zealand and

US corporates and understands the

drivers for successful commercialisation

of research. Alison is an experienced

research and innovation leader with

expertise in microbe-based product

development, patents, IP protection,

new product pipeline and development

of strategic partnerships with large

international corporations.

Alison is a Distinguished Emeritus

Professor from Lincoln University, New

Zealand and was elected a Companion

of the NZ Order of Merit in 2011 for her

contributions to biology.

Antony (Tony) Balfour

Independent non-executive director

Tony was appointed to the Board on

9 April 2020. He brings to the board

strong governance experience following

a successful executive career as an

international marketing and brand

management leader building consumer

goods businesses globally.

Tony has a diverse background of

international experience in driving

FMCG through retail channels and

e-commerce from the leadership roles

he held for Nike Inc., Icebreaker, Seek

Limited and Monster Worldwide Inc. He

holds directorships with The Warehouse

Group Limited, Les Mills International

Limited and Wayfare Group Limited

(trading as Real Journeys). Tony has

previously been a director of Silver

Fern Farms Co-operative Limited (and

subsidiaries) and Methven Limited.

Dr Barry Richardson

Independent non-executive director

Member of Audit Committee

Barry is Dunedin based and has been

a director of Blis Technologies Limited

since July 2018.

Barry began his career as a scientist

at the NZ Dairy Research Institute

before joining the NZ Dairy Board

in 1985 as a Business Development

Manager, undertaking roles in several

biotechnology and nutritional Dairy

Board joint venture companies.

Barry joined the Tatua Co-Operative

Dairy Company Limited in 1991 as

General Manager, Tatua Biologics

and was later appointed General

Manager, International and Strategic

Development commercialising value

added dairy ingredients. He was

appointed CEO of Westland Milk

Products when that company elected

to be an independent exporter of dairy

products in late 2001. From 2006 to

2016 Barry was CEO of Blis Technologies

Limited, through the period when the

Company transitioned from a research

company into a commercial entity.

His other professional roles include a

Director of CertusBio and a Director of

CNS Biotechnology.

Barry has a M.Sc. (Hons) in

Biochemistry and a PhD from Massey

University. He is a past Fellow of the NZ

Institute of Management and a Fellow

of the NZ Institute of Food Science and

Technology. He was awarded the JC

Andrews award for distinction in Food

Science and Technology in 2003.

Board of Directors continued

2020 Annual Report22

Blis Technologies Limited23
Richard Wingham

Chief Financial Officer (CFO)

CA, BCom (Accounting)

Richard was appointed to the role

of CFO for Blis Technologies in

November 2017. Richard is a Chartered

Accountant with over 20 years’

experience, including various senior

finance roles across the dairy FMCG,

construction and health sectors. His

skills cross over manufacturing, project

management, information technology

and strategic planning.

Frank Spiewack

Commercial Director

BA

Frank is the newest member of

the executive team. He joined Blis

Technologies in November 2019 and

was confirmed as a member of the

executive team in May 2020. Frank

has a strong background developing

international markets having worked

as Vice President Global Sales and

Marketing for Alchemy Equipment and

Manager Distributor and Emerging

Markets for Icebreaker.

Dr John Hale

Chief Technology Officer (CTO)

PhD

John did his PhD studying bacteriocins

(BLIS) under the supervision of

Professor John Tagg at the Department

of Microbiology, University of Otago.

He carried out post-doctoral research

at the University of British Columbia

(Vancouver, Canada) and Monash

University School of Pharmacy

(Melbourne, Australia) investigating

the modes of action of antimicrobial

peptides. Dr Hale joined Blis

Technologies in 2011 and leads the

Scientific Services team.

Brian Watson

Chief Executive Officer (CEO)

BCom (Marketing), BPhEd

Brian was appointed CEO of Blis

Technologies in February 2016.

He joined Blis following senior

management roles with Fonterra and

within the pharmaceutical industry

in New Zealand and overseas. Brian’s

career has focused on general

management, marketing and sales

across healthcare, nutraceutical and

nutrition industries. Brian has a track

record of successfully launching global

brands into new markets and leading

change within organisations.

Julie Curphey

Chief Marketing Officer (CMO)

MBA, BCApSc (food Science)

Julie joined Blis Technologies in

September 2016 as Chief Marketing

Officer. Prior to this she spent 18

years working internationally in the

FMCG and pharmaceutical industries

in various leadership roles including

market research, marketing, operations

and change management. Julie

returned to New Zealand in 2014 to take

up the CMO role at Dunedin company

ADInstruments.

Executive Team.

2020 Annual Report24
The Board and Management of Blis

Technologies Limited are committed to

ensuring that the Company maintains

corporate governance structures which

ensure that the Company operates

efficiently and effectively and maintains the

highest ethical standards.

This statement of Corporate Governance provides a summary of

the Company’s governance processes and practices.

The Company’s Corporate Governance policies are based

on the principles set out in the NZX Corporate Governance

Code (NZX Code). This statement is structured to follow the

recommendations of the NZX Code.

The Board’s view is that Blis complies with the corporate

governance principles and recommendations set out in the

NZX Code but measurable objectives for diversity are under

development. The Board believes its governance structures are

appropriate and meet the Company’s strategic objectives.

The Company also complies with the corporate governance

requirements of the NZX Listing Rules. The Board regularly

reviews and assesses Blis’ governance structures and processes

to ensure that they are consistent with best practice.

Blis automatically transitioned to the new NZX Listing Rules with

effect from 1 July 2019. The shareholders approved amendments

to the Company’s constitution on 26 July 2019 for the purpose of

ensuring compliance with the new NZX Listing rules.

This Corporate Governance Statement has been prepared in

accordance with the NZX Code that was published on 1 January

2019.

Blis’ key corporate governance documents referred to in this

statement, including charters and policies, can be found at

www.blis.co.nz/investor-centre/charters-policies (the Investor

Centre). The Board operates under a set of guidelines set out

in its Directors’ Operations Manual to assist Directors and

Management in carrying out their duties and responsibilities. The

Directors’ Operations Manual covers such matters as:

• Corporate governance matters;

• Role of the Board and composition of the Board;

• Director responsibilities;

• Appointment of, responsibilities of and remuneration of a

Chief Executive Officer;

• Confidentiality and the safeguarding of company information;

Statement of

Corporate Governance.

• Compliance with laws and regulations;

• Shareholder participation; and

• Code of conduct.

This Corporate Governance Statement was approved by the

Board on 27 May 2020.

PRINCIPLE 1 – Code of Ethical Behaviour

“Directors should set high standards of ethical behaviour, model

this behaviour and hold management accountable for these

standards being followed throughout the organisation.”

Code of Ethics

As part of the Board’s commitment to the highest standard of

conduct, the Company has adopted a Code of Ethics (Code).

Every new Director and employee is provided with a copy of the

Code and must confirm that they have read and understand the

document. The Code is also available at the Investor Centre.

Each Director, and employee is asked to annually confirm that

they continue to comply with the Code of Ethics.

The procedure for advising the Company of a suspected

breach is set out in the Code of Ethics. Blis also has a Protected

Disclosures (Whistleblower) Policy that sets out the process that

serves to protect employees who raise allegations of serious

wrongdoing by the Company.

Conflicts of interest

The Code of Ethics sets out the procedure to be followed

where Directors are faced with a conflict of interest. At all

times, a Director must be able to act in the interests of the

organisation as a whole and in accordance with all relevant laws

and regulations including the NZX Listing Rules. The personal

interests of the Director and their family must not be allowed

to prevail over those of the Company and its shareholders

generally.

No breaches of the Code of Ethics were identified during FY20

and no matters were raised under the Protected Disclosures

(Whistleblower) Policy.

The Code of Ethics is subject to annual review by the Board.

Share trading by Directors and Employees

The Board has implemented formal procedures to handle trading

in the Company’s equity securities by Directors, employees and

advisers of the Company. These are set out in Blis’ Securities

Trading Policy which is available at the Investor Centre. Before

any trading can occur approval is required from the Chair of

the Board, CEO or CFO. The policy provides that shares may

Statement of Corporate Governance continued
Blis Technologies Limited25

not be traded at any time by any individual holding material

information. The fundamental rule in the policy is that insider

trading is prohibited at all times. The requirements of the policy

are separate from, and in addition to, the legal prohibitions on

insider trading in New Zealand.

PRINCIPLE 2 – Board Composition &

Performance

“To ensure an effective board, there should be a balance of

independence, skills, knowledge, experience and perspectives.”

Responsibilities of the Board

The role of the Board is to act in the best interests of the

Company and to promote the interests of the Company and

its stakeholders. Directors are elected by the shareholders to

govern the Company. The Board is the overall and final body of

responsibility for all decision making within the Company.

The Directors have a diverse range of expertise and experience,

and are committed to using this to benefit the Company. The

Board is responsible to shareholders for charting the direction

of the Company by participating in the setting of objectives,

strategy and key policy areas. The Board is then responsible for

monitoring Management’s running of the business to ensure

implementation is in accordance with the agreed framework.

The Board delegates the conduct of the day-to-day affairs of the

Company to the CEO within this framework.

The primary responsibilities of the Board include:

• Ensuring that the Company purpose and goals are clearly

established, and with appropriate strategies;

• Establishing policies for strengthening the performance of

the Company including ensuring that Management is pro-

actively seeking to build the business through innovation,

initiative, technology, new products and the development of

its business capital;

• Monitoring the performance of Management, including

the review and monitoring of compliance with delegated

authorities, and of regulatory compliance;

• Monitoring strategic, financial, social and environmental

performance;

• Appointing the CEO, setting the terms of the CEO’s

employment contract, including position description,

reviewing succession planning and where necessary,

terminating the CEO’s employment with the Company;

• Deciding on whatever steps are necessary to protect the

Company’s financial position and the ability to meet its debts

and other obligations when they fall due, and ensuring that

such steps are taken;

• Ensuring that the Company’s financial statements are true and

fair and otherwise conform with law;

• Ensuring that information of sufficient content, quality and

timeliness, as the Board considers necessary to enable it to

discharge its duties, is provided by Management;

• Ensuring that the Company adheres to high standards of

ethical and corporate behaviour;

• Ensuring that the Company has appropriate management

processes for defining risks and analysing options to minimise,

mitigate and manage risks;

• Ensuring an appropriate capital structure such that it supports

the business strategy; and

• Ensuring that the Company communicates with its

shareholders and stakeholders in a timely manner.

The Board uses committees to address certain issues that require

detailed consideration by members of the Board who have

specialist knowledge and experience. The Board retains ultimate

responsibility for the functions of its committees and determines

their responsibilities.

The Board has a statutory obligation to reserve responsibility

for certain matters. It deals directly with issues relating to the

Company’s mission, appointments to the Board, strategy,

business and financial plans.

The Directors appoint a Chair and Deputy Chair from amongst

the non-executive members. The Board supports the separation

of the role of Chair and CEO. The Chair’s role is to provide

leadership and to manage the Board effectively. The Chair has

responsibility for:

• ensuring the integrity and effectiveness of the governance

process of the Board;

• representing the Board to the shareholders;

• maintaining regular dialogue with the CEO over all operational

matters; and

• for overseeing the annual work programme

The Chief Executive Officer is not a Director.

The Board regularly meet without the CEO being present and

has a practice of holding Director-only meetings either prior to or

following each Board meeting.

The Board receives reports from Management and has access to

all of the information necessary for it to effectively discharge its

duties.

Director nomination and appointment

The Board as a whole is involved with recommending candidates

to act as Directors to shareholders. When considering candidates

2020 Annual Report26
Statement of Corporate Governance continued

for nomination, the Board will consider, amongst other things, the

individual’s experience, qualifications and skills in comparison to

the experience, qualifications and skills of other Directors, whether

that individual is “independent” and whether that individual

would be able to work effectively with other Directors. A thorough

check of the candidate and his or her background is undertaken

and shareholders are provided with all material information that is

relevant to the decision on whether to elect or re-elect a Director.

The Board has the ability to appoint an individual to fill a

casual vacancy on the Board until the Company’s next Annual

Shareholder Meeting.

The procedures for the appointment and removal of Directors

are governed by the Company’s constitution and the NZX Listing

Rules.

The Board has determined that based on the Company’s current

size and stage of development that an optimal number of directors

is five. Each year as part of the board’s annual review process the

capability mix is assessed to evolve in line with Company’s future

development and international growth plan requirements.

The Board has determined that to operate effectively and to

meet its responsibilities it requires competencies in disciplines

including executive leadership and strategy, governance,

biotechnology IP development and protection, international sales

and marketing, international supply chain and quality control, risk

and compliance, finance and capital markets.

The current mix of skills and experience is considered appropriate

for the responsibilities and requirements of governing Blis. The

Board looks to strengthen its oversight of issues in all disciplines,

as required, via expert advice.

As at 31 March 2020 2020, all Directors on the Board are

independent. Director independence is considered on a case-

by-case basis (in accordance with the NZX Listing Rules) and is

monitored on an ongoing basis.

Letter of appointment

All new directors enter into a written agreement with Blis setting

out the terms of their appointment. A copy of the appointment

letter is available at the Investor Centre (www.blis.co.nz/investor-

centre)

Board of Directors

Director profiles are shown at pages 21 – 22 of this report. The

profiles include information on the year of appointment, skills,

experience and background of each Director.

All five Directors as at 31 March 2020 are non-executive and

independent members of the Board. Tony Offen is the Chair of

Blis. Graeme Boyd is Deputy Chair. Geoff Plunket is the Chair of

the Audit and Risk Committee. Alison Stewart is the Chair of the

Remuneration Committee. Dr Barry Richardson and Tony Balfour

are also directors. Tony Balfour was appointed as a director from

9 April 2020 and will be offering himself for election at the Annual

Shareholders Meeting to be held in July 2020.

The roles of Board Chair, Audit and Risk Committee Chair and CEO

are not held by the same person.

The Board determines annually on a case-by-case basis who, in

its view, are Independent Directors. The Board will consider all

relevant circumstances when determining independence. Under

the NZX Listing Rules, a Director is “Independent” when they are

not an employee of the Company and do not have a ‘Disqualifying

Relationship’ (as defined in the NZX Listing Rules).

The Company does not require Directors to hold shares in the

Company but actively encourages them to do so. Directors’ share

interests are disclosed at page 34.

The Board does not have a tenure policy however it recognises that

a regular refreshment programme leads to the introduction of new

perspectives, skills, attributes and experience. Directors retire by

rotation in accordance with the NZX Listing Rules but are eligible for

re-election on retirement by rotation.

Director period of appointment

0-3 3-9 9 +

years years years

Number of Directors 4 1 1

Interest Register

The Board maintains an interest register for the Company. Any

Director who is interested in a transaction with the Company must

immediately disclose to the Board the nature, monetary value and

extent of the interest. A Director who is interested in a transaction

may attend and participate at a Board meeting at which the

transaction is discussed but may not be counted in the quorum for

that meeting or vote in respect of the transaction, unless it is one in

respect of which Directors are expressly required by the Companies

Act 1993 to sign a certificate.

Entries made in the interest register of the Company for the year

ended 31 March 2020 are included in the Director Disclosures

section on pages 34 - 35.

Diversity

Blis Technologies is committed to achieving a diverse workforce

and inclusive workplace practices in order to harness the business

benefits of diversity, further social justice and comply with

legislation. A Diversity and Inclusion Policy has been adopted by the

Board and is available at the Investor Centre.

Responsibility for workplace diversity and the setting of measurable

objectives is held by the Board. Appropriate measurable diversity

objectives are under development.

The gender composition of Blis’ directors, senior managers and

workforce was as follows:

Statement of Corporate Governance continued
Blis Technologies Limited27

31 March 2020 31 March 2019

Position Female Male Female Male

Director* 1 (20%) 4 (80%) 2 (33%) 4 (67%)

Executives** 1 (20%) 4 (80%) 1 (25%) 3 (75%)

Employees*** 12 (48%) 13 (52%) 11 (52%) 10 (48%)

*Not including Tony Balfour who was appointed 9 April 2020.

**CEO and Direct Reports to the CEO

***Includes executives.

Director Training

The Board ensures that there is appropriate training available

to all Directors to enable them to remain current on how best

to discharge their responsibilities and keep up to date on

changes and trends in areas relevant to their work. Directors are

regularly provided with industry information and receive copies

of appropriate Company documents to enable them to perform

their role.

The Board also ensures that new Directors are appropriately

introduced to management and the business.

Board Performance Evaluation

The Board annually assesses its effectiveness in carrying out

its functions and responsibilities. The Chair of the Board leads

the review which considers the performance of the Board as

a whole, and of each of the Board Committees, against their

respective charters.

The Chair, on behalf of the Board, is responsible for assessing

the performance and contribution of individual Directors. The

assessment is undertaken annually.

PRINCIPLE 3 - Board Committees

“The Board should use committees where this will enhance

its effectiveness in key areas, while still retaining board

responsibility.”

Board Committees

The Board has two formally constituted committees – the

Audit and Risk Committee and the Remuneration Committee.

Committee membership is reviewed annually.

Each Committee has a written charter that is approved by the

Board and sets out its mandate. The charters are reviewed

annually with any proposed changes recommended to the

Board for approval.

Each Committee has an agreed annual work programme that

sets out matters to be addressed over the following twelve

month period. The Committees each review their performance

on an annual basis against the Committee charter and work

programme and report their findings to the Board.

Blis also has a Scientific Advisory Group (SAG) which is

established as required provide an independent source of

advice to the Board and Management. SAG members are

selected based on significant contribution to their chosen field

and have complementary skillsets to those involved in the

Company’s research and development endeavours. In FY20

the first SAG meeting was held and focused on dental health,

providing significant input and guidance for our R & D efforts

relating to a broad range of dental health needs.

Attendance at meetings

The table below sets out Director attendance at Board and

Committee meetings during the year ended 31 March 2020.

Board Audit & Risk Remuneration

Committee Committee

G Boyd 10 - 3

A Offen 10 10 3

G Plunket 10 10 -

Dr B Richardson 10 10 -

Dr A Stewart 10 - 2

V Aris* 4 - 1

*V Aris retired on 26 July 2019

Audit & Risk Committee

The Board has overall responsibility for the Company’s system

of internal financial control, risk management, for liaising

with the Company’s external auditors, and for ensuring the

integrity of the Company’s financial reporting. The Board

constantly monitors the operational and financial aspects of

the Company’s activities and has established procedures and

policies that are designed to provide effective internal financial

control. Annual budgets and business plans are prepared

and agreed by the Board. Monthly management accounts

are prepared by Management and reviewed by the Board

throughout the year to monitor performance against budget.

The Board has established an Audit and Risk Committee to

assist the Board in discharging its responsibilities relative to

financial reporting, related regulatory conformance and liaising

with the external auditors. The terms of reference for the Audit

and Risk Committee are set out in its charter which is available

in the Investor Centre.

The Audit and Risk Committee is appointed by the Board and

must comprise three Directors, the majority of whom are to be

independent. The Chair of Audit and Risk Committee must be

an Independent Director and not the Chair of the Board. The

current members of the Audit and Risk Committee are Geoffrey

Plunket (Chair), Tony Offen (Board Chair) and Barry Richardson.

All members are independent directors. Geoffrey Plunket is a

Fellow of Chartered Accountants Australia and New Zealand and

a Member of the Institute of Directors.

The Board considers the recommendations of the Audit and

Risk Committee and advice of external auditors and other

Statement of Corporate Governance continued
2020 Annual Report28

external advisors on the operational and financial risks that face

the Company. The Board ensures that recommendations made by

the Audit and Risk Committee, external auditors and other external

advisers are investigated and, where considered necessary, action

is taken to ensure that the Company has an appropriate internal

control environment in place to manage the key risks identified.

In addition, the Board investigates ways of enhancing existing

risk management strategies, including appropriate segregation of

duties and the employment and training of suitably qualified and

experienced personnel.

Given the size of the Company, an internal audit function is not

considered necessary.

The Audit and Risk Committee met on 10 occasions during FY20.

The agenda items for each meeting generally relate to financial

governance, external financial reporting, external audit, internal

control review, risk management, compliance and insurance.

Meeting Attendance

The CEO and CFO are regularly invited to attend Audit and Risk

Committee meetings as observers, when appropriate.

Remuneration Committee

The Board has established a Remuneration Committee which has

responsibility for, amongst other things, setting the remuneration

policy for the CEO, CFO, Chief Marketing Officer, Chief Scientific/

Technical Officer (Executive), and recommending and monitoring

the level and structure of remuneration for senior management.

The terms of reference for this committee are set out in its charter

which is available in the Investor Centre (www.blis.co.nz/investor-

centre/charters-policies).

The Remuneration Committee is appointed by the Board and

must comprise three Directors, the majority of whom shall be

independent. The Chair of the Board may serve on the committee.

Members of the Remuneration Committee are Graeme Boyd

(Chair), Alison Stewart and Tony Offen. All committee members are

independent Directors.

The Board ensures that the recommendations made by

the Remuneration Committee are considered and acted on

accordingly.

The Remuneration Committee met three times during the year.

Nomination Committee

Given the size and composition of the Board, Directors believe that

there are no significant benefits in delegating matters in relation

to Board nominations and all appointments are managed by the

whole Board.

Committees

The Board has no Committees other than an Audit and Risk

Committee and Remuneration Committee. The Scientific Advisory

Group is not a Board committee.

Takeover Protocols

The Board has adopted a set of protocols to be followed in the

event of a takeover offer being made.

In the event of a takeover offer, a committee of Independent

Directors would be formed and would have responsibility for

managing the takeover in accordance with the Board protocols

and applicable laws, including the New Zealand Takeovers Code.

PRINCIPLE 4 – Reporting and Disclosure

“The board should demand integrity in financial and non-

financial reporting, and in the timeliness and balance of

corporate disclosure.”

Shareholder Communications and Market Disclosure

The Board is committed to keeping the financial products

markets informed of material information relating to the

Company and its shares and promoting investor confidence by

ensuring that trading of its equity securities takes place in an

efficient, well-informed market at all times.

The Company has in place a Continuous Disclosure Policy and

a Communications Policy designed to ensure this occurs. The

policies include procedures intended to ensure that:

• the Company complies with its continuous disclosure

obligations; and

• timely, accurate and complete information is provided to all

shareholders and other market participants.

The policies also outline mandatory requirements and

responsibilities in relation to the identification, reporting,

review and disclosure of material information relevant to the

Company.

Accountability for compliance with disclosure obligations is the

responsibility of the CEO and CFO. The CFO has been designated

as the Disclosure Officer and has overall management

responsibility for ensuring all material information is lodged

with NZX.

All non-promotional information intended to be made public,

whether or not it is believed to be material information, must

be reviewed by the CEO and Chair prior to release. In the case of

financial information, the Audit and Risk Committee Chair, must

also review the information prior to issue.

Directors consider at each Board meeting whether there is any

material information which should be disclosed to the market.

Governance Policies and Charters

Key corporate governance documents, including charters and

policies, can be found at the Investor Centre (www.blis.co.nz/

investor-centre/charters-policies).

Financial and Non-Financial Reporting

Blis is committed to ensuring integrity and timeliness in its

financial reporting and in providing information to the market

Statement of Corporate Governance continued
Blis Technologies Limited29

and shareholders which reflects a considered view on its

present and future prospects.

The Audit and Risk Committee oversees the quality and

integrity of external financial reporting, including the accuracy,

completeness, balance and timeliness of financial statements.

It reviews the Company’s full and half-year financial statements

and makes recommendations to the Board concerning

accounting policies, areas of judgement, compliance with

accounting standards, NZX and legal requirements, and

the results of the external audit. All matters required to be

addressed and for which the Audit and Risk Committee has

responsibility were addressed during FY20.

Blis has published its full and half-year financial statements that

were prepared in accordance with relevant financial standards.

The full year financial statements are set out on pages 39 to 61.

The CEO and CFO have confirmed in writing to the Board that

the Company’s external financial reports present a true and fair

view in all material aspects. These representations are given

on the basis that a sound system of internal controls and risk

management is operating effectively in all material respects in

relation to financial reporting.

In addition to releasing the full and half-year results

Blis provides an update on financial and non—financial

performance for the first and third quarters. Revenue and

EBITDA for the quarter and year to date, general commentary on

market conditions and an update on guidance is given.

The Board does not believe that the Company has any material

exposure to economic, environmental or social sustainability

risks that are not appropriately managed. The material risks

which may impact the Company’s ability to achieve its strategic

objectives and secure its future financial prospects, are

managed through the strategic planning process.

Work continues on suitable sustainability-reporting framework.

The project remains in its early stages and will involve preparing

a series of financial and non-financial targets for reporting

on regularly. This will ensure that non-financial reporting is

informative, includes forward looking assessments and aligns

with key strategies and metrics monitored by the Board. An

overview of the Company’s sustainability programme is set out

at pages 18 to 20.

PRINCIPLE 5 - Remuneration

“The remuneration of directors and executives should be

transparent, fair and reasonable.”

Remuneration Report

The Remuneration Committee is responsible for making

recommendations to the Board on remuneration policies and

packages for Directors as well as the Executives.

The Company’s remuneration philosophy is aimed at attracting,

retaining and motivating employees of the highest quality at

all levels of the organisation. It is based on practical, guiding

principles and a framework that provides consistency, fairness

and transparency while having regard to the risk appetite of the

Company and alignment to its long-term strategic goals.

All remuneration packages are reviewed annually in the context

of individual and Company performance, market movements

and expert advice.

Non-executive Directors

The structure of non-executive Director remuneration is

separate and distinct from the remuneration of the CEO and

other executives.

The Board seeks to set aggregate remuneration for non-

executive Directors at a level which provides the Company with

the ability to attract and retain Directors of the highest calibre,

whilst incurring a cost which is acceptable to shareholders. No

remuneration is payable to Directors unless it is approved by the

Company’s shareholders, or permitted under the NZX Listing

Rules in the event of an increase in the total number of Directors.

The NZX Listing Rules specify that shareholders can approve a

per Director remuneration amount or an aggregate Directors’

fee pool. The Board has adopted a remuneration pool approach,

as referred to in NZX Guidance Note - Governance. Shareholders

approved an aggregate remuneration pool for non-executive

Directors of $265,000 per annum in 2017. Subject to external

review, an increase of the director fee pool will likely be

proposed at the 2020 Annual Shareholders Meeting.

Within the fee pool available, the Board reviews its fees annually

to ensure the Company’s non-executive Directors are fairly

remunerated for their services, recognising the level of skill

and experience required to fulfil the role, and to enable the

Company to attract and retain talented non-executive Directors.

The process involves benchmarking against a group of peer

companies.

In addition, the Board reviews the Remuneration Committee

structure and appropriate level of resourcing required to make

an on-going contribution to long term value creation. Non-

executive Directors have no entitlement to any performance-

based remuneration or participation in any share-based

incentive schemes.

Each non-executive Director receives a fee for services as a

Director of the Company and an additional fee is also paid to the

Chair, and each Chair of the Board Committees to recognise the

additional time commitment required for that role. All Directors

are entitled to be reimbursed for reasonable costs associated

with carrying out their duties.

Statement of Corporate Governance continued
2020 Annual Report30

For the period 1 April 2019 to 31 March 2020 the allocation of the

fee pool was as follows:

Board Audit & Risk Remuneration

Committee Committee

Chair $66,000 $10,000 $4,000

Deputy Chair $45,000 N/A N/A

Member $35,000 $5,000 N/A

Non-executive Directors are encouraged to be shareholders, but

are not required to hold shares in the Company.

Fees payable to the non-executive Directors of the Company for

the period 1 April 2019 to 31 March 2020 were as follows:

Board Audit Remuneration

Committee Committee Total

G Boyd $45,000 - - $45,000

A Offen $66,000 $3,333 - $69,333

G Plunket $35,000 $10,000 - $45,000

Dr B Richardson $35,000 $3,333 - $38,333

Dr A Stewart $35,000 - $2,667 $37,667

V Aris* $11,667 - $1,333 $13,000

*Veronica Aris retired on 26 July 2019

Remuneration of the CEO and Employees

The Company is committed to providing a remuneration

framework that promotes a high-performance culture

and aligns rewards to the creation of sustainable value for

shareholders. The underlying principle is to reward employees

for Company and business unit performance against targets set

by reference to appropriate benchmarks and key performance

indicators and to:

• Align their interests with those of shareholders; and

• Ensure total remuneration is competitive by market

standards.

Total remuneration is made up of fixed remuneration and a

short term incentive (STI). The STI performance incentive is

“at-risk” and is directly linked to both the performance of the

Company and to each individual’s performance while promoting

the Company’s long-term success.

Fixed remuneration includes all benefits, allowances and

deductions.

(i) Fixed annual remuneration

Remuneration levels are reviewed annually to ensure that

they are appropriate for the responsibility, qualifications and

experience of the Executives and are competitive with the

market.

Remuneration of the CEO and Employees

The Executives receive their fixed annual remuneration in

cash and a limited range of prescribed fringe benefits such as

superannuation, motor vehicle and health insurance. The total

employment cost of any remuneration package, including fringe

benefit tax, is taken into account in determining an employee’s

fixed annual remuneration.

For the financial year ended 31 March 2020, the CEO received

$302,654 (2019: $286,007) in fixed annual remuneration.

(ii) Variable remuneration – STI Scheme

The objective of the STI Scheme is to link the achievement

of the annual financial and operational targets with the

remuneration received by the Executives charged with meeting

those targets. The total potential remuneration under the STI

Scheme is set at a level so as to provide sufficient incentive to

the executive to achieve the targets such that the cost to the

Company is flexible and in line with the trading outcome for the

year.

Actual STI Scheme payments granted to the CEO and each

nominated Executive depend on the extent to which specific

targets, set at the beginning of each year, are met. The

targets may include a weighted combination of Company,

Departmental, Financial and Non-Financial.

In determining the amount to be allocated the Remuneration

Committee considers the performance against the targets.

For the financial year ended 31 March 2020 there were four

nominated executives in the STI scheme (31 March 2019: one).

STI Scheme payments relating to the financial year ended

31 March 2020 are delivered as a taxable cash bonus and

are payable on completion of the annual audited financial

statements. The total accrual for FY20 for all nominated

executives in the STI Scheme is $172,000 being 100% of the total

pool for the year. The actual amount paid for FY19 was $85,605.

In addition to the STI Scheme, the Board reserves the ability

to pay ad hoc bonus payments to any employee, again directly

related with the trading outcome.

CEO remuneration

Salary Taxable Benefits* Sub-total STI Total

FY20

302,654 11,647 314,301 85,605 399,906

FY19

286,008 6,864 292,872 - 292,872

*Includes the value of benefits including health care, superannuation,

vehicle and low interest loan.

Statement of Corporate Governance continued
Blis Technologies Limited31

Total remuneration paid is fixed remuneration and any

STI Scheme payment physically received during the year.

Performance based payments are paid in the following year.

The CEO’s STI scheme payment for FY20 comprises several

financial and non-financial performance measures. Overall, the

STI is set at 30% of fixed remuneration. A breakdown of the STI

components follows:

Performance Measures Percent Achieved

50% based on financial

revenue and profitability targets Achieved

50% based on non-financial targets Achieved

Employee remuneration

The number of employees of the Company (including former

employees) who received remuneration and other benefits in

excess of $100,000 in the period 1 April 2019 to 31 March 2020

are shown below:

FY20

Remuneration Banding Employees

100,001 – 110,000 2

170,001 – 180,000 1

180,001 – 190,000 1

190,000 – 200,000 1

390,001 – 400,000 1

FY19

Remuneration Banding Employees

150,001 – 160,000 1

180,001 – 190,000 2

280,001 – 290,000 1

Principle 6 – Risk Management

“Directors should have a sound understanding of the material

risks faced by the issuer and how to manage them. The board

should regularly verify that the issuer has appropriate processes

that identify and manage potential and material risks.”

Risk Management Framework

Blis operates in an environment that contains operational

and strategic risks. Risks are actively managed to ensure

Blis operates a safe workplace and is able to sustain the

achievement of its business objectives while at the same

time accepting an appropriate level of commercial risk that is

consistent with desired profitability.

The Board is responsible for ensuring that key business and

financial risks are identified, and that appropriate controls and

procedures are in place to effectively manage those risks.

The Audit and Risk Committee has overall responsibility

for ensuring that Company’s risk management framework

is appropriate and that risks are identified, considered and

managed. Risk management is a standing item on the agenda

for Audit and Risk Committee meetings, with detailed reports

provided by management.

A Risk Management Policy provides guidance on the Board’s

approach to risk management. The objectives of the Risk

Management Policy are:

• To allow Blis to pursue opportunities that involve risk in

an informed manner, so as to meet the expectations of

stakeholders;

• To enable full and due consideration to be given to the

balance of risk and reward in pursuing the achievement of

Blis’ business objectives;

• To apply risk management practices to enhance strategic,

tactical and operational decision making; and

• To ensure that Blis operates in a sustainable manner.

The policy is available at the Investor Centre.

Insurance

In managing the Company’s business risks, the Board approves

and monitors policy and procedures in areas such as treasury

management, financial performance, taxation and delegated

authorities. Blis has insurance policies in place covering most

areas where risk to its assets and business can be insured at a

reasonable cost.

Product Quality and Safety

Ensuring the safety and quality of our products is a key priority.

We establish processes that effectively manage risk and drive

continuous improvement in product quality throughout the

product production cycle.

We have introduced proactive quality control mechanisms

within our manufacturing operations. Through the use of data

collection and statistical analysis, we are improving the control

of our manufacturing processes, with the aim of being able to

intervene and correct a process prior to product quality being

compromised. This approach provides further assurance that

our customers receive high quality products that are safe and

effective.

Health, Safety and Wellbeing

Overall responsibility for health and safety, specifically for

the setting of high-level strategy and policy, resides with the

Board which is committed to continuous improvement and

progressively higher standards of work health and safety for the

benefit of all employees and others who work in, use or visit the

Company’s workplace.

Statement of Corporate Governance continued
2020 Annual Report32

The principles of the health and safety framework are to:

• Understand and comply with all applicable health and safety

legislation and regulations;

• Establish objectives and management systems consistent

with health and safety best practice; and

• Ensure all officers and workers engage in creating a positive

workplace culture to support health, safety and wellbeing.

The Executive are responsible for implementation of the health

and safety framework and will:

• Determine and implement business and action plans to give

effect to Board strategy;

• Acquire and maintain good understanding of health, safety

and wellbeing matters;

• Be responsible and accountable for health and safety

compliance;

• Promote and role-model high standards of workplace health,

safety and wellbeing; and

• Ensure business objectives are complementary to health,

safety and wellbeing objectives.

Management reports on a monthly basis to the Board which

consists of the following lead and lag indicators - H&S

Committee minutes, monthly hazard assessment, incidents and

accidents (including near miss incidents), good news stories,

achievements and training activities.

No lost time injuries (LTI) have occured over the last two years

(LTI - workers unable to perform normal duties at next shift).

Material business risks mitigation

After completing the risk management processes outlined on the previous page, the following key business and financial risks have been

identified:

Area Principal risk Strategies to mitigate

Product quality and

customer safety

Customer harm caused as a

result of using Blis products

Our production facility operates under a Food Control Plan which requires

high standards and procedures to ensure quality and safety from our

production. We work with our suppliers and contract manufacturers to

ensure high standards are adhered to. Our company values also include a

focus on high quality standards across our business.

Market accessLoss of regulatory approval to

market and sell Blis products

in certain countries

Blis has robust regulatory affairs processes for obtaining and maintaining

product licenses, as well as a quality management system that ensures

compliance with applicable regulatory requirements.

Health and safety Work related injuriesPractices and processes are reviewed annually by an accredited

Workplace Health and Safety independent expert.

Health, safety and wellbeing metrics are reported regularly to the Board.

Intellectual Property Third parties assert IP rights

against us

A comprehensive patent portfolio across our products is held and

maintained. Market searches undertaken in the product development

phase of product design. Competitor patent filings are actively monitored.

Business continuityLoss of continuity and quality

of supply

We actively monitor the quality of raw materials, end products,

production processes and systems. Business impact analysis is used to

identify, understand and quantify the impact of a material disruption to a

key facility, location, supplier or business process.

Technology and know-how for future production of both BLIS K12™ and

BLIS M18™ is transferred to an offshore fermentation supplier which

ensures production can be continued in the event of a failure at the

Dunedin plant.

Cyber security and

data protection

Cyber security attack results

in disruption to operations

and data breach.

Independent reviews of control mechanisms are undertaken.

Statement of Corporate Governance continued
Blis Technologies Limited33

Principle 7 - Auditors

“The board should ensure the quality and independence of the

external audit process.”

External Auditor

Oversight of the Company’s external audit arrangements to

safeguard the integrity of financial reporting is the responsibility of

the Audit and Risk Committee.

Blis maintains an Auditor Independence Policy to ensure that

audit independence is maintained, both in fact and appearance.

The quality of the audit opinion is considered to be paramount.

Accordingly, any compromises to auditor objectivity and

independence that are considered to exist require appropriate

safeguards to eliminate or reduce the risk of compromise to an

acceptable level.

Blis has adopted the following requirements in relation to auditor

independence:

• the Blis auditor is required to comply with relevant

independence requirements promulgated by the Financial

Markets Authority and other governing bodies;

• the Audit and Risk Committee must approve the appointment of

the auditor to provide any non-audit services to the Company or

its subsidiaries;

• the auditor is required to report to the Audit and Risk Committee

annually on matters pertaining to their independence; and

• the Blis auditor will be required to rotate the lead audit partner

in accordance with accepted governance standards.

The Auditor Independence Policy is available in the Investor

Centre.

The effectiveness, performance and independence of the external

auditors is reviewed by the Audit and Risk Committee. The auditor

is regularly invited to meet with the Committee including without

Management present.

Deloitte Limited is the Company’s current external auditor. Heidi

Rautjoki has been the audit engagement partner since 2018.

Fees paid to Deloitte Limited are included in Note 4 of the Notes

to the financial statements. A total of $76,000 was paid to Deloitte

Limited for audit-related services. All non-audit services require

approval by the Audit and Risk Committee.

The auditor is invited to attend the Annual Shareholders’ Meeting

and will be available to answer shareholder questions in relation to

the audit.

Internal audit

The Company does not have a formal internal audit function,

however it does have internal processes and controls that are

considered to be appropriate for the size and complexity of the

organisation. The Audit and Risk Committee carefully considers the

auditor’s management report which lists its key findings and

recommendations about significant matters arising from the

audit.

Principle 8 – Shareholder Relations

“The board should respect the rights of shareholders and foster

relationships with shareholders that encourage them to engage

with the issuer.”

Shareholder Rights and Relations

The Company is committed to regularly communicating with

shareholders and other stakeholders in a timely, accurate and

clear manner with respect to both procedural matters and

major issues affecting the Company.

To achieve this, the Company communicates through a range

of forums and publications. Annual reports, NZX releases,

governance policies and charters, and a variety of corporate

information is available at the Investor Centre.

Each shareholder is entitled to receive a hard copy of each

annual report on request.

Documents relating to annual shareholder meetings are

available at the Investor Centre.

Annual shareholder meetings to date have been held at a venue

in Dunedin, reflecting the head office location for the Company.

The speeches and slides are lodged with NZX prior to the start of

the meeting. Shareholders may raise matters for discussion at

the annual shareholder meeting either in person or by emailing

the Company with a question to be asked.

Electronic Communications

Shareholders have the option of receiving their communications

electronically. Contact details for the Company’s head office are

available on the Blis website.

Major Decisions

Directors’ commitment to timely and balanced disclosure is set

out in its Continuous Disclosure Policy and Communications

Policy. The commitments include advising shareholders on

any major decisions. Where voting on a matter is required, the

Board encourages investors to attend the meeting or to send in

a proxy vote.

Equity Issues

In the event of a capital raising, the Board will carefully consider

and, where practical, will favour an offer of shares to existing

shareholders on a pro-rata basis and on no less favourable

terms before offering shares to other investors.

Notice of Meeting

The Notice of Meeting will be lodged with NZX at least 20

working days prior to the annual shareholder meeting and will

be available in the Investor Centre.

2020 Annual Report34
Directors’ Shareholdings

The following table sets out, for the purposes of the disclosures required under Listing Rule 3.7.1 (d) of the NZX Listing Rules, the relevant

interests of Directors and associated persons of the Directors in equity securities of the Company as at 31 March 2020:

Name of Director Number of Equity Securities in which a relevant interest is held by a director

G Boyd Ordinary 800,000 (a)

A Offen Ordinary 31,157,388 (b)

G Plunket Ordinary 800,000 (c)

Dr B Richardson Ordinary 17,903,625 (d)

Dr A Stewart Ordinary 350,000 (e)

Note that particular shareholdings can appear under more than one director.

(a) The number of equity securities in which Mr G Boyd holds a relevant interest includes 800,000 ordinary shares held by Mr G Boyd

and Denise Boyd personally.

(b) The number of equity securities in which Mr A P Offen holds a relevant interest includes 31,157,388 ordinary shares, held by

Edinburgh Securities Limited, BJ Offen and Mr A P Offen, BJ Offen and Downie Stewart Trustee Limited. Mr A P Offen is a director

and beneficial shareholder of Edinburgh Securities Limited.

(c) The number of equity securities in which Mr G Plunket holds a relevant interest includes 800,000 ordinary shares held by

Mr G Plunket personally.

(d) The number of equity securities in which Dr B Richardson holds a relevant interest includes 17,903,625 ordinary shares held by Dr B

Richardson and JV Richardson personally.

(e) The number of equity securities in which Dr A Stewart holds a relevant interest includes 350,000 ordinary shares held by Custodial

Services Limited.

Director’s Share Dealings

The following Directors (or associated entities in which the Directors have relevant interests) acquired or disposed of equity securities in

the Group during the year ended 31 March 2020 as entered in the interests register of the Company:

Name of Director Transaction No. of Shares Price per Date of

share Acquisition /Disposal

A Offen Sale by Edinburgh Equity Limited to

A P Offen, B J Offen and Downie

Stewart Trustee Limited 11,157,388 6.2 cents 9 March 2020

Sale to B J Offen 10,000,000 6.2 cents 9 March 2020

Sale to Edinburgh Securities Limited 10,000,000 6.2 cents 9 March 2020

G Plunket Share purchases 320,000 2.3 cents 8 April 2019

480,000 2.4 cents 11 April 2019

Dr A Stewart Share purchases 200,000 2.6 cents 4 April 2019

150,000 5.2 cents 4 March 2020

Directors’

interests.

Blis Technologies Limited35
Directors’ Interests continued

Disclosures of Interest by Directors

As at 31 March 2020, the following Directors had made general disclosures in the interests register of the Company.

Name of Director Organisation Active Interests

G Boyd Boyd Insight Limited Director

A Offen Blis Functional Foods Limited Director

Closing Capital Limited Director

Edinburgh Equity Limited Director

Edinburgh Securities Limited Director/Shareholder

Mill Park Estate 60 Limited Director/Shareholder

Mill Park Estate 92 Limited Director/Shareholder

Maidston Land & Buildings Limited Shareholder

Offen Nominee Limited Director/Shareholder

Plaza Funds Management Limited Director

Taieri Investments Limited Director/Shareholder

Taieri Property Limited Director/Shareholder

G Plunket North Otago Irrigation Company Limited Director

Orokonui Ecosanctuary Limited Director

Dr B Richardson CertusBio Limited Director/Shareholder

CNS Biotechnology Limited Director

Otago Classic Spares Limited Director/Shareholder

Zircon Services Limited Director/Shareholder

Dr A Stewart Arable Food Industry Council Executive committee member

Foundation for Arable Research Chief Executive

Foundation for Arable Research Australia Director

Good Farming Practice Governance Group Member

MBIE Programme “Maximising the value of irrigation” Industry Advisory Group Chair

MfE Measure and Manage diffused nutrient losses from arable crops Governance Council Chair

MPI Pea Weevil Management Governance Council member

Pastoral Industry Forage Strategy Implementation Group member

Seed Industry Research Centre Advisory Board member

2020 Annual Report36
Use of Company information

There were no notices from Directors regarding the use of

Company information.

Indemnities and Insurance

Pursuant to s162 of the Companies Act 1993 and the

Company’s Constitution, the Company has entered into deeds

of access, insurance and indemnity, with the directors of the

Group to indemnify them to the maximum extent permitted

by law, against all liabilities which they may incur in the

performance of their duties as directors of any company within

the Group. Insurance cover extends to directors and officers for

the expenses of defending legal proceedings and the cost of

damages incurred. Specifically excluded are proven criminal

liability and fines and penalties other than those pecuniary

penalties which are legally insurable. In accordance with

commercial practice, the insurance contract prohibits further

disclosure of the terms of the policy. All Directors who voted

in favour of authorising the insurance certified that in their

opinion, the cost of the insurance is fair to the Company.

Donations

There were no donations made by the Company during the

year ended 31 March 2020 (2019: Nil).

Directors’ Interests continued

Directors’

Responsibility

Statement.

The Directors of Blis Technologies Limited are pleased to

present to shareholders the financial statements for the Group

for the year ended 31 March 2020.

The Directors are responsible for presenting financial

statements in accordance with New Zealand law and generally

accepted accounting practice, which fairly presents the

financial position of the Group as at 31 March 2020 and the

results of its operations and cash flows for the year ended on

that date.

The Directors consider the financial statements of the Group

have been prepared using accounting policies which have been

consistently applied and supported by reasonable judgements

and estimates and that all relevant financial reporting and

accounting standards have been followed.

The Directors believe that proper accounting records have been

kept which enable with reasonable accuracy, the determination

of the financial position of the Group and facilitate compliance

of the financial statements with the Financial Reporting Act

2013 and the Financial Markets Conduct Act 2013.

The Directors consider that they have taken adequate steps to

safeguard the assets of the Group, and to prevent and detect

fraud and other irregularities. Internal control procedures

are also considered to be sufficient to provide a reasonable

assurance as to the integrity and reliability of the financial

statements.

The Financial Statements are signed on behalf of the Board by:



Tony Offen Graeme Boyd

Chairman Director

27 May 2020 27 May 2020

Blis Technologies Limited37
5 Year Trend.

2020 2019 2018 2017 2016

($000) ($000) ($000) ($000) ($000)

Revenue 10,642 8,239 5,285 6,543 5,628

Earnings before interest, tax,

depreciation and amortisation (EBITDA) 2,119 922 (427) 580 (293)

Depreciation and amortisation 513 525 610 608 556

Net interest expense 4 16 5 (4) (33)

Net profit after tax (NPAT) 1,602 381 (1,042) (24) (816)

Net debt 128 829 290 - -

Shareholder’s Equity 5,056 3,421 3,007 4,017 3,987

Total assets 7,058 5,201 3,888 4,500 4,860

Current assets 5,746 3,966 2,260 2,736 2,800

Current liabilities 1,642 1,651 712 483 873

Working capital 4,104 2,315 1,548 1,253 1,927

Net tangible assets (NTA) 4,311 2,856 2,164 2,899 2,644

Cash generated from operations 3,197 (583) 118 244 (511)

Number of shares on issue (‘000) 1,107,654 1,107,654 1,107,654 1,107,654 1,102,154

Earnings per share (EPS) – basic (cents) 0.14 0.03 (0.09) (0.00) (0.07)

Share price at 31 March 0.06 0.02 0.02 0.04 0.03

NTA per share (cents) 0.39 0.26 0.20 0.26 0.24

Cash conversion ratio

1

150.9% (63.2%) (27.6%) 42.1% 174.4%

Return on shareholders’ equity

2

31.7% 11.1% (34.7%) (0.6%) (28.6%)

Return on assets

3

23.2% 8.7% (24.7%) (0.6%) (16.8%)

Gearing ratio

4

2.5% 19.5% 8.8% - -

EBIT to revenue ratio 15.1% 4.7% (19.6%) (0.4%) (15.1%)

Current assets to current liabilities (times) 3.5 2.4 3.2 5.7 3.2

% CHANGE ON PRIOR YEAR

Revenue 29.2% 55.9% (19.2%) 16.3% 123.1%

EBITDA 129.8% 315.9% (173.6%) 298.0 % 68.2%

NPAT 320.5% 136.6% (4,241.7%) 97.1% 40.6%

EPS 320.5% 136.6% (4,241.7%) 97.1% 40.6%

1. Calculated as cash generated from operations divided by EBITDA.

2. Calculated as net profit after tax divided by closing shareholders’ equity.

3. Calculated as EBIT divided by average total assets.

4. Gearing ratio is calculated as net debt divided by the sum of net debt and shareholders’ equity.

2020 Annual Report382020 Annual Report38
Financial

Statements

2020

Blis Technologies Limited39
Consolidated Statement of

Comprehensive Income.

For the year ended 31 March 2020

Note 2020 2019

($000) ($000)

REVENUES

Revenue 2 (a) 10,642 8,239

Other income 2 (b) 217 167

Total Revenue and Other Income 10,859 8,406

EXPENSES

Distribution expenses 160 120

Marketing expenses 1,642 787

Occupancy expenses 85 164

Employee benefits 2,558 2,074

Raw materials and consumables 2,229 2,305

Operating expenses 2,553 2,553

Finance expenses 30 22

Total Expenses 2 (c) 9,257 8,025

SURPLUS / (DEFICIT) BEFORE TAX 2, 4, 5 1,602 381

Income tax expense 3 - -

SURPLUS / (DEFICIT) FOR THE YEAR 1,602 381

Other comprehensive income - -

TOTAL COMPREHENSIVE INCOME/(DEFICIT) FOR THE YEAR 1,602 381

Surplus /(deficit) for the year is attributable to:

Equity holders of the parent 1,602 381

Comprehensive income for the year is attributable to:

Equity holders of the parent 1,602 381

Earnings / (deficit) per Share:

Basic (cents per ordinary share) 15 0.14 0.03

Diluted (cents per ordinary share) 15 0.14 0.03

Net tangible assets per Share:

Basic (cents per share) 15 0.39 0.26

Diluted (cents per share) 15 0.39 0.26

The above consolidated statements should be read in conjunction with the accompanying notes on pages 43 to 61.

2020 Annual Report40
Consolidated Statement of

Changes in Equity.

For the year ended 31 March 2020

Notes Share Retained Share option Total

Capital earnings/ Equity attributable

deficit reserve to Group

($000) ($000) ($000) ($000)

OPENING EQUITY – 1 APRIL 2018 37,338 (34,377) 46 3,007

Surplus / (deficit) for the year - 381 - 381

Other comprehensive income - - - -

Total comprehensive Income - 381 - 381

Equity contributions and distributions - - - -

Share option equity reserve 15 42 - (9) 33

42 - (9) 33

CLOSING EQUITY – 31 MARCH 2019 37,380 (33,996) 37 3,421

OPENING EQUITY – 1 APRIL 2019 37,380 (33,996) 37 3,421

Surplus / (deficit) for the year - 1,602 - 1,602

Other comprehensive income - - - -

Total comprehensive Income - 1,602 - 1,602

Equity contributions and distributions

Share option equity reserve 15 44 - (11) 33

44 - (11) 33

CLOSING EQUITY – 31 MARCH 2020 37,424 (32,394) 26 5,056

The above consolidated statements should be read in conjunction with the accompanying notes on pages 43 to 61.

Blis Technologies Limited41
Consolidated

Balance Sheet.

As at 31 March 2020

Notes 2020 2019

($000) ($000)

ASSETS

Current Assets

Cash and short term deposits 6 3,214 924

Trade and other receivables 7 1,570 2,372

Prepayments 202 220

Inventory 8 685 371

NZX Bond 6 75 75

Foreign exchange contracts 21 (e) - 4

TOTAL CURRENT ASSETS 5,746 3,966

Non current Assets

Property, plant and equipment 9 567 669

Finite life intangible assets 10 404 566

Right-of-use assets 11 341 -

TOTAL NON CURRENT ASSETS 1,312 1,235

TOTAL ASSETS 7,058 5,201

LIABILITIES

Less Current Liabilities

Trade and other payables 12 1,520 929

Contract liability 2 - 22

Current borrowings 13 43 700

Lease liabilities 11 76 -

Foreign exchange contracts 21 (e) 3 -

TOTAL CURRENT LIABILITIES 1,642 1,651

Non Current Liabilities

Non current borrowings 13 85 129

Lease liabilities 11 275 -

TOTAL NON CURRENT LIABILITIES 360 129

TOTAL LIABILITIES 2,002 1,780

NET ASSETS 5,056 3,421

OWNERS EQUITY

Share capital 15 37,424 37,380

Retained earnings / (deficits) (32,394) (33,996)

Share option equity reserve 16 26 37

TOTAL EQUITY 5,056 3,421

The above consolidated statements should be read in conjunction with the accompanying notes on pages 43 to 61.

2020 Annual Report42
Consolidated Statement

of Cashflows.

For the year ended 31 March 2020

Note 2020 2019

($000) ($000)

CASH FLOWS FROM OPERATING ACTIVITES

Cash was provided from / (applied to):

Receipts from customers 11,626 6,771

Interest received 26 6

Payments to suppliers and employees (8,425) (7,338)

Finance costs (30) (22)

Net cash inflow / (outflow) from operating activities 20 3,197 (583)

CASH FLOWS FROM INVESTING ACTIVITIES

Cash was provided from / (applied to):

Capitalise intangible costs 10 (94) (55)

Purchase of property, plant and equipment 9 (73) (75)

Net cash inflow / (outflow) from investing activities (167) (130)

CASH FLOWS FROM FINANCING ACTIVITIES

Cash was provided from / (applied to):

Drawdown of borrowings - 579

Repayment of borrowings (701) (40)

Repayment of lease liabilities (72) -

Receipt of share option 33 33

Net cash inflow / (outflow) from financing activities (740) 572

Net Increase / (Decrease) in cash held 2,290 (141)

Add cash and short-term deposits at start of period 924 1,059

Foreign exchange differences - 6

Balance at end of period 3,214 924

COMPRISED OF:

Cash and short-term deposits 3,214 924

3,214 924

The above consolidated statements should be read in conjunction with the accompanying notes on pages 43 to 61.

Blis Technologies Limited43
1. BASIS OF REPORTING

Reporting Entity

The consolidated financial statements presented are those of

Blis Technologies Limited (the Company) and its subsidiary Blis

Functional Foods Limited (the Group).

The Group’s principal activity is developing healthcare products

based on strains of bacteria that produce bacteriocin activity for

sale in New Zealand and overseas.

Statutory Base

The Company is a profit-oriented entity, domiciled in New

Zealand, registered under the Companies Act 1993 and listed

on the New Zealand Stock Exchange. The Company is an FMC

reporting entity under the Financial Markets Conduct Act 2013.

The financial statements have been prepared in line with the

requirements of these Acts and the Financial Reporting Act

2013.

Basis of Preparation

The financial statements have been prepared in accordance

with New Zealand Generally Accepted Accounting Practice

(NZ GAAP). They comply with the New Zealand Equivalents to

International Financial Reporting Standards (NZ IFRS) and other

applicable financial reporting standards as appropriate for

profit-oriented entities. The financial statements comply with

International Financial Reporting Standards (IFRS).

The Financial Statements were authorised for issue by the

Board of Directors on 27th May 2020.

Basis of Measurement

The financial statements have been prepared on the historical

cost basis, except for the derivative financial instruments that

are measured at fair value at the end of each reporting period as

explained in the relevant accounting policies.

Historical cost is based on the fair values of the consideration

given in exchange for assets.

Accounting policies are selected and applied in a manner which

ensures that the resulting financial information satisfies the

concepts of relevance and reliability, thereby ensuring that

the substance of the underlying transactions or other events is

reported.

Unless otherwise stated the accounting policies set out below

have been applied in preparing the consolidated financial

statements for the year ended 31 March 2020 and 31 March

2019.

Notes to and Forming

Part of the Consolidated

Financial Statements.

The financial statements are presented in thousands of

New Zealand dollars. The New Zealand dollar is the Group’s

functional currency.

Critical Judgements, Estimates and Assumptions

In the application of NZ IFRS, the Directors are required to make

judgements, estimates and assumptions about carrying values

of assets and liabilities that are not readily apparent from other

sources. The estimates and associated assumptions are based

on historical experience and various other factors that are

believed to be reasonable under the circumstance, the results of

which form the basis of making the judgements. Actual results

may differ from these estimates.

The estimates and underlying assumptions are reviewed on an

ongoing basis. Revisions to accounting estimates are recognised

in the period in which the estimate is revised if the revision affects

only that period or in the period of the revision and future periods

if the revision affects both current and future periods.

Judgements made by the Directors in the application of NZ IFRS

that have significant effects on the financial statements and

estimates with a significant risk of material adjustments in the

next year include:

• If the product groupings to which the development

expenditure relate are not economically viable in the future

the development expenditure asset could be overstated.

• The Group determines whether finite life intangibles

are impaired at least on an annual basis. Where there is

an indication of impairment then an estimation of the

recoverable amount of the finite life intangible assets is

required. Determining the recoverable amounts of intangible

assets requires judgement in relation to the effects of

uncertain future events at balance date. Assumptions are

required with respect to future cash flows and discount rates

used. Refer note 10 for sensitivities and assumptions used.

• The determination of separate performance obligations

for the recognition of revenue. Refer to note 2 for further

information

• Tax Losses - The recognition of a deferred tax asset arising

from prior year tax losses and temporary differences is

dependent on generating future taxable profits.

No deferred tax asset has been recognised as at 31 March

2020 but this position will be reviewed in future periods as the

Company demonstrates a consistent track record of profitable

Group results. The Group’s ability to utilise tax losses is

explained in note 3.

2020 Annual Report44
Notes to and Forming Part of the Consolidated Financial Statements continued

Significant Accounting Policies

The principal accounting policies applied in the preparation and

presentation of the financial statements are set out below or in

the notes with the item to which they relate, where policies are

specific to certain transactions or balances.

These policies have been consistently applied unless otherwise

stated.

Basis of Consolidation

The Group financial statements incorporate the financial

statements of the Company and all entities controlled by the

Company (its subsidiaries) that comprise the Group, being Blis

Technologies Limited (the parent entity) and its subsidiary

Blis Functional Foods Limited. Control is obtained when the

Company has power over the investee, is exposed to or has

rights to variable returns from its investment, and has the ability

to use its power to affect returns. Consistent accounting policies

are employed in the preparation and presentation of the group

financial statements.

The results of subsidiaries acquired or disposed of during

the year are included in the Consolidated Statement of

Comprehensive Income from the effective date of acquisition or

up to the effective date of disposal, as appropriate.

Where necessary, adjustments are made to the financial

statements of subsidiaries to bring their accounting policies into

line with those used by the Group.

All intra-group transactions, balances, income and expenses are

eliminated in full on consolidation.

Foreign Exchange

In the course of normal trading activities, the Group undertakes

transactions denominated in foreign currencies, hence

exposures to exchange rate fluctuations arise. Transactions in

currencies other than the New Zealand dollar are recognised at

the rate of exchange prevailing on the dates of the transactions.

Trade and other receivables, trade and other payables, the

Euro denominated bank account and the United States Dollar

(USD) denominated bank account balances are translated at the

exchange rates prevailing at the end of each reporting period

as sourced from the Reserve Bank of New Zealand. Exchange

differences are recognised in the income statement in the

period in which they occur.

Goods and Services Tax (GST)

All items in the balance sheet are stated exclusive of GST, with

the exception of receivables and payables, which include GST.

All items in the income statement are stated exclusive of GST.

The GST component of cash flows arising from investing and

financing activities which is recoverable from, or payable to, the

taxation authority is classified as operating cash flows.

New NZ IFRS Standards effective in the reporting period

All mandatory new or amended accounting standards were

adopted in the current year. This includes NZ IFRS 16 Leases. As

a result of this adoption, the Group had to change its accounting

policies and make certain adjustments as disclosed below.

Impact of initial application of NZ IFRS 16 Leases

NZ IFRS 16 is effective for annual periods beginning on or after

1 January 2019. The standard removes the distinction between

operating and finance leases as previously required under NZ

IAS 17 Leases (NZ IAS 17) and introduces a single model for

lessees which recognises all leases, except for short-term leases

of 12 months or less and leases of low value assets, on the

balance sheet through a right-of-use (ROU) asset and a liability

for the obligation to make lease payments. Lessor accounting

remains largely unchanged from NZ IAS 17 for the Group.

The Group reviewed leases where the Group is the lessee and

the leases primarily relate to leases for properties and office

equipment.

The Group adopted NZ IFRS 16 using the modified retrospective

approach with the ROU asset being equal to the lease liability as

at commencement date for all existing leases at 1 April 2019.

The Group has made use of the practical expedient available

on transition to NZ IFRS 16 not to reassess whether a contract

is or contains a lease. Accordingly, the definition of a lease in

accordance with NZ IAS 17 will continue to be applied to those

leases entered or modified before 1 April 2019. Comparative

numbers have not been restated.

Impact on Lessee Accounting

Former operating leases

NZ IFRS 16 changes how the group accounts for leases

previously classified as operating leases under NZ IAS 17, which

were off-balance-sheet.

Applying NZ IFRS 16, for all leases (except as noted below), the

Group:

(a) Recognises ROU assets and lease liabilities in the

consolidated balance sheet, initially measured at the

present value of future lease payments;

(b) Recognises depreciation of the ROU assets and interest

on lease liabilities in the consolidated statement of

comprehensive income; and

(c) Separates the total amount of cash paid into a principal

portion (presented within financing activities) and interest

(presented within operating activities) in the consolidated

statement of comprehensive income.

Blis Technologies Limited45
Notes to and Forming Part of the Consolidated Financial Statements continued

Lease incentives are recognised as part of the measurement

of the ROU assets and lease liabilities whereas under NZ IAS

17 they resulted in the recognition of a lease incentive liability,

amortised as a reduction of rental expense on a straight-line

basis.

Under NZ IFRS 16, ROU assets are tested for impairment in

accordance with NZ IAS 36 Impairment. This replaces the

previous requirements to recognise a provision for onerous

lease contracts.

For short-term leases and leases of low-value assets, the Group

has opted to recognise a lease expense on a straight-line

basis as permitted by NZ IFRS 16. This expense is presented

within occupancy costs in the consolidated statement of

comprehensive income.

Financial Impact of adopting NZ IFRS 16

The Group has applied the following practical expedients when

applying NZ IFRS 16 to leases previously classified as operating

leases under NZ IAS 17:

• The use of a single discount rate to a portfolio of leases with

similar characteristics;

• Not recognising ROU assets and liabilities for leases with less

than 12 months of lease term; and

• Not recognising ROU assets and liabilities if the underlying

leased asset is considered a low value asset.

Key judgement areas in applying the new standards are:

• The use of discount rates; and

• The assessment of whether options to extend or terminate a

lease will be exercised.

The discount rates used are the Group’s incremental borrowing

rates (IBR). The Group’s IBR is the expected borrowing rate

obtained from financial institutions as if the Group had

purchased the leased asset, with the term of the borrowing

similar to the lease term. The IBR rate applied to each leased

asset class are:

IBR %

Properties 6.00%

Office Equipment 6.00%

The assessment of whether a lease contract will be extended

or terminated at the end of the lease contract is dependent

on the asset class and type. For property leases, this will be

determined by the Group's intention to exercise a contractual

right of renewal at the end of the initial lease term. There were

no renewal options for office equipment.

Reconciliation of lease commitments to opening lease liability

as at 1 April 2019:

$’000

Operating lease commitments at 31 March 2019 476

Effect of discounting using incremental

borrowing rates at 1 April 2019 (108)

Extension options reasonably certain

to be exercised 55

Lease liabilities recognised at 1 April 2019 423

Analysed as:

Current 93

Non-current 330

The Group as a lessee

The Group assesses whether a contract is or contains a lease

at inception of the contract. The Group recognises a ROU

asset and a corresponding lease liability with respect to all

lease arrangements in which it is the lessee, except for short-

term leases and leases of low-value assets where the Group

recognises the lease payments as an other operating expense

on a straight-line basis over the term of the lease.

Lease Liabilities

Lease liabilities are initially measured at the present value of the

lease payments that are not paid at the commencement date,

discounted by using the rate implicit in the lease. If this rate

cannot be readily determined, the Group uses its incremental

borrowing rate (IBR).

Lease payments included in the measurement of the lease

liability comprise:

• Fixed lease payments, less any lease incentives;

• Variable lease payments that depend on an index or

rate, initially measured using the index or rate at the

commencement date;

• The exercise price of purchase options, if the lessee is

reasonably certain to exercise the options; and • Payments of

penalties for terminating the lease, if the lease term reflects

the exercise of an option to terminate the lease.

Lease liabilities are presented as a separate line in the balance

sheet and are subsequently measured by increasing the

carrying amount to reflect interest on the lease (using the

effective interest method) and reducing the carrying amount to

reflect the lease payments made.

2020 Annual Report46
Notes to and Forming Part of the Consolidated Financial Statements continued

The Group remeasures the lease liability if:

• The lease term has changed or there is a change in the

assessment of exercise of a purchase option, in which case

the lease liability is remeasured by discounting the revised

lease payments using a revised discount rate;

• Lease payments changing due to changes in an index or rate,

in which case the lease liability is remeasured by discounting

the revised lease payments using the initial discount rate; or

• A lease contract is modified and the lease modification is

not accounted for as a separate lease, in which case the

lease liability is remeasured by discounting the revised lease

payments using a revised discount rate.

ROU assets

ROU assets comprise of the initial measurement of the

corresponding lease liability, lease payments made at or before

the commencement date and any initial direct costs. They are

subsequently measured at cost less accumulated depreciation

and impairment losses.

Wherever the Group incurs an obligation for costs to dismantle

and remove a leased asset, restore the site on which it is located

or restore the underlying asset to the condition required by the

terms and conditions of the lease, a provision is recognised

and measured under NZ IAS 37. The costs are included in the

related ROU asset, unless those costs are incurred to produce

inventories.

ROU assets are depreciated over the shorter period of lease

term and useful life of the underlying asset. The estimated

useful lives of ROU assets are determined on the same basis as

similar owned assets within property, plant and equipment.

Depreciation starts at the commencement date of the lease.

ROU assets are presented as a separate line in the balance

sheet.

The Group applies NZ IAS 36 to determine whether a ROU asset

is impaired and accounts for any identified loss under the same

policy adopted for property, plant and equipment.

Variable rents that do not depend on an index or rate are not

included in the measurement of the lease liability and ROU

asset. The related payments are recognised as an expense in

the period in which the event or condition that triggers those

payments occurs and are included in other operating expenses

in the income statement.

New and revised NZ IFRS Standards and Interpretations

Issued but not yet adopted

At the date of authorisation of these financial statements,

certain new standards and interpretations to existing

standards have been published but are not yet effective. The

Group expects to adopt other standards when they become

mandatory. None are expected to materially impact the

Group’s financial statements although may result in changes to

disclosure.

2. SURPLUS / (DEFICIT) FROM OPERATIONS

Policy

Revenue is recognised from the following major sources:

• Sale of goods;

• Right to access; and

• Grants.

Revenue is measured at the fair value of the consideration the

Group expects to be entitled to in accordance with customer

contracts and excludes amounts collected on behalf of third

parties.

Sale of Goods

The Group sells ingredients and finished goods to manufacturer

and wholesale customers. In addition to product sales, the

Group provides sales training and support to its customers. The

Group has determined that the sales training and support is not

a distinct performance obligation.

In addition to selling products to customers, the Group also

arranges delivery of the products to its customers. Where

control of the product passes to the customer on departure the

delivery services represent a separate performance obligation.

The Group is an agent in the performance of the delivery service

and the allocated revenue is recognised net of costs.

Revenue from the sale of goods is recognised when the Group

has transferred control of the goods to the customer, which

is typically at the point goods are dispatched. For some

customers, the customer does not obtain control until the goods

have been delivered to their premises. For these customers,

revenue is recognised at the date the goods are delivered. One

of the Group’s major customers has entered into a consignment

arrangement. Sales to this customer, are not recognised until

the sale is made to the end customer.

Rebates

The Group provides rebates to certain customers based on the

quantity of products purchased during the period. Rebates are

offset against revenue. To estimate the variable consideration

for the expected rebates, the Group applies the expected value

method. The Group recognises a refund liability for the expected

rebates.

Right to access

Right to access agreements with customers provide exclusive

rights to the customer for specified products throughout the

contract period.

Blis Technologies Limited47
Notes to and Forming Part of the Consolidated Financial Statements continued

Revenue from right to access agreements is recognised over

time, on a straight-line basis over the contract term as this

depicts the period of exclusive supply to the customer.

A material right is recognised as a separate performance

obligation where the customer has the right to extend the

access period at a discounted price. In such instances, the Group

recognises revenue when the rights are exercised or expired.

The material right is estimated based on the likelihood of the

customer exercising the option.

Contract liabilities

Revenue is recognised when all associated obligations have

been met. Where consideration has been received but the

associated obligations have not been met, for instance goods

have not yet been provided, it will be recognised as a contract

liability on the balance sheet.

Grant Income

Grant income is recognised when the Group has met all of

the requirements established by the grant. Grant income

that is receivable as compensation for expenses or losses

already incurred or for the purpose of giving immediate

financial support to the entity with no future required costs

are recognised as revenue of the period in which it becomes

receivable.

Interest Income

Interest income is accrued on a time basis, by reference to the

principal outstanding and the effective interest rate applicable,

which is the rate that exactly discounts estimated future cash

receipts through the expected life of the financial asset to that

asset’s net carrying amount.

(a) Revenue

2020 2019

$’000 $’000

Revenue consists of the

following items:

Point in time recognition:

Sale of goods – domestic sales

Finished goods 1,663 1,187

Ingredients 45 39

Sale of goods – export sales

Finished goods 1,445 1,934

Ingredients 7,290 4,953

Over time recognition:

Right to access 199 126

10,642 8,239

The transaction price at 31 March 2020 allocated to unsatisfied

(or partially unsatisfied) performance obligations related to

contracts with a duration beyond one year is set out below:

2020 2019

$’000 $’000

Right to access (contract liability) - 22

Revenue recognised during the period that was included in the

contract liability balance at the beginning of the period was

$22,000 (2019: Nil).

For other revenue streams the original expected duration of

the contract is less than one year and therefore the Group

has elected not to disclose the transaction price allocated to

unsatisfied performance obligations.

(b) Other Income

2020 2019

$’000 $’000

Grant income 181 115

Other income 10 46

Interest income 26 6

217 167

(c) Expenses

2020 2019

$’000 $’000

This includes the following

specific expenses:

Director’s fees 248 259

Other operating expenses 1,778 1,673

Depreciation of property,

plant and equipment (note 9) 156 192

Depreciation of right of use assets

(note 11) 82 -

Amortisation of finite life

intangible assets (note 10) 256 333

Loss on disposal of property,

plant and equipment (note 9) 19 -

Reversal of allowance on

trade receivables (note 21 g) (6) -

Operating lease payments(*) 20 86

(*) Operating lease payments were recognised under NZ IAS 17 in the prior

year.

2020 Annual Report48
Notes to and Forming Part of the Consolidated Financial Statements continued

3. INCOME TAXES

Policy

Current tax

Current tax is calculated by reference to the amount of income

taxes payable or recoverable in respect of the taxable profit

or tax loss for the period. It is calculated using tax rates and

tax laws that have been enacted or substantively enacted by

reporting date. Current tax for current and prior periods is

recognised as a liability (or asset) to the extent it is unpaid (or

refundable).

Deferred tax

Deferred tax is accounted for using the comprehensive balance

sheet liability method in respect of temporary differences

arising from differences between the carrying amount of assets

and liabilities in the financial statements and the corresponding

tax base of those items.

In principle, deferred tax liabilities are recognised for all taxable

temporary differences. Deferred tax assets are recognised to the

extent that it is probable that sufficient taxable amounts will

be available against which deductible temporary differences or

unused tax losses and tax offsets can be utilised.

However, deferred tax assets and liabilities are not recognised

if the temporary differences giving rise to them arise from the

initial recognition of assets and liabilities (other than as a result

of a business combination) which affects neither taxable income

nor accounting profit.

Deferred tax assets and liabilities are measured at the tax rates

that are expected to apply in the period when the liability is

settled or the asset is realised based on tax rates that have been

enacted or substantively enacted at reporting date.

Deferred tax is charged or credited in the statement of

comprehensive income, except when it relates to items charged

or credited directly to equity, in which case the deferred tax is

also dealt with in equity.

(a) Income tax recognised in profit or loss

The prima facie income tax expense on pre-tax accounting profit

reconciles to the income tax expense in the financial statements

as follows:

2020 2019

$’000 $’000

Net surplus before tax 1,602 381

Income tax expense calculated at 28% 449 107

Non-deductible items 61 73

Temporary differences excluding

tax losses not recognised 14 (42)

Tax losses (recognised)/not recognised (524) (138)

Income tax expense - -

(b) Income tax recognised directly in equity

There was no current or deferred tax charged/ (credited) directly

to equity during the period.

(c) Deferred tax balances

The Group has an unrecognised deferred tax asset of $4,669,199

(2019: $5,183,474). The unrecognised deferred tax asset arises in

relation to temporary differences of $346,118 (2019: $336,836)

and gross tax losses of $15,439,574 (2019: $17,309,415) with a

tax effect of $4,323,081 (2019:$4,846,638). The tax losses may

be able to be carried forward and offset against future taxable

income (subject to meeting the requirements of the Income Tax

Act 2007). The availability of these tax losses to apply against

future income is contingent upon maintaining a minimum level

of shareholder continuity and is therefore highly uncertain.

4. REMUNERATION OF AUDITORS

2020 2019

$’000 $’000

Audit of the financial statements 70 65

Additional fees relating to 2019 audit 6 -

76 65

The auditor of Blis Technologies Limited is Deloitte Limited.

5. KEY MANAGEMENT PERSONNEL

COMPENSATION

The compensation of the Chief Executive Officer and other

senior management, being the key management personnel of

the entity, is set out below:

2020 2019

$’000 $’000

Short term employee 1,090 902

1,090 902

Blis Technologies Limited49
Notes to and Forming Part of the Consolidated Financial Statements continued

6. CASH AND SHORT-TERM DEPOSITS

Policy

Cash and short-term deposits

Cash and short-term deposits comprise cash on hand, demand

deposits, and other short-term highly liquid investments that are

readily convertible to a known amount of cash and are subject

to an insignificant risk of changes in value. Cash and short-term

deposits are initially recognised at fair value and subsequently

measured at amortised cost using the effective interest method.

NZX Bond

A short term deposit is held at Bank of New Zealand as security

for a bond issued to the NZX. These funds do not represent

operating cash reserves.

2020 2019

$’000 $’000

Cash 1,614 924

Short-term deposits 1,600 -

3,214 924

NZX bond 75 75

7. TRADE AND OTHER RECEIVABLES

Policy

Trade and other receivables

Trade and other receivables are initially recognised at fair value

and subsequently measured at amortised cost using the effective

interest method, less any provision for expected credit losses.

The Group applies the simplified approach to measuring

expected credit losses which uses a lifetime expected credit loss

allowance.

The measurement of expected credit losses is a function of the

probability of default, loss given default and the exposure at

default.

The expected credit losses on trade receivables are estimated

using a provision matrix by reference to past default experience

of the debtor and an analysis of the debtor’s current financial

position, adjusted for factors that are specific to the debtors,

general economic conditions of the industry in which the debtors

operate and an assessment of both the current as well as the

forecast direction of conditions at the reporting date.

The allowance recognised is measured as the difference between

the asset’s carrying amount and the present value of estimated

future cash flows discounted at the effective interest rate

computed at initial recognition.

2020 2019

$’000 $’000

Trade receivables 1,543 2,303

Allowance for expected

credit losses (note 21 g) (2) (8)

GST receivable 29 77

1,570 2,372

Trade receivables and other receivables are non-interest bearing

and receipt is normally on 30 to 60 day terms. Therefore,

the carrying value of trade debtors and other receivables

approximates its fair value.

8. INVENTORIES

Policy

Inventories are stated at the lower of cost and net realisable

value. Cost is determined using average cost. Net realisable

value represents the estimated selling price less all estimated

costs of completion and costs to be incurred in marketing,

selling and distribution.

2020 2019

$’000 $’000

Raw materials 549 277

Finished goods 136 94

685 371

9. PROPERTY, PLANT AND EQUIPMENT

Policy

All items of Property, Plant and Equipment are stated at cost

less accumulated depreciation, and impairment. Cost includes

expenditure that is directly attributable to the acquisition of the

item. In the event that settlement of all or part of a purchase

consideration is deferred, cost is determined by discounting the

amounts payable in the future to their present value as at the

date of acquisition.

Depreciation is provided on property, plant and equipment.

Depreciation is calculated on a straight line basis so as to write

off the net cost of the asset over its expected useful life to its

estimated residual value. The following estimates of useful lives

are used in the calculation of depreciation:

Leasehold improvements 2 – 15 years

Furniture and fittings 2 – 15 years

Plant and equipment 3 – 12 years

2020 Annual Report50
Notes to and Forming Part of the Consolidated Financial Statements continued

2020 Accumulated Accumulated Accumulated Book

Cost Cost depreciation depreciation depreciation Value

1 April Additions/ 31 March 1 April Depreciation reversed on 31 March 31 March

2019 Transfers Disposals 2020 2019 expense disposal Transfer 2020 2020

$’000 $’000 $’000 $’000 $’000 $’000 $’000 $’000 $’000 $’000

Leasehold improvements 367 2 (5) 364 (314) (6) 6 - (314) 50

Furniture and fittings 98 2 - 100 (96) (4) - - (100) -

Plant and equipment 1,667 69 (135) 1,601 (1,053) (146) 115 - (1,084) 517

2,132 73 (140) 2,065 (1,463) (156) 121 - (1,498) 567

2019 Accumulated Accumulated Accumulated Book

Cost Cost depreciation depreciation depreciation Value

1 April Additions/ 31 March 1 April Depreciation reversed on 31 March 31 March

2018 Transfers Disposals 2019 2018 expense disposal Transfer 2019 2019

$’000 $’000 $’000 $’000 $’000 $’000 $’000 $’000 $’000 $’000

Leasehold improvements 343 24 - 367 (304) (10) - - (314) 53

Furniture and fittings 92 6 - 98 (73) (23) - - (96) 2

Plant and equipment 1,622 45 - 1,667 (894) (159) - - (1,053) 614

2,057 75 - 2,132 (1,271) (192) - - (1,463) 669


10. FINITE LIFE INTANGIBLE ASSETS

Policy

Intangible assets acquired separately are reported at cost

less accumulated amortisation and accumulated impairment

losses. Amortisation is recognised on a straight-line basis over

their estimated useful lives. The estimated useful lives, residual

values and amortisation method are reviewed at the end of each

reporting period, with the effect of any changes in estimate being

accounted for on a prospective basis.

Intellectual Property

The cost of intellectual property is written off until such time as

it becomes clear that future economic benefits attributable to

that expenditure will flow to the Group and there is sufficient

evidence to support the probability of the expenditure

generating sufficient future economic benefits.

Intellectual property including patents, trademarks and licenses

are considered finite life intangibles and are recorded at cost

less accumulated amortisation and impairment. Amortisation is

charged on a straight-line basis over the estimated useful life of

the intangible asset being 8 to 20 years. The estimated useful life

and amortisation method is reviewed at the end of each annual

reporting period.

Website

Following the initial investment, which is recorded at cost and

amortised over 3 years, the cost of further website development

is expensed as incurred.

Internally-generated Intangible Assets – Capitalised Product

Development Expenditure

Expenditure on research activities is recognised as an expense in

the period in which it is incurred.

An internally-generated intangible asset arising from

development (or from the development phase of an internal

project) is recognised if, and only if, all of the following have been

demonstrated:

• the technical feasibility of completing the intangible asset so

that it will be available for use or sale;

• the intention to complete the intangible asset and use or sell

it;

• the ability to use or sell the intangible asset;

• how the intangible asset will generate probable future

economic benefits

• the availability of adequate technical, financial and other

resources to complete the development and to use or sell the

intangible asset; and

• the ability to measure reliably the expenditure attributable to

the intangible asset during its development.

The amount initially recognised for internally-generated

intangible assets is the sum of the expenditure incurred from the

date when the intangible asset first meets the recognition criteria

listed above. Where no internally-generated intangible asset can

be recognised, development expenditure is charged to profit or

loss in the period in which it is incurred.

Blis Technologies Limited51
Notes to and Forming Part of the Consolidated Financial Statements continued

Subsequent to initial recognition, internally-generated

intangible assets are reported at cost less accumulated

amortisation and accumulated impairment losses, on the same

basis as intangible assets acquired separately. The useful life of

internally-generated intangible assets is 8 years.

Impairment of Assets

At each balance sheet date, the Group reviews the carrying

amounts of its assets to determine whether there is any

indication that those assets have suffered an impairment loss. If

any such indication exists, the recoverable amount of the asset

is estimated in order to determine the extent of the impairment

loss (if any). Where the asset does not generate cash flows that

are independent from other assets, the Group estimates the

recoverable amount of the cash-generating unit to which the

asset belongs.

The recoverable amount is the higher of fair value less costs to

sell and value in use. In assessing value in use, the estimated

future cash flows are discounted to their present value using a

pre-tax discount rate that reflects current market assessments

IT, Website

Capitalised development

Trademarks Patents development and software Total

2020 $’000 $’000 $’000 $’000 $’000

Gross Carrying Amount

Balance at 1 April 2019 47 1,072 3,115 182 4,416

Additions 83 - - 11 94

Balance at 31 March 2020 130 1,072 3,115 193 4,510

Accumulated amortisation and impairment

Balance at 1 April 2019 3 689 2,998 160 3,850

Amortisation expense 8 140 84 24 256

Balance at 31 March 2020 11 829 3,082 184 4,106

Net Book Value at 31 March 2020 119 243 33 9 404

IT, Website

Capitalised development

Trademarks Patents development and software Total

2019 $’000 $’000 $’000 $’000 $’000

Gross Carrying Amount

Balance at 1 April 2018 - 1,064 3,115 182 4,361

Additions 47 8 - - 55

Balance at 31 March 2019 47 1,072 3,115 182 4,416

Accumulated amortisation and impairment

Balance at 1 April 2018 - 553 2,849 115 3,519

Amortisation expense 3 136 149 45 333

Balance at 31 March 2019 3 689 2,998 160 3,850

Net Book Value at 31 March 2019 44 383 117 22 566

of the time value of money and the risks specific to the asset

for which the estimates of future cash flows have not been

adjusted.

If the recoverable amount of an asset (cash-generating unit)

is estimated to be less than its carrying amount, the carrying

amount of the asset (cash-generating unit) is reduced to its

recoverable amount. An impairment loss is recognised in profit

or loss immediately.

Where an impairment loss subsequently reverses, the carrying

amount of the asset (cash-generating unit) is increased to the

revised estimate of its recoverable amount, but only to the

extent that the increased carrying amount does not exceed

the carrying amount that would have been determined had no

impairment loss been recognised for the asset (cash-generating

unit) in prior years.

The Group has determined that it is inappropriate to capitalise

any further development costs on products that are now in

commercial production or website development costs.

2020 Annual Report52
Notes to and Forming Part of the Consolidated Financial Statements continued

Right-of-use assets

Properties Office Equipment Total

2020 $’000 $’000 $’000

As at 1 April 2019 401 22 423

Additions - - -

Terminations - - -

Depreciation expense (76) (6) (82)

Net Book Value as at 31 March 2020 325 16 341

Lease Liabilities – Maturity Analysis

2020

$’000

Lease Liabilities under NZ IFRS 16

Less than one year 76

Between one and five years 141

More than five years 134

351

Current 76

Non-Current 275

Total 351

Trademarks are amortised over their estimate useful lives, which

is on average 10 years.

Patents are amortised over their estimated useful lives, which is

on average 20 years.

The amortisation period for development costs incurred on the

Group’s K12 and M18 product development is 8 years.

The amortisation period for the development costs incurred on

the Group’s IT, website and software development is 3 years

No impairment losses have been recorded in the current year

(2019: Nil).

Capitalised product development expenditure relates to

costs incurred in relation to the development of ingredient,

intermediate and food products containing BLIS, and the

associated regulatory approval processes.

Impairment test for Intangible Assets

For the purposes of preparing these accounts, the Board

reviewed the intangible assets and have determined that there is

no impairment of any intangible assets.

The Group is considered to be one cash-generating unit.

The calculation of the recoverable amount has been determined

based on a value-in-use calculation that uses cash flow

projections based on the financial forecasts prepared by

management covering a five year period.

The recoverable amount calculations are most sensitive to

assumptions regarding growth rate, contribution margins and

the discount rate. Key assumptions used in the value-in-use

calculation are:

• Annual sales growth rate of between 5% - 12% (2019: 0% - 6%)

• Contribution margins of 61% - 65% (2019: 73%)

• Pre-tax discount rate of 17.4% (2019: 17.4% pre tax)

• Terminal growth rate of 2% (2019: 2.5%)

The calculation supports the carrying amount of intangible

assets. Excluding costs associated with new growth or

development activities:

• a sales growth rate of 0% would not have resulted in an

impairment loss

• a reduction of contribution margins by 5% would not have

resulted in an impairment loss

• a 5% increase in the discount rate would not have resulted in

an impairment loss

The recoverable amount is sensitive to each of these

assumptions. If however sales growth and/or contribution

margins fall short of projections, the recoverable amount of the

capitalised product development and patent expenditure may

be less than the carrying value.

11. LEASES

Policy

The Group as a lessee

The Group leases certain property, plant and equipment. The

Group recognises a right-of-use asset and a corresponding lease

liability with respect to all lease arrangements in which it is

the lessee, except for short-term leases and leases of low value

assets where the Group recognises the lease payments as an

other operating expense on a straight-line basis over the term of

the lease.

Blis Technologies Limited53
Notes to and Forming Part of the Consolidated Financial Statements continued

The Group leases various properties and office equipment

under non-cancellable leases expiring within two to eleven

years. The leases have varying terms and have no option to

purchase in respect to the leased equipment in the financial

year ended 31 March 2020.

2020

$’000

Amounts Recognised in consolidated

statement of comprehensive income:

Depreciation of right-of-use assets 82

Interest expense on lease liabilities 23

Expense relating to short-term leases 17

Expense relating to low value assets 3

The total cash outflow for leases in 2020 was $115,388 (2019:

$94,688)

12. TRADE AND OTHER PAYABLES

Policy

Trade Payable

Trade payable are initially measured at fair value and

subsequently measured at amortised cost using the effective

interest rate method.

Employee Benefits

Provision is made for benefits accruing to employees in respects

of wages and salaries and annual leave when it is probable

that settlement will be required and they are capable of being

measured reliably. Provisions are initially measured at fair

value and subsequently measured at amortised cost using the

effective interest rate method.

Provisions made in respect of employee benefits expected to

be settled within 12 months, are measured at their nominal

values using the remuneration rate expected to apply at the

time of settlement. Provisions made in respect of employee

benefits which are not expected to be settled within 12 months

are measured at the present value of the estimated future

cash outflows to be made by the Group in respect of services

provided by employees up to reporting date.

Refund Liabilities

Refund liabilities are initially measured at fair value and

subsequently measured at amortised cost using the effective

interest rate method.

2020 2019

$’000 $’000

Trade payable 1,222 674

Employee entitlements 295 224

Refund liabilities 3 31

1,520 929

13. BORROWINGS

Policy

Borrowings are recognised initially at fair value less directly

attributable transaction costs and subsequently measured at

amortised cost using the effective interest method.

2020 2019

$’000 $’000

Asset finance 128 171

Insurance premium funding - 85

Trade credit loan - 573

Total borrowings 128 829

2020 2019

$’000 $’000

Current borrowings 43 700

Non-current borrowings 85 129

Total borrowings 128 829

Current borrowings include an undrawn trade credit loan facility

with the Bank of New Zealand that has a base limit of $550,000.

The effective interest rate of the trade credit loans is between

6.76% - 7.43% (2019: 6.4% - 7.48%).

Asset Finance loan with the Bank of New Zealand was utilised

to finance the purchase of the Natoli tablet press. The loan has

an effective interest rate of 5.21% (2019: 6.04%). The term of this

loan is over 60 months with the final payment due December

2022. The loan is secured over the Natoli tablet press, purchased

for $293,479.

Security

The banking facilities from Bank of New Zealand are secured by

general security agreement over all present and after acquired

property of Blis Technologies Limited. There is assignment of

Trade Credit Insurance Policy covering export receivables and

specific security (set off and charge) over Term Deposit funds to

secure NZX Bond.

14. INVESTMENT IN SUBSIDIARY

Balance Principal

Percentage held date activity

2020 2019

Blis Functional

Foods Limited 100% 100% 31 March Non-trading

2020 Annual Report54
Notes to and Forming Part of the Consolidated Financial Statements continued

15. SHARE CAPITAL

2020 2019

No. of shares $’000 No. of shares $’000

Balance at the beginning of the year fully paid) 1,107,653,565 37,380 1,107,653,565 37,338

Shares pursuant to the CEO share plan - 44 - 42

Balance at the end of the year 1,107,653,565 37,424 1,107,653,565 37,380

All 1,107,653,565 ordinary shares are issued and carry equal voting rights. All issued shares participate equally in any dividend

distribution or any surplus on winding up of the Company.

On 2 June 2016, 5,500,000 shares were issued to Mr Brian Watson, Chief Executive of the Company. The shares were issued at a price of

$0.0299 per share. Details of this transaction is shown in note 16.

Policy

Equity instruments

Equity instruments issued by the Group are recorded at the proceeds received other than in respect to the CEO share plan refer note 16.

2020 2019


Cents Cents


Basic earnings per share per share per share

Basic earnings (deficit) per share 0.14 0.03

The earnings and weighted average number of ordinary outstanding

shares used in the calculation of basic earnings per share are as follows:

2020 2019

$’000 $’000

Net earnings / (deficit) 1,602 381

2020 2019

No. No.

Weighted average number of ordinary shares for the purpose of basic earnings per share 1,107,653,565 1,107,653,565


2020 2019

Cents Cents

Diluted earnings per share per share per share

Diluted earnings (deficit) per share 0.14 0.03

The earnings and weighted average number of outstanding ordinary

shares used in the calculation of diluted earnings per share are as follows:

2020 2019

$’000 $’000

Net earnings / (deficit) 1,602 381

2020 2019

No. No.

Weighted average number of ordinary shares for the purpose of diluted earnings per share 1,107,653,565 1,107,653,565

Blis Technologies Limited55
Notes to and Forming Part of the Consolidated Financial Statements continued

Net tangible assets

2020 2019

Cents Cents

per share per share

Net tangible assets/ (liabilities) per share at year end 0.39 0.26

The net tangible assets and number of outstanding ordinary shares

used in the calculation of net tangible assets per share are as follows:

2020 2019

$’000 $’000

Net tangible assets 4,311 2,856

2020 2019

No. No.

Number of ordinary shares held at 31 March 2020 1,107,653,565 1,107,653,565

As at 31 March 2020 the net tangible asset per share was 0.39 (2019: 0.26 cents).

2020 2019

$’000 $’000

Total assets 7,058 5,202

Less intangible assets (404) (566)

Less ROU asset (341) -

Less total liabilities (2,002) (1,780)

Net tangible assets 4,311 2,856

Number of shares outstanding (‘000) 1,107,654 1,107,654

Net tangible assets per share (cents) 0.39 0.26

16. RELATED PARTY TRANSACTIONS

During the year, BLIS products were sold to the following related

parties (excluding web sales):

Associate Entity Director 2020 2019

P F Fennessy P F Fennessy - $293

Sales to related parties are made at the Group’s usual list prices,

less average discounts of 20%. Product seconds are also made

available to the staff and Board members for personal use at no

charge.

CEO Share option and issue of shares to the CEO

The Company entered into a Subscription Agreement and

issued 5,500,000 new ordinary shares to the CEO, Brian Watson,

on 2 June 2016. The shares were issued for cash consideration

of 2.99 cents per share being an aggregate $164,500, which

was satisfied by way of a contemporaneous interest free loan

provided by the Company to the CEO for an aggregate amount

equivalent to the subscription price for the shares.

The loan is secured by a lien on the issued shares and repayable

in equal annual instalments commencing on the 1st of

December 2017 with the final instalment due on 1 December

2021.

The shares were issued at 90% of the volume weighted average

share price for the 5 trading days prior to 1 June 2016. The issue

price was considered by the Directors of the Company to be

equivalent to the price that the tranche of shares would have

been issued to an independent third party at the time of issue.

The Subscription Agreement provides security against the loan

through a charge on the shares. The appropriate approach

consistent with the relevant accounting standard is to treat the

entire arrangement as a share option.

Using the Black Scholes option pricing model for the CEO

Share Plan at an implied volatility of 32% and referenced to the

prevailing share price of 3.32 cents on 2 June 2016 yielded an

aggregate option value of $54,517. This amount was treated as

an expense.

2020 Annual Report56
Notes to and Forming Part of the Consolidated Financial Statements continued

As a result of the charge to the Income Statement, a CEO Share

Option Reserve was created in the Consolidated Balance Sheet.

Upon receipt of each of the scheduled loan repayment the

notional option value associated with each tranche transfers

from the CEO Share Plan Reserve to Share Capital and the

amount of each loan repayment recorded to equity to represent

the consideration received for each tranche of shares issued to

the CEO.

Consideration of $32,900 was received for the third tranche of

shares in November 2019 (second instalment in November 2018:

$32,900, first instalment in November 2017 $32,900).

Fair Value of Share Options

The fair value of the share options granted during the 2017

financial year was $54,517. Options were priced using the Black-

Inputs to the model:

Option Series 1 2 3 4 5

Grant date weighted average share price $0.0322 $0.0322 $0.0322 $0.0322 $0.0322

Exercise price $0.0299 $0.0299 $0.0299 $0.0299 $0.0299

Expected volatility 31.93% 31.93% 31.93% 31.93% 31.93%

Option life (years) 1.5 2.5 3.5 4.5 5.5

Dividend yield 0% 0% 0% 0% 0%

Risk free interest rate 2.07% 2.01% 2.00% 2.06% 2.02%

Final exercise date 1/12/17 1/12/18 1/12/19 1/12/20 1/12/21

Scholes option pricing model. Expected volatility is based on

the historical share price over the past 5 years, consistent with

the options lives, factoring in a step change in the 9 months

prior to grant date.

No allowance for early exercise was incorporated into the fair

value calculation as it was assumed that the CEO would exercise

the options at the latest exercise date.

There are no market or service conditions.

The fair value model is most susceptible to changes in the

expected volatility. Had an expected volatility of 45% been

utilised, the fair value of the share options would have been

$69,000.

17. COMMITMENTS FOR EXPENDITURE

As at 31 March 2020 there Is no capital expenditure

commitments (2019: $nil)

18. CONTINGENT ASSETS AND

CONTINGENT LIABILITIES

There were no material contingent assets or contingent

liabilities at 31 March 2020 (2019: $Nil).

19. SEGMENTAL REPORTING

19.1 Operating segments

The Group is internally reported as a single operating segment

to the chief operating decision-maker.

19.2 Revenue from major products and services

The Group’s revenues from its major products and services were

as follows:

2020 2019

$’000 $’000

BLIS products 10,642 8,239

Non-core business 217 167

Total Revenue and Other Income 10,859 8,406

Non-core business includes grant revenue and contract

manufacturing revenue of non-BLIS branded products.

19.3 Information about geographical areas

The Group operates in 3 principal geographical areas, Asia

Pacific, Europe Middle East and Africa (EMEA) and North

America.

The Group’s revenue from external customers and information

about its assets by geographical location (of the customer) are

detailed below:

Blis Technologies Limited57
Notes to and Forming Part of the Consolidated Financial Statements continued

19.3 Information about geographical areas continued

Revenue from Non-current

external customers assets

2020 2019 2020 2019

$’000 $’000 $’000 $’000

New Zealand 1,708 1,180 1,312 1,235

Asia Pacific

(excl. NZ) 2,010 2,866 - -

EMEA 3,964 2,971 - -

North America 2,960 1,222 - -

Total revenue 10,642 8,239 1,312 1,235

2020 2019 2020 2019

$’000 $’000 $’000 $’000

Grant revenue 181 115 - -

Other revenue 10 46 - -

Interest revenue 26 6 - -

Total revenue &

other income 10,859 8,406 1,312 1,235

Included in revenue are revenues of $3,923k, $2,190k and 1,034k

(2019: $2,945k, $1,652k and $991k) which arose from sales to

the Group’s three largest customers.

Web sales are allocated to the region where the end consumer

is based.

20. RECONCILIATION OF NET SURPLUS

/(DEFICIT) WITH CASHFLOWS FROM

OPERATING ACTIVITIES

Policy

For the purpose of the cash flow statement, cash and

cash equivalents includes cash on hand and in banks and

investments in money market instruments net of outstanding

bank overdrafts.

The cash flow statement is prepared exclusive of GST, which is

consistent with the method used in the consolidated statement

of comprehensive income.

Definition of terms used in the cash flow statement:

Operating activities include all transactions and other events

that are not investing or financing activities.

Investing activities are those activities relating to the acquisition

and disposal of current and non-current investments and any

other non-current assets.

Financing activities are those activities relating to changes in

the equity and debt capital structure of the Group and those

activities relating to the cost of servicing the Group’s equity.

2020 2019

$’000 $’000

Net surplus /(Deficit) for the year 1,602 381

Adjustments for non-cash items:

Amortisation 256 335

Depreciation property,

plant and equipment 156 192

Depreciation right of use assets 82 -

Foreign exchange loss / (gain) 9 (5)

ECL provision (6) -

Loss /(gain) on fair value of

foreign exchange contracts 3 (4)

Loss on disposal of fixed assets 19 -

2,121 897

Movements in working capital

Trade and other receivables 797 (1,682)

Prepayments 18 (132)

Inventories (308) (28)

Trade payable and contract liability 569 362

1,076 (1,480)

Net cash inflow/ (outflow)

from operating activities 3,197 (583)

21. FINANCIAL INSTRUMENTS

Policy

Financial Instruments

Financial assets and financial liabilities are recognised on the

Group’s Balance Sheet when the Group becomes a party to the

contractual provisions of the instrument.

All of the Group’s financial assets (excluding derivative financial

assets) are measured at amortised cost. Foreign exchange

contracts are measured at fair value, all of the Group’s other

financial liabilities are measured at amortised cost.

(a) Financial risk management objectives

Exposure to credit, interest rate, foreign currency and liquidity

risks arises in the normal course of the Group’s business.

The Group does not enter into derivative financial instruments

for speculative purposes. The Group utilises forward cover

on confirmed foreign currency transactions. Specific risk

management objectives and policies are set out below.

2020 Annual Report58
Notes to and Forming Part of the Consolidated Financial Statements continued

(b) Capital risk management

The Group manages its capital to ensure that the Group will be

able to continue as a going concern while maximising the return

to stakeholders through the optimisation of debt and equity.

The capital structure of the Group comprises issued capital

reserves, share option equity reserve and retained earnings as

disclosed in the Statement of Changes in Equity.

The Group’s Board of Directors reviews the capital structure on

a regular basis.

The Group is not subject to externally imposed capital

requirements.

The Group’s overall strategy remains unchanged from 2019.

(c) Market risk

Market risk is the potential for change in the value of financial

instruments caused by a change in the value, volatility or

relationship between market risks and prices. Market risk arises

from the mismatch between assets and liabilities. The Group’s

activities expose it primarily to market risk associated with

changes in foreign currency rates and interest rates as set out

below. These risks are measured using sensitivity analysis. The

mechanisms for managing these risks are set out below. The

Group enters into foreign exchange contracts to manage its

exposure to foreign currency transactions, there have been no

changes during the year to the Group’s exposure to such risks or

the manner in which the risks are measured and managed.

(d) Interest rate risk

The Group is exposed to interest rate risk as from time to time

it borrows funds at floating interest rates and also invests cash

in short term deposits at fixed interest rates. Fair value interest

rate risk is the risk that the value of a financial instrument will

fluctuate due to changes in market interest rates.

Investments and borrowings at fixed interest rates expose the

Group to fair value interest rate risk. The Group does not hedge

this risk. Cash flow interest rate risk is the risk that the cash

flows from a financial instrument will fluctuate because of

changes in market interest rates. Borrowings issued at variable

interest rates expose the Group to cash flow interest rate risk.

The Group does not hedge this risk.

(e) Foreign exchange risk

In the course of normal trading activities, the Group undertakes

transactions denominated in foreign currencies; hence exposures

to exchange rate fluctuations arise. The Group enters into foreign

exchange contacts on certain sales denominated in foreign

currencies to economically hedge the foreign exchange risk

associated with the timing between the date of sale and receipt of

payment. The Group has not adopted hedge accounting.

The carrying amount of the Group’s foreign currency

denominated monetary assets are as follows:

2020 2019

$’000 $’000

Euro 1 2

United States dollar 1 2

The table below details the notional principal amounts and remaining terms of foreign exchange contracts outstanding

at reporting date:

Average contract rate Foreign currency Nominal contract Value Fair value asset

/(liability)


2020 2019 2020 2019 2020 2019 2020 2019

$’000 $’000 $’000 $’000 $’000 $’000

Euro

Less than 1 year 0.5297 0.5848 460 3 472 3 12 -

USD

Less than 1 year 0.6324 0.6764 281 537 266 541 (15) 4

741 540 738 544 (3) 4

Blis Technologies Limited59
Notes to and Forming Part of the Consolidated Financial Statements continued

The above tables express foreign currency amounts in New

Zealand dollar equivalents using the exchange rates at 31 March

2020 and 31 March 2019. The rates applied at 31 March 2020

were:

2020 2019

EUR 0.5429 0.6073

USD 0.5987 0.6817

The fair value of the foreign exchange contracts is based on a

discounted cash flow analysis using observable market data and

is a level 2 fair value measurement.

Foreign exchange rate sensitivity

Reasonable fluctuations in foreign exchange rates were

determined based on a review of the last two years’ historical

movements. A movement of plus or minus 10% has therefore

been applied to the exchange rates to demonstrate the

sensitivity to foreign currency risk of the Group.

The following sensitivity is based on the foreign currency risk

exposures in existence at balance date. The impact of a plus or

minus 10% foreign exchange movement on New Zealand dollars

against all trading currencies, with all other variables held

constant, is illustrated below:

-10% +10%

2020 2019 2020 2019

$’000 $’000 $’000 $’000

Surplus / (deficit)

before tax (86) (56) 60 53

(f) Other price risk

The Group is not exposed to substantial other price risk arising

from financial instruments.

(g) Credit risk

Credit risk refers to the risk that a counter-party will default

on its contractual obligations resulting in financial loss to the

Group. Financial instruments which potentially subject the

Group to credit risk, principally consist of bank balances and

trade and other receivables.

In the normal course of business, the Group is exposed to

counterparty credit risk. The maximum exposure to credit

risk is equal to the carrying value of cash and short term

deposits, trade and other receivables and transactions with

financial institutions (derivative financial instruments). The

Group requires payment of deposits prior to production by

high credit risk customers and carries trade credit insurance

for its four largest customers. The Group, as a result of the

markets in which they operate, can be exposed to significant

concentrations of credit risk from trade receivables. They

do not require any collateral or security to support financial

instruments as these represent deposits with, or loans to, banks

and other financial institutions with high credit ratings.

2020 2019

$’000 $’000

Cash and short term deposits 3,214 924

NZX bond 75 75

Trade receivables (net of loss allowance) 1,541 2,295

GST receivable 29 77

4,859 3,371

Ageing receivables breakdown

2020 Allowance

Gross for expected

amounts credit Net

receivable losses balance

$’000 $’000 $’000

Current 1,311 - 1,311

0 – 30 days (past due) 97 - 97

31 – 60 days (past due) 78 - 78

Greater than 60 days

(past due) 57 (2) 55

Total past due 232 (2) 230

Total trade receivables 1,543 (2) 1,541

2019 Allowance

Gross for expected

amounts credit Net

receivable losses balance

$’000 $’000 $’000

Current 2,007 - 2,007

0 – 30 days (past due) 141 - 141

31 – 60 days (past due) 73 - 73

Greater than 60 days (past due) 82 (8) 74

Total past due 296 (8) 288

Total trade receivables 2,303 (8) 2,295

At 31 March 2020, trade receivable includes an amount of

$633k (2019: $1,047k) due from one customer and $246k from

another customer (2019: $276k from another customer). All of

the Group’s bank accounts are held with Bank of New Zealand.

Otherwise the Group does not have any other concentrations of

credit risk

(h) Liquidity risk management

Ultimate responsibility for liquidity risk management rests

with the Board of Directors, who have built an appropriate

liquidity risk management framework for the management of

the Group’s short, medium and long-term funding and liquidity

management requirements. The Group manages liquidity risk

by maintaining adequate reserves by continuously monitoring

forecast and actual cash flows and matching the maturity

2020 Annual Report60
Notes to and Forming Part of the Consolidated Financial Statements continued

profiles of financial assets and liabilities. The Group also has

approved trade funding facilities with a base limit of up to $550k

which are linked to customer specific limits. As at 31 March 2020

the facility was not drawn down (2019: $573k), this is included in

Current Borrowings.

The maturity profiles of the Group’s interest-bearing

investments and borrowings are disclosed later in this note.

Liquidity and interest risk tables

The following tables detail the Group’s remaining contractual

maturity for non-derivative financial assets and financial

liabilities. The tables have been drawn up based on the

undiscounted contractual cash flow of the financial assets and

financial liabilities including interest that will accrue to those

assets or liabilities.

2020 Weighted

average YEARS

effective

interest rate < 1 1 - 2 2 - 3 3 - 4 4 - 5 5 + Total

$’000 $’000 $’000 $’000 $’000 $’000 $’000

Financial assets at amortised cost

Cash and short term deposits 1.32% 3,214 - - - - - 3,214

NZX bond 3.10% 75 - - - - - 75

Trade receivables - 1,541 - - - - - 1,541

GST receivable - 29 - - - - - 29

4,859 - - - - - 4,859

Financial liabilities at amortised cost

Trade payables - 1,222 - - - - - 1,222

Borrowings 5.21% 51 51 38 - - - 140

Lease liabilities 6.00% 95 91 35 30 30 155 436

1,368 142 73 30 30 155 1,798

2019 Weighted YEARS

average effective

interest rate < 1 1 - 2 2 - 3 3 - 4 4 - 5 5 + Total

$’000 $’000 $’000 $’000 $’000 $’000 $’000

Financial assets at amortised cost

Cash and short term deposits 0.48% 924 - - - - - 924

NZX bond 2.15% 75 - - - - - 75

Trade receivable - 2,295 - - - - - 2,295

GST receivable - 77 - - - - - 77

Total 3,371 - - - - - 3,371

Financial liabilities at amortised cost

Trade payable - 929 - - - - - 929

Contract liability - 22 - - - - - 22

Borrowings 6.91% 711 51 51 38 - - 851

Total 1,662 51 51 38 - - 1,802

Blis Technologies Limited61
Notes to and Forming Part of the Consolidated Financial Statements continued

(i) Fair value of financial instruments

The fair values of financial assets and financial liabilities are

determined as follows:

• the fair value of financial assets and financial liabilities with

standard terms and conditions and traded on active liquid

markets are determined with reference to quoted market

prices; and

• The fair value of other financial assets and financial liabilities

(excluding derivative instruments) are determined in

accordance with generally accepted pricing models based on

discounted cash flow analysis using prices from observable

current market transactions and dealer quotes for similar

instruments.

The Directors consider that the carrying amount of financial

assets and financial liabilities recorded at amortised cost in the

financial statements approximates their fair values.

22. EVENTS AFTER BALANCE DATE

The outbreak of COVID-19 and the subsequent quarantine

measures imposed by the New Zealand and other governments

as well as the travel and trade restrictions imposed by New

Zealand and other countries in early 2020 have caused

disruption to businesses and economic activity.

The Group’s manufacturing and elements of its scientific

services are considered an essential service and the Group

was able to continue its manufacturing activities and supply

products to New Zealand and international customers

throughout the Level 4 and Level 3 lockdown periods. The

lockdown period began on 26 March 2020 and ran through until

13 May 2020. While research and development activities were

initially paused for the Level 4 lockdown, these were able to

resume from Level 3.

In light of the continuation of the Group’s manufacturing

activities after the reporting date, the Group has been able to

continue to operate largely business as usual and fulfill orders in

line with budget in April and May 2020.

As the situation remains fluid (due to evolving changes in

government policy and evolving business and customer

reactions thereto) as at the date these financial statements are

authorised for issue, the directors considered that the financial

effects of COVID-19 on the Group's consolidated financial

statements cannot be reasonably estimated for future financial

periods.

No other matter or circumstance has occurred subsequent to

year end that has significantly affected, or may significantly

affect, the operations of the Company, the results of those

operations or the state of affairs of the entity in subsequent

financial years. (2019: none).

2020 Annual Report62
The Company’s ordinary shares are listed on the NZX Limited Main Board (NZSX).

As at 31 March 2020 the total number of issued ordinary shares in the Company was 1,107,653,565

1. Substantial product holders

The following substantial product holder information is given pursuant to section 293 of the Financial Markets Conduct Act 2013. As at 31

March 2020 details of the substantial product holders of the Company and their relevant interests in the ordinary shares of the Company

are as follows:

Name of Substantial product holder Shareholding as at 31 March 2020 % of issued share capital

Leveraged Equities Finance Limited 169,674,534 15.32%

Wen Yi (Uob Kay Hian Private Limited) 64,565,824 5.83%

2. Spread of security holders at 31 March 2020 - Ordinary shares

Number of Percentage of Percentage of

financial product holders financial product holders shares held

1 - 50,000 1,066 45.77% 2.34%

50,001 - 100,000 33 18.59% 3.13%

100,001 - 150,000 169 7.26% 1.95%

150,001 - 200,000 135 5.80% 2.22%

200,001 - 300,000 135 5.80% 3.11%

300,001-500,000 138 5.93% 5.07%

500,001 - 1,000,000 101 4.34% 6.38%

1,000,001 - 5,000,000 123 5.28% 22.45%

5,000,001 and above 29 1.25% 53.34%

2,329 100% 100%

Additional Stock

Exchange Information.

For the year ended 31 March 2020

Blis Technologies Limited63
Additional Stock Exchange Information continued

3. Twenty largest equity financial product holders

The names of the 20 largest holders of each class of quoted equity security as at 31 March 2020 are listed below.

Top 20 shareholders Number of issued ordinary shares Percentage issued

Leveraged Equities Finance Limited 169,674,534 15.32%

(Wen Yi) Uob Kay Hian Private Limited 64,565,824 5.83%

Mingchun Qiu 30,000,000 2.71%

Michael Herbert Bird 26,000,000 2.35%

Custodial Services Limited 24,388,928 2.20%

Mark Alexander Stevens & Wendy Joanne Stevens & W M C Trustees Limited 24,094,577 2.18%

Asia Pacific Partners Limited 21,850,878 1.97%

Hui Ai Adriana Tong & Morlan Tong 21,778,179 1.97%

New Zealand Depository Nominee 20,824,697 1.88%

Stephen Patrick Ward & Julie Patricia Ward & James Michael Ward 20,565,344 1.86%

Xuqi Wu & Yaohong Shen 20,322,175 1.83%

Phaben Holdings Limited 15,243,436 1.38%

New Zealand Central Securities 14,536,587 1.31%

Anthony Paul Offen & Bilinda Jane Offen & Downie Stewart Trustee Limited 11,157,388 1.01%

Bilinda Jane Offen 10,000,000 0.90%

Edinburgh Securities Limited 10,000,000 0.90%

Richard Mark Keenan 9,770,308 0.88%

Forsyth Barr Custodians 7,897,889 0.71%

JBWERE (Nz) Nominees Limited 7,650,313 0.69%

Jennbring Fruit Ltd 7,388,712 0.67%

537,709,769 48.54%

4. Credit rating

The Company does not currently have a credit rating.

5. NZX matters

No waivers were granted by NZX with respect to the Company, or relied upon by the Company during the 12 month period from 1 April

2019 to 31 March 2020.

2020 Annual Report64

Independent Auditor’s Report

To the Shareholders of Blis Technologies Limited

Opinion We have audited the consolidated financial statements of Blis Technologies Limited (the

‘Company’) and its subsidiaries (the ‘Group’), which comprise the consolidated balance sheet

as at 31 March 2020, and the consolidated statement of comprehensive income, statement

of changes in equity and statement of cash flows for the year then ended, and notes to the

consolidated financial statements, including a summary of significant accounting policies.

In our opinion, the accompanying consolidated financial statements, on pages 39 to 61,

present fairly, in all material respects, the consolidated financial position of the Group as at

31 March 2020, and its consolidated financial performance and cash flows for the year then

ended in accordance with New Zealand Equivalents to International Financial Reporting

Standards (‘NZ IFRS’) and International Financial Reporting Standards (‘IFRS’).

Basis for opinion We conducted our audit in accordance with International Standards on Auditing (‘ISAs’) and

International Standards on Auditing (New Zealand) (‘ISAs (NZ)’). Our responsibilities under

those standards are further described in the Auditor’s Responsibilities for the Audit of the

Consolidated Financial Statements section of our report.

We believe that the audit evidence we have obtained is sufficient and appropriate to provide

a basis for our opinion.

We are independent of the Group in accordance with Professional and Ethical Standard 1

(Revised) Code of Ethics for Assurance Practitioners issued by the New Zealand Auditing and

Assurance Standards Board and the International Ethics Standards Board for Accountants’

Code of Ethics for Professional Accountants, and we have fulfilled our other ethical

responsibilities in accordance with these requirements.

Other than in our capacity as auditor, we have no relationship with or interests in the

Company or any of its subsidiaries, except that partners and employees of our firm deal with

the Company and its subsidiaries on normal terms within the ordinary course of trading

activities of the business of the Company and its subsidiaries.

Audit materiality



We consider materiality primarily in terms of the magnitude of misstatement in the financial

statements of the Group that in our judgement would make it probable that the economic

decisions of a reasonably knowledgeable person would be changed or influenced (the

‘quantitative’ materiality). In addition, we also assess whether other matters that come to

our attention during the audit would in our judgement change or influence the decisions of

such a person (the ‘qualitative’ materiality). We use materiality both in planning the scope

of our audit work and in evaluating the results of our work.

We determined materiality for the Group financial statements as a whole to be $110,000

($2019: $90,000).

Key audit matters Key audit matters are those matters that, in our professional judgement, were of most

significance in our audit of the consolidated financial statements of the current period. These

matters were addressed in the context of our audit of the consolidated financial statements

as a whole, and in forming our opinion thereon, and we do not provide a separate opinion

on these matters.


Key audit matter How our audit addressed the key audit matter

Impairment of intangible assets

The Group’s ability to generate revenue is linked to capitalised

development costs, trademarks and patents in respect of

ingredients for the Group’s products. These are included in

the balance sheet as intangible assets.

The total carrying value of intangible assets at 31 March 2020

is $0.404m as shown in the Consolidated Balance Sheet and

note 10, of which $0.395m relates to capitalised development

costs, trademarks and patents.

The carrying value of intangible assets is particularly

judgemental given its dependency on forecasts of revenue

growth, contribution margins and a relevant discount rate.


The impairment of intangible assets is a key audit matter due

to the complexity of auditing the judgements and estimates

involved in determining revenue forecasts used by the Group

to assess the recoverable amount of these assets. If the

Group is unable to produce sustainable operating cashflows,

this affects the carrying value of its key intangible assets.

Disclosure of the Group’s impairment assessment is contained

in note 10.


Our procedures focused on evaluating the appropriateness

of the significant judgements and assumptions that relate

to revenue forecasts and operating cash flows included in

the impairment model.

Our procedures included, amongst others:

• Obtaining the Group’s impairment model and

gaining an understanding of key assumptions and

judgements underlying the model.


• Assessing the integrity of the value in use

calculation, including the mathematical accuracy of

the underlying model.


• Assessing the impairment model for consistency

with the prior year and determining whether any

significant changes to the model were appropriate.


• Challenging the reasonableness of the key

assumptions including those driving the cash flows

underpinning the analysis, by:

o Comparing historical budget forecasts against

actual results.

o Comparing forecast growth to business plans

approved by the Board, including the Group’s

consideration of any negative impacts of COVID-

19.

o Engaging an internal valuation expert to assess

the appropriateness of the impairment model and

benchmark the Group’s discount rate by

comparing to an independently developed

discount rate using publicly available market data

for similar entities.

• Performing sensitivity analysis on the model by

varying key assumptions such as revenue growth and

discount rate assumptions to assess the impact on

forecasted cashflows.



Other information


The directors are responsible on behalf of the Group for the other information. The other

information comprises the information in the Annual Report that accompanies the

consolidated financial statements and the audit report.

Our opinion on the consolidated financial statements does not cover the other information

and we do not express any form of assurance conclusion thereon.

Our responsibility is to read the other information and consider whether it is materially

inconsistent with the consolidated financial statements or our knowledge obtained in the

audit or otherwise appears to be materially misstated. If so, we are required to report that

fact. We have nothing to report in this regard.

Blis Technologies Limited65

Independent Auditor’s Report

To the Shareholders of Blis Technologies Limited

Opinion We have audited the consolidated financial statements of Blis Technologies Limited (the

‘Company’) and its subsidiaries (the ‘Group’), which comprise the consolidated balance sheet

as at 31 March 2020, and the consolidated statement of comprehensive income, statement

of changes in equity and statement of cash flows for the year then ended, and notes to the

consolidated financial statements, including a summary of significant accounting policies.

In our opinion, the accompanying consolidated financial statements, on pages 39 to 61,

present fairly, in all material respects, the consolidated financial position of the Group as at

31 March 2020, and its consolidated financial performance and cash flows for the year then

ended in accordance with New Zealand Equivalents to International Financial Reporting

Standards (‘NZ IFRS’) and International Financial Reporting Standards (‘IFRS’).

Basis for opinion We conducted our audit in accordance with International Standards on Auditing (‘ISAs’) and

International Standards on Auditing (New Zealand) (‘ISAs (NZ)’). Our responsibilities under

those standards are further described in the Auditor’s Responsibilities for the Audit of the

Consolidated Financial Statements section of our report.

We believe that the audit evidence we have obtained is sufficient and appropriate to provide

a basis for our opinion.

We are independent of the Group in accordance with Professional and Ethical Standard 1

(Revised) Code of Ethics for Assurance Practitioners issued by the New Zealand Auditing and

Assurance Standards Board and the International Ethics Standards Board for Accountants’

Code of Ethics for Professional Accountants, and we have fulfilled our other ethical

responsibilities in accordance with these requirements.

Other than in our capacity as auditor, we have no relationship with or interests in the

Company or any of its subsidiaries, except that partners and employees of our firm deal with

the Company and its subsidiaries on normal terms within the ordinary course of trading

activities of the business of the Company and its subsidiaries.

Audit materiality



We consider materiality primarily in terms of the magnitude of misstatement in the financial

statements of the Group that in our judgement would make it probable that the economic

decisions of a reasonably knowledgeable person would be changed or influenced (the

‘quantitative’ materiality). In addition, we also assess whether other matters that come to

our attention during the audit would in our judgement change or influence the decisions of

such a person (the ‘qualitative’ materiality). We use materiality both in planning the scope

of our audit work and in evaluating the results of our work.

We determined materiality for the Group financial statements as a whole to be $110,000

($2019: $90,000).

Key audit matters Key audit matters are those matters that, in our professional judgement, were of most

significance in our audit of the consolidated financial statements of the current period. These

matters were addressed in the context of our audit of the consolidated financial statements

as a whole, and in forming our opinion thereon, and we do not provide a separate opinion

on these matters.


Key audit matter How our audit addressed the key audit matter

Impairment of intangible assets

The Group’s ability to generate revenue is linked to capitalised

development costs, trademarks and patents in respect of

ingredients for the Group’s products. These are included in

the balance sheet as intangible assets.

The total carrying value of intangible assets at 31 March 2020

is $0.404m as shown in the Consolidated Balance Sheet and

note 10, of which $0.395m relates to capitalised development

costs, trademarks and patents.

The carrying value of intangible assets is particularly

judgemental given its dependency on forecasts of revenue

growth, contribution margins and a relevant discount rate.


The impairment of intangible assets is a key audit matter due

to the complexity of auditing the judgements and estimates

involved in determining revenue forecasts used by the Group

to assess the recoverable amount of these assets. If the

Group is unable to produce sustainable operating cashflows,

this affects the carrying value of its key intangible assets.

Disclosure of the Group’s impairment assessment is contained

in note 10.



Our procedures focused on evaluating the appropriateness

of the significant judgements and assumptions that relate

to revenue forecasts and operating cash flows included in

the impairment model.

Our procedures included, amongst others:

• Obtaining the Group’s impairment model and

gaining an understanding of key assumptions and

judgements underlying the model.


• Assessing the integrity of the value in use

calculation, including the mathematical accuracy of

the underlying model.


• Assessing the impairment model for consistency

with the prior year and determining whether any

significant changes to the model were appropriate.


• Challenging the reasonableness of the key

assumptions including those driving the cash flows

underpinning the analysis, by:

o

Comparing historical budget forecasts against

actual results.

o

Comparing forecast growth to business plans

approved by the Board, including the Group’s

consideration of any negative impacts of COVID-

19.

o Engaging an internal valuation expert to assess

the appropriateness of the impairment model and

benchmark the Group’s discount rate by

comparing to an independen

tly developed

discount rate using publicly available market data

for similar entities.

• Performing sensitivity analysis

on the model by

varying key assumptions such as revenue growth and

discount rate assumptions to assess the impact on

forecasted cashflows.



Other information


The directors are responsible on behalf of the Group for the other information. The other

information comprises the information in the Annual Report that accompanies the

consolidated financial statements and the audit report.

Our opinion on the consolidated financial statements does not cover the other information

and we do not express any form of assurance conclusion thereon.

Our responsibility is to read the other information and consider whether it is materially

inconsistent with the consolidated financial statements or our knowledge obtained in the

audit or otherwise appears to be materially misstated. If so, we are required to report that

fact. We have nothing to report in this regard.

2020 Annual Report66
Key audit matter How our audit addressed the key audit matter

Directors’ responsibilities for

the consolidated financial

statements

The directors are responsible on behalf of the Group for the preparation and fair presentation

of the consolidated financial statements in accordance with NZ IFRS and IFRS, and for such

internal control as the directors determine is necessary to enable the preparation of

consolidated financial statements that are free from material misstatement, whether due to

fraud or error.

In preparing the consolidated financial statements, the directors are responsible on behalf

of the Group for assessing the Group’s ability to continue as a going concern, disclosing, as

applicable, matters related to going concern and using the going concern basis of accounting

unless the directors either intend to liquidate the Group or to cease operations, or have no

realistic alternative but to do so.

Auditor’s responsibilities for

the audit of the consolidated

financial statements

Our objectives are to obtain reasonable assurance about whether the consolidated financial

statements as a whole are free from material misstatement, whether due to fraud or error,

and to issue an auditor’s report that includes our opinion. Reasonable assurance is a high

level of assurance, but is not a guarantee that an audit conducted in accordance with ISAs

and ISAs (NZ) will always detect a material misstatement when it exists. Misstatements can

arise from fraud or error and are considered material if, individually or in the aggregate,

they could reasonably be expected to influence the economic decisions of users taken on

the basis of these consolidated financial statements.

A further description of our responsibilities for the audit of the consolidated financial

statements is located on the External Reporting Board’s website at:

https://www.xrb.govt.nz/standards-for -assurance-practitioners/auditors-

responsibilities/audit-report-1

This description forms part of our auditor’s report.

Restriction on use


This report is made solely to the Company’s shareholders, as a body. Our audit has been

undertaken so that we might state to the Company’s shareholders those matters we are

required to state to them in an auditor’s report and for no other purpose. To the fullest

extent permitted by law, we do not accept or assume responsibility to anyone other than

the Company’s shareholders as a body, for our audit work, for this report, or for the opinions

we have formed.






Heidi Rautjoki, Partner

for Deloitte Limited

Dunedin, New Zealand

27 May 2020



This audit report relates to the consolidated financial statements of Blis Technologies Limited (the ‘Company’) for the year ended 31

March 2020 included on the Company’s website. The Directors are responsible for the maintenance and integrity of the Company’s

website. We have not been engaged to report on the integrity of the Company’s website. We accept no responsibility for any changes

that may have occurred to the consolidated financial statements since they were initially presented on the website. The audit report

refers only to the consolidated financial statements named above. It does not provide an opinion on any other information which

may have been hyperlinked to/from these consolidated financial statements. If readers of this report are concerned with the inherent

risks arising from electronic data communication they should refer to the published hard copy of the audited consolidated financial

statements and related audit report dated 27 May 2020 to confirm the information included in the audited consolidated financial

statements presented on this website.

Blis Technologies Limited67
Company

Directory.

For the year ended 31 March 2020

Company number

1042367


Issued capital

1,107,653,565 Ordinary Shares


Registered office

Blis Technologies Limited

81 Glasgow Street, South Dunedin

Dunedin 9012


Shareholders

Listed on the NZX Main Board


Share registrar

Link Market Services Limited

Deloitte Centre, 80 Queen street

Auckland


Directors

A Offen

G Boyd

G Plunket

Dr B Richardson

Dr A Stewart

A Balfour (appointed 9 April 2020)

V Aris (resigned 26 July 2019)


Chief executive

B D Watson


Auditors

Deloitte Limited

PO Box 1245

Dunedin


Bankers

Bank of New Zealand

Dunedin


Solicitors

Anderson Lloyd

Private Bag 1959

Dunedin 9054


Downie Stewart Lawyers

PO Box 1345

Dunedin 9054


Goldsmith Law

PO Box 40

Dunedin 9054


Website

www.blis.co.nz

Facebook

https://www.facebook.com/BLISTechnologiesLtd/

Instagram

https://www.instagram.com/blistechnologies/

Blis Technologies Limited67

Key audit matter How our audit addressed the key audit matter

Directors’ responsibilities for

the consolidated financial

statements

The directors are responsible on behalf of the Group for the preparation and fair presentation

of the consolidated financial statements in accordance with NZ IFRS and IFRS, and for such

internal control as the directors determine is necessary to enable the preparation of

consolidated financial statements that are free from material misstatement, whether due to

fraud or error.

In preparing the consolidated financial statements, the directors are responsible on behalf

of the Group for assessing the Group’s ability to continue as a going concern, disclosing, as

applicable, matters related to going concern and using the going concern basis of accounting

unless the directors either intend to liquidate the Group or to cease operations, or have no

realistic alternative but to do so.

Auditor’s responsibilities for

the audit of the consolidated

financial statements

Our objectives are to obtain reasonable assurance about whether the consolidated financial

statements as a whole are free from material misstatement, whether due to fraud or error,

and to issue an auditor’s report that includes our opinion. Reasonable assurance is a high

level of assurance, but is not a guarantee that an audit conducted in accordance with ISAs

and ISAs (NZ) will always detect a material misstatement when it exists. Misstatements can

arise from fraud or error and are considered material if, individually or in the aggregate,

they could reasonably be expected to influence the economic decisions of users taken on

the basis of these consolidated financial statements.

A further description of our responsibilities for the audit of the consolidated financial

statements is located on the External Reporting Board’s website at:

https://www.xrb.govt.nz/standards-for-assurance-practitioners/auditors-

responsibilities/audit-report-1

This description forms part of our auditor’s report.

Restriction on use


This report is made solely to the Company’s shareholders, as a body. Our audit has been

undertaken so that we might state to the Company’s shareholders those matters we are

required to state to them in an auditor’s report and for no other purpose. To the fullest

extent permitted by law, we do not accept or assume responsibility to anyone other than

the Company’s shareholders as a body, for our audit work, for this report, or for the opinions

we have formed.






Heidi Rautjoki, Partner

for Deloitte Limited

Dunedin, New Zealand

27 May 2020



This audit report relates to the consolidated financial statements of Blis Technologies Limited (the ‘Company’) for the year ended 31

March 2020 included on the Company’s website. The Directors are responsible for the maintenance and integrity of the Company’s

website. We have not been engaged to report on the integrity of the Company’s website. We accept no responsibility for any changes

that may have occurred to the consolidated financial statements since they were initially presented on the website. The audit report

refers only to the consolidated financial statements named above. It does not provide an opinion on any other information which

may have been hyperlinked to/from these consolidated financial statements. If readers of this report are concerned with the inherent

risks arising from electronic data communication they should refer to the published hard copy of the audited consolidated financial

statements and related audit report dated 27 May 2020 to confirm the information included in the audited consolidated financial

statements presented on this website.

2020 Annual Report68
Physical Address

Blis Technologies Limited

81 Glasgow Street

Dunedin 9012

Postal Address

PO Box 2208

Dunedin 9044

New Zealand

Email

info@blis.co.nz

Telephone

+64 3 474 0988

www.blis.co.nz

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.