Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
5 June 2020
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 5 June 2020
The previous notice was given to the ASX on: 22 May 2020
The previous notice was dated: 22 May 2020
2. Issued Share Capital
2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at
4 June 2020.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,789,985 0.13%
3,894,390 0.14%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid 3,789,985 0.13%
3,894,390 0.14%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
50,051 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,370,707 0.08%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,243,409 0.05%
Aggregation
3,894,390 0.14%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
22/05/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
85
22/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,067.71
Ordinary fully
paid
597
22/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,965.41
Ordinary fully
paid
-117
22/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,243.08
Ordinary fully
paid
-74
22/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 606.87
Ordinary fully
paid
-36
22/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 118.00
Ordinary fully
paid
-7
22/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 556.29
Ordinary fully
paid
-33
22/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,107.18
Ordinary fully
paid
-125
22/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,163.16
Ordinary fully
paid
-69
22/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,551.50
Ordinary fully
paid
270
26/05/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
2,020,872.61
Ordinary fully
paid
124,247
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 83.61
Ordinary fully
paid
-5
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,421.38
Ordinary fully
paid
-85
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 785.94
Ordinary fully
paid
-47
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 150.50
Ordinary fully
paid
-9
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 735.77
Ordinary fully
paid
-44
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
704.41
Ordinary fully
paid
41
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,672.35
Ordinary fully
paid
155
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,315.90
Ordinary fully
paid
193
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,499.70
Ordinary fully
paid
725
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 120.27
Ordinary fully
paid
-7
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 85.90
Ordinary fully
paid
-5
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 206.17
Ordinary fully
paid
-12
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,700.90
Ordinary fully
paid
-99
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 566.97
Ordinary fully
paid
-33
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 841.86
Ordinary fully
paid
-49
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,666.54
Ordinary fully
paid
-97
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 17.18
Ordinary fully
paid
-1
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 34.36
Ordinary fully
paid
-2
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,322.93
Ordinary fully
paid
-77
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,082.39
Ordinary fully
paid
63
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,103.35
Ordinary fully
paid
238
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 601.33
Ordinary fully
paid
-35
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 360.80
Ordinary fully
paid
-21
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,937.92
Ordinary fully
paid
-171
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
171.81
Ordinary fully
paid
10
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
655.15
Ordinary fully
paid
38
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,082.39
Ordinary fully
paid
63
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,103.35
Ordinary fully
paid
238
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,391.65
Ordinary fully
paid
81
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,292.97
Ordinary fully
paid
307
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
687.23
Ordinary fully
paid
40
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,672.35
Ordinary fully
paid
155
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,027.34
Ordinary fully
paid
118
27/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,637.75
Ordinary fully
paid
443
28/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
35,380.80
Ordinary fully
paid
2,000
28/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 114,873.60
Ordinary fully
paid
-6,000
28/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 76,582.40
Ordinary fully
paid
-4,000
29/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 78,566.40
Ordinary fully
paid
-4,000
29/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 78,566.40
Ordinary fully
paid
-4,000
29/05/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 98,952.00
Ordinary fully
paid
-5,000
2/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 38,816.96
Ordinary fully
paid
-2,000
3/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,106.96
Ordinary fully
paid
-57
3/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
446.67
Ordinary fully
paid
23
3/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,826.99
Ordinary fully
paid
299
3/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
116.52
Ordinary fully
paid
6
3/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,734.46
Ordinary fully
paid
89
3/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
97.10
Ordinary fully
paid
5
3/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,325.20
Ordinary fully
paid
68
3/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
233.04
Ordinary fully
paid
12
3/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,059.66
Ordinary fully
paid
157
3/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
213.62
Ordinary fully
paid
11
3/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,786.82
Ordinary fully
paid
143
4/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,564.48
Ordinary fully
paid
-181
4/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 334.79
Ordinary fully
paid
-17
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
5 June 2020
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.