Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
19 June 2020
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 19 June 2020
The previous notice was given to the ASX on: 5 June 2020
The previous notice was dated: 5 June 2020
2. Issued Share Capital
2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at
18 June 2020.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,894,390 0.14%
3,958,968 0.14%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,894,390 0.14%
3,958,968 0.14%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
75,303 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,370,707 0.08%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,277,735 0.05%
Aggregation
3,958,968 0.14%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
5/06/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
25,252
8/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
63,477.58
Ordinary fully
paid
3,038
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
790,003.58
Ordinary fully
paid
34,560
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,057.92
Ordinary fully
paid
440
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,496.90
Ordinary fully
paid
-290
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 873.72
Ordinary fully
paid
-39
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,702.63
Ordinary fully
paid
-76
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 761.71
Ordinary fully
paid
-34
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,203.64
Ordinary fully
paid
143
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,050.85
Ordinary fully
paid
404
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,321.78
Ordinary fully
paid
-59
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,486.75
Ordinary fully
paid
-111
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,038.68
Ordinary fully
paid
91
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,486.66
Ordinary fully
paid
602
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 10,014.18
Ordinary fully
paid
-447
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,987.75
Ordinary fully
paid
-178
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,478.61
Ordinary fully
paid
-66
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 112.02
Ordinary fully
paid
-5
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,164.96
Ordinary fully
paid
-52
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,769.84
Ordinary fully
paid
-79
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,158.84
Ordinary fully
paid
-141
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 89.61
Ordinary fully
paid
-4
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,749.46
Ordinary fully
paid
-212
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 246.43
Ordinary fully
paid
-11
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,203.65
Ordinary fully
paid
-143
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 759.04
Ordinary fully
paid
-34
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,790.59
Ordinary fully
paid
-125
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 784.11
Ordinary fully
paid
-35
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,523.41
Ordinary fully
paid
-68
10/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
18,146.50
Ordinary fully
paid
810
12/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 12,893.01
Ordinary fully
paid
-597
15/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 57,492.75
Ordinary fully
paid
-3,000
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 12,174.94
Ordinary fully
paid
-595
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,048.85
Ordinary fully
paid
-149
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,718.81
Ordinary fully
paid
-84
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 982.18
Ordinary fully
paid
-48
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,821.13
Ordinary fully
paid
-89
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,486.48
Ordinary fully
paid
317
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
266.93
Ordinary fully
paid
13
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 777.56
Ordinary fully
paid
-38
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,762.38
Ordinary fully
paid
135
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
123.20
Ordinary fully
paid
6
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,358.42
Ordinary fully
paid
213
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
205.33
Ordinary fully
paid
10
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,079.88
Ordinary fully
paid
346
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
308.01
Ordinary fully
paid
15
17/06/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 163.70
Ordinary fully
paid
-8
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
19 June 2020
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.