Westpac Banking Corporation/Announcement

Ceasing to be a substantial holder for PDL

Substantial Holder Notice24 June 2020WBCFinancials

Pa ge 1 of 35

Form 605

Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder

To Company Name/Scheme PENDAL GROUP LIMITED (PDL)

ACN/ARSN ACN 126 385 822

1. Details of substantial holder(1)

Name WESTPAC BANKING CORPORATION (WBC) and its associated entities listed in
Annexure ‘B ’

ACN/ARSN (if applicable) ACN 007 457 141

The holder ceased to be a
substantial holder on 22/06/2020

The previous notice was given to the company on 03/09/2019

The previous notice was dated 03/09/2019

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting
securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company
or scheme are as follows:

Date of change Person whose relevant interest
changed

Nature of
change (4)
Consideration
given in relation
to change (5)
Class (6) and
number of
securities
affected
Person’s votes
affected
22/06/2020 WBC & its Associa tes,
Asga rd Ca pital
Ma nagement Limited,
Westpac Financial Services
Limited, Westpac RE
Limited, BT Funds
Ma nagement Limited,
Adva nce Asset
Ma nagement Limited
See
Annexure
'A' in
rela tion to
sa les a nd
purchases
within the
period.

See
Annexure
'C' in
rela tion to
a sa le via
a n
underwritt
en block
tra de
(Block
Tra de).
See
Annexure
‘A’

See
Annexure 'C'
– the sa le of
sha res under
the Block
Tra de was
conducted at
$5.98 per
sha re.
See
Annexure
‘A’

See
Annexure
'C' –
30,814,493
ordina ry
sha res
were sold
under the
Block
Tra de.
See
Annexure
‘A’

See
Annexure 'C'
– votes
a ttaching to
30,814,493
ordina ry
sha res were
a ffected
under the
Block Tra de.

Pa ge 2 of 35
3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with,
the substantial holder in relation to the voting interests of the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

4. Addresses

The addresses of persons named in this form are as follows:

Name Address

Westpac Banking Corporation (WBC) Level 18, Westpac Pla ce, 275 Kent St, Sydney
NSW 2000
Asga rd Ca pital Management Limited Level 18, Westpac Pla ce, 275 Kent Street, Sydney
NSW 2000
Adva nce Asset Management Limited Level 18, Westpac Pla ce, 275 Kent Street, Sydney
NSW 2000
Westpac RE Limited Level 18, Westpac Pla ce, 275 Kent Street, Sydney
NSW 2000
BT Funds Management Limited Level 18, Westpac Pla ce, 275 Kent Street, Sydney
NSW 2000
Westpac Financial Services Limited Level 18, Westpac Pla ce, 275 Kent Street, Sydney
NSW 2000
PENDAL GROUP LIMITED (PDL) The Company Secretary
PENDAL GROUP LIMITED (PDL)
The Chifley Tower
Level 14, 2 Chifley Square
SYDNEY NSW 2000

Signature

Print name Tim Hartin Capacity Company Secretary

Sign here Date 23/06/2020

Pa ge 3 of 35
DIRECTIONS

(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations,
or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of
a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the
membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

(2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.

(3) See the definition of “associate” in section 9 of the Corporations Act 2001.

(4) Include details of:

(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection
671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person
giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written
statement certifying this contract, scheme or arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers
or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which the
qualification applies).

See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.

(5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest
was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit
is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial
holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant
interest was acquired.

(6) The voting shares of a company constitute one class unless divided into separate classes.

(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Pa ge 4 of 35
ANNEXURE A

This is annexure ‘A' (being 29 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking
Corporation ACN 007 457 141 and its associated entities

Tim Hartin– Company Secretary, Westpac Banking Corporation 23/06/2020

Sales & Purchases for the period : 31/08/2019 to 22/06/2020

SECURITY: PDL

Advance Asset Management Limited

Date Registered Company Nature
of
Change
Quantity Consideration Class of
Securities
Person’s
votes
affected
16/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 1,906 13,513.54 Ordinary 1,906
16/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 7,539 53,451.51 Ordinary 7,539
24/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 6,911 50,795.85 Ordinary 6,911
24/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 27,300 200,655.00 Ordinary 27,300
27/09/2019 HSBC Custody Nominees (Australia) Limited. Sell -14,673 -107,699.82 Ordinary 14,673
1/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 214 1,613.56 Ordinary 214
1/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 832 6,273.28 Ordinary 832
16/12/2019 HSBC Custody Nominees (Australia) Limited. Buy 3,830 34,163.60 Ordinary 3,830
16/12/2019 HSBC Custody Nominees (Australia) Limited. Buy 15,136 135,013.12 Ordinary 15,136
19/12/2019 HSBC Custody Nominees (Australia) Limited. Sell -3,014 -27,005.44 Ordinary 3,014
19/12/2019 HSBC Custody Nominees (Australia) Limited. Sell -11,999 -107,511.04 Ordinary 11,999
20/12/2019 HSBC Custody Nominees (Australia) Limited. Buy 13,769 123,507.93 Ordinary 13,769
19/02/2020 HSBC Custody Nominees (Australia) Limited. Buy 31,678 0.00 Ordinary 31,678
11/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 38,134 202,110.20 Ordinary 38,134
20/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 12,959 56,371.65 Ordinary 12,959
20/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,557 5,963.31 Ordinary 1,557
20/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 2,621 10,352.95 Ordinary 2,621
20/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 51,252 222,946.20 Ordinary 51,252
20/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 10,366 40,945.70 Ordinary 10,366
20/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 6,160 23,592.80 Ordinary 6,160
23/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 2,990 10,704.20 Ordinary 2,990
23/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 11,823 42,326.34 Ordinary 11,823
19/05/2020 HSBC Custody Nominees (Australia) Limited. Buy 2,331 14,568.75 Ordinary 2,331
19/05/2020 HSBC Custody Nominees (Australia) Limited. Buy 9,217 57,606.25 Ordinary 9,217
18/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 14,804 89,712.24 Ordinary 14,804
18/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 58,361 353,667.66 Ordinary 58,361

Total

302,004 1,507,639.34

Advance Asset Management Limited Total :

302,004 1,507,639.34

BT Funds Management Limited

Date Registered Company Nature
of
Change
Quantity Consideration Class of
Securities
Person’s
votes
affected
26/09/2019 Asgard Capital Management Limited Buy 550 3,998.50 Ordinary 550

Pa ge 5 of 35
25/10/2019 Asgard Capital Management Limited Sell -2,007 -14,390.19 Ordinary 2,007
28/11/2019 Asgard Capital Management Limited Sell -1,026 -8,772.30 Ordinary 1,026
2/12/2019 Asgard Capital Management Limited Buy 1,183 10,126.48 Ordinary 1,183
11/12/2019 Asgard Capital Management Limited Sell -4,432 -36,120.80 Ordinary 4,432
12/12/2019 Asgard Capital Management Limited Sell -1,109 -9,149.25 Ordinary 1,109
12/12/2019 Asgard Capital Management Limited Buy 1,109 9,149.25 Ordinary 1,109
19/12/2019 Asgard Capital Management Limited Buy 1,106 9,821.28 Ordinary 1,106
23/12/2019 Asgard Capital Management Limited Sell -708 -6,329.52 Ordinary 708
23/12/2019 Asgard Capital Management Limited Buy 708 6,329.52 Ordinary 708
6/01/2020 Asgard Capital Management Limited Buy 1,716 15,066.48 Ordinary 1,716
24/01/2020 Asgard Capital Management Limited Buy 1,507 13,261.60 Ordinary 1,507
24/01/2020 Asgard Capital Management Limited Sell -1,507 -13,261.60 Ordinary 1,507
28/01/2020 Asgard Capital Management Limited Sell -2,557 -22,501.60 Ordinary 2,557
28/01/2020 Asgard Capital Management Limited Buy 2,557 22,501.60 Ordinary 2,557
31/01/2020 Asgard Capital Management Limited Sell -1,403 -12,346.40 Ordinary 1,403
31/01/2020 Asgard Capital Management Limited Sell -872 -7,586.40 Ordinary 872
31/01/2020 Asgard Capital Management Limited Sell -939 -8,310.15 Ordinary 939
31/01/2020 Asgard Capital Management Limited Sell -1,349 -11,992.61 Ordinary 1,349
31/01/2020 Asgard Capital Management Limited Sell -2,072 -18,047.12 Ordinary 2,072
31/01/2020 Asgard Capital Management Limited Sell -821 -7,200.17 Ordinary 821
4/02/2020 Asgard Capital Management Limited Sell -1,507 -13,276.67 Ordinary 1,507
5/02/2020 Asgard Capital Management Limited Sell -1,662 -14,708.70 Ordinary 1,662
5/02/2020 Asgard Capital Management Limited Sell -663 -5,867.55 Ordinary 663
5/02/2020 Asgard Capital Management Limited Buy 1,754 15,663.22 Ordinary 1,754
5/02/2020 Asgard Capital Management Limited Sell -1,754 -15,663.22 Ordinary 1,754
11/02/2020 Asgard Capital Management Limited Sell -708 -6,591.48 Ordinary 708
11/02/2020 Asgard Capital Management Limited Sell -1,009 -9,393.79 Ordinary 1,009
11/02/2020 Asgard Capital Management Limited Sell -1,047 -9,747.57 Ordinary 1,047
11/02/2020 Asgard Capital Management Limited Sell -1,376 -12,796.80 Ordinary 1,376
11/02/2020 Asgard Capital Management Limited Sell -973 -9,058.63 Ordinary 973
13/02/2020 Asgard Capital Management Limited Sell -1,102 -10,028.20 Ordinary 1,102
27/02/2020 Asgard Capital Management Limited Sell -1,335 -10,626.60 Ordinary 1,335
28/02/2020 Asgard Capital Management Limited Sell -1,071 -7,968.24 Ordinary 1,071
28/02/2020 Asgard Capital Management Limited Sell -938 -6,988.10 Ordinary 938
3/03/2020 Asgard Capital Management Limited Sell -2,500 -18,250.00 Ordinary 2,500
3/03/2020 Asgard Capital Management Limited Sell -837 -6,018.03 Ordinary 837
12/03/2020 Asgard Capital Management Limited Sell -600 -3,018.00 Ordinary 600
25/03/2020 Asgard Capital Management Limited Buy 1,595 5,997.20 Ordinary 1,595
27/03/2020 Asgard Capital Management Limited Sell -723 -2,985.99 Ordinary 723
27/03/2020 Asgard Capital Management Limited Sell -289 -1,205.13 Ordinary 289
2/04/2020 Asgard Capital Management Limited Sell -810 -3,839.40 Ordinary 810
12/05/2020 Asgard Capital Management Limited Sell -456 -2,763.36 Ordinary 456
2/06/2020 Asgard Capital Management Limited Sell -797 -5,196.44 Ordinary 797
5/06/2020 Asgard Capital Management Limited Sell -599 -3,935.43 Ordinary 599
9/06/2020 Asgard Capital Management Limited Buy 1,482 9,959.04 Ordinary 1,482
15/06/2020 Asgard Capital Management Limited Buy 1,206 6,970.68 Ordinary 1,206

Total

-27,085 -227,090.59

Date Registered Company Nature
of
Change
Quantity Consideration Class of
Securities
Person’s
votes
affected

Pa ge 6 of 35
3/09/2019 BT Portfolio Services Limited Buy 753 5,081.47 Ordinary 753
3/09/2019 BT Portfolio Services Limited Buy 700 4,719.33 Ordinary 700
4/09/2019 BT Portfolio Services Limited Sell -1,500 -9,566.55 Ordinary 1,500
9/09/2019 BT Portfolio Services Limited Buy 858 5,895.92 Ordinary 858
9/09/2019 BT Portfolio Services Limited Sell -650 -4,313.01 Ordinary 650
11/09/2019 BT Portfolio Services Limited Buy 714 4,984.36 Ordinary 714
13/09/2019 BT Portfolio Services Limited Buy 681 4,995.68 Ordinary 681
16/09/2019 BT Portfolio Services Limited Sell -600 -4,217.64 Ordinary 600
17/09/2019 BT Portfolio Services Limited Sell -3,000 -21,390.00 Ordinary 3,000
23/09/2019 BT Portfolio Services Limited Sell -650 -4,734.67 Ordinary 650
23/09/2019 BT Portfolio Services Limited Sell -1,400 -10,230.08 Ordinary 1,400
23/09/2019 BT Portfolio Services Limited Sell -830 -6,055.85 Ordinary 830
23/09/2019 BT Portfolio Services Limited Sell -710 -5,170.58 Ordinary 710
24/09/2019 BT Portfolio Services Limited Sell -600 -4,357.32 Ordinary 600
25/09/2019 BT Portfolio Services Limited Buy 948 6,920.40 Ordinary 948
30/09/2019 BT Portfolio Services Limited Sell -6,000 -44,340.00 Ordinary 6,000
1/10/2019 BT Portfolio Services Limited Buy 489 3,718.01 Ordinary 489
1/10/2019 BT Portfolio Services Limited Sell -370 -2,744.22 Ordinary 370
2/10/2019 BT Portfolio Services Limited Sell -1,109 -7,981.81 Ordinary 1,109
4/10/2019 BT Portfolio Services Limited Buy 2,134 14,952.94 Ordinary 2,134
8/10/2019 BT Portfolio Services Limited Buy 1,350 9,418.82 Ordinary 1,350
10/10/2019 BT Portfolio Services Limited Sell -1,354 -9,212.21 Ordinary 1,354
10/10/2019 BT Portfolio Services Limited Buy 174 1,205.26 Ordinary 174
10/10/2019 BT Portfolio Services Limited Sell -2,000 -13,540.00 Ordinary 2,000
10/10/2019 BT Portfolio Services Limited Buy 2,000 13,540.00 Ordinary 2,000
11/10/2019 BT Portfolio Services Limited Buy 186 1,312.30 Ordinary 186
11/10/2019 BT Portfolio Services Limited Sell -2,600 -17,585.62 Ordinary 2,600
15/10/2019 BT Portfolio Services Limited Sell -380 -2,627.47 Ordinary 380
15/10/2019 BT Portfolio Services Limited Sell -1,040 -7,276.67 Ordinary 1,040
15/10/2019 BT Portfolio Services Limited Sell -1,400 -9,820.72 Ordinary 1,400
16/10/2019 BT Portfolio Services Limited Sell -2,000 -14,663.80 Ordinary 2,000
16/10/2019 BT Portfolio Services Limited Sell -2,000 -14,674.80 Ordinary 2,000
18/10/2019 BT Portfolio Services Limited Sell -600 -4,277.70 Ordinary 600
18/10/2019 BT Portfolio Services Limited Buy 5,500 39,679.75 Ordinary 5,500
18/10/2019 BT Portfolio Services Limited Sell -600 -4,277.64 Ordinary 600
21/10/2019 BT Portfolio Services Limited Sell -1,050 -7,439.67 Ordinary 1,050
21/10/2019 BT Portfolio Services Limited Sell -2,100 -15,057.00 Ordinary 2,100
21/10/2019 BT Portfolio Services Limited Sell -9 -64.53 Ordinary 9
21/10/2019 BT Portfolio Services Limited Buy 2,109 15,121.53 Ordinary 2,109
22/10/2019 BT Portfolio Services Limited Sell -2,856 -20,621.46 Ordinary 2,856
23/10/2019 BT Portfolio Services Limited Sell -470 -3,374.60 Ordinary 470
25/10/2019 BT Portfolio Services Limited Sell -1,435 -10,230.26 Ordinary 1,435
25/10/2019 BT Portfolio Services Limited Sell -1,198 -8,541.38 Ordinary 1,198
29/10/2019 BT Portfolio Services Limited Sell -1,300 -9,375.73 Ordinary 1,300
30/10/2019 BT Portfolio Services Limited Buy 961 7,003.58 Ordinary 961
30/10/2019 BT Portfolio Services Limited Sell -1,109 -8,020.51 Ordinary 1,109
31/10/2019 BT Portfolio Services Limited Sell -940 -6,675.22 Ordinary 940
1/11/2019 BT Portfolio Services Limited Buy 306 2,203.97 Ordinary 306
1/11/2019 BT Portfolio Services Limited Buy 292 2,103.71 Ordinary 292

Pa ge 7 of 35
1/11/2019 BT Portfolio Services Limited Buy 700 4,971.33 Ordinary 700
1/11/2019 BT Portfolio Services Limited Sell -216 -1,486.47 Ordinary 216
5/11/2019 BT Portfolio Services Limited Sell -334 -2,501.66 Ordinary 334
6/11/2019 BT Portfolio Services Limited Sell -476 -3,860.36 Ordinary 476
7/11/2019 BT Portfolio Services Limited Sell -600 -4,703.64 Ordinary 600
7/11/2019 BT Portfolio Services Limited Sell -1,253 -9,887.55 Ordinary 1,253
7/11/2019 BT Portfolio Services Limited Buy 839 6,747.07 Ordinary 839
7/11/2019 BT Portfolio Services Limited Sell -948 -7,773.60 Ordinary 948
8/11/2019 BT Portfolio Services Limited Sell -1,276 -10,036.25 Ordinary 1,276
11/11/2019 BT Portfolio Services Limited Buy 646 5,222.07 Ordinary 646
11/11/2019 BT Portfolio Services Limited Buy 1,510 11,995.59 Ordinary 1,510
11/11/2019 BT Portfolio Services Limited Sell -600 -4,709.64 Ordinary 600
13/11/2019 BT Portfolio Services Limited Sell -600 -4,721.64 Ordinary 600
14/11/2019 BT Portfolio Services Limited Buy 1,077 8,632.37 Ordinary 1,077
14/11/2019 BT Portfolio Services Limited Sell -2,823 -22,462.89 Ordinary 2,823
15/11/2019 BT Portfolio Services Limited Sell -500 -4,073.65 Ordinary 500
18/11/2019 BT Portfolio Services Limited Sell -1,109 -9,190.50 Ordinary 1,109
18/11/2019 BT Portfolio Services Limited Sell -600 -4,925.34 Ordinary 600
18/11/2019 BT Portfolio Services Limited Buy 722 6,102.34 Ordinary 722
18/11/2019 BT Portfolio Services Limited Buy 1,549 13,001.53 Ordinary 1,549
19/11/2019 BT Portfolio Services Limited Sell -1,109 -9,367.94 Ordinary 1,109
19/11/2019 BT Portfolio Services Limited Sell -646 -5,361.80 Ordinary 646
19/11/2019 BT Portfolio Services Limited Buy 646 5,361.80 Ordinary 646
19/11/2019 BT Portfolio Services Limited Sell -3,200 -26,267.84 Ordinary 3,200
20/11/2019 BT Portfolio Services Limited Sell -2,700 -22,360.05 Ordinary 2,700
20/11/2019 BT Portfolio Services Limited Sell -2,000 -16,553.60 Ordinary 2,000
21/11/2019 BT Portfolio Services Limited Sell -890 -7,226.09 Ordinary 890
27/11/2019 BT Portfolio Services Limited Sell -675 -5,697.00 Ordinary 675
27/11/2019 BT Portfolio Services Limited Buy 675 5,697.00 Ordinary 675
29/11/2019 BT Portfolio Services Limited Sell -600 -5,081.82 Ordinary 600
3/12/2019 BT Portfolio Services Limited Buy 7,000 58,153.90 Ordinary 7,000
5/12/2019 BT Portfolio Services Limited Buy 888 6,962.72 Ordinary 888
6/12/2019 BT Portfolio Services Limited Sell -2,505 -20,128.93 Ordinary 2,505
6/12/2019 BT Portfolio Services Limited Buy 613 4,995.52 Ordinary 613
6/12/2019 BT Portfolio Services Limited Sell -2,505 -20,128.93 Ordinary 2,505
6/12/2019 BT Portfolio Services Limited Sell -1,000 -8,066.00 Ordinary 1,000
9/12/2019 BT Portfolio Services Limited Sell -1,354 -11,080.05 Ordinary 1,354
10/12/2019 BT Portfolio Services Limited Sell -888 -7,271.92 Ordinary 888
10/12/2019 BT Portfolio Services Limited Sell -1,105 -8,922.32 Ordinary 1,105
11/12/2019 BT Portfolio Services Limited Sell -1,088 -8,986.88 Ordinary 1,088
11/12/2019 BT Portfolio Services Limited Sell -1,028 -8,491.28 Ordinary 1,028
12/12/2019 BT Portfolio Services Limited Sell -604 -4,952.32 Ordinary 604
12/12/2019 BT Portfolio Services Limited Sell -10,181 -83,762.14 Ordinary 10,181
13/12/2019 BT Portfolio Services Limited Sell -7,000 -59,514.70 Ordinary 7,000
16/12/2019 BT Portfolio Services Limited Sell -3,500 -31,009.30 Ordinary 3,500
16/12/2019 BT Portfolio Services Limited Sell -1,130 -9,924.90 Ordinary 1,130
18/12/2019 BT Portfolio Services Limited Sell -1,053 -9,291.78 Ordinary 1,053
18/12/2019 BT Portfolio Services Limited Sell -306 -2,705.04 Ordinary 306
18/12/2019 BT Portfolio Services Limited Sell -4,949 -43,749.16 Ordinary 4,949

Pa ge 8 of 35
19/12/2019 BT Portfolio Services Limited Sell -292 -2,616.32 Ordinary 292
19/12/2019 BT Portfolio Services Limited Sell -4,100 -36,736.00 Ordinary 4,100
19/12/2019 BT Portfolio Services Limited Buy 4,100 36,736.00 Ordinary 4,100
20/12/2019 BT Portfolio Services Limited Buy 558 5,008.11 Ordinary 558
20/12/2019 BT Portfolio Services Limited Sell -2,124 -19,031.04 Ordinary 2,124
20/12/2019 BT Portfolio Services Limited Buy 2,124 19,031.04 Ordinary 2,124
24/12/2019 BT Portfolio Services Limited Buy 836 7,510.21 Ordinary 836
9/01/2020 BT Portfolio Services Limited Sell -1,130 -9,704.55 Ordinary 1,130
13/01/2020 BT Portfolio Services Limited Buy 663 5,987.95 Ordinary 663
14/01/2020 BT Portfolio Services Limited Sell -1,109 -9,969.91 Ordinary 1,109
14/01/2020 BT Portfolio Services Limited Sell -1,591 -14,303.09 Ordinary 1,591
14/01/2020 BT Portfolio Services Limited Buy 2,700 24,273.00 Ordinary 2,700
15/01/2020 BT Portfolio Services Limited Sell -460 -3,764.18 Ordinary 460
17/01/2020 BT Portfolio Services Limited Sell -3,000 -25,544.10 Ordinary 3,000
20/01/2020 BT Portfolio Services Limited Sell -830 -6,952.25 Ordinary 830
20/01/2020 BT Portfolio Services Limited Sell -2,404 -20,578.24 Ordinary 2,404
20/01/2020 BT Portfolio Services Limited Buy 2,404 20,578.24 Ordinary 2,404
21/01/2020 BT Portfolio Services Limited Sell -140 -1,175.10 Ordinary 140
24/01/2020 BT Portfolio Services Limited Sell -463 -4,014.12 Ordinary 463
24/01/2020 BT Portfolio Services Limited Sell -600 -5,172.00 Ordinary 600
24/01/2020 BT Portfolio Services Limited Buy 600 5,172.00 Ordinary 600
30/01/2020 BT Portfolio Services Limited Sell -1,109 -9,844.81 Ordinary 1,109
30/01/2020 BT Portfolio Services Limited Sell -1,041 -9,202.54 Ordinary 1,041
3/02/2020 BT Portfolio Services Limited Sell -2,404 -20,780.42 Ordinary 2,404
3/02/2020 BT Portfolio Services Limited Sell -1,000 -8,660.00 Ordinary 1,000
4/02/2020 BT Portfolio Services Limited Sell -1,109 -9,645.19 Ordinary 1,109
5/02/2020 BT Portfolio Services Limited Sell -70 -575.50 Ordinary 70
6/02/2020 BT Portfolio Services Limited Sell -1,500 -13,748.85 Ordinary 1,500
6/02/2020 BT Portfolio Services Limited Sell -1,109 -10,225.09 Ordinary 1,109
6/02/2020 BT Portfolio Services Limited Sell -1,109 -10,224.98 Ordinary 1,109
7/02/2020 BT Portfolio Services Limited Sell -1,800 -16,704.00 Ordinary 1,800
10/02/2020 BT Portfolio Services Limited Sell -2,000 -18,453.60 Ordinary 2,000
11/02/2020 BT Portfolio Services Limited Sell -1,716 -15,921.39 Ordinary 1,716
11/02/2020 BT Portfolio Services Limited Sell -348 -3,222.48 Ordinary 348
12/02/2020 BT Portfolio Services Limited Sell -932 -8,565.08 Ordinary 932
13/02/2020 BT Portfolio Services Limited Sell -1,400 -12,724.46 Ordinary 1,400
18/02/2020 BT Portfolio Services Limited Sell -1,096 -9,710.56 Ordinary 1,096
18/02/2020 BT Portfolio Services Limited Buy 1,096 9,710.56 Ordinary 1,096
20/02/2020 BT Portfolio Services Limited Buy 238 2,152.16 Ordinary 238
20/02/2020 BT Portfolio Services Limited Sell -1,756 -15,628.40 Ordinary 1,756
21/02/2020 BT Portfolio Services Limited Sell -370 -3,234.47 Ordinary 370
21/02/2020 BT Portfolio Services Limited Sell -1,065 -9,259.22 Ordinary 1,065
21/02/2020 BT Portfolio Services Limited Sell -2,123 -18,609.58 Ordinary 2,123
25/02/2020 BT Portfolio Services Limited Sell -600 -4,961.40 Ordinary 600
25/02/2020 BT Portfolio Services Limited Sell -900 -7,451.64 Ordinary 900
25/02/2020 BT Portfolio Services Limited Sell -1,280 -10,470.14 Ordinary 1,280
25/02/2020 BT Portfolio Services Limited Sell -1,230 -10,064.97 Ordinary 1,230
26/02/2020 BT Portfolio Services Limited Sell -600 -4,769.64 Ordinary 600
26/02/2020 BT Portfolio Services Limited Buy 1,680 13,442.69 Ordinary 1,680

Pa ge 9 of 35
28/02/2020 BT Portfolio Services Limited Buy 1,330 9,975.00 Ordinary 1,330
2/03/2020 BT Portfolio Services Limited Sell -2,462 -17,493.00 Ordinary 2,462
3/03/2020 BT Portfolio Services Limited Buy 2,083 15,033.84 Ordinary 2,083
3/03/2020 BT Portfolio Services Limited Buy 1,388 10,029.97 Ordinary 1,388
3/03/2020 BT Portfolio Services Limited Buy 1,388 10,029.97 Ordinary 1,388
3/03/2020 BT Portfolio Services Limited Buy 1,218 8,902.85 Ordinary 1,218
5/03/2020 BT Portfolio Services Limited Sell -465 -3,139.59 Ordinary 465
6/03/2020 BT Portfolio Services Limited Sell -1,388 -9,369.00 Ordinary 1,388
6/03/2020 BT Portfolio Services Limited Buy 1,388 9,369.00 Ordinary 1,388
10/03/2020 BT Portfolio Services Limited Buy 770 4,021.86 Ordinary 770
10/03/2020 BT Portfolio Services Limited Buy 1,388 7,212.33 Ordinary 1,388
10/03/2020 BT Portfolio Services Limited Buy 1,000 5,227.50 Ordinary 1,000
13/03/2020 BT Portfolio Services Limited Sell -586 -2,571.37 Ordinary 586
13/03/2020 BT Portfolio Services Limited Sell -900 -3,941.64 Ordinary 900
13/03/2020 BT Portfolio Services Limited Buy 2,288 10,298.06 Ordinary 2,288
16/03/2020 BT Portfolio Services Limited Buy 1,000 4,687.50 Ordinary 1,000
18/03/2020 BT Portfolio Services Limited Sell -500 -2,113.65 Ordinary 500
18/03/2020 BT Portfolio Services Limited Sell -2,288 -9,777.54 Ordinary 2,288
18/03/2020 BT Portfolio Services Limited Buy 9,000 37,929.60 Ordinary 9,000
19/03/2020 BT Portfolio Services Limited Buy 427 1,710.18 Ordinary 427
23/03/2020 BT Portfolio Services Limited Sell -279 -869.03 Ordinary 279
31/03/2020 BT Portfolio Services Limited Buy 2,298 10,607.11 Ordinary 2,298
31/03/2020 BT Portfolio Services Limited Buy 1,149 5,321.71 Ordinary 1,149
2/04/2020 BT Portfolio Services Limited Sell -2,470 -11,579.11 Ordinary 2,470
2/04/2020 BT Portfolio Services Limited Sell -1,390 -6,465.17 Ordinary 1,390
8/04/2020 BT Portfolio Services Limited Buy 1,025 5,014.51 Ordinary 1,025
14/04/2020 BT Portfolio Services Limited Buy 2,088 10,643.37 Ordinary 2,088
14/04/2020 BT Portfolio Services Limited Sell -2,114 -10,766.18 Ordinary 2,114
14/04/2020 BT Portfolio Services Limited Sell -1,943 -10,220.18 Ordinary 1,943
16/04/2020 BT Portfolio Services Limited Sell -2,000 -10,203.60 Ordinary 2,000
17/04/2020 BT Portfolio Services Limited Sell -600 -3,011.64 Ordinary 600
20/04/2020 BT Portfolio Services Limited Sell -2,109 -10,796.39 Ordinary 2,109
20/04/2020 BT Portfolio Services Limited Sell -2,088 -10,716.87 Ordinary 2,088
23/04/2020 BT Portfolio Services Limited Sell -1,109 -5,423.01 Ordinary 1,109
24/04/2020 BT Portfolio Services Limited Sell -1,616 -7,817.40 Ordinary 1,616
24/04/2020 BT Portfolio Services Limited Sell -1,109 -5,357.36 Ordinary 1,109
27/04/2020 BT Portfolio Services Limited Buy 2,088 10,163.13 Ordinary 2,088
27/04/2020 BT Portfolio Services Limited Buy 1,200 5,892.36 Ordinary 1,200
28/04/2020 BT Portfolio Services Limited Buy 3,000 15,444.90 Ordinary 3,000
28/04/2020 BT Portfolio Services Limited Buy 5,000 25,705.00 Ordinary 5,000
28/04/2020 BT Portfolio Services Limited Buy 5,000 25,705.00 Ordinary 5,000
30/04/2020 BT Portfolio Services Limited Sell -5,000 -27,297.00 Ordinary 5,000
30/04/2020 BT Portfolio Services Limited Sell -5,000 -27,347.00 Ordinary 5,000
8/05/2020 BT Portfolio Services Limited Sell -1,650 -9,236.70 Ordinary 1,650
8/05/2020 BT Portfolio Services Limited Sell -2,088 -11,687.79 Ordinary 2,088
8/05/2020 BT Portfolio Services Limited Sell -2,088 -11,719.11 Ordinary 2,088
11/05/2020 BT Portfolio Services Limited Buy 809 4,894.45 Ordinary 809
12/05/2020 BT Portfolio Services Limited Buy 7,000 41,478.50 Ordinary 7,000
12/05/2020 BT Portfolio Services Limited Buy 840 4,999.09 Ordinary 840

Pa ge 10 of 35
13/05/2020 BT Portfolio Services Limited Buy 6,000 34,536.60 Ordinary 6,000
14/05/2020 BT Portfolio Services Limited Sell -1,109 -6,363.89 Ordinary 1,109
15/05/2020 BT Portfolio Services Limited Sell -1,159 -6,579.41 Ordinary 1,159
18/05/2020 BT Portfolio Services Limited Sell -1,000 -5,925.00 Ordinary 1,000
19/05/2020 BT Portfolio Services Limited Sell -6,000 -37,223.40 Ordinary 6,000
20/05/2020 BT Portfolio Services Limited Sell -7,000 -44,268.70 Ordinary 7,000
25/05/2020 BT Portfolio Services Limited Sell -314 -1,879.07 Ordinary 314
26/05/2020 BT Portfolio Services Limited Sell -1,109 -6,809.26 Ordinary 1,109
26/05/2020 BT Portfolio Services Limited Buy 1,109 6,809.26 Ordinary 1,109
1/06/2020 BT Portfolio Services Limited Sell -2,000 -12,388.80 Ordinary 2,000
2/06/2020 BT Portfolio Services Limited Sell -1,149 -7,202.39 Ordinary 1,149
3/06/2020 BT Portfolio Services Limited Buy 696 4,428.09 Ordinary 696
4/06/2020 BT Portfolio Services Limited Buy 613 4,020.85 Ordinary 613
4/06/2020 BT Portfolio Services Limited Sell -590 -3,798.66 Ordinary 590
5/06/2020 BT Portfolio Services Limited Sell -715 -4,576.00 Ordinary 715
10/06/2020 BT Portfolio Services Limited Sell -1,109 -7,427.31 Ordinary 1,109
10/06/2020 BT Portfolio Services Limited Sell -1,000 -6,522.50 Ordinary 1,000
12/06/2020 BT Portfolio Services Limited Buy 1,118 6,722.09 Ordinary 1,118
18/06/2020 BT Portfolio Services Limited Sell -1,109 -6,709.78 Ordinary 1,109

Total

-104,006 -860,390.60

Date Registered Company Nature
of
Change
Quantity Consideration Class of
Securities
Person’s
votes
affected
31/01/2020 HSBC Custody Nominees (Australia) Limited. Buy 31,678 280,983.86 Ordinary 31,678
31/01/2020 HSBC Custody Nominees (Australia) Limited. Buy 31,678 280,983.86 Ordinary 31,678
31/01/2020 HSBC Custody Nominees (Australia) Limited. Buy -31,678 -280,983.86 Ordinary 31,678
19/02/2020 HSBC Custody Nominees (Australia) Limited. Sell -31,678 0.00 Ordinary 31,678

Total

0 280,983.86

BT Funds Management Limited Total :

-131,091 -1,087,481.19

Westpac RE Limited

Date Registered Company Nature
of
Change
Quantity Consideration Class of
Securities
Person’s
votes
affected
2/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 796 5,269.52 Ordinary 796
4/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 380 2,496.60 Ordinary 380
4/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 1,139 7,494.62 Ordinary 1,139
4/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 757 4,973.49 Ordinary 757
11/09/2019 HSBC Custody Nominees (Australia) Limited. Sell -426 -2,973.48 Ordinary 426
11/09/2019 HSBC Custody Nominees (Australia) Limited. Sell -2,437 -17,010.26 Ordinary 2,437
11/09/2019 HSBC Custody Nominees (Australia) Limited. Sell -950 -6,574.00 Ordinary 950
13/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 56 400.40 Ordinary 56
16/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 802 5,686.18 Ordinary 802
17/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 945 6,690.60 Ordinary 945
17/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 808 5,744.88 Ordinary 808
19/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 877 6,367.02 Ordinary 877
26/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 2,000 14,920.00 Ordinary 2,000
27/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 5,450 40,003.00 Ordinary 5,450

Pa ge 11 of 35
30/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 2,210 16,376.10 Ordinary 2,210
30/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 2,427 17,984.07 Ordinary 2,427
2/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 939 6,817.14 Ordinary 939
3/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 1,369 9,487.17 Ordinary 1,369
3/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 1,299 8,976.09 Ordinary 1,299
4/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 855 5,993.55 Ordinary 855
4/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 1,354 9,491.54 Ordinary 1,354
9/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 585 3,995.55 Ordinary 585
14/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 1,800 12,618.00 Ordinary 1,800
15/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 3,001 21,097.03 Ordinary 3,001
15/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 10,118 71,129.54 Ordinary 10,118
17/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 413 2,981.86 Ordinary 413
18/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 693 4,996.53 Ordinary 693
21/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 416 2,961.92 Ordinary 416
22/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 687 4,987.62 Ordinary 687
22/10/2019 HSBC Custody Nominees (Australia) Limited. Sell -131 -947.13 Ordinary 131
23/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 1,029 7,470.54 Ordinary 1,029
31/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 250 1,790.00 Ordinary 250
31/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 460 3,289.00 Ordinary 460
1/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 285 2,012.10 Ordinary 285
4/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 2,001 14,507.25 Ordinary 2,001
5/11/2019 HSBC Custody Nominees (Australia) Limited. Sell -535 -3,969.70 Ordinary 535
7/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 334 2,501.66 Ordinary 334
7/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 1,000 7,950.00 Ordinary 1,000
8/11/2019 HSBC Custody Nominees (Australia) Limited. Sell -1,613 -12,662.05 Ordinary 1,613
8/11/2019 HSBC Custody Nominees (Australia) Limited. Sell -3,338 -26,203.30 Ordinary 3,338
8/11/2019 HSBC Custody Nominees (Australia) Limited. Sell -4,704 -36,926.40 Ordinary 4,704
8/11/2019 HSBC Custody Nominees (Australia) Limited. Sell -1,474 -11,570.90 Ordinary 1,474
8/11/2019 HSBC Custody Nominees (Australia) Limited. Sell -3,720 -29,202.00 Ordinary 3,720
8/11/2019 HSBC Custody Nominees (Australia) Limited. Sell -6,800 -53,380.00 Ordinary 6,800
11/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 948 7,773.60 Ordinary 948
11/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 504 3,991.68 Ordinary 504
12/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 705 5,569.50 Ordinary 705
13/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 1,008 8,023.68 Ordinary 1,008
15/11/2019 HSBC Custody Nominees (Australia) Limited. Sell -2,000 -16,280.00 Ordinary 2,000
20/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 2,950 24,986.50 Ordinary 2,950
26/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 372 3,132.24 Ordinary 372
26/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 261 2,189.79 Ordinary 261
26/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 3,093 26,073.99 Ordinary 3,093
26/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 10,400 87,672.00 Ordinary 10,400
27/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 356 2,986.84 Ordinary 356
28/11/2019 HSBC Custody Nominees (Australia) Limited. Sell -343 -2,936.08 Ordinary 343
28/11/2019 HSBC Custody Nominees (Australia) Limited. Sell -355 -3,038.80 Ordinary 355
29/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 761 6,468.50 Ordinary 761
3/12/2019 HSBC Custody Nominees (Australia) Limited. Sell -365 -3,014.90 Ordinary 365
5/12/2019 HSBC Custody Nominees (Australia) Limited. Sell -1,057 -8,456.00 Ordinary 1,057
5/12/2019 HSBC Custody Nominees (Australia) Limited. Sell -296 -2,379.84 Ordinary 296
9/12/2019 HSBC Custody Nominees (Australia) Limited. Buy 491 4,016.38 Ordinary 491
10/12/2019 HSBC Custody Nominees (Australia) Limited. Buy 1,220 10,004.00 Ordinary 1,220

Pa ge 12 of 35
11/12/2019 HSBC Custody Nominees (Australia) Limited. Sell -155 -1,263.25 Ordinary 155
11/12/2019 HSBC Custody Nominees (Australia) Limited. Buy 893 7,277.95 Ordinary 893
11/12/2019 HSBC Custody Nominees (Australia) Limited. Buy 893 7,295.81 Ordinary 893
13/12/2019 HSBC Custody Nominees (Australia) Limited. Buy 2,116 17,478.16 Ordinary 2,116
16/12/2019 HSBC Custody Nominees (Australia) Limited. Sell -830 -7,387.00 Ordinary 830
18/12/2019 HSBC Custody Nominees (Australia) Limited. Sell -817 -7,230.45 Ordinary 817
19/12/2019 HSBC Custody Nominees (Australia) Limited. Sell -1,109 -9,936.64 Ordinary 1,109
20/12/2019 HSBC Custody Nominees (Australia) Limited. Buy 4,949 43,749.16 Ordinary 4,949
20/12/2019 HSBC Custody Nominees (Australia) Limited. Buy 306 2,705.04 Ordinary 306
20/12/2019 HSBC Custody Nominees (Australia) Limited. Buy 292 2,616.32 Ordinary 292
23/12/2019 HSBC Custody Nominees (Australia) Limited. Buy 5,611 49,994.01 Ordinary 5,611
2/01/2020 HSBC Custody Nominees (Australia) Limited. Buy 2,309 20,019.03 Ordinary 2,309
7/01/2020 HSBC Custody Nominees (Australia) Limited. Sell -2,000 -17,620.00 Ordinary 2,000
14/01/2020 HSBC Custody Nominees (Australia) Limited. Sell -2,950 -26,137.00 Ordinary 2,950
15/01/2020 HSBC Custody Nominees (Australia) Limited. Sell -334 -2,772.20 Ordinary 334
15/01/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,661 13,985.62 Ordinary 1,661
15/01/2020 HSBC Custody Nominees (Australia) Limited. Sell -1,661 -14,035.45 Ordinary 1,661
20/01/2020 HSBC Custody Nominees (Australia) Limited. Sell -1,512 -12,776.40 Ordinary 1,512
21/01/2020 HSBC Custody Nominees (Australia) Limited. Buy 685 6,014.30 Ordinary 685
30/01/2020 HSBC Custody Nominees (Australia) Limited. Sell -772 -6,816.76 Ordinary 772
6/02/2020 HSBC Custody Nominees (Australia) Limited. Buy 300 2,826.00 Ordinary 300
10/02/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,800 16,704.00 Ordinary 1,800
12/02/2020 HSBC Custody Nominees (Australia) Limited. Buy 348 3,222.48 Ordinary 348
14/02/2020 HSBC Custody Nominees (Australia) Limited. Buy 932 8,565.08 Ordinary 932
18/02/2020 HSBC Custody Nominees (Australia) Limited. Buy 6,760 60,096.40 Ordinary 6,760
19/02/2020 HSBC Custody Nominees (Australia) Limited. Buy 7,930 69,942.60 Ordinary 7,930
24/02/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,756 15,628.40 Ordinary 1,756
24/02/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,630 14,018.00 Ordinary 1,630
24/02/2020 HSBC Custody Nominees (Australia) Limited. Sell -808 -6,787.20 Ordinary 808
24/02/2020 HSBC Custody Nominees (Australia) Limited. Sell -945 -7,938.00 Ordinary 945
24/02/2020 HSBC Custody Nominees (Australia) Limited. Sell -939 -7,868.82 Ordinary 939
25/02/2020 HSBC Custody Nominees (Australia) Limited. Sell -600 -4,956.00 Ordinary 600
25/02/2020 HSBC Custody Nominees (Australia) Limited. Sell -703 -5,792.72 Ordinary 703
26/02/2020 HSBC Custody Nominees (Australia) Limited. Sell -3,767 -30,136.00 Ordinary 3,767
26/02/2020 HSBC Custody Nominees (Australia) Limited. Sell -1,354 -10,777.84 Ordinary 1,354
26/02/2020 HSBC Custody Nominees (Australia) Limited. Buy 100 795.00 Ordinary 100
28/02/2020 HSBC Custody Nominees (Australia) Limited. Sell -1,800 -13,464.00 Ordinary 1,800
28/02/2020 HSBC Custody Nominees (Australia) Limited. Sell -1,318 -9,858.64 Ordinary 1,318
28/02/2020 HSBC Custody Nominees (Australia) Limited. Sell -480 -3,595.20 Ordinary 480
4/03/2020 HSBC Custody Nominees (Australia) Limited. Sell -1,000 -6,680.00 Ordinary 1,000
5/03/2020 HSBC Custody Nominees (Australia) Limited. Sell -1,000 -6,830.00 Ordinary 1,000
10/03/2020 HSBC Custody Nominees (Australia) Limited. Sell -1,636 -8,703.52 Ordinary 1,636
10/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 4,304 22,940.32 Ordinary 4,304
10/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 14,508 77,327.64 Ordinary 14,508
10/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 100 512.00 Ordinary 100
13/03/2020 HSBC Custody Nominees (Australia) Limited. Sell -753 -3,343.32 Ordinary 753
13/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 4,845 21,850.95 Ordinary 4,845
13/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 16,330 73,648.30 Ordinary 16,330
17/03/2020 HSBC Custody Nominees (Australia) Limited. Sell -651 -2,851.38 Ordinary 651

Pa ge 13 of 35
17/03/2020 HSBC Custody Nominees (Australia) Limited. Sell -3,655 -16,374.40 Ordinary 3,655
18/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 3,338 13,185.10 Ordinary 3,338
18/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 7,826 32,399.64 Ordinary 7,826
18/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 26,377 109,200.78 Ordinary 26,377
20/03/2020 HSBC Custody Nominees (Australia) Limited. Sell -3,338 -12,283.84 Ordinary 3,338
23/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 5,000 16,750.00 Ordinary 5,000
23/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 3,000 9,360.00 Ordinary 3,000
23/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 761 2,366.71 Ordinary 761
23/03/2020 HSBC Custody Nominees (Australia) Limited. Sell -546 -1,654.38 Ordinary 546
23/03/2020 HSBC Custody Nominees (Australia) Limited. Sell -8,000 -29,200.00 Ordinary 8,000
25/03/2020 HSBC Custody Nominees (Australia) Limited. Sell -562 -2,107.50 Ordinary 562
27/03/2020 HSBC Custody Nominees (Australia) Limited. Sell -130 -536.90 Ordinary 130
31/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,100 4,994.00 Ordinary 1,100
7/04/2020 HSBC Custody Nominees (Australia) Limited. Buy 2,080 9,880.00 Ordinary 2,080
15/04/2020 HSBC Custody Nominees (Australia) Limited. Buy 5,711 31,353.39 Ordinary 5,711
15/04/2020 HSBC Custody Nominees (Australia) Limited. Sell -932 -5,032.80 Ordinary 932
16/04/2020 HSBC Custody Nominees (Australia) Limited. Sell -190 -1,018.40 Ordinary 190
17/04/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,896 9,764.40 Ordinary 1,896
17/04/2020 HSBC Custody Nominees (Australia) Limited. Buy 435 2,240.25 Ordinary 435
17/04/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,171 5,936.97 Ordinary 1,171
21/04/2020 HSBC Custody Nominees (Australia) Limited. Sell -2,001 -9,924.96 Ordinary 2,001
21/04/2020 HSBC Custody Nominees (Australia) Limited. Sell -1,000 -4,860.00 Ordinary 1,000
21/04/2020 HSBC Custody Nominees (Australia) Limited. Buy 2,025 9,861.75 Ordinary 2,025
22/04/2020 HSBC Custody Nominees (Australia) Limited. Sell -631 -3,085.59 Ordinary 631
22/04/2020 HSBC Custody Nominees (Australia) Limited. Sell -441 -2,156.49 Ordinary 441
24/04/2020 HSBC Custody Nominees (Australia) Limited. Buy 809 3,988.37 Ordinary 809
27/04/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,109 5,423.01 Ordinary 1,109
28/04/2020 HSBC Custody Nominees (Australia) Limited. Sell -809 -4,125.90 Ordinary 809
30/04/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,253 6,590.78 Ordinary 1,253
11/05/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,640 9,971.20 Ordinary 1,640
11/05/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,967 11,979.03 Ordinary 1,967
12/05/2020 HSBC Custody Nominees (Australia) Limited. Buy 535 3,193.95 Ordinary 535
13/05/2020 HSBC Custody Nominees (Australia) Limited. Sell -100 -582.00 Ordinary 100
14/05/2020 HSBC Custody Nominees (Australia) Limited. Buy 622 3,620.04 Ordinary 622
19/05/2020 HSBC Custody Nominees (Australia) Limited. Sell -573 -3,586.98 Ordinary 573
20/05/2020 HSBC Custody Nominees (Australia) Limited. Buy 785 4,984.75 Ordinary 785
21/05/2020 HSBC Custody Nominees (Australia) Limited. Buy 3,052 18,250.96 Ordinary 3,052
28/05/2020 HSBC Custody Nominees (Australia) Limited. Buy 832 5,532.80 Ordinary 832
28/05/2020 HSBC Custody Nominees (Australia) Limited. Buy 74 486.18 Ordinary 74
28/05/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,368 8,960.40 Ordinary 1,368
28/05/2020 HSBC Custody Nominees (Australia) Limited. Buy 866 5,663.64 Ordinary 866
2/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 77 492.80 Ordinary 77
2/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 335 2,123.90 Ordinary 335
4/06/2020 HSBC Custody Nominees (Australia) Limited. Sell -1,354 0.00 Ordinary 1,354
9/06/2020 HSBC Custody Nominees (Australia) Limited. Sell -983 -6,625.42 Ordinary 983
9/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 621 4,160.70 Ordinary 621
9/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 593 3,955.31 Ordinary 593
10/06/2020 HSBC Custody Nominees (Australia) Limited. Sell -512 -3,399.68 Ordinary 512
11/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 489 3,100.26 Ordinary 489

Pa ge 14 of 35
11/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 487 3,092.45 Ordinary 487
12/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 82 491.18 Ordinary 82
16/06/2020 HSBC Custody Nominees (Australia) Limited. Sell -86 -512.56 Ordinary 86
16/06/2020 HSBC Custody Nominees (Australia) Limited. Sell -1,105 -6,707.35 Ordinary 1,105
16/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,900 11,533.00 Ordinary 1,900
17/06/2020 HSBC Custody Nominees (Australia) Limited. Sell -1,037 -6,408.66 Ordinary 1,037
17/06/2020 HSBC Custody Nominees (Australia) Limited. Sell -2,247 -13,931.40 Ordinary 2,247
18/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,648 9,986.88 Ordinary 1,648
19/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 135 832.95 Ordinary 135
19/06/2020 HSBC Custody Nominees (Australia) Limited. Sell -84 -518.28 Ordinary 84
19/06/2020 HSBC Custody Nominees (Australia) Limited. Sell -762 -4,663.44 Ordinary 762
19/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 1,651 9,972.04 Ordinary 1,651
22/06/2020 HSBC Custody Nominees (Australia) Limited. Sell -941 -5,693.05 Ordinary 941
22/06/2020 HSBC Custody Nominees (Australia) Limited. Sell -706 -4,236.00 Ordinary 706

Total

142,449 864,932.80

Westpac RE Limited Total :

142,449 864,932.80

Westpac Financial Services Limited

Date Registered Company Nature
of
Change
Quantity Consideration Class of
Securities
Person’s
votes
affected
2/09/2019 BT Portfolio Services Limited Sell -108 -716.04 Ordinary 108
4/09/2019 BT Portfolio Services Limited Buy 287 1,888.46 Ordinary 287
4/09/2019 BT Portfolio Services Limited Sell -53 -348.74 Ordinary 53
4/09/2019 BT Portfolio Services Limited Buy 296 1,947.68 Ordinary 296
4/09/2019 BT Portfolio Services Limited Buy 222 1,460.76 Ordinary 222
10/09/2019 BT Portfolio Services Limited Buy 251 1,716.84 Ordinary 251
12/09/2019 BT Portfolio Services Limited Buy 157 1,106.85 Ordinary 157
12/09/2019 BT Portfolio Services Limited Buy 63 444.15 Ordinary 63
13/09/2019 BT Portfolio Services Limited Buy 113 807.95 Ordinary 113
13/09/2019 BT Portfolio Services Limited Buy 30 214.50 Ordinary 30
19/09/2019 BT Portfolio Services Limited Sell -110 -792.00 Ordinary 110
20/09/2019 BT Portfolio Services Limited Buy 121 884.51 Ordinary 121
24/09/2019 BT Portfolio Services Limited Buy 55 404.25 Ordinary 55
30/09/2019 BT Portfolio Services Limited Buy 54 400.14 Ordinary 54
30/09/2019 BT Portfolio Services Limited Buy 43 318.63 Ordinary 43
1/10/2019 BT Portfolio Services Limited Buy 122 917.44 Ordinary 122
4/10/2019 BT Portfolio Services Limited Sell -68 -474.64 Ordinary 68
4/10/2019 BT Portfolio Services Limited Sell -10 -69.80 Ordinary 10
4/10/2019 BT Portfolio Services Limited Sell -42 -293.16 Ordinary 42
4/10/2019 BT Portfolio Services Limited Sell -44 -307.12 Ordinary 44
4/10/2019 BT Portfolio Services Limited Sell -20 -139.60 Ordinary 20
4/10/2019 BT Portfolio Services Limited Sell -19 -132.62 Ordinary 19
4/10/2019 BT Portfolio Services Limited Sell -33 -230.34 Ordinary 33
4/10/2019 BT Portfolio Services Limited Sell -13 -90.74 Ordinary 13
4/10/2019 BT Portfolio Services Limited Sell -30 -209.40 Ordinary 30
4/10/2019 BT Portfolio Services Limited Sell -27 -188.46 Ordinary 27
4/10/2019 BT Portfolio Services Limited Sell -13 -90.74 Ordinary 13

Pa ge 15 of 35
4/10/2019 BT Portfolio Services Limited Sell -77 -537.46 Ordinary 77
4/10/2019 BT Portfolio Services Limited Sell -23 -160.54 Ordinary 23
4/10/2019 BT Portfolio Services Limited Sell -26 -181.48 Ordinary 26
4/10/2019 BT Portfolio Services Limited Sell -19 -132.62 Ordinary 19
4/10/2019 BT Portfolio Services Limited Sell -28 -195.44 Ordinary 28
4/10/2019 BT Portfolio Services Limited Sell -15 -104.70 Ordinary 15
4/10/2019 BT Portfolio Services Limited Sell -9 -62.82 Ordinary 9
4/10/2019 BT Portfolio Services Limited Sell -53 -369.94 Ordinary 53
4/10/2019 BT Portfolio Services Limited Sell -77 -537.46 Ordinary 77
4/10/2019 BT Portfolio Services Limited Sell -37 -258.26 Ordinary 37
4/10/2019 BT Portfolio Services Limited Sell -23 -160.54 Ordinary 23
4/10/2019 BT Portfolio Services Limited Sell -15 -104.70 Ordinary 15
4/10/2019 BT Portfolio Services Limited Sell -9 -62.82 Ordinary 9
4/10/2019 BT Portfolio Services Limited Sell -71 -495.58 Ordinary 71
4/10/2019 BT Portfolio Services Limited Sell -10 -69.80 Ordinary 10
4/10/2019 BT Portfolio Services Limited Sell -9 -62.82 Ordinary 9
4/10/2019 BT Portfolio Services Limited Sell -98 -684.04 Ordinary 98
4/10/2019 BT Portfolio Services Limited Sell -37 -258.26 Ordinary 37
4/10/2019 BT Portfolio Services Limited Sell -21 -146.58 Ordinary 21
4/10/2019 BT Portfolio Services Limited Sell -40 -279.20 Ordinary 40
4/10/2019 BT Portfolio Services Limited Sell -19 -132.62 Ordinary 19
4/10/2019 BT Portfolio Services Limited Sell -20 -139.60 Ordinary 20
4/10/2019 BT Portfolio Services Limited Sell -13 -90.74 Ordinary 13
4/10/2019 BT Portfolio Services Limited Sell -18 -125.64 Ordinary 18
4/10/2019 BT Portfolio Services Limited Sell -18 -125.64 Ordinary 18
4/10/2019 BT Portfolio Services Limited Sell -54 -376.92 Ordinary 54
4/10/2019 BT Portfolio Services Limited Sell -14 -97.72 Ordinary 14
4/10/2019 BT Portfolio Services Limited Sell -41 -286.18 Ordinary 41
4/10/2019 BT Portfolio Services Limited Sell -53 -369.94 Ordinary 53
4/10/2019 BT Portfolio Services Limited Sell -21 -146.58 Ordinary 21
4/10/2019 BT Portfolio Services Limited Sell -29 -202.42 Ordinary 29
4/10/2019 BT Portfolio Services Limited Sell -11 -76.78 Ordinary 11
4/10/2019 BT Portfolio Services Limited Sell -19 -132.62 Ordinary 19
4/10/2019 BT Portfolio Services Limited Sell -42 -293.16 Ordinary 42
4/10/2019 BT Portfolio Services Limited Sell -25 -174.50 Ordinary 25
14/10/2019 BT Portfolio Services Limited Buy 123 863.46 Ordinary 123
14/10/2019 BT Portfolio Services Limited Buy 123 863.46 Ordinary 123
14/10/2019 BT Portfolio Services Limited Buy 123 863.46 Ordinary 123
14/10/2019 BT Portfolio Services Limited Buy 123 863.46 Ordinary 123
14/10/2019 BT Portfolio Services Limited Buy 123 863.46 Ordinary 123
17/10/2019 BT Portfolio Services Limited Buy 123 890.52 Ordinary 123
17/10/2019 BT Portfolio Services Limited Buy 123 890.52 Ordinary 123
23/10/2019 BT Portfolio Services Limited Buy 122 873.52 Ordinary 122
23/10/2019 BT Portfolio Services Limited Buy 122 873.52 Ordinary 122
30/10/2019 BT Portfolio Services Limited Buy 141 1,022.25 Ordinary 141
1/11/2019 BT Portfolio Services Limited Buy 68 483.48 Ordinary 68
1/11/2019 BT Portfolio Services Limited Buy 14 99.54 Ordinary 14
4/11/2019 BT Portfolio Services Limited Sell -819 -5,937.75 Ordinary 819
4/11/2019 BT Portfolio Services Limited Sell -50 -362.50 Ordinary 50

Pa ge 16 of 35
4/11/2019 BT Portfolio Services Limited Sell -77 -558.25 Ordinary 77
4/11/2019 BT Portfolio Services Limited Sell -59 -427.75 Ordinary 59
4/11/2019 BT Portfolio Services Limited Sell -90 -652.50 Ordinary 90
4/11/2019 BT Portfolio Services Limited Sell -97 -703.25 Ordinary 97
4/11/2019 BT Portfolio Services Limited Sell -201 -1,457.25 Ordinary 201
4/11/2019 BT Portfolio Services Limited Sell -659 -4,777.75 Ordinary 659
4/11/2019 BT Portfolio Services Limited Sell -52 -377.00 Ordinary 52
4/11/2019 BT Portfolio Services Limited Sell -49 -355.25 Ordinary 49
4/11/2019 BT Portfolio Services Limited Sell -49 -355.25 Ordinary 49
4/11/2019 BT Portfolio Services Limited Sell -80 -580.00 Ordinary 80
4/11/2019 BT Portfolio Services Limited Sell -47 -340.75 Ordinary 47
4/11/2019 BT Portfolio Services Limited Sell -1,065 -7,721.25 Ordinary 1,065
4/11/2019 BT Portfolio Services Limited Sell -49 -355.25 Ordinary 49
4/11/2019 BT Portfolio Services Limited Sell -422 -3,059.50 Ordinary 422
4/11/2019 BT Portfolio Services Limited Sell -129 -935.25 Ordinary 129
4/11/2019 BT Portfolio Services Limited Sell -105 -761.25 Ordinary 105
4/11/2019 BT Portfolio Services Limited Sell -169 -1,225.25 Ordinary 169
4/11/2019 BT Portfolio Services Limited Sell -249 -1,805.25 Ordinary 249
4/11/2019 BT Portfolio Services Limited Sell -57 -413.25 Ordinary 57
4/11/2019 BT Portfolio Services Limited Sell -133 -964.25 Ordinary 133
4/11/2019 BT Portfolio Services Limited Sell -158 -1,145.50 Ordinary 158
4/11/2019 BT Portfolio Services Limited Sell -60 -435.00 Ordinary 60
4/11/2019 BT Portfolio Services Limited Sell -116 -841.00 Ordinary 116
4/11/2019 BT Portfolio Services Limited Sell -181 -1,312.25 Ordinary 181
4/11/2019 BT Portfolio Services Limited Sell -75 -543.75 Ordinary 75
4/11/2019 BT Portfolio Services Limited Sell -50 -362.50 Ordinary 50
4/11/2019 BT Portfolio Services Limited Sell -280 -2,030.00 Ordinary 280
4/11/2019 BT Portfolio Services Limited Sell -50 -362.50 Ordinary 50
4/11/2019 BT Portfolio Services Limited Sell -66 -478.50 Ordinary 66
4/11/2019 BT Portfolio Services Limited Sell -50 -362.50 Ordinary 50
4/11/2019 BT Portfolio Services Limited Sell -180 -1,305.00 Ordinary 180
4/11/2019 BT Portfolio Services Limited Sell -60 -435.00 Ordinary 60
4/11/2019 BT Portfolio Services Limited Sell -197 -1,428.25 Ordinary 197
4/11/2019 BT Portfolio Services Limited Sell -1,079 -7,822.75 Ordinary 1,079
4/11/2019 BT Portfolio Services Limited Sell -144 -1,044.00 Ordinary 144
4/11/2019 BT Portfolio Services Limited Sell -131 -949.75 Ordinary 131
4/11/2019 BT Portfolio Services Limited Sell -183 -1,326.75 Ordinary 183
4/11/2019 BT Portfolio Services Limited Sell -252 -1,827.00 Ordinary 252
4/11/2019 BT Portfolio Services Limited Sell -271 -1,964.75 Ordinary 271
4/11/2019 BT Portfolio Services Limited Sell -67 -485.75 Ordinary 67
4/11/2019 BT Portfolio Services Limited Sell -105 -761.25 Ordinary 105
4/11/2019 BT Portfolio Services Limited Sell -354 -2,566.50 Ordinary 354
4/11/2019 BT Portfolio Services Limited Sell -56 -406.00 Ordinary 56
4/11/2019 BT Portfolio Services Limited Sell -56 -406.00 Ordinary 56
4/11/2019 BT Portfolio Services Limited Sell -338 -2,450.50 Ordinary 338
4/11/2019 BT Portfolio Services Limited Sell -98 -710.50 Ordinary 98
4/11/2019 BT Portfolio Services Limited Sell -187 -1,355.75 Ordinary 187
4/11/2019 BT Portfolio Services Limited Sell -159 -1,152.75 Ordinary 159
4/11/2019 BT Portfolio Services Limited Sell -97 -703.25 Ordinary 97

Pa ge 17 of 35
4/11/2019 BT Portfolio Services Limited Sell -120 -870.00 Ordinary 120
4/11/2019 BT Portfolio Services Limited Sell -116 -841.00 Ordinary 116
4/11/2019 BT Portfolio Services Limited Sell -137 -993.25 Ordinary 137
4/11/2019 BT Portfolio Services Limited Sell -308 -2,233.00 Ordinary 308
4/11/2019 BT Portfolio Services Limited Sell -207 -1,500.75 Ordinary 207
4/11/2019 BT Portfolio Services Limited Sell -123 -891.75 Ordinary 123
4/11/2019 BT Portfolio Services Limited Sell -454 -3,291.50 Ordinary 454
4/11/2019 BT Portfolio Services Limited Sell -213 -1,544.25 Ordinary 213
4/11/2019 BT Portfolio Services Limited Sell -302 -2,189.50 Ordinary 302
4/11/2019 BT Portfolio Services Limited Sell -141 -1,022.25 Ordinary 141
4/11/2019 BT Portfolio Services Limited Sell -244 -1,769.00 Ordinary 244
4/11/2019 BT Portfolio Services Limited Sell -94 -681.50 Ordinary 94
4/11/2019 BT Portfolio Services Limited Sell -296 -2,146.00 Ordinary 296
4/11/2019 BT Portfolio Services Limited Sell -225 -1,631.25 Ordinary 225
4/11/2019 BT Portfolio Services Limited Sell -241 -1,747.25 Ordinary 241
4/11/2019 BT Portfolio Services Limited Sell -56 -406.00 Ordinary 56
4/11/2019 BT Portfolio Services Limited Sell -285 -2,066.25 Ordinary 285
4/11/2019 BT Portfolio Services Limited Sell -204 -1,479.00 Ordinary 204
4/11/2019 BT Portfolio Services Limited Sell -207 -1,500.75 Ordinary 207
4/11/2019 BT Portfolio Services Limited Sell -159 -1,152.75 Ordinary 159
4/11/2019 BT Portfolio Services Limited Sell -200 -1,450.00 Ordinary 200
4/11/2019 BT Portfolio Services Limited Sell -413 -2,994.25 Ordinary 413
4/11/2019 BT Portfolio Services Limited Sell -56 -406.00 Ordinary 56
4/11/2019 BT Portfolio Services Limited Sell -303 -2,196.75 Ordinary 303
4/11/2019 BT Portfolio Services Limited Sell -379 -2,747.75 Ordinary 379
4/11/2019 BT Portfolio Services Limited Sell -57 -413.25 Ordinary 57
4/11/2019 BT Portfolio Services Limited Sell -486 -3,523.50 Ordinary 486
4/11/2019 BT Portfolio Services Limited Sell -60 -435.00 Ordinary 60
4/11/2019 BT Portfolio Services Limited Sell -48 -348.00 Ordinary 48
4/11/2019 BT Portfolio Services Limited Sell -95 -688.75 Ordinary 95
4/11/2019 BT Portfolio Services Limited Sell -163 -1,181.75 Ordinary 163
4/11/2019 BT Portfolio Services Limited Sell -77 -558.25 Ordinary 77
4/11/2019 BT Portfolio Services Limited Sell -57 -413.25 Ordinary 57
4/11/2019 BT Portfolio Services Limited Sell -47 -340.75 Ordinary 47
4/11/2019 BT Portfolio Services Limited Sell -195 -1,413.75 Ordinary 195
4/11/2019 BT Portfolio Services Limited Sell -111 -804.75 Ordinary 111
4/11/2019 BT Portfolio Services Limited Sell -186 -1,348.50 Ordinary 186
4/11/2019 BT Portfolio Services Limited Sell -315 -2,283.75 Ordinary 315
4/11/2019 BT Portfolio Services Limited Sell -125 -906.25 Ordinary 125
4/11/2019 BT Portfolio Services Limited Sell -82 -594.50 Ordinary 82
4/11/2019 BT Portfolio Services Limited Sell -58 -420.50 Ordinary 58
4/11/2019 BT Portfolio Services Limited Sell -42 -304.50 Ordinary 42
4/11/2019 BT Portfolio Services Limited Sell -114 -826.50 Ordinary 114
4/11/2019 BT Portfolio Services Limited Sell -229 -1,660.25 Ordinary 229
4/11/2019 BT Portfolio Services Limited Sell -327 -2,370.75 Ordinary 327
4/11/2019 BT Portfolio Services Limited Sell -163 -1,181.75 Ordinary 163
4/11/2019 BT Portfolio Services Limited Sell -41 -297.25 Ordinary 41
4/11/2019 BT Portfolio Services Limited Sell -97 -703.25 Ordinary 97
4/11/2019 BT Portfolio Services Limited Sell -61 -442.25 Ordinary 61

Pa ge 18 of 35
4/11/2019 BT Portfolio Services Limited Sell -456 -3,306.00 Ordinary 456
4/11/2019 BT Portfolio Services Limited Sell -3,169 -22,975.25 Ordinary 3,169
4/11/2019 BT Portfolio Services Limited Sell -56 -406.00 Ordinary 56
4/11/2019 BT Portfolio Services Limited Sell -327 -2,370.75 Ordinary 327
4/11/2019 BT Portfolio Services Limited Sell -335 -2,428.75 Ordinary 335
4/11/2019 BT Portfolio Services Limited Sell -244 -1,769.00 Ordinary 244
4/11/2019 BT Portfolio Services Limited Sell -102 -739.50 Ordinary 102
4/11/2019 BT Portfolio Services Limited Sell -56 -406.00 Ordinary 56
4/11/2019 BT Portfolio Services Limited Sell -175 -1,268.75 Ordinary 175
4/11/2019 BT Portfolio Services Limited Sell -56 -406.00 Ordinary 56
4/11/2019 BT Portfolio Services Limited Sell -198 -1,435.50 Ordinary 198
4/11/2019 BT Portfolio Services Limited Sell -690 -5,002.50 Ordinary 690
4/11/2019 BT Portfolio Services Limited Sell -131 -949.75 Ordinary 131
4/11/2019 BT Portfolio Services Limited Sell -59 -427.75 Ordinary 59
4/11/2019 BT Portfolio Services Limited Sell -55 -398.75 Ordinary 55
4/11/2019 BT Portfolio Services Limited Sell -368 -2,668.00 Ordinary 368
4/11/2019 BT Portfolio Services Limited Sell -205 -1,486.25 Ordinary 205
4/11/2019 BT Portfolio Services Limited Sell -78 -565.50 Ordinary 78
4/11/2019 BT Portfolio Services Limited Sell -87 -630.75 Ordinary 87
4/11/2019 BT Portfolio Services Limited Sell -176 -1,276.00 Ordinary 176
4/11/2019 BT Portfolio Services Limited Sell -301 -2,182.25 Ordinary 301
4/11/2019 BT Portfolio Services Limited Sell -121 -877.25 Ordinary 121
4/11/2019 BT Portfolio Services Limited Sell -41 -297.25 Ordinary 41
4/11/2019 BT Portfolio Services Limited Sell -403 -2,921.75 Ordinary 403
4/11/2019 BT Portfolio Services Limited Sell -146 -1,058.50 Ordinary 146
4/11/2019 BT Portfolio Services Limited Sell -41 -297.25 Ordinary 41
4/11/2019 BT Portfolio Services Limited Sell -80 -580.00 Ordinary 80
4/11/2019 BT Portfolio Services Limited Sell -89 -645.25 Ordinary 89
4/11/2019 BT Portfolio Services Limited Sell -181 -1,312.25 Ordinary 181
4/11/2019 BT Portfolio Services Limited Sell -80 -580.00 Ordinary 80
4/11/2019 BT Portfolio Services Limited Sell -48 -348.00 Ordinary 48
4/11/2019 BT Portfolio Services Limited Sell -69 -500.25 Ordinary 69
4/11/2019 BT Portfolio Services Limited Sell -224 -1,624.00 Ordinary 224
4/11/2019 BT Portfolio Services Limited Sell -73 -529.25 Ordinary 73
4/11/2019 BT Portfolio Services Limited Sell -57 -413.25 Ordinary 57
4/11/2019 BT Portfolio Services Limited Sell -167 -1,210.75 Ordinary 167
4/11/2019 BT Portfolio Services Limited Sell -216 -1,566.00 Ordinary 216
4/11/2019 BT Portfolio Services Limited Sell -54 -391.50 Ordinary 54
4/11/2019 BT Portfolio Services Limited Sell -192 -1,392.00 Ordinary 192
4/11/2019 BT Portfolio Services Limited Sell -139 -1,007.75 Ordinary 139
4/11/2019 BT Portfolio Services Limited Sell -320 -2,320.00 Ordinary 320
4/11/2019 BT Portfolio Services Limited Sell -2,255 -16,348.75 Ordinary 2,255
4/11/2019 BT Portfolio Services Limited Sell -806 -5,843.50 Ordinary 806
4/11/2019 BT Portfolio Services Limited Sell -168 -1,218.00 Ordinary 168
4/11/2019 BT Portfolio Services Limited Sell -2,468 -17,893.00 Ordinary 2,468
4/11/2019 BT Portfolio Services Limited Sell -43 -311.75 Ordinary 43
4/11/2019 BT Portfolio Services Limited Sell -118 -855.50 Ordinary 118
4/11/2019 BT Portfolio Services Limited Sell -52 -377.00 Ordinary 52
4/11/2019 BT Portfolio Services Limited Sell -113 -819.25 Ordinary 113

Pa ge 19 of 35
4/11/2019 BT Portfolio Services Limited Sell -48 -348.00 Ordinary 48
4/11/2019 BT Portfolio Services Limited Sell -93 -674.25 Ordinary 93
4/11/2019 BT Portfolio Services Limited Sell -87 -630.75 Ordinary 87
4/11/2019 BT Portfolio Services Limited Sell -63 -456.75 Ordinary 63
5/11/2019 BT Portfolio Services Limited Sell -10 -74.80 Ordinary 10
5/11/2019 BT Portfolio Services Limited Sell -33 -246.84 Ordinary 33
6/11/2019 BT Portfolio Services Limited Sell -88 -721.60 Ordinary 88
6/11/2019 BT Portfolio Services Limited Sell -11 -90.20 Ordinary 11
6/11/2019 BT Portfolio Services Limited Sell -21 -172.20 Ordinary 21
6/11/2019 BT Portfolio Services Limited Sell -29 -237.80 Ordinary 29
6/11/2019 BT Portfolio Services Limited Sell -15 -123.00 Ordinary 15
6/11/2019 BT Portfolio Services Limited Sell -9 -73.80 Ordinary 9
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -22 -180.40 Ordinary 22
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -15 -123.00 Ordinary 15
6/11/2019 BT Portfolio Services Limited Sell -28 -229.60 Ordinary 28
6/11/2019 BT Portfolio Services Limited Sell -8 -65.60 Ordinary 8
6/11/2019 BT Portfolio Services Limited Sell -10 -82.00 Ordinary 10
6/11/2019 BT Portfolio Services Limited Sell -8 -65.60 Ordinary 8
6/11/2019 BT Portfolio Services Limited Sell -10 -82.00 Ordinary 10
6/11/2019 BT Portfolio Services Limited Sell -13 -106.60 Ordinary 13
6/11/2019 BT Portfolio Services Limited Sell -25 -205.00 Ordinary 25
6/11/2019 BT Portfolio Services Limited Sell -11 -90.20 Ordinary 11
6/11/2019 BT Portfolio Services Limited Sell -17 -139.40 Ordinary 17
6/11/2019 BT Portfolio Services Limited Sell -37 -303.40 Ordinary 37
6/11/2019 BT Portfolio Services Limited Sell -10 -82.00 Ordinary 10
6/11/2019 BT Portfolio Services Limited Sell -17 -139.40 Ordinary 17
6/11/2019 BT Portfolio Services Limited Sell -25 -205.00 Ordinary 25
6/11/2019 BT Portfolio Services Limited Sell -20 -164.00 Ordinary 20
6/11/2019 BT Portfolio Services Limited Sell -12 -98.40 Ordinary 12
6/11/2019 BT Portfolio Services Limited Sell -8 -65.60 Ordinary 8
6/11/2019 BT Portfolio Services Limited Sell -24 -196.80 Ordinary 24
6/11/2019 BT Portfolio Services Limited Sell -18 -147.60 Ordinary 18
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -20 -164.00 Ordinary 20
6/11/2019 BT Portfolio Services Limited Sell -23 -188.60 Ordinary 23
6/11/2019 BT Portfolio Services Limited Sell -17 -139.40 Ordinary 17
6/11/2019 BT Portfolio Services Limited Sell -16 -131.20 Ordinary 16
6/11/2019 BT Portfolio Services Limited Sell -13 -106.60 Ordinary 13
6/11/2019 BT Portfolio Services Limited Sell -17 -139.40 Ordinary 17
6/11/2019 BT Portfolio Services Limited Sell -34 -278.80 Ordinary 34
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -25 -205.00 Ordinary 25
6/11/2019 BT Portfolio Services Limited Sell -31 -254.20 Ordinary 31
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -40 -328.00 Ordinary 40
6/11/2019 BT Portfolio Services Limited Sell -8 -65.60 Ordinary 8

Pa ge 20 of 35
6/11/2019 BT Portfolio Services Limited Sell -13 -106.60 Ordinary 13
6/11/2019 BT Portfolio Services Limited Sell -37 -303.40 Ordinary 37
6/11/2019 BT Portfolio Services Limited Sell -8 -65.60 Ordinary 8
6/11/2019 BT Portfolio Services Limited Sell -259 -2,123.80 Ordinary 259
6/11/2019 BT Portfolio Services Limited Sell -27 -221.40 Ordinary 27
6/11/2019 BT Portfolio Services Limited Sell -27 -221.40 Ordinary 27
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -20 -164.00 Ordinary 20
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -14 -114.80 Ordinary 14
6/11/2019 BT Portfolio Services Limited Sell -57 -467.40 Ordinary 57
6/11/2019 BT Portfolio Services Limited Sell -11 -90.20 Ordinary 11
6/11/2019 BT Portfolio Services Limited Sell -16 -131.20 Ordinary 16
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -30 -246.00 Ordinary 30
6/11/2019 BT Portfolio Services Limited Sell -17 -139.40 Ordinary 17
6/11/2019 BT Portfolio Services Limited Sell -10 -82.00 Ordinary 10
6/11/2019 BT Portfolio Services Limited Sell -6 -49.20 Ordinary 6
6/11/2019 BT Portfolio Services Limited Sell -7 -57.40 Ordinary 7
6/11/2019 BT Portfolio Services Limited Sell -14 -114.80 Ordinary 14
6/11/2019 BT Portfolio Services Limited Sell -11 -90.20 Ordinary 11
6/11/2019 BT Portfolio Services Limited Sell -16 -131.20 Ordinary 16
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -26 -213.20 Ordinary 26
6/11/2019 BT Portfolio Services Limited Sell -185 -1,517.00 Ordinary 185
6/11/2019 BT Portfolio Services Limited Sell -66 -541.20 Ordinary 66
6/11/2019 BT Portfolio Services Limited Sell -3 -24.60 Ordinary 3
6/11/2019 BT Portfolio Services Limited Sell -67 -549.40 Ordinary 67
6/11/2019 BT Portfolio Services Limited Sell -202 -1,656.40 Ordinary 202
6/11/2019 BT Portfolio Services Limited Sell -14 -114.80 Ordinary 14
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -16 -131.20 Ordinary 16
6/11/2019 BT Portfolio Services Limited Sell -6 -49.20 Ordinary 6
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -7 -57.40 Ordinary 7
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -8 -65.60 Ordinary 8
6/11/2019 BT Portfolio Services Limited Sell -54 -442.80 Ordinary 54
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -7 -57.40 Ordinary 7
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -87 -713.40 Ordinary 87
6/11/2019 BT Portfolio Services Limited Sell -9 -73.80 Ordinary 9
6/11/2019 BT Portfolio Services Limited Sell -35 -287.00 Ordinary 35

Pa ge 21 of 35
6/11/2019 BT Portfolio Services Limited Sell -10 -82.00 Ordinary 10
6/11/2019 BT Portfolio Services Limited Sell -14 -114.80 Ordinary 14
6/11/2019 BT Portfolio Services Limited Sell -20 -164.00 Ordinary 20
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -15 -123.00 Ordinary 15
6/11/2019 BT Portfolio Services Limited Sell -11 -90.20 Ordinary 11
6/11/2019 BT Portfolio Services Limited Sell -13 -106.60 Ordinary 13
6/11/2019 BT Portfolio Services Limited Sell -6 -49.20 Ordinary 6
6/11/2019 BT Portfolio Services Limited Sell -9 -73.80 Ordinary 9
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -23 -188.60 Ordinary 23
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -15 -123.00 Ordinary 15
6/11/2019 BT Portfolio Services Limited Sell -12 -98.40 Ordinary 12
6/11/2019 BT Portfolio Services Limited Sell -16 -131.20 Ordinary 16
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -6 -49.20 Ordinary 6
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -16 -131.20 Ordinary 16
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -9 -73.80 Ordinary 9
6/11/2019 BT Portfolio Services Limited Sell -15 -123.00 Ordinary 15
6/11/2019 BT Portfolio Services Limited Sell -26 -213.20 Ordinary 26
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -7 -57.40 Ordinary 7
6/11/2019 BT Portfolio Services Limited Sell -9 -73.80 Ordinary 9
6/11/2019 BT Portfolio Services Limited Sell -3 -24.60 Ordinary 3
6/11/2019 BT Portfolio Services Limited Sell -19 -155.80 Ordinary 19
6/11/2019 BT Portfolio Services Limited Sell -27 -221.40 Ordinary 27
6/11/2019 BT Portfolio Services Limited Sell -13 -106.60 Ordinary 13
6/11/2019 BT Portfolio Services Limited Sell -8 -65.60 Ordinary 8
6/11/2019 BT Portfolio Services Limited Sell -3 -24.60 Ordinary 3
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -25 -205.00 Ordinary 25
6/11/2019 BT Portfolio Services Limited Sell -3 -24.60 Ordinary 3
6/11/2019 BT Portfolio Services Limited Sell -3 -24.60 Ordinary 3
6/11/2019 BT Portfolio Services Limited Sell -12 -98.40 Ordinary 12
6/11/2019 BT Portfolio Services Limited Sell -7 -57.40 Ordinary 7
6/11/2019 BT Portfolio Services Limited Sell -7 -57.40 Ordinary 7
6/11/2019 BT Portfolio Services Limited Sell -15 -123.00 Ordinary 15
6/11/2019 BT Portfolio Services Limited Sell -6 -49.20 Ordinary 6
6/11/2019 BT Portfolio Services Limited Sell -6 -49.20 Ordinary 6
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -6 -49.20 Ordinary 6

Pa ge 22 of 35
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
6/11/2019 BT Portfolio Services Limited Sell -18 -147.60 Ordinary 18
6/11/2019 BT Portfolio Services Limited Sell -14 -114.80 Ordinary 14
6/11/2019 BT Portfolio Services Limited Sell -18 -147.60 Ordinary 18
6/11/2019 BT Portfolio Services Limited Sell -10 -82.00 Ordinary 10
6/11/2019 BT Portfolio Services Limited Sell -4 -32.80 Ordinary 4
6/11/2019 BT Portfolio Services Limited Sell -7 -57.40 Ordinary 7
6/11/2019 BT Portfolio Services Limited Sell -8 -65.60 Ordinary 8
6/11/2019 BT Portfolio Services Limited Sell -9 -73.80 Ordinary 9
6/11/2019 BT Portfolio Services Limited Sell -5 -41.00 Ordinary 5
15/11/2019 BT Portfolio Services Limited Buy 121 1,006.72 Ordinary 121
21/11/2019 BT Portfolio Services Limited Buy 117 955.89 Ordinary 117
27/11/2019 BT Portfolio Services Limited Sell -3,000 -25,260.00 Ordinary 3,000
9/12/2019 BT Portfolio Services Limited Buy 137 1,124.77 Ordinary 137
19/12/2019 BT Portfolio Services Limited Buy 58 519.68 Ordinary 58
7/01/2020 BT Portfolio Services Limited Sell -46 -413.08 Ordinary 46
7/01/2020 BT Portfolio Services Limited Sell -150 -1,347.00 Ordinary 150
7/01/2020 BT Portfolio Services Limited Sell -16 -143.68 Ordinary 16
7/01/2020 BT Portfolio Services Limited Sell -140 -1,257.20 Ordinary 140
7/01/2020 BT Portfolio Services Limited Sell -103 -924.94 Ordinary 103
7/01/2020 BT Portfolio Services Limited Sell -106 -951.88 Ordinary 106
7/01/2020 BT Portfolio Services Limited Sell -100 -898.00 Ordinary 100
7/01/2020 BT Portfolio Services Limited Sell -67 -601.66 Ordinary 67
7/01/2020 BT Portfolio Services Limited Sell -41 -368.18 Ordinary 41
7/01/2020 BT Portfolio Services Limited Sell -19 -170.62 Ordinary 19
7/01/2020 BT Portfolio Services Limited Sell -19 -170.62 Ordinary 19
7/01/2020 BT Portfolio Services Limited Sell -19 -170.62 Ordinary 19
7/01/2020 BT Portfolio Services Limited Sell -19 -170.62 Ordinary 19
7/01/2020 BT Portfolio Services Limited Sell -19 -170.62 Ordinary 19
7/01/2020 BT Portfolio Services Limited Sell -19 -170.62 Ordinary 19
7/01/2020 BT Portfolio Services Limited Sell -20 -179.60 Ordinary 20
7/01/2020 BT Portfolio Services Limited Sell -20 -179.60 Ordinary 20
7/01/2020 BT Portfolio Services Limited Sell -19 -170.62 Ordinary 19
7/01/2020 BT Portfolio Services Limited Sell -40 -359.20 Ordinary 40
7/01/2020 BT Portfolio Services Limited Sell -23 -206.54 Ordinary 23
7/01/2020 BT Portfolio Services Limited Sell -17 -152.66 Ordinary 17
8/01/2020 BT Portfolio Services Limited Buy 72 615.60 Ordinary 72
3/02/2020 BT Portfolio Services Limited Buy 152 1,316.32 Ordinary 152
28/02/2020 BT Portfolio Services Limited Buy 158 1,169.20 Ordinary 158
2/03/2020 BT Portfolio Services Limited Buy 31 219.48 Ordinary 31
2/03/2020 BT Portfolio Services Limited Buy 101 715.08 Ordinary 101
2/03/2020 BT Portfolio Services Limited Buy 11 77.88 Ordinary 11
2/03/2020 BT Portfolio Services Limited Buy 74 523.92 Ordinary 74
2/03/2020 BT Portfolio Services Limited Buy 69 488.52 Ordinary 69
2/03/2020 BT Portfolio Services Limited Buy 65 460.20 Ordinary 65
2/03/2020 BT Portfolio Services Limited Buy 56 396.48 Ordinary 56
2/03/2020 BT Portfolio Services Limited Buy 44 311.52 Ordinary 44
2/03/2020 BT Portfolio Services Limited Buy 21 148.68 Ordinary 21
2/03/2020 BT Portfolio Services Limited Buy 10 70.80 Ordinary 10

Pa ge 23 of 35
2/03/2020 BT Portfolio Services Limited Buy 11 77.88 Ordinary 11
2/03/2020 BT Portfolio Services Limited Buy 10 70.80 Ordinary 10
2/03/2020 BT Portfolio Services Limited Buy 11 77.88 Ordinary 11
2/03/2020 BT Portfolio Services Limited Buy 11 77.88 Ordinary 11
2/03/2020 BT Portfolio Services Limited Buy 11 77.88 Ordinary 11
2/03/2020 BT Portfolio Services Limited Buy 11 77.88 Ordinary 11
2/03/2020 BT Portfolio Services Limited Buy 11 77.88 Ordinary 11
2/03/2020 BT Portfolio Services Limited Buy 11 77.88 Ordinary 11
2/03/2020 BT Portfolio Services Limited Buy 10 70.80 Ordinary 10
2/03/2020 BT Portfolio Services Limited Buy 11 77.88 Ordinary 11
5/03/2020 BT Portfolio Services Limited Buy 867 5,852.25 Ordinary 867
12/03/2020 BT Portfolio Services Limited Buy 91 443.17 Ordinary 91
12/03/2020 BT Portfolio Services Limited Buy 62 301.94 Ordinary 62
12/03/2020 BT Portfolio Services Limited Buy 30 146.10 Ordinary 30
12/03/2020 BT Portfolio Services Limited Buy 194 944.78 Ordinary 194
12/03/2020 BT Portfolio Services Limited Buy 166 808.42 Ordinary 166
12/03/2020 BT Portfolio Services Limited Buy 203 988.61 Ordinary 203
12/03/2020 BT Portfolio Services Limited Buy 31 150.97 Ordinary 31
12/03/2020 BT Portfolio Services Limited Buy 33 160.71 Ordinary 33
12/03/2020 BT Portfolio Services Limited Buy 32 155.84 Ordinary 32
12/03/2020 BT Portfolio Services Limited Buy 33 160.71 Ordinary 33
12/03/2020 BT Portfolio Services Limited Buy 295 1,436.65 Ordinary 295
12/03/2020 BT Portfolio Services Limited Buy 33 160.71 Ordinary 33
12/03/2020 BT Portfolio Services Limited Buy 130 633.10 Ordinary 130
12/03/2020 BT Portfolio Services Limited Buy 33 160.71 Ordinary 33
12/03/2020 BT Portfolio Services Limited Buy 233 1,134.71 Ordinary 233
12/03/2020 BT Portfolio Services Limited Buy 32 155.84 Ordinary 32
12/03/2020 BT Portfolio Services Limited Buy 32 155.84 Ordinary 32
12/03/2020 BT Portfolio Services Limited Buy 32 155.84 Ordinary 32
12/03/2020 BT Portfolio Services Limited Buy 116 564.92 Ordinary 116
12/03/2020 BT Portfolio Services Limited Buy 31 150.97 Ordinary 31
12/03/2020 BT Portfolio Services Limited Buy 29 141.23 Ordinary 29
13/03/2020 BT Portfolio Services Limited Sell -2,791 -13,340.98 Ordinary 2,791
13/03/2020 BT Portfolio Services Limited Sell -2,355 -11,256.90 Ordinary 2,355
16/03/2020 BT Portfolio Services Limited Sell -33 -149.49 Ordinary 33
26/03/2020 BT Portfolio Services Limited Buy 652 2,660.16 Ordinary 652
26/03/2020 BT Portfolio Services Limited Buy 299 1,219.92 Ordinary 299
1/04/2020 BT Portfolio Services Limited Sell -49 -233.24 Ordinary 49
1/04/2020 BT Portfolio Services Limited Buy 26 123.76 Ordinary 26
1/04/2020 BT Portfolio Services Limited Sell -28 -133.28 Ordinary 28
1/04/2020 BT Portfolio Services Limited Buy 258 1,230.66 Ordinary 258
1/04/2020 BT Portfolio Services Limited Buy 67 319.59 Ordinary 67
9/04/2020 BT Portfolio Services Limited Buy 181 908.62 Ordinary 181
1/05/2020 BT Portfolio Services Limited Buy 181 962.92 Ordinary 181
4/05/2020 BT Portfolio Services Limited Buy 621 3,241.62 Ordinary 621
7/05/2020 BT Portfolio Services Limited Buy 179 954.07 Ordinary 179
7/05/2020 BT Portfolio Services Limited Buy 111 591.63 Ordinary 111
7/05/2020 BT Portfolio Services Limited Buy 387 2,062.71 Ordinary 387
7/05/2020 BT Portfolio Services Limited Buy 212 1,129.96 Ordinary 212

Pa ge 24 of 35
7/05/2020 BT Portfolio Services Limited Buy 127 676.91 Ordinary 127
7/05/2020 BT Portfolio Services Limited Buy 136 724.88 Ordinary 136
7/05/2020 BT Portfolio Services Limited Buy 96 511.68 Ordinary 96
7/05/2020 BT Portfolio Services Limited Buy 181 964.73 Ordinary 181
7/05/2020 BT Portfolio Services Limited Buy 351 1,870.83 Ordinary 351
7/05/2020 BT Portfolio Services Limited Buy 157 836.81 Ordinary 157
7/05/2020 BT Portfolio Services Limited Buy 140 746.20 Ordinary 140
7/05/2020 BT Portfolio Services Limited Buy 520 2,771.60 Ordinary 520
7/05/2020 BT Portfolio Services Limited Buy 235 1,252.55 Ordinary 235
7/05/2020 BT Portfolio Services Limited Buy 230 1,225.90 Ordinary 230
7/05/2020 BT Portfolio Services Limited Buy 345 1,838.85 Ordinary 345
7/05/2020 BT Portfolio Services Limited Buy 280 1,492.40 Ordinary 280
7/05/2020 BT Portfolio Services Limited Buy 161 858.13 Ordinary 161
7/05/2020 BT Portfolio Services Limited Buy 110 586.30 Ordinary 110
7/05/2020 BT Portfolio Services Limited Buy 301 1,604.33 Ordinary 301
7/05/2020 BT Portfolio Services Limited Buy 257 1,369.81 Ordinary 257
7/05/2020 BT Portfolio Services Limited Buy 175 932.75 Ordinary 175
7/05/2020 BT Portfolio Services Limited Buy 64 341.12 Ordinary 64
7/05/2020 BT Portfolio Services Limited Buy 233 1,241.89 Ordinary 233
7/05/2020 BT Portfolio Services Limited Buy 75 399.75 Ordinary 75
7/05/2020 BT Portfolio Services Limited Buy 275 1,465.75 Ordinary 275
7/05/2020 BT Portfolio Services Limited Buy 362 1,929.46 Ordinary 362
7/05/2020 BT Portfolio Services Limited Buy 64 341.12 Ordinary 64
7/05/2020 BT Portfolio Services Limited Buy 302 1,609.66 Ordinary 302
7/05/2020 BT Portfolio Services Limited Buy 135 719.55 Ordinary 135
7/05/2020 BT Portfolio Services Limited Buy 234 1,247.22 Ordinary 234
7/05/2020 BT Portfolio Services Limited Buy 1,225 6,529.25 Ordinary 1,225
7/05/2020 BT Portfolio Services Limited Buy 150 799.50 Ordinary 150
7/05/2020 BT Portfolio Services Limited Buy 403 2,147.99 Ordinary 403
7/05/2020 BT Portfolio Services Limited Buy 288 1,535.04 Ordinary 288
7/05/2020 BT Portfolio Services Limited Buy 228 1,215.24 Ordinary 228
7/05/2020 BT Portfolio Services Limited Buy 473 2,521.09 Ordinary 473
7/05/2020 BT Portfolio Services Limited Buy 237 1,263.21 Ordinary 237
7/05/2020 BT Portfolio Services Limited Buy 181 964.73 Ordinary 181
7/05/2020 BT Portfolio Services Limited Buy 347 1,849.51 Ordinary 347
7/05/2020 BT Portfolio Services Limited Buy 424 2,259.92 Ordinary 424
7/05/2020 BT Portfolio Services Limited Buy 65 346.45 Ordinary 65
7/05/2020 BT Portfolio Services Limited Buy 64 341.12 Ordinary 64
7/05/2020 BT Portfolio Services Limited Buy 108 575.64 Ordinary 108
7/05/2020 BT Portfolio Services Limited Buy 186 991.38 Ordinary 186
7/05/2020 BT Portfolio Services Limited Buy 116 618.28 Ordinary 116
7/05/2020 BT Portfolio Services Limited Buy 521 2,776.93 Ordinary 521
7/05/2020 BT Portfolio Services Limited Buy 558 2,974.14 Ordinary 558
7/05/2020 BT Portfolio Services Limited Buy 366 1,950.78 Ordinary 366
7/05/2020 BT Portfolio Services Limited Buy 382 2,036.06 Ordinary 382
7/05/2020 BT Portfolio Services Limited Buy 64 341.12 Ordinary 64
7/05/2020 BT Portfolio Services Limited Buy 63 335.79 Ordinary 63
7/05/2020 BT Portfolio Services Limited Buy 63 335.79 Ordinary 63
7/05/2020 BT Portfolio Services Limited Buy 279 1,487.07 Ordinary 279

Pa ge 25 of 35
7/05/2020 BT Portfolio Services Limited Buy 199 1,060.67 Ordinary 199
7/05/2020 BT Portfolio Services Limited Buy 150 799.50 Ordinary 150
7/05/2020 BT Portfolio Services Limited Buy 65 346.45 Ordinary 65
7/05/2020 BT Portfolio Services Limited Buy 789 4,205.37 Ordinary 789
7/05/2020 BT Portfolio Services Limited Buy 226 1,204.58 Ordinary 226
7/05/2020 BT Portfolio Services Limited Buy 138 735.54 Ordinary 138
7/05/2020 BT Portfolio Services Limited Buy 88 469.04 Ordinary 88
7/05/2020 BT Portfolio Services Limited Buy 412 2,195.96 Ordinary 412
7/05/2020 BT Portfolio Services Limited Buy 62 330.46 Ordinary 62
7/05/2020 BT Portfolio Services Limited Buy 200 1,066.00 Ordinary 200
7/05/2020 BT Portfolio Services Limited Buy 96 511.68 Ordinary 96
7/05/2020 BT Portfolio Services Limited Buy 219 1,167.27 Ordinary 219
7/05/2020 BT Portfolio Services Limited Buy 158 842.14 Ordinary 158
7/05/2020 BT Portfolio Services Limited Buy 902 4,807.66 Ordinary 902
7/05/2020 BT Portfolio Services Limited Buy 2,582 13,762.06 Ordinary 2,582
7/05/2020 BT Portfolio Services Limited Buy 59 314.47 Ordinary 59
7/05/2020 BT Portfolio Services Limited Buy 365 1,945.45 Ordinary 365
7/05/2020 BT Portfolio Services Limited Buy 58 309.14 Ordinary 58
7/05/2020 BT Portfolio Services Limited Buy 934 4,978.22 Ordinary 934
7/05/2020 BT Portfolio Services Limited Buy 2,763 14,726.79 Ordinary 2,763
7/05/2020 BT Portfolio Services Limited Buy 215 1,145.95 Ordinary 215
7/05/2020 BT Portfolio Services Limited Buy 55 293.15 Ordinary 55
7/05/2020 BT Portfolio Services Limited Buy 65 346.45 Ordinary 65
7/05/2020 BT Portfolio Services Limited Buy 254 1,353.82 Ordinary 254
7/05/2020 BT Portfolio Services Limited Buy 102 543.66 Ordinary 102
7/05/2020 BT Portfolio Services Limited Buy 97 517.01 Ordinary 97
7/05/2020 BT Portfolio Services Limited Buy 58 309.14 Ordinary 58
7/05/2020 BT Portfolio Services Limited Buy 107 570.31 Ordinary 107
7/05/2020 BT Portfolio Services Limited Buy 85 453.05 Ordinary 85
7/05/2020 BT Portfolio Services Limited Buy 680 3,624.40 Ordinary 680
7/05/2020 BT Portfolio Services Limited Buy 52 277.16 Ordinary 52
7/05/2020 BT Portfolio Services Limited Buy 55 293.15 Ordinary 55
7/05/2020 BT Portfolio Services Limited Buy 54 287.82 Ordinary 54
7/05/2020 BT Portfolio Services Limited Buy 55 293.15 Ordinary 55
7/05/2020 BT Portfolio Services Limited Buy 1,192 6,353.36 Ordinary 1,192
7/05/2020 BT Portfolio Services Limited Buy 164 874.12 Ordinary 164
7/05/2020 BT Portfolio Services Limited Buy 483 2,574.39 Ordinary 483
7/05/2020 BT Portfolio Services Limited Buy 119 634.27 Ordinary 119
7/05/2020 BT Portfolio Services Limited Buy 285 1,519.05 Ordinary 285
7/05/2020 BT Portfolio Services Limited Buy 197 1,050.01 Ordinary 197
7/05/2020 BT Portfolio Services Limited Buy 246 1,311.18 Ordinary 246
7/05/2020 BT Portfolio Services Limited Buy 245 1,305.85 Ordinary 245
7/05/2020 BT Portfolio Services Limited Buy 179 954.07 Ordinary 179
7/05/2020 BT Portfolio Services Limited Buy 148 788.84 Ordinary 148
7/05/2020 BT Portfolio Services Limited Buy 88 469.04 Ordinary 88
7/05/2020 BT Portfolio Services Limited Buy 71 378.43 Ordinary 71
7/05/2020 BT Portfolio Services Limited Buy 78 415.74 Ordinary 78
7/05/2020 BT Portfolio Services Limited Buy 58 309.14 Ordinary 58
7/05/2020 BT Portfolio Services Limited Buy 58 309.14 Ordinary 58

Pa ge 26 of 35
7/05/2020 BT Portfolio Services Limited Buy 58 309.14 Ordinary 58
7/05/2020 BT Portfolio Services Limited Buy 320 1,705.60 Ordinary 320
7/05/2020 BT Portfolio Services Limited Buy 203 1,081.99 Ordinary 203
7/05/2020 BT Portfolio Services Limited Buy 68 362.44 Ordinary 68
7/05/2020 BT Portfolio Services Limited Buy 228 1,215.24 Ordinary 228
7/05/2020 BT Portfolio Services Limited Buy 56 298.48 Ordinary 56
7/05/2020 BT Portfolio Services Limited Buy 164 874.12 Ordinary 164
7/05/2020 BT Portfolio Services Limited Buy 76 405.08 Ordinary 76
7/05/2020 BT Portfolio Services Limited Buy 88 469.04 Ordinary 88
7/05/2020 BT Portfolio Services Limited Buy 65 346.45 Ordinary 65
7/05/2020 BT Portfolio Services Limited Buy 219 1,167.27 Ordinary 219
7/05/2020 BT Portfolio Services Limited Buy 139 740.87 Ordinary 139
7/05/2020 BT Portfolio Services Limited Buy 207 1,103.31 Ordinary 207
7/05/2020 BT Portfolio Services Limited Buy 53 282.49 Ordinary 53
7/05/2020 BT Portfolio Services Limited Buy 403 2,147.99 Ordinary 403
7/05/2020 BT Portfolio Services Limited Buy 104 554.32 Ordinary 104
7/05/2020 BT Portfolio Services Limited Buy 469 2,499.77 Ordinary 469
7/05/2020 BT Portfolio Services Limited Buy 144 767.52 Ordinary 144
7/05/2020 BT Portfolio Services Limited Buy 75 399.75 Ordinary 75
7/05/2020 BT Portfolio Services Limited Buy 52 277.16 Ordinary 52
7/05/2020 BT Portfolio Services Limited Buy 416 2,217.28 Ordinary 416
7/05/2020 BT Portfolio Services Limited Buy 207 1,103.31 Ordinary 207
7/05/2020 BT Portfolio Services Limited Buy 290 1,545.70 Ordinary 290
7/05/2020 BT Portfolio Services Limited Buy 51 271.83 Ordinary 51
7/05/2020 BT Portfolio Services Limited Buy 96 511.68 Ordinary 96
7/05/2020 BT Portfolio Services Limited Buy 51 271.83 Ordinary 51
7/05/2020 BT Portfolio Services Limited Buy 52 277.16 Ordinary 52
7/05/2020 BT Portfolio Services Limited Buy 382 2,036.06 Ordinary 382
7/05/2020 BT Portfolio Services Limited Buy 186 991.38 Ordinary 186
7/05/2020 BT Portfolio Services Limited Buy 507 2,702.31 Ordinary 507
7/05/2020 BT Portfolio Services Limited Buy 103 548.99 Ordinary 103
7/05/2020 BT Portfolio Services Limited Buy 112 596.96 Ordinary 112
7/05/2020 BT Portfolio Services Limited Buy 208 1,108.64 Ordinary 208
7/05/2020 BT Portfolio Services Limited Buy 62 330.46 Ordinary 62
7/05/2020 BT Portfolio Services Limited Buy 88 469.04 Ordinary 88
7/05/2020 BT Portfolio Services Limited Buy 229 1,220.57 Ordinary 229
7/05/2020 BT Portfolio Services Limited Buy 94 501.02 Ordinary 94
7/05/2020 BT Portfolio Services Limited Buy 73 389.09 Ordinary 73
7/05/2020 BT Portfolio Services Limited Buy 211 1,124.63 Ordinary 211
7/05/2020 BT Portfolio Services Limited Buy 275 1,465.75 Ordinary 275
7/05/2020 BT Portfolio Services Limited Buy 284 1,513.72 Ordinary 284
7/05/2020 BT Portfolio Services Limited Buy 119 634.27 Ordinary 119
7/05/2020 BT Portfolio Services Limited Buy 61 325.13 Ordinary 61
7/05/2020 BT Portfolio Services Limited Buy 150 799.50 Ordinary 150
7/05/2020 BT Portfolio Services Limited Buy 110 586.30 Ordinary 110
7/05/2020 BT Portfolio Services Limited Buy 100 533.00 Ordinary 100
7/05/2020 BT Portfolio Services Limited Buy 78 415.74 Ordinary 78
7/05/2020 BT Portfolio Services Limited Buy 245 1,305.85 Ordinary 245
7/05/2020 BT Portfolio Services Limited Buy 78 415.74 Ordinary 78

Pa ge 27 of 35
7/05/2020 BT Portfolio Services Limited Buy 92 490.36 Ordinary 92
7/05/2020 BT Portfolio Services Limited Buy 354 1,886.82 Ordinary 354
7/05/2020 BT Portfolio Services Limited Buy 41 218.53 Ordinary 41
7/05/2020 BT Portfolio Services Limited Buy 45 239.85 Ordinary 45
7/05/2020 BT Portfolio Services Limited Buy 44 234.52 Ordinary 44
7/05/2020 BT Portfolio Services Limited Buy 52 277.16 Ordinary 52
7/05/2020 BT Portfolio Services Limited Buy 66 351.78 Ordinary 66
7/05/2020 BT Portfolio Services Limited Buy 125 666.25 Ordinary 125
7/05/2020 BT Portfolio Services Limited Buy 310 1,652.30 Ordinary 310
7/05/2020 BT Portfolio Services Limited Buy 264 1,407.12 Ordinary 264
7/05/2020 BT Portfolio Services Limited Buy 81 431.73 Ordinary 81
8/05/2020 BT Portfolio Services Limited Buy 23 124.43 Ordinary 23
8/05/2020 BT Portfolio Services Limited Buy 14 75.74 Ordinary 14
8/05/2020 BT Portfolio Services Limited Buy 50 270.50 Ordinary 50
8/05/2020 BT Portfolio Services Limited Buy 28 151.48 Ordinary 28
8/05/2020 BT Portfolio Services Limited Buy 16 86.56 Ordinary 16
8/05/2020 BT Portfolio Services Limited Buy 18 97.38 Ordinary 18
8/05/2020 BT Portfolio Services Limited Buy 13 70.33 Ordinary 13
8/05/2020 BT Portfolio Services Limited Buy 24 129.84 Ordinary 24
8/05/2020 BT Portfolio Services Limited Buy 46 248.86 Ordinary 46
8/05/2020 BT Portfolio Services Limited Buy 20 108.20 Ordinary 20
8/05/2020 BT Portfolio Services Limited Buy 18 97.38 Ordinary 18
8/05/2020 BT Portfolio Services Limited Buy 68 367.88 Ordinary 68
8/05/2020 BT Portfolio Services Limited Buy 30 162.30 Ordinary 30
8/05/2020 BT Portfolio Services Limited Buy 30 162.30 Ordinary 30
8/05/2020 BT Portfolio Services Limited Buy 45 243.45 Ordinary 45
8/05/2020 BT Portfolio Services Limited Buy 36 194.76 Ordinary 36
8/05/2020 BT Portfolio Services Limited Buy 21 113.61 Ordinary 21
8/05/2020 BT Portfolio Services Limited Buy 14 75.74 Ordinary 14
8/05/2020 BT Portfolio Services Limited Buy 39 210.99 Ordinary 39
8/05/2020 BT Portfolio Services Limited Buy 33 178.53 Ordinary 33
8/05/2020 BT Portfolio Services Limited Buy 23 124.43 Ordinary 23
8/05/2020 BT Portfolio Services Limited Buy 8 43.28 Ordinary 8
8/05/2020 BT Portfolio Services Limited Buy 30 162.30 Ordinary 30
8/05/2020 BT Portfolio Services Limited Buy 10 54.10 Ordinary 10
8/05/2020 BT Portfolio Services Limited Buy 36 194.76 Ordinary 36
8/05/2020 BT Portfolio Services Limited Buy 47 254.27 Ordinary 47
8/05/2020 BT Portfolio Services Limited Buy 8 43.28 Ordinary 8
8/05/2020 BT Portfolio Services Limited Buy 39 210.99 Ordinary 39
8/05/2020 BT Portfolio Services Limited Buy 17 91.97 Ordinary 17
8/05/2020 BT Portfolio Services Limited Buy 30 162.30 Ordinary 30
8/05/2020 BT Portfolio Services Limited Buy 159 860.19 Ordinary 159
8/05/2020 BT Portfolio Services Limited Buy 19 102.79 Ordinary 19
8/05/2020 BT Portfolio Services Limited Buy 52 281.32 Ordinary 52
8/05/2020 BT Portfolio Services Limited Buy 38 205.58 Ordinary 38
8/05/2020 BT Portfolio Services Limited Buy 30 162.30 Ordinary 30
8/05/2020 BT Portfolio Services Limited Buy 61 330.01 Ordinary 61
8/05/2020 BT Portfolio Services Limited Buy 31 167.71 Ordinary 31
8/05/2020 BT Portfolio Services Limited Buy 23 124.43 Ordinary 23

Pa ge 28 of 35
8/05/2020 BT Portfolio Services Limited Buy 45 243.45 Ordinary 45
8/05/2020 BT Portfolio Services Limited Buy 55 297.55 Ordinary 55
8/05/2020 BT Portfolio Services Limited Buy 8 43.28 Ordinary 8
8/05/2020 BT Portfolio Services Limited Buy 8 43.28 Ordinary 8
8/05/2020 BT Portfolio Services Limited Buy 14 75.74 Ordinary 14
8/05/2020 BT Portfolio Services Limited Buy 24 129.84 Ordinary 24
8/05/2020 BT Portfolio Services Limited Buy 15 81.15 Ordinary 15
8/05/2020 BT Portfolio Services Limited Buy 68 367.88 Ordinary 68
8/05/2020 BT Portfolio Services Limited Buy 73 394.93 Ordinary 73
8/05/2020 BT Portfolio Services Limited Buy 48 259.68 Ordinary 48
8/05/2020 BT Portfolio Services Limited Buy 50 270.50 Ordinary 50
8/05/2020 BT Portfolio Services Limited Buy 8 43.28 Ordinary 8
8/05/2020 BT Portfolio Services Limited Buy 8 43.28 Ordinary 8
8/05/2020 BT Portfolio Services Limited Buy 8 43.28 Ordinary 8
8/05/2020 BT Portfolio Services Limited Buy 36 194.76 Ordinary 36
8/05/2020 BT Portfolio Services Limited Buy 26 140.66 Ordinary 26
8/05/2020 BT Portfolio Services Limited Buy 19 102.79 Ordinary 19
8/05/2020 BT Portfolio Services Limited Buy 9 48.69 Ordinary 9
8/05/2020 BT Portfolio Services Limited Buy 103 557.23 Ordinary 103
8/05/2020 BT Portfolio Services Limited Buy 29 156.89 Ordinary 29
8/05/2020 BT Portfolio Services Limited Buy 18 97.38 Ordinary 18
8/05/2020 BT Portfolio Services Limited Buy 11 59.51 Ordinary 11
8/05/2020 BT Portfolio Services Limited Buy 53 286.73 Ordinary 53
8/05/2020 BT Portfolio Services Limited Buy 8 43.28 Ordinary 8
8/05/2020 BT Portfolio Services Limited Buy 26 140.66 Ordinary 26
8/05/2020 BT Portfolio Services Limited Buy 13 70.33 Ordinary 13
8/05/2020 BT Portfolio Services Limited Buy 29 156.89 Ordinary 29
8/05/2020 BT Portfolio Services Limited Buy 21 113.61 Ordinary 21
8/05/2020 BT Portfolio Services Limited Buy 117 632.97 Ordinary 117
8/05/2020 BT Portfolio Services Limited Buy 336 1,817.76 Ordinary 336
8/05/2020 BT Portfolio Services Limited Buy 8 43.28 Ordinary 8
8/05/2020 BT Portfolio Services Limited Buy 47 254.27 Ordinary 47
8/05/2020 BT Portfolio Services Limited Buy 7 37.87 Ordinary 7
8/05/2020 BT Portfolio Services Limited Buy 121 654.61 Ordinary 121
8/05/2020 BT Portfolio Services Limited Buy 359 1,942.19 Ordinary 359
8/05/2020 BT Portfolio Services Limited Buy 28 151.48 Ordinary 28
8/05/2020 BT Portfolio Services Limited Buy 7 37.87 Ordinary 7
8/05/2020 BT Portfolio Services Limited Buy 9 48.69 Ordinary 9
8/05/2020 BT Portfolio Services Limited Buy 33 178.53 Ordinary 33
8/05/2020 BT Portfolio Services Limited Buy 13 70.33 Ordinary 13
8/05/2020 BT Portfolio Services Limited Buy 13 70.33 Ordinary 13
8/05/2020 BT Portfolio Services Limited Buy 8 43.28 Ordinary 8
8/05/2020 BT Portfolio Services Limited Buy 14 75.74 Ordinary 14
8/05/2020 BT Portfolio Services Limited Buy 11 59.51 Ordinary 11
8/05/2020 BT Portfolio Services Limited Buy 88 476.08 Ordinary 88
8/05/2020 BT Portfolio Services Limited Buy 7 37.87 Ordinary 7
8/05/2020 BT Portfolio Services Limited Buy 7 37.87 Ordinary 7
8/05/2020 BT Portfolio Services Limited Buy 7 37.87 Ordinary 7
8/05/2020 BT Portfolio Services Limited Buy 7 37.87 Ordinary 7

Pa ge 29 of 35
8/05/2020 BT Portfolio Services Limited Buy 155 838.55 Ordinary 155
8/05/2020 BT Portfolio Services Limited Buy 21 113.61 Ordinary 21
8/05/2020 BT Portfolio Services Limited Buy 63 340.83 Ordinary 63
8/05/2020 BT Portfolio Services Limited Buy 15 81.15 Ordinary 15
8/05/2020 BT Portfolio Services Limited Buy 37 200.17 Ordinary 37
8/05/2020 BT Portfolio Services Limited Buy 26 140.66 Ordinary 26
8/05/2020 BT Portfolio Services Limited Buy 32 173.12 Ordinary 32
8/05/2020 BT Portfolio Services Limited Buy 32 173.12 Ordinary 32
8/05/2020 BT Portfolio Services Limited Buy 23 124.43 Ordinary 23
8/05/2020 BT Portfolio Services Limited Buy 19 102.79 Ordinary 19
8/05/2020 BT Portfolio Services Limited Buy 12 64.92 Ordinary 12
8/05/2020 BT Portfolio Services Limited Buy 9 48.69 Ordinary 9
8/05/2020 BT Portfolio Services Limited Buy 10 54.10 Ordinary 10
8/05/2020 BT Portfolio Services Limited Buy 8 43.28 Ordinary 8
8/05/2020 BT Portfolio Services Limited Buy 7 37.87 Ordinary 7
8/05/2020 BT Portfolio Services Limited Buy 8 43.28 Ordinary 8
8/05/2020 BT Portfolio Services Limited Buy 42 227.22 Ordinary 42
8/05/2020 BT Portfolio Services Limited Buy 26 140.66 Ordinary 26
8/05/2020 BT Portfolio Services Limited Buy 9 48.69 Ordinary 9
8/05/2020 BT Portfolio Services Limited Buy 30 162.30 Ordinary 30
8/05/2020 BT Portfolio Services Limited Buy 7 37.87 Ordinary 7
8/05/2020 BT Portfolio Services Limited Buy 21 113.61 Ordinary 21
8/05/2020 BT Portfolio Services Limited Buy 10 54.10 Ordinary 10
8/05/2020 BT Portfolio Services Limited Buy 11 59.51 Ordinary 11
8/05/2020 BT Portfolio Services Limited Buy 9 48.69 Ordinary 9
8/05/2020 BT Portfolio Services Limited Buy 29 156.89 Ordinary 29
8/05/2020 BT Portfolio Services Limited Buy 18 97.38 Ordinary 18
8/05/2020 BT Portfolio Services Limited Buy 27 146.07 Ordinary 27
8/05/2020 BT Portfolio Services Limited Buy 7 37.87 Ordinary 7
8/05/2020 BT Portfolio Services Limited Buy 52 281.32 Ordinary 52
8/05/2020 BT Portfolio Services Limited Buy 14 75.74 Ordinary 14
8/05/2020 BT Portfolio Services Limited Buy 61 330.01 Ordinary 61
8/05/2020 BT Portfolio Services Limited Buy 19 102.79 Ordinary 19
8/05/2020 BT Portfolio Services Limited Buy 10 54.10 Ordinary 10
8/05/2020 BT Portfolio Services Limited Buy 7 37.87 Ordinary 7
8/05/2020 BT Portfolio Services Limited Buy 54 292.14 Ordinary 54
8/05/2020 BT Portfolio Services Limited Buy 27 146.07 Ordinary 27
8/05/2020 BT Portfolio Services Limited Buy 38 205.58 Ordinary 38
8/05/2020 BT Portfolio Services Limited Buy 7 37.87 Ordinary 7
8/05/2020 BT Portfolio Services Limited Buy 12 64.92 Ordinary 12
8/05/2020 BT Portfolio Services Limited Buy 7 37.87 Ordinary 7
8/05/2020 BT Portfolio Services Limited Buy 7 37.87 Ordinary 7
8/05/2020 BT Portfolio Services Limited Buy 50 270.50 Ordinary 50
8/05/2020 BT Portfolio Services Limited Buy 24 129.84 Ordinary 24
8/05/2020 BT Portfolio Services Limited Buy 66 357.06 Ordinary 66
8/05/2020 BT Portfolio Services Limited Buy 13 70.33 Ordinary 13
8/05/2020 BT Portfolio Services Limited Buy 15 81.15 Ordinary 15
8/05/2020 BT Portfolio Services Limited Buy 27 146.07 Ordinary 27
8/05/2020 BT Portfolio Services Limited Buy 8 43.28 Ordinary 8

Pa ge 30 of 35
8/05/2020 BT Portfolio Services Limited Buy 12 64.92 Ordinary 12
8/05/2020 BT Portfolio Services Limited Buy 30 162.30 Ordinary 30
8/05/2020 BT Portfolio Services Limited Buy 12 64.92 Ordinary 12
8/05/2020 BT Portfolio Services Limited Buy 10 54.10 Ordinary 10
8/05/2020 BT Portfolio Services Limited Buy 28 151.48 Ordinary 28
8/05/2020 BT Portfolio Services Limited Buy 36 194.76 Ordinary 36
8/05/2020 BT Portfolio Services Limited Buy 37 200.17 Ordinary 37
8/05/2020 BT Portfolio Services Limited Buy 15 81.15 Ordinary 15
8/05/2020 BT Portfolio Services Limited Buy 8 43.28 Ordinary 8
8/05/2020 BT Portfolio Services Limited Buy 20 108.20 Ordinary 20
8/05/2020 BT Portfolio Services Limited Buy 14 75.74 Ordinary 14
8/05/2020 BT Portfolio Services Limited Buy 13 70.33 Ordinary 13
8/05/2020 BT Portfolio Services Limited Buy 10 54.10 Ordinary 10
8/05/2020 BT Portfolio Services Limited Buy 32 173.12 Ordinary 32
8/05/2020 BT Portfolio Services Limited Buy 10 54.10 Ordinary 10
8/05/2020 BT Portfolio Services Limited Buy 12 64.92 Ordinary 12
8/05/2020 BT Portfolio Services Limited Buy 46 248.86 Ordinary 46
8/05/2020 BT Portfolio Services Limited Buy 5 27.05 Ordinary 5
8/05/2020 BT Portfolio Services Limited Buy 6 32.46 Ordinary 6
8/05/2020 BT Portfolio Services Limited Buy 6 32.46 Ordinary 6
8/05/2020 BT Portfolio Services Limited Buy 7 37.87 Ordinary 7
8/05/2020 BT Portfolio Services Limited Buy 9 48.69 Ordinary 9
8/05/2020 BT Portfolio Services Limited Buy 16 86.56 Ordinary 16
8/05/2020 BT Portfolio Services Limited Buy 40 216.40 Ordinary 40
8/05/2020 BT Portfolio Services Limited Buy 34 183.94 Ordinary 34
8/05/2020 BT Portfolio Services Limited Buy 10 54.10 Ordinary 10
8/05/2020 BT Portfolio Services Limited Buy 166 952.84 Ordinary 166
13/05/2020 BT Portfolio Services Limited Buy 55 320.65 Ordinary 55
13/05/2020 BT Portfolio Services Limited Buy 77 448.91 Ordinary 77
15/05/2020 BT Portfolio Services Limited Buy 127 726.44 Ordinary 127
15/05/2020 BT Portfolio Services Limited Sell -40 -228.40 Ordinary 40
15/05/2020 BT Portfolio Services Limited Sell -14 -79.94 Ordinary 14
15/05/2020 BT Portfolio Services Limited Sell -162 -925.02 Ordinary 162
22/05/2020 BT Portfolio Services Limited Sell -19 -114.19 Ordinary 19
22/05/2020 BT Portfolio Services Limited Buy 49 294.49 Ordinary 49
25/05/2020 BT Portfolio Services Limited Buy 52 316.68 Ordinary 52
25/05/2020 BT Portfolio Services Limited Buy 101 615.09 Ordinary 101
26/05/2020 BT Portfolio Services Limited Buy 64 402.56 Ordinary 64
28/05/2020 BT Portfolio Services Limited Buy 297 1,930.50 Ordinary 297
28/05/2020 BT Portfolio Services Limited Buy 193 1,254.50 Ordinary 193
28/05/2020 BT Portfolio Services Limited Buy 498 3,237.00 Ordinary 498
28/05/2020 BT Portfolio Services Limited Buy 557 3,620.50 Ordinary 557
1/06/2020 BT Portfolio Services Limited Sell -66 -413.16 Ordinary 66
1/06/2020 BT Portfolio Services Limited Sell -214 -1,339.64 Ordinary 214
1/06/2020 BT Portfolio Services Limited Sell -23 -143.98 Ordinary 23
1/06/2020 BT Portfolio Services Limited Sell -170 -1,064.20 Ordinary 170
1/06/2020 BT Portfolio Services Limited Sell -147 -920.22 Ordinary 147
1/06/2020 BT Portfolio Services Limited Sell -140 -876.40 Ordinary 140
1/06/2020 BT Portfolio Services Limited Sell -120 -751.20 Ordinary 120

Pa ge 31 of 35
1/06/2020 BT Portfolio Services Limited Sell -94 -588.44 Ordinary 94
1/06/2020 BT Portfolio Services Limited Sell -47 -294.22 Ordinary 47
1/06/2020 BT Portfolio Services Limited Sell -23 -143.98 Ordinary 23
1/06/2020 BT Portfolio Services Limited Sell -24 -150.24 Ordinary 24
1/06/2020 BT Portfolio Services Limited Sell -23 -143.98 Ordinary 23
1/06/2020 BT Portfolio Services Limited Sell -24 -150.24 Ordinary 24
1/06/2020 BT Portfolio Services Limited Sell -23 -143.98 Ordinary 23
1/06/2020 BT Portfolio Services Limited Sell -24 -150.24 Ordinary 24
1/06/2020 BT Portfolio Services Limited Sell -23 -143.98 Ordinary 23
1/06/2020 BT Portfolio Services Limited Sell -24 -150.24 Ordinary 24
1/06/2020 BT Portfolio Services Limited Sell -81 -507.06 Ordinary 81
1/06/2020 BT Portfolio Services Limited Sell -23 -143.98 Ordinary 23
1/06/2020 BT Portfolio Services Limited Sell -22 -137.72 Ordinary 22
1/06/2020 BT Portfolio Services Limited Sell -26 -162.76 Ordinary 26
1/06/2020 BT Portfolio Services Limited Sell -22 -137.72 Ordinary 22
1/06/2020 BT Portfolio Services Limited Sell -35 -219.10 Ordinary 35
1/06/2020 BT Portfolio Services Limited Sell -39 -244.14 Ordinary 39
1/06/2020 BT Portfolio Services Limited Sell -106 -663.56 Ordinary 106
1/06/2020 BT Portfolio Services Limited Buy 175 1,095.50 Ordinary 175
2/06/2020 BT Portfolio Services Limited Sell -255 -1,611.60 Ordinary 255
2/06/2020 BT Portfolio Services Limited Sell -465 -2,938.80 Ordinary 465
4/06/2020 BT Portfolio Services Limited Buy 55 359.15 Ordinary 55
5/06/2020 BT Portfolio Services Limited Buy 92 593.40 Ordinary 92
5/06/2020 BT Portfolio Services Limited Sell -20 -128.80 Ordinary 20
9/06/2020 BT Portfolio Services Limited Buy 238 1,599.36 Ordinary 238
9/06/2020 BT Portfolio Services Limited Buy 1,382 9,287.04 Ordinary 1,382
10/06/2020 BT Portfolio Services Limited Buy 81 537.03 Ordinary 81
10/06/2020 BT Portfolio Services Limited Buy 112 742.56 Ordinary 112
15/06/2020 BT Portfolio Services Limited Buy 55 323.40 Ordinary 55
17/06/2020 BT Portfolio Services Limited Sell -239 -1,477.02 Ordinary 239
18/06/2020 BT Portfolio Services Limited Sell -127 -768.35 Ordinary 127

Total

6,232 -44,452.17

Date Registered Company Nature
of
Change
Quantity Consideration Class of
Securities
Person’s
votes
affected
16/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 471 3,339.39 Ordinary 471
24/09/2019 HSBC Custody Nominees (Australia) Limited. Buy 1,797 13,207.95 Ordinary 1,797
1/10/2019 HSBC Custody Nominees (Australia) Limited. Buy 103 776.62 Ordinary 103
27/11/2019 HSBC Custody Nominees (Australia) Limited. Buy 2,200 18,524.00 Ordinary 2,200
16/12/2019 HSBC Custody Nominees (Australia) Limited. Buy 1,134 10,115.28 Ordinary 1,134
19/12/2019 HSBC Custody Nominees (Australia) Limited. Sell -762 -6,827.52 Ordinary 762
20/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 694 2,741.30 Ordinary 694
20/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 3,430 14,920.50 Ordinary 3,430
20/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 412 1,577.96 Ordinary 412
23/03/2020 HSBC Custody Nominees (Australia) Limited. Buy 768 2,749.44 Ordinary 768
8/04/2020 HSBC Custody Nominees (Australia) Limited. Buy 850 4,080.00 Ordinary 850
19/05/2020 HSBC Custody Nominees (Australia) Limited. Buy 394 2,462.50 Ordinary 394
2/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 2,868 18,125.76 Ordinary 2,868
18/06/2020 HSBC Custody Nominees (Australia) Limited. Buy 4,135 25,058.10 Ordinary 4,135

Pa ge 32 of 35

Total

18,494 110,851.28

Westpac Financial Services Limited Total :

24,726 66,399.11

Pa ge 33 of 35
ANNEXURE B

This is annexure ‘B’ (being 2 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking
Corporation ACN 007 457 141 and its associated entities

Tim Hartin– Company Secretary Westpac Banking Corporation – 23/06/2020

Westpac Banking Corporation Australia

St.George Finance Limited Australia
1925 (Commercial) Pty Limited Australia

St.George Life Pty Limited Australia
1925 (Industrial) Pty Limited Australia

St.George Motor Finance Limited Australia
1925 Advances Pty Limited Australia

St.George Security Holdings Pty Limited Australia
Advance Asset Management Limited Australia

Sydney Capital Corporation Inc. USA
Altitude Administration Pty Limited Australia

The Home Mortgage Company Limited
New
Zealand
Altitude Rewards Pty Limited Australia

Value Nominees Pty Limited Australia
Aotearoa Financial Services Limited
New
Zealand

W2 Investments Pty Limited Australia
Asgard Capital Management Limited Australia

Waratah Receivables Corporation Pty Limited Australia
Asgard Wealth Solutions Limited Australia

Waratah Securities Australia Limited Australia
Belliston Pty Limited Australia

Westpac (NZ) Investments Limited
New
Zealand
Bill Acceptance Corporation Pty Limited Australia

Westpac Administration 2 Pty Limited Australia
BT (Queensland) Pty Limited Australia

Westpac Administration 3 Pty Limited Australia
BT Australia Pty Limited Australia

Westpac Administration 4 Pty Limited Australia
BT Financial Group (NZ) Limited
New
Zealand

Westpac Administration Pty Limited Australia
BT Financial Group Pty Limited Australia

Westpac Altitude Rewards Trust Australia
BT Funds Management (NZ) Limited
New
Zealand

Westpac Americas Inc. USA
BT Funds Management Limited Australia

Westpac Asian Lending Pty Limited Australia
BT Funds Management No.2 Limited Australia

Westpac Bank-PNG-Limited
Papua New
Guinea
BT Portfolio Services Limited Australia

Westpac Capital Markets Holding Corp. USA
BT Securities Limited Australia

Westpac Capital Markets LLC USA
Capital Corporate Finance Limited Australia

Westpac Capital-NZ-Limited
New
Zealand
Capital Finance (NZ) Pty Limited Australia

Westpac Cash PIE Fund
New
Zealand
Capital Finance Australia Limited Australia

Westpac Covered Bond Trust Australia
Capital Finance New Zealand Limited
New
Zealand

Westpac Custodian Nominees Pty Limited Australia
Capital Fleetlease Pty Limited Australia

Westpac Debt Securities Pty Limited Australia
Capital Motor Finance Pty Limited Australia

Westpac Digital Partnerships Pty Limited Australia
Capital Rent Group Pty Limited Australia

Westpac Direct Equity Investments Pty Limited Australia
CBA Limited

Australia

Westpac Equity Holdings Pty Limited Australia
Challenge Limited Australia

Westpac Equity Investments NZ Limited
New
Zealand
Crusade ABS Series 2016-1 Trust Australia

Westpac Europe Limited UK
Crusade ABS Series 2017-1 Trust Australia

Westpac Finance (HK) Limited Hong Kong
Crusade ABS Series 2017-1P Trust Australia

Westpac Financial Consultants Limited Australia
Crusade ABS Series 2018-1P Trust Australia

Westpac Financial Holdings Pty Limited Australia
Crusade Trust No.2P of 2008 Australia

Westpac Financial Services Group Limited Australia
Danaby Pty Limited Australia

Westpac Financial Services Group-NZ-Limited
New
Zealand
eQR Securities Pty. Limited Australia

Westpac Financial Services Limited Australia
General Credits Pty Limited Australia

Westpac General Insurance Limited Australia
GIS Private Nominees Pty Limited Australia

Westpac General Insurance Services Limited Australia

Pa ge 34 of 35
Hastings Funds Management Pty Limited Australia

Westpac Global Capital Markets Pty Limited Australia
Hastings Management Pty Limited Australia

Westpac Group Investment-NZ-Limited
New
Zealand
Magnitude Group Pty Limited Australia

Westpac Holdings-NZ-Limited
New
Zealand
Mortgage Management Pty Limited Australia

Westpac Investment Capital Corporation USA
Net Nominees Limited Australia

Westpac Investment Vehicle No.2 Pty Limited Australia
Number 120 Limited
New
Zealand

Westpac Investment Vehicle No.3 Pty Limited Australia
Oniston Pty Limited Australia

Westpac Investment Vehicle Pty Limited Australia
Partnership Pacific Pty Limited Australia

Westpac Leasing Nominees-Vic.-Pty Limited Australia
Partnership Pacific Securities Pty Limited Australia

Westpac Lenders Mortgage Insurance Limited Australia
Pashley Investments Pty Limited Australia

Westpac Life Insurance Services Limited Australia
Pendal Short Term Income Fund Australia

Westpac Life-NZ-Limited
New
Zealand
Pendal Long Term Income Fund Australia

Westpac New Zealand Group Limited
New
Zealand
Planwise AU Pty Ltd Australia

Westpac New Zealand Limited
New
Zealand
Qvalent Pty Limited Australia

Westpac New Zealand Staff Superannuation
Scheme Trustee Limited
New
Zealand
RAMS Financial Group Pty Limited Australia

Westpac Nominees-NZ-Limited
New
Zealand
Reinventure Special Purpose Investment Unit Trust Australia

Westpac Notice Saver PIE Fund
New
Zealand
Reinventure Fund, I.L.P. Australia

Westpac NZ Covered Bond Holdings Limited
New
Zealand
Reinventure Fund II I.L.P Australia

Westpac NZ Covered Bond Limited
New
Zealand
Reinventure Fund III I.L.P Australia

Westpac NZ Operations Limited
New
Zealand
RMS Warehouse Trust 2007-1 Australia

Westpac NZ Securitisation Holdings Limited
New
Zealand
Sallmoor Pty Limited Australia

Westpac NZ Securitisation Limited
New
Zealand
Securitor Financial Group Limited Australia

Westpac NZ Securitisation No.2 Limited
New
Zealand
Series 2008-1M WST Trust Australia

Westpac Overseas Holdings No. 2 Pty Limited Australia
Series 2011-2 WST Trust Australia

Westpac Overseas Holdings Pty Limited Australia
Series 2011-3 WST Trust Australia

Westpac Properties Limited Australia
Series 2012-1 WST Trust Australia

Westpac RE Limited Australia
Series 2013-1 WST Trust Australia

Westpac Securities Administration Limited Australia
Series 2013-2 WST Trust Australia

Westpac Securities Limited Australia
Series 2014-1 WST Trust Australia

Westpac Securities NZ Limited
New
Zealand
Series 2014-2 WST Trust Australia

Westpac Securitisation Holdings Pty Limited Australia
Series 2015-1 WST Trust Australia

Westpac Securitisation Management Pty Limited Australia
Series 2019-1 WST Trust Australia

Westpac Singapore Limited Singapore
Series 2020-1 WST Trust Australia

Westpac Structured Products Limited Australia
SIE-LEASE (Australia) Pty Limited Australia

Westpac Superannuation Nominees-NZ-Limited
New
Zealand
SIE-LEASE (New Zealand) Pty Limited
New
Zealand

Westpac Syndications Management Pty Limited Australia
Sixty Martin Place (Holdings) Pty Limited Australia

Westpac Term PIE Fund
New
Zealand
St.George Business Finance Pty Limited Australia

Westpac TPS Trust Australia
St.George Commercial Credit Corporation Limited Australia

Westpac Unit Trust Australia
St.George Equity Finance Limited Australia

Westpac USA Inc. USA
St.George Finance Holdings Limited Australia

Pa ge 35 of 35
ANNEXURE C – UNDERWRITING AGREEMENT

This is Annexure ‘C’ (being 31 pages) referred to in Form 605, Notice of ceasing of interests of substantial holder, lodged for
Westpac Banking Corporation ACN 007 457 141 and its associated entities

Agreement

Project Leonard

Underwriting Agreement

Westpac Banking Corporation
UBS AG, Australia Branch

page 1

Contents
Table of contents
1 Definitions and interpretation 4
1.1 Definitions .................................................................................................................. 4
1.2 Rules for interpreting this agreement......................................................................... 7
1.3 Business Days ........................................................................................................... 8
1.4 Success of the Offer .................................................................................................. 8
1.5 Valid Application ........................................................................................................ 8
1.6 Withdrawal and termination of this agreement .......................................................... 8
2 Appointment 8
2.1 Appointment ............................................................................................................... 8
2.2 Reasonable endeavours ............................................................................................ 8
2.3 Jurisdiction ................................................................................................................. 9
2.4 Joint activities ............................................................................................................. 9
3 Conditions Precedent, Warranties, Undertakings and Indemnity 9
3.1 Conditions precedent ................................................................................................. 9
3.2 Validity of agreement ................................................................................................. 9
3.3 Westpac representations, warranties and undertakings............................................ 9
3.4 Independent ............................................................................................................... 9
3.5 Representations, warranties, undertakings and acknowledgments .......................... 9
3.6 Repetition ................................................................................................................. 10
3.7 Indemnity ................................................................................................................. 10
3.8 Survival .................................................................................................................... 10
3.9 Reliance ................................................................................................................... 10
4 Offer 10
4.1 Making of Offer ........................................................................................................ 10
4.2 Amendment .............................................................................................................. 11
5 Conduct of Offer 11
5.1 Support and Access ................................................................................................. 11
5.2 Announcement of Offer ............................................................................................ 11
5.3 Bookbuild ................................................................................................................. 11
5.4 Crossing and confirmations ..................................................................................... 11
5.5 Acceptance of Applications and sale of Shares ...................................................... 11
5.6 Underwriting of Offer Shortfall ................................................................................. 12
6 Fees, Costs and Expenses 12
6.1 Payment of fees to Lead Manager........................................................................... 12
6.2 Costs and expenses ................................................................................................ 12
6.3 Costs on termination ................................................................................................ 12
7 Events of Termination 13
7.1 Right of termination .................................................................................................. 13
7.2 Exercise of rights ..................................................................................................... 13
7.3 Claims ...................................................................................................................... 13
7.4 Notification ............................................................................................................... 13
7.5 Effect of termination ................................................................................................. 13

page 2

8 Marketing and Public Announcements 14
8.1 Marketing and public announcements ..................................................................... 14
8.2 Announcements ....................................................................................................... 14
8.3 ASIC and ASX ......................................................................................................... 14
9 Acknowledgments 14
9.1 Acknowledgments .................................................................................................... 14
9.2 Acknowledgement by the Lead Manager ................................................................ 15
9.3 Agreements .............................................................................................................. 15
10 GST 15
10.1 Definitions ................................................................................................................ 15
10.2 GST payable in addition to fees ............................................................................... 15
10.3 GST on claims and expenses .................................................................................. 15
10.4 Adjustments ............................................................................................................. 16
11 Notices 16
11.1 How to give a notice................................................................................................. 16
11.2 When a notice is given ............................................................................................. 16
11.3 Address for notices .................................................................................................. 17
12 Amendment and assignment 17
12.1 Amendment .............................................................................................................. 17
12.2 Assignment .............................................................................................................. 17
13 General 17
13.1 Governing law and jurisdiction ................................................................................. 17
13.2 Giving effect to this agreement ................................................................................ 17
13.3 Waiver of rights ........................................................................................................ 17
13.4 Operation of this agreement .................................................................................... 18
13.5 Inconsistency with other documents ........................................................................ 18
13.6 Time is of the essence ............................................................................................. 18
13.7 Counterparts ............................................................................................................ 18
13.8 Attorneys .................................................................................................................. 18
13.9 Indemnities ............................................................................................................... 18
Schedule 1
Notice details 19
Schedule 2
Timetable (clause 4.1) 20
Schedule 3
Warranties and Undertakings (clause 3) 21
Schedule 4
Indemnity (clause 3.7) 24
Signing page 29

page 3

Underwriting Agreement
Date ► 17 June 2020
Between the parties

Westpac
Westpac Banking Corporation
ABN 33 007 457 141
of Level 18, 275 Kent Street, Sydney NSW 2000
(Westpac)
UBS

UBS AG, Australia Branch
ABN 47 088 129 613 of Level 16 Chifley Tower, 2 Chifley Square,
Sydney NSW 2000
(UBS or Lead Manager)
Recitals
1 Westpac proposes to invite applications to purchase Shares in
PDL held by its wholly-owned subsidiary WFSG pursuant to the
Offer.
2 The Offer will be conducted as an institutional bookbuild offer.
3 Westpac has agreed to appoint the Lead Manager, and the Lead
Manager has agreed to act, as Lead Manager of the Offer on the
terms and conditions set out in this agreement.
4 The Lead Manager has also agreed to fully underwrite the Offer.
5 In consideration of the Lead Manager having agreed to act as
Lead Manager and underwriter of the Offer, Westpac has agreed
to enter into this agreement.
The parties agree as follows:

page 4

1 Definitions and interpretation
1.1 Definitions
The meanings of the terms used in this agreement are set out below.
Term Meaning
Affiliate any other person that directly, or indirectly through one or more
intermediaries, controls, or is controlled by, or is under common
control with, such person; and "control" (including the terms
"controlling", "controlled by" and "under common control with")
means the possession, direct or indirect, of the power to direct or
cause the direction of the management, policies or activities of a
person, whether through the ownership of securities, by contract or
agency or otherwise.
Announcement Date the date specified as such in the Timetable as varied, if at all,
pursuant to clause 4.2.
Announcement
Material
an announcement of the Offer in a form approved by the Lead
Manager (such approval not to be unreasonably withheld).
APRA the Australian Prudential Regulation Authority.
ASIC the Australian Securities and Investments Commission.
ASX ASX Limited ABN 98 008 624 691 or the Australian Securities
Exchange, as the context requires.
Bookbuild the bookbuild conducted in accordance with clause 5.3.
Bookbuild Date the date specified as such in the Timetable as varied, if at all,
pursuant to clause 4.2.
Business Day has the meaning given to that term in the Listing Rules.
Claim in relation to any person, a claim, action, proceeding or demand
made against the person, however arising, and whether present or

1 Definitions and interpretation

page 5

Term Meaning
future, fixed or unascertained, actual or contingent.
Corporations Act the Corporations Act 2001 (Cth).
Crossing Date the date specified as such in the Timetable as varied, if at all,
pursuant to clause 4.2.
Encumbrance an interest or power reserved in or over an interest in any asset
including any retention of title or created or otherwise arising in or
over an interest in any asset under a bill of sale, mortgage, charge,
lien, pledge, trust or power, by way of, or having similar commercial
effect to, security for the payment of a debt, any other monetary
obligation or the performance of any other obligation and includes
any agreement to grant or create any of the above and Encumbered
has the corresponding grammatical meaning.
Government Agency 1 a government or government department or other body;
2 a governmental, semi-governmental or judicial person; or
3 a person (whether autonomous or not) who is charged with the
administration of a law.
GST a goods and services tax as contained in the A New Tax System
(Goods and Services Tax) Act 1999 (Cth) and any relevant GST
regulations.
Indemnified Claim any Loss directly or indirectly suffered by, or Claim made against, an
Indemnified Party in respect of which an Indemnified Party is entitled
to be indemnified under the Indemnity.
Indemnified Party has the meaning given to that term in the Indemnity.
Indemnity has the meaning it is given in clause 3.7.
Institutional Investor an institutional investor who:
1. if in Australia, is a person to whom an offer of securities may be
made without disclosure under Part 6D.2 of the Corporations Act
by operation of section 708(8) or 708(11) of the Corporations
Act, and a wholesale client for the purposes of section 761G of
the Corporations Act; or
2. if outside Australia, is a person in a Permitted Jurisdiction to
whom under the applicable laws of the Permitted Jurisdiction the

1 Definitions and interpretation

page 6

Term Meaning
Offer may be made without need for any lodgement, registration,
approval or filing with a Government Agency (other than one
with which Westpac is willing to comply),
provided that no person in the United States is an Institutional
Investor.
Listing Rules the Listing Rules of ASX (including the ASX Settlement Operating
Rules, the ASX Operating Rules and the ASX Clear Operating Rules)
as waived or modified by ASX in respect of Westpac or the Offer in
any particular case.
Loss in relation to a person, a damage, loss, cost, expense or liability
incurred by the person, however arising and whether present or
future, fixed or unascertained, actual or contingent.
Offer the invitation made to Institutional Investors to acquire Shares
through the Bookbuild.
Offer Price A$5.98 per Share.
PDL Pendal Group Limited (ABN 28 126 385 822).
Permitted
Jurisdictions
means Hong Kong, Norway, New Zealand, Switzerland and the
United Kingdom (and any other jurisdictions approved in writing by
Westpac).
Securities Act the U.S. Securities Act of 1933, as amended.
Settlement Date the date specified as such in the Timetable as varied, if at all,
pursuant to clause 4.2.
Shortfall Shares the total number of Shares less the number of Shares in respect of
which Valid Applications were received.
Shares the 30,814,493 fully paid ordinary shares held by WFSG in the
capital of PDL to be sold under the Offer.
Timetable the timetable for the Offer set out in Schedule 2 as varied, if at all,

1 Definitions and interpretation

page 7

Term Meaning
pursuant to clause 4.2.
Valid Application has the meaning given to that expression by clause 1.5.
WFSG Westpac Financial Services Group Limited ABN 50 000 326 312

1.2 Rules for interpreting this agreement
Headings are for convenience only, and do not affect interpretation. The following rules
also apply in interpreting this agreement, except where the context makes it clear that a
rule is not intended to apply.
(a) A reference to:
(1) legislation (including subordinate legislation) is to that legislation as
amended, re-enacted or replaced, and includes any subordinate
legislation issued under it;
(2) a document, deed or agreement, or a provision of a document, deed
or agreement, is to that document, deed, agreement or provision as
amended, supplemented, replaced or novated;
(3) a party to this agreement or to any other document or agreement
includes a permitted substitute or a permitted assign of that party;
(4) a person includes any type of entity or body of persons, whether or
not it is incorporated or has a separate legal identity, and any
executor, administrator or successor in law of the person;
(5) anything (including a right, obligation or concept) includes each part of
it; and
(6) a date or time means to that date or time in Sydney.
(b) A singular word includes the plural, and vice versa.
(c) A word which suggests one gender includes the other genders.
(d) If a word is defined, another part of speech has a corresponding meaning.
(e) If an example is given of anything (including a right, obligation or concept), such
as by saying it includes something else, the example does not limit the scope of
that thing.
(f) The word agreement includes an undertaking or other binding arrangement or
understanding, whether or not in writing.
(g) The words subsidiary, holding company and related body corporate have the
same meanings as in the Corporations Act.
(h) References to applicable law include all applicable laws of jurisdictions within or
outside Australia and including the Listing Rules, the listing rules of any
exchange on which Westpac is listed and policies, guidelines, official directives

2 Appointment

page 8

or requests of or by any Government Agency, whether or not having the force of
law.
(i) A reference to dollars, $, AUD or cents is to amounts in Australian currency.
1.3 Business Days
If the day on or by which a person must do something under this agreement is not a
Business Day:
(a) if the act involves a payment that is due on demand, the person must do it on or
by the next Business Day; and
(b) in any other case, the person must do it on or by the previous Business Day.
1.4 Success of the Offer
For the purposes of this agreement, the effect of any matter on the success of the Offer is
determined by assessing the likely effect of that matter on a decision of a reasonable
investor to invest in the Shares as if that decision to invest were made after the
occurrence of that matter and not by considering the number and extent of applications
for or allocations of Shares received before the occurrence of that matter.
1.5 Valid Application
For the purposes of this agreement, a Valid Application in respect of Shares is received
by Westpac if it is made by an Institutional Investor during the Bookbuild.
1.6 Withdrawal and termination of this agreement
The parties agree that Westpac may, acting reasonably, withdraw the Offer and terminate
this agreement in respect of the Offer at any time prior to the allocation of Shares in the
Bookbuild, by giving reasonable notice (subject only to any obligations that Westpac has
under the Corporations Act or the Listing Rules which prohibit Westpac from doing so) in
writing to the Lead Manager and upon such termination, the obligations of the Lead
Manager under this agreement end.
2 Appointment
2.1 Appointment
Westpac appoints the Lead Manager on an exclusive basis as the Lead Manager and
bookrunner of the Offer on the terms and conditions of this agreement, and the Lead
Manager accepts that appointment.
2.2 Reasonable endeavours
The Lead Manager must use its reasonable endeavours to procure applications to
purchase the Shares in accordance with this agreement and the Timetable and manage
the completion of the settlement of the Shares pursuant to the Bookbuild under the Offer.

3 Conditions Precedent, Warranties, Undertakings and
Indemnity

page 9

2.3 Jurisdiction
Westpac confirms the authorisation of the Lead Manager to market the Offer on behalf of
Westpac, provided that the Offer is only marketed in Australia and the Permitted
Jurisdictions.
2.4 Joint activities
Westpac and the Lead Manager have agreed to work together to implement the Offer. In
order to give effect to their intention, they have severally (and not jointly nor joint and
severally) agreed to the obligations set out in this agreement. In particular, without limiting
the above, Westpac and the Lead Manager acknowledge that the activities under this
agreement are undertaken by them jointly and are for the purpose of and reasonably
necessary to implement the Offer (including the Offer pricing, structure, marketing, the
allocation process, the restrictions on offers or solicitation of the Shares to persons and to
places outside of the Permitted Jurisdictions as well as the shortfall underwriting
arrangements referred to in clause 5.6).
3 Conditions Precedent, Warranties, Undertakings and Indemnity
3.1 Conditions precedent
The obligations of the Lead Manager under this agreement in relation to the Offer are
conditional on Westpac releasing to ASX the Announcement Material by 4:45pm on the
Announcement Date (or such later time agreed by the Lead Manager in writing), in a form
approved by the Lead Manager (such approval not to be unreasonably withheld or
delayed).
3.2 Validity of agreement
Each party, in respect of itself, represents and warrants to each other party each of the
matters set out in Part 1 of Schedule 3.
3.3 Westpac representations, warranties and undertakings
Westpac represents, warrants and undertakes to the Lead Manager each of the matters
set out in Part 2 of Schedule 3.
3.4 Independent
Each of the paragraphs set out in Schedule 3 shall be construed independently and no
paragraph shall be limited by implications arising from any other paragraphs.
3.5 Representations, warranties, undertakings and acknowledgments
(a) Westpac undertakes to the Lead Manager that it will notify the Lead Manager
immediately if it becomes aware of a breach of any representation, warranty or
undertaking made by Westpac under clause 3.2 or under clause 3.3.
(b) The Lead Manager undertakes to Westpac that it will notify Westpac
immediately if it becomes aware of a breach of any representation or warranty
made by it under clause 3.2.

4 Offer

page 10

(c) The Lead Manager undertakes that in performing its obligations under this
agreement, it will not breach in any material respect any applicable laws,
regulations, its licence conditions or other legally binding requirements of ASX
or ASIC provided that the Lead Manager will not be liable for a breach of this
clause 3.5(c) to the extent that the breach is caused or induced by Westpac or
any of the directors, employees or advisers of Westpac.
(d) The Lead Manager acknowledges that it has read ASIC Report 605 and will
have regard to it in discharging its obligations under this agreement.
(e) The Lead Manager acknowledges that no action has been taken to register or
qualify the Shares or the Offer.
(f) The Lead Manager agrees and acknowledges, and where applicable represents
and warrants, that:
(1) the Shares have not been and will not be registered under the
Securities Act or the securities laws of any state of the United States
and may not be offered, sold, delivered or transferred in the United
States or to any person in the United States; and
(2) neither it, its Affiliates nor any persons acting on its or their behalf
have engaged or will engage in any directed selling efforts within the
meaning of Rule 902 under the Securities Act with respect to the
Shares.
3.6 Repetition
Each representation and warranty given by a party under this clause 3 shall be made on
the date of this agreement and be deemed to be repeated by that party on each day
before the Settlement Date and on the Settlement Date as if made with respect to the
facts and circumstances existing on each such date.
3.7 Indemnity
Westpac indemnifies each of the Indemnified Parties on the terms and conditions set out
in Schedule 4 of this agreement (the Indemnity).
3.8 Survival
The representations, warranties and indemnities given by a party under this agreement
shall not merge upon completion of the transactions contemplated by this agreement.
3.9 Reliance
Each party acknowledges that the others are entering into this agreement in reliance on
the representations, warranties and undertakings in this clause 3.
4 Offer
4.1 Making of Offer
Westpac must make, conduct and settle the Offer in accordance with:
(a) the Timetable, as varied, if at all, pursuant to clause 4.2; and

5 Conduct of Offer

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(b) this agreement, its constitution, the Listing Rules, the Corporations Act and all
other applicable laws.
4.2 Amendment
The Timetable may be amended by Westpac:
(a) with the consent of the Lead Manager (such consent not to be unreasonably
withheld or delayed); or
(b) if required by ASX.
5 Conduct of Offer
5.1 Support and Access
Westpac must provide the full support of, and access to, its senior management in
marketing the Offer.
5.2 Announcement of Offer
Westpac must give the Announcement Material to ASX before 4:45pm on the
Announcement Date (or such later time agreed by the Lead Manager in writing).
5.3 Bookbuild
The Shares will be offered by the Lead Manager on behalf of Westpac via a bookbuild
process conducted on the Bookbuild Date whereby certain Institutional Investors will be
invited to lodge bids for the Shares at the Offer Price. Westpac authorises the Lead
Manager to notify potential purchasers of the Shares under the Offer that Westpac has
made the representations and warranties in paragraph (h) of Part 2 of Schedule 3.
5.4 Crossing and confirmations
The Lead Manager will report the sale of Shares to ASX as a “crossing” for the purposes
of the Listing Rules before the commencement of normal trading on ASX on the Crossing
Date, and issue a confirmation in relation to each allocation of Shares reported by it on
the Crossing Date.
5.5 Acceptance of Applications and sale of Shares
By 2.00pm on the business day prior to the Settlement Date (or by the time and date
otherwise agreed between Westpac and the Lead Manager), Westpac will procure that
WFSG delivers the Shares to UBS or its Affiliate, as directed by UBS, in such form as
constitutes valid deliveries between brokers. Subject to the delivery of the Shares by
WFSG as contemplated in this clause 5.5, UBS will on the Settlement Date act as agent
to deliver the Shares to the Institutional Investors to whom they were allocated, against
payment of the Offer Price for each Share, and (irrespective of whether the Institutional
Investors have made payment of the Offer Price or not) pay, or procure the payment to
WFSG or as it directs of, the proceeds of sale of the Shares less any fees payable under
clause 6.1.

6 Fees, Costs and Expenses

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5.6 Underwriting of Offer Shortfall
(a) Subject to this clause and to clauses 3.1 and 7, the Lead Manager agrees to
purchase or procure purchasers for the Shortfall Shares and to pay or procure
payment of the Offer Price for the Shortfall Shares against delivery by no later
than 2.00pm on the Settlement Date.
(b) Without derogating from the Lead Manager's obligation to pay or procure
payment of the Offer Price for the Shortfall Shares, if and to the extent that the
purchase by the Lead Manager of Shortfall Shares is limited by applicable laws
or regulations, Westpac agrees to retain any Shares above that limit (“Balance
Shares”), the Lead Manager must procure purchasers for those Shortfall
Shares as agent for Westpac in the ordinary course of its business, and
Westpac must transfer those Balance Shares to settle those sales on notice
from the Lead Manager. The Lead Manager may issue a notice under this
clause 5.6(b) on more than one occasion, provided that the sale of any of its
Balance Shares must be effected prior to 7.00pm on the date that is the
twentieth Business Day after the Crossing Date, with settlement to occur no
later than the twenty fifth Business Day after the Crossing Date. Nothing in this
agreement gives the Lead Manager any interest or relevant interest in, or rights
in respect of, any Balance Shares, except to act as agent for Westpac in
procuring sales for the Balance Shares.

6 Fees, Costs and Expenses
6.1 Payment of fees to Lead Manager
In consideration of performing its obligations under this agreement, the Lead Manager
shall be entitled to such fees as the parties agree.
6.2 Costs and expenses
In addition to the fees referred to in clause 6.1, Westpac must pay, or reimburse the Lead
Manager for all reasonable costs, charges or expenses (except its printing or mailing
expenses) of and incidental to any aspect of the Offer or this agreement, as soon as
reasonably practicable after a request for payment or reimbursement is made by the
Lead Manager provided that the Lead Manager seeks, and receives, Westpac’s consent
in writing prior to incurring the cost, charge or expense.
6.3 Costs on termination
In the event that the obligations of the Lead Manager under this agreement are
terminated pursuant to clause 1.6 or clause 7 or the Offer does not proceed or is not
completed for any reason:
(a) Westpac shall not be obliged to pay to the Lead Manager the fees referred to in
clause 6.1 other than any fees that have at the time of termination been paid or
become due for payment; and
(b) except where the termination or failure of the Offer to proceed is solely due to a
wrongful act by the Lead Manager, Westpac shall be obliged to pay to the Lead
Manager within five Business Days of termination of the obligations of the Lead

7 Events of Termination

page 13

Manager, or the Offer not proceeding or completing (to the extent that it has not
already done so), the costs, charges and expenses referred to in clause 6.2.
7 Events of Termination
7.1 Right of termination
Subject to clause 7.2, if Westpac is in default of any of the terms and conditions of this
agreement or breaches any undertaking given by it under this agreement, or any
representation or warranty given or made by it under this agreement proves to be or has
become untrue or incorrect, in each case at any time in the period from (and including)
the date of this agreement to 9:45am on the Crossing Date, then the Lead Manager may
terminate any of its obligations under this agreement which have not been performed at
that time (without cost or liability to itself) by notice in writing to Westpac specifying the
relevant event.
7.2 Exercise of rights
No event specified in clause 7.1 shall entitle the Lead Manager to exercise its rights to
terminate its obligations under this agreement pursuant to clause 7.1 or otherwise unless
the Lead Manager has reasonable and bona fide grounds to believe and does believe
that the event has, or is likely to have, a material adverse effect on the success,
marketing or settlement of the Offer or could give rise to a liability which is material
(including in a financial or reputational sense) to the Lead Manager under the
Corporations Act or any other applicable law.
7.3 Claims
Nothing contained in this clause 7 shall prejudice or nullify any Claim or other right which
the Lead Manager or any other Indemnified Party may have against Westpac or which
Westpac may have against the Lead Manager, for or arising out of any breach of
covenant, warranty or representation or failure to observe or perform an obligation under
this agreement.
7.4 Notification
Westpac must notify the Lead Manager in writing immediately after becoming aware that
any of the events referred to in clause 7.1 has occurred or is about to occur.
7.5 Effect of termination
In the event that the Lead Manager terminates its obligations under this agreement
pursuant to clause 7.1, it shall be relieved of its obligations under this agreement and
shall be entitled to payment and reimbursement of the costs and expenses in accordance
with clause 6.3.

8 Marketing and Public Announcements

page 14

8 Marketing and Public Announcements
8.1 Marketing and public announcements
Westpac must (at its own cost) provide such assistance in connection with the promotion
and marketing of the Offer as is reasonably required by the Lead Manager from time to
time.
8.2 Announcements
Westpac agrees that it must not before the Settlement Date make any public or media
announcement or disclosure specific to the Offer, its progress or the result of the Offer
without prior consultation with the Lead Manager unless the disclosure is required by the
Corporations Act or the Listing Rules or any other applicable law to be made at that time.
8.3 ASIC and ASX
Westpac agrees to promptly give the Lead Manager copies of any notices or
correspondence from, or applications for orders by, ASIC or ASX in relation to the Offer.
9 Acknowledgments
9.1 Acknowledgments
Westpac acknowledges that in respect of the Lead Manager:
(a) the Lead Manager is not required to give tax, legal, regulatory, accountancy or
other specialist or technical advice in connection with the Offer;
(b) any advice, whether written or oral, given by the Lead Manager to Westpac, or
any communications between the Lead Manager and Westpac can only be
used and relied on by Westpac and may not be used or relied on by any third
party and may not be disclosed to any third party without the prior written
approval of the Lead Manager (other than Westpac's professional advisers who
may place no reliance on such advice);
(c) the Lead Manager is not obliged to disclose to Westpac or utilise for the benefit
of Westpac, any non-public information which the Lead Manager obtains in the
normal course of its business where such disclosure or use would result in a
breach of any obligation of confidentiality or any internal "Chinese wall" policies
of the Lead Manager;
(d) without prejudice to any claim Westpac may have against the Lead Manager,
no proceedings may be taken against any director, officer, employee or agent of
the Lead Manager in respect of any claim that Westpac may have against the
Lead Manager; and
(e) it is contracting with that Lead Manager on an arm's length basis to provide the
services described in this agreement as an independent contractor and the
Lead Manager is not assuming any duties or obligations (fiduciary or otherwise)
in respect of it other than those expressly set out in this agreement.

10 GST

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9.2 Acknowledgement by the Lead Manager
The Lead Manager acknowledge that, without prejudice to any claim the Lead Manager
may have against Westpac, no proceedings may be taken against any director, officer,
employee or agent of Westpac in respect of any claim that the Lead Manager may have
against Westpac.
9.3 Agreements
Westpac and the Lead Manager confirm that it is not the intention to create a fiduciary
relationship between them.
10 GST
10.1 Definitions
Words defined in the A New Tax System (Goods and Services Tax) Act 1999 (Cth) have
the same meaning in this clause.
10.2 GST payable in addition to fees
In addition to paying the fees, costs, charges and expenses referred to in clause 6 (which
are exclusive of GST) and in addition to any other amounts, Westpac must:
(a) pay to the Lead Manager an amount equal to any GST payable on any supply
by the Lead Manager under or in connection with this agreement, without
deduction or set-off of any other amount; and
(b) make that payment:
(1) as and when the fees, costs, charges and expenses referred to in
clause 6 or other consideration or part of it must be paid or provided;
and
(2) if later, such later time being not more than 2 Business Days after a
tax invoice has been issued by the Lead Manager,
provided that before that payment is due to be made the Lead Manager has given a tax
invoice to Westpac in respect of the GST so payable.
10.3 GST on claims and expenses
Without limiting the operation of clause 10.2:
(a) if a payment to satisfy a claim or a right to claim under or in connection with this
agreement (for example, for misleading or deceptive conduct or for
misrepresentation or for a breach of any warranty or for indemnity or for
reimbursement of any cost or expense) gives rise to a liability to pay GST, the
payer must pay, and indemnify the payee against the amount of that GST; and
(b) if a party has a claim under or in connection with this agreement for a cost or
expense on which that party must pay GST, the claim is for the cost or expense
plus all GST (except any GST for which that party is entitled to an input tax
credit).

11 Notices

page 16

10.4 Adjustments
If an adjustment event arises on any supply made under or in connection with this
agreement, then the party that has the decreasing adjustment must pay to the party that
has the increasing adjustment an amount equivalent to the increasing adjustment.
In addition, the supplier must provide before the payment is made or received, an
adjustment note in respect of the GST on that adjustment event.
11 Notices
11.1 How to give a notice
A notice, consent or other communication under this document is only effective if it is sent
by a party to this agreement (the Sender):
(a) in writing, signed by or on behalf of the person giving it;
(b) addressed to the person to whom it is to be given;
(c) and must be:
(1) delivered or sent by pre-paid mail (by airmail, if the addressee is
overseas) to that person's address; or
(2) sent by fax to that person's fax number and the machine from which it
is sent produces a report that states that it was sent in full; or
(3) where an email address is provided in Schedule 1, sent by email to
the address specified in Schedule 1. If a notice is sent by email the
email must state the first and last name of the sender, who must be an
authorised representative of the Sender.
11.2 When a notice is given
A notice, consent or other communication that complies with this clause is regarded as
given and received:
(a) if it is delivered or sent by fax:
(1) by 5:00 pm (local time in the place of receipt) on a Business Day - on
that day; or
(2) after 5:00 pm (local time in the place of receipt) on a Business Day, or
on a day that is not a Business Day - on the next Business Day; and
(b) if it is sent by mail - on actual receipt; and
(c) if it is sent by email:
(1) when the Sender receives an automated message confirming
delivery; or
(2) four hours after the time sent (as recorded on the device from which
the Sender sent the email), provided that the Sender does not receive
an automated message within those four hours that the email has not
been delivered,

12 Amendment and assignment

page 17

whichever happens first provided that if an email is received or taken to be received after
5.00pm or on a day other than a Business Day, it will be taken to be received at 9.00am
on the next Business Day.
11.3 Address for notices
A person's address, email address and fax number are those set out in Schedule 1, or as
the person notifies the sender.
12 Amendment and assignment
12.1 Amendment
This agreement can only be amended, supplemented, replaced or novated by another
agreement signed by the parties.
12.2 Assignment
A party may only dispose of, declare a trust over or otherwise create an interest in its
rights under this agreement with the consent of each other party.
13 General
13.1 Governing law and jurisdiction
(a) This agreement is governed by the law in force in New South Wales.
(b) Each party submits to the non-exclusive jurisdiction of the courts exercising
jurisdiction in New South Wales, and any court that may hear appeals from any
of those courts, for any proceedings in connection with this agreement, and
waives any right it might have to claim that those courts are an inconvenient
forum.
13.2 Giving effect to this agreement
Each party must do anything (including execute any document), and must ensure that its
employees and agents do anything (including execute any document), that any other
party may reasonably require to give full effect to this agreement.
13.3 Waiver of rights
A right may only be waived in writing, signed by the party giving the waiver, and:
(a) no other conduct of a party (including a failure to exercise, or delay in
exercising, the right) operates as a waiver of the right or otherwise prevents the
exercise of the right;
(b) a waiver of a right on one or more occasions does not operate as a waiver of
that right if it arises again; and
(c) the exercise of a right does not prevent any further exercise of that right or of
any other right.

13 General

page 18

13.4 Operation of this agreement
(a) This agreement and any fee letter for the purpose of clause 6.1 contains the
entire agreement between the parties about its subject matter. Subject to clause
13.5, any previous understanding, agreement, representation or warranty
relating to that subject matter is replaced by this agreement and has no further
effect.
(b) Any right that a person may have under this agreement is in addition to, and
does not replace or limit, any other right that the person may have.
(c) Any provision of this agreement which is unenforceable or partly unenforceable
is, where possible, to be severed to the extent necessary to make this
agreement enforceable, unless this would materially change the intended effect
of this agreement.
13.5 Inconsistency with other documents
If this agreement is inconsistent with any other document or agreement between the
parties, except as specifically provided this agreement prevails to the extent of the
inconsistency and without otherwise derogating from the requirements of the Lead
Manager’s account-opening documentation with Westpac or WFSG.
13.6 Time is of the essence
Time is of the essence in this agreement.
13.7 Counterparts
This agreement may be executed in counterparts. A party may do this electronically.
13.8 Attorneys
Each person who executes this agreement on behalf of a party under a power of attorney
declares that he or she is not aware of any fact or circumstance that might affect his or
her authority to do so under that power of attorney.
13.9 Indemnities
The indemnities under this agreement are continuing obligations independent from the
other obligations of Westpac and continue after this agreement ends or after the Lead
Manager terminates its obligations under this agreement. It is not necessary for a party to
incur expense or make payment before enforcing a right of indemnity under this
agreement.

page 19

Schedule 1
Notice details

Westpac Westpac Banking Corporation
Address Level 18, 275 Kent Street, Sydney NSW 2000
Attention Adam Penny (Head of Corporate Development) / Curt Zuber (Group
Treasurer)
Phone +61 468 515 805 / +61 438 255 000
Email adam.penny@westpac.com.au / czuber@westpac.com.au

UBS/Lead Manager UBS AG, Australia Branch
Address Level 16 Chifley Tower, 2 Chifley Square, Sydney NSW 2000
Attention Alex Dignam and Matthew Beggs
Phone +61 451 796 683 and +61 488 415 444
Email Alex.dignam@ubs.com and matthew.beggs@ubs.com

page 20

Schedule 2
Timetable (clause 4.1)
Key Dates for the Offer
Announcement Date 17 June 2020
Bookbuild Date 17 June 2020
Crossing Date 18 June 2020
Settlement Date 22 June 2020

801670643
page 21

Schedule 3
Warranties and Undertakings (clause 3)
Part 1: The Parties
(a) (status) The party is a body corporate validly existing under the laws of its
place of incorporation or establishment.
(b) (power) The party has full legal capacity and power to enter into this agreement
and to carry out the transactions that this agreement contemplates.
(c) (authorisations) All approvals and authorisations that may be required to
permit the party to enter into this agreement and to carry out the transactions
that this agreement contemplates and all approvals and authorisations required
in relation to the Offer have been obtained and remain valid and subsisting.
(d) (agreement effective) This agreement constitutes legal, valid and binding
obligations of the party, enforceable against it in accordance with its terms
subject to any necessary stamping or registration.
Part 2: Westpac
(a) (information) None of the information related to the Offer supplied to the Lead
Manager by or, with Westpac's prior consent, on behalf of Westpac is
misleading or deceptive in a material respect or contains any material omissions
and Westpac will disclose to the Lead Manager all information it possesses
which is material to the making of an informed investment decision in relation to
the Shares.
(b) (winding up) On or prior to the Settlement Date, Westpac and WFSG will not:
(i) cease to be solvent or able to pay its debts as and when they fall due;
(ii) pass any resolution that it be wound up;
(iii) enter into any scheme or composition with or for the benefit of its
creditors;
(iv) have a receiver or manager appointed to the whole or any part of its
assets or undertakings;
(v) permit any breach or default whereby it is liable to be wound up; or
(vi) have an administrator appointed to it.
(c) (compliance with law) Westpac's entry into and performance of this agreement
and Westpac's conduct of the Offer and the issue of the Announcement
Material is not in breach of any applicable law in any respect that is material to
the Offer.
(d) (listing rules) Westpac will not breach the Listing Rules in relation to making or
settling the Offer.
(e) (no contravention) Westpac must not, on or prior to the Settlement Date,
undertake, be involved in or acquiesce in any activity in relation to the Offer
which breaches in any material respect, any provision of its constitution, the

Schedule 3 Warranties and Undertakings (clause 3)

page 22

Corporations Act or any other applicable law, the Listing Rules or any legally
binding requirement of APRA, ASIC, ASX or any other Government Agency.
(f) (Shares) WFSG is the legal and beneficial owner of, and has good and valid
title to, the Shares free and clear of any Encumbrance, and on delivery of the
Shares under this agreement, will give good and valid title to the Shares, free
and clear of any Encumbrance to purchasers of the Shares.
(g) (No directed selling efforts) Neither Westpac nor any of its Affiliates or any
person acting on its or their behalf (other than the Lead Manager or any of its
Affiliates or any person acting on behalf of any of them, as to whom Westpac
makes no representation or warranty) has engaged or will engage in any
directed selling efforts within the meaning of Rule 902 under the Securities Act
with respect to the Shares.
(h) (On-sale of Shares) The Shares in the Offer may be offered for sale and be on-
sold without disclosure to investors under Part 6D.2 of the Corporations Act.
(i) (no inside information) Other than information relating to the Offer or as
disclosed in the Announcement Material, Westpac is not in possession of any
non-public information or information that is not generally available which, if it
were generally available, a reasonable person would expect to have a material
effect on the price or value of the Shares, or that is information that would
influence, or would be likely to influence, persons who commonly invest in
Division 3 financial products (as that term is defined in section 1042A of the
Corporations Act) in deciding whether or not to acquire or dispose of Shares.
(j) (Announcement Material disclosure) Westpac has taken reasonable steps to
ensure that the Announcement Material will not contain any material statements
which are misleading or deceptive and the issue and distribution of the
Announcement Material will not constitute conduct by any person which is
misleading or deceptive in a material respect.
(k) (money laundering) to the best knowledge of Westpac:
(i) the New York branch of Westpac conducts its operations in all
material respects in compliance with the financial recordkeeping and
reporting requirements of the U.S. Currency and Foreign Transactions
Reporting Act of 1970, as amended and any other applicable money
laundering statutes, rules and regulations; and
(ii) except as otherwise disclosed to the ASX or which could not
reasonably be expected to result in a material adverse effect on the
success of the Offer:
(A) Westpac and its subsidiaries conduct their operations
outside the United States in all material respects in
compliance with the money laundering statutes, rules and
regulations of the jurisdictions in which they operate and to
which the operations of Westpac and its subsidiaries are
subject in such jurisdictions (collectively, the Money
Laundering Laws); and
(B) no action, suit or proceeding by or before any court or
governmental agency, authority or body or any arbitrator
involving Westpac or any of its subsidiaries with respect to
the U.S. Currency and Foreign Transactions Reporting Act
of 1970, as amended, or the Money Laundering Laws is
pending or, to the best knowledge of Westpac, threatened.
(l) (corrupt practices) to the knowledge of Westpac, none of:

Schedule 3 Warranties and Undertakings (clause 3)

page 23

(i) Westpac or any of its subsidiaries;
(ii) any director, officer or employee of Westpac or any of its subsidiaries
acting within the scope of their employment; or
(iii) any agent of Westpac or any of its subsidiaries acting within the scope
of its instructions from Westpac or any of its subsidiaries,
has:
(iv) used any funds of Westpac for any contribution, gift, entertainment or
other expense relating to political activity in violation of any applicable
statute, rule or regulation of any jurisdiction in which Westpac or any
such subsidiary operates and to which it is subject;
(v) made any direct or indirect payment to any foreign or domestic
government official or government employee from funds of Westpac in
violation of any applicable statute, rule or regulation of any jurisdiction
in which Westpac or any such subsidiary operates and to which it is
subject;
(vi) violated or is in violation of any provision of the U.S. Foreign Corrupt
Practices Act of 1977 or the U.K. Bribery Act 2010; or
(vii) used any funds of Westpac to make any bribe, rebate, payoff,
influence payment, kickback or other payment, in each case in
violation of any applicable statute, rule or regulation of any jurisdiction
in which Westpac or any such subsidiary operates and to which it is
subject.
(m) (sanctions) none of Westpac, any of its subsidiaries or, to the knowledge of
Westpac, any director, officer, agent, employee or affiliate of Westpac or any of
its subsidiaries is currently subject to any U.S. sanctions administered by the
Office of Foreign Assets Control of the U.S. Department of the Treasury (OFAC)
and Westpac will not use the proceeds of the offering of the Shares hereunder
in a manner that would result in a violation by Westpac of the U.S. sanctions
administered by OFAC.

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page 24

Schedule 4
Indemnity (clause 3.7)
1. Indemnity
Subject to paragraph 2 of this Indemnity, Westpac agrees to indemnify and keep
indemnified the Lead Manager and its related bodies corporate and Affiliates and each of
their directors, officers, employees and advisers (each an “Indemnified Party” and
collectively the “Indemnified Parties”) from and against all Losses directly or indirectly
suffered by or Claims made against an Indemnified Party arising out of a breach of this
agreement by Westpac, including any representations, warranties or undertakings by
Westpac in this agreement proving to have been untrue or incorrect.
2. Extent of Indemnity
The Indemnity in paragraph 1 of this Indemnity does not extend to and shall not be
deemed to be an Indemnity against Losses suffered by an Indemnified Party to the extent
that those Losses resulted from:
(a) any fraud, recklessness, wilful misconduct or negligence of that Indemnified
Party;
(b) any penalty or fine which that Indemnified Party is required to pay for any
contravention by it of the Corporations Act, the Australian Securities and
Investments Commission Act 2012 (Cth) or the Competition and Consumer
Act 2010 (Cth);
(c) any amount in respect of which this Indemnity would be illegal, void or
unenforceable under any law; or
(d) a material breach of this agreement by that Indemnified Party, other than a
material breach which:
(1) is caused or induced by Westpac or any of its directors, employees or
advisers; or
(2) is caused by reliance by the Lead Manager on information contained
in the Announcement Material or information provided to it by or on
behalf of Westpac; or
(3) arises as a consequence of reliance by the Lead Manager on a
representation or warranty given by a third party to it in a Bookbuild
application received from a Bookbuild investor in connection with the
Offer.
3. Notice
If the Lead Manager becomes aware of any matter in respect of which an Indemnified
Party wishes to claim for indemnification under the Indemnity contained in this Indemnity,
the Lead Manager must promptly notify Westpac of the substance of that matter.
4. Failure to Notify
The failure of the Lead Manager to notify Westpac pursuant to paragraph 3 of this
Indemnity shall not release Westpac from any obligation or liability which it may have
pursuant to this agreement except that the liability of Westpac to indemnify that
Indemnified Party under this agreement shall be reduced in relation to the Lead Manager

Schedule 4 Indemnity (clause 3.7)

page 25

to the extent to which the amount the subject of the Indemnity under paragraph 1 of this
Indemnity has increased, as a result of the failure to so notify.

5. Benefits of Indemnity
Each Indemnified Party, whether or not a party to this agreement, shall be entitled to the
benefit of the provisions in this Indemnity and these provisions may be enforced on that
Indemnified Party's behalf by the Lead Manager.
6. Preservation of Rights
Subject to paragraph 2 of this Indemnity, the rights of an Indemnified Party under this
agreement shall not in any way be prejudiced or affected by:
(a) any approval given by that party in relation to the Announcement Material or
any presentation, announcement, advertisement or publicity made or distributed
in relation to the Offer with the prior approval of Westpac (whether before or
after the Announcement Date) (collectively the “Offer Material”);
(b) any knowledge (actual or constructive) acquired by the Indemnified Party after
the date of this agreement of any failure by Westpac to perform or observe any
of its obligations under this agreement;
(c) termination by the Lead Manager of its obligations to manage the Offer under
clause 7 of this agreement;
(d) any inaccuracy in any representation or warranty made by Westpac under this
agreement; or
(e) any other fact, matter or thing which might otherwise constitute a waiver of or in
any way prejudice or affect any right of an Indemnified Party.
7. Westpac Entitled to Defend or Institute Proceedings
In respect of an Indemnified Claim, Westpac shall, subject to paragraphs 10, 11 and 12 of
this Indemnity, be entitled to defend the Indemnified Claim or institute such legal or other
proceedings in the name of any of the Indemnified Parties and conduct the same under
the sole management and control of Westpac, as the case may be. Westpac must
diligently pursue any defence it conducts or any proceedings it takes under this Indemnity
and must consult with and keep the Lead Manager and any relevant Indemnified Party
informed of the progress of the defence or the prosecution of such proceedings.
8. Separate Representation
Notwithstanding paragraph 7 of this Indemnity, where Westpac is conducting a defence
of an Indemnified Claim or proceedings in respect of an Indemnified Claim in the name of
an Indemnified Party, the Indemnified Party may engage its own legal or other
representation and participate in those proceedings but any reasonable expenses
incurred by it in relation to those proceedings shall only be borne by Westpac to the
extent that those expenses are:
(a) incurred prior to Westpac taking over conduct of that proceeding; or
(b) incurred with the prior written authority of Westpac.
9. Obligations of Indemnified Parties
The Indemnified Parties, subject only to paragraphs 10 and 12 of this Indemnity, must:
(a) take such reasonable action as Westpac requests to avoid, dispute, resist,
appeal, compromise or defend any Indemnified Claim in respect of it;
(b) not settle any Indemnified Claim without the prior written consent of Westpac
(such consent not to be unreasonably withheld);

Schedule 4 Indemnity (clause 3.7)

page 26

(c) render all reasonable assistance and co-operation to Westpac in the conduct of
any legal or other proceedings in respect of an Indemnified Claim;
(d) do anything reasonably necessary or desirable to ensure that Westpac is
subrogated to and enjoys the benefit of the rights of the Indemnified Parties in
relation to any cross-claims,
and the Indemnity in paragraph 1 of this Indemnity will not extend to an Indemnified
Party, subject to paragraph 10 of this Indemnity, to the extent that any additional Loss is
caused by that Indemnified Party failing to comply with the terms of this paragraph 9, in
excess of the Losses that would otherwise be the subject of the Indemnity in paragraph 1
of this Indemnity.
The Lead Manager shall be under no obligation to Westpac in respect of a failure by
another Indemnified Party to observe the provisions of this paragraph 9 of this Indemnity.
10. Conditions Precedent to Indemnified Parties' Obligations
The Indemnified Parties are under no obligation under paragraph 9 of this Indemnity
unless at the time Westpac requests any of the Indemnified Parties to take any action:
(a) Westpac agrees to indemnify the Indemnified Parties against all Loss incurred
by the Indemnified Parties in taking the action required, as and when such Loss
falls due, including legal costs and disbursements of its lawyers on a full
indemnity basis and the reasonable cost of any involvement of any officers of
the Lead Manager; and
(b) the taking of that action would not, in the reasonable opinion of the Lead
Manager, lead to a material risk of damage to an Indemnified Party's reputation
or standing.
11. No Settlement without Consent
Westpac must not (without the prior written consent of the Lead Manager, not to be
unreasonably withheld) settle, compromise or consent to the entry of any judgement in
relation to any Indemnified Claim unless:
(a) such settlement, compromise or consent does not include a statement or
omission that an Indemnified Party is or was at fault or culpable, failed to act or
contravened any applicable law; and
(b) Westpac obtains an unconditional release of each Indemnified Party from all
liabilities arising out of such Indemnified Claim.
12. Right to Reassume Control of Proceedings
An Indemnified Party has a right at any time to reassume any legal or other proceedings
defended or instituted by Westpac in the name of the Indemnified Party as contemplated
by paragraph 7 of this Indemnity (“Reassumed Claim”). If an Indemnified Party does
this:
(a) it will have the right to conduct the same under its sole management and control
and will have absolute discretion with regards to the conduct of those
proceedings including any decision to settle, compromise or consent to the
entry of any judgment in relation to any Reassumed Claim the subject of those
proceedings but, in doing so, will act reasonably and consult with and take
account of the views of Westpac so far as is reasonably possible; and
(b) Westpac will not be bound by the terms of any settlement or compromise and
the Indemnity given by Westpac under this Indemnity shall not apply in respect
of the Reassumed Claim.
13. Contractual Contribution

Schedule 4 Indemnity (clause 3.7)

page 27

If for any reason the indemnities contained in this Indemnity are unavailable or insufficient
to hold harmless any Indemnified Party against any Indemnified Claim (other than as a
result of the operation of paragraph 2 of this Indemnity) then Westpac agrees to
contribute to the relevant Indemnified Claim in accordance with paragraphs 14 to 18 of
this Indemnity in all cases to the maximum extent allowed by law.
14. Proportional Contribution
The respective proportional contribution of Westpac (on the one hand) and the
Indemnified Parties (on the other hand) in relation to an Indemnified Claim will be as
agreed by Westpac and the Indemnified Parties (and failing agreement as determined by
a court of competent jurisdiction) having regard to the participation in, instigation of, or
other involvement of Westpac on the one hand (in relation to the proportional contribution
of Westpac) and the Indemnified Parties on the other hand (in relation to the proportional
contribution of the Indemnified Parties) in the act complained of. Without limiting the
generality of this Indemnity, regard must be had to the Indemnified Parties' and
Westpac's relative intent, knowledge, access to information and opportunity to correct any
untrue statement or omission.
15. No Excess Contribution
Westpac agrees with the Indemnified Parties that in no event will an Indemnified Party be
required to contribute under paragraph 14 of this Indemnity to any Indemnified Claim an
aggregate amount that exceeds the commission and fees paid to the Lead Manager
under this agreement.
16. Right to Reimbursement by Westpac
If an Indemnified Party pays an amount in relation to an Indemnified Claim where it is
entitled to contribution from Westpac under this Indemnity, Westpac agrees to promptly
reimburse the Indemnified Party for that amount.
17. Right to Reimbursement by the Indemnified Party
If Westpac pays an amount in relation to an Indemnified Claim where it is entitled to
contribution from an Indemnified Party under this Indemnity, the Lead Manager agrees to
promptly reimburse Westpac for that amount.
18. No Claims Against Indemnified Parties
Westpac agrees that no Claims may be made by it or any of its related bodies corporate
or trusts against the Indemnified Parties and Westpac (on behalf of itself and each of its
related bodies corporate and trusts) unconditionally and irrevocably releases and
discharges each Indemnified Party from any Claim that may be made by it to recover
from any Indemnified Party any Losses incurred or sustained by Westpac or any of its
related bodies corporate or trusts arising directly or indirectly as a result of the
participation of that Indemnified Party in relation to the making of the Offer, except to the
extent that those Losses have arisen from:
(a) any fraud, recklessness, wilful misconduct or negligence of that Indemnified
Party;
(b) a material breach of this agreement by that Indemnified Party, other than a
material breach which:
(1) is caused or induced by Westpac or any of its directors, employees or
advisers;
(2) is caused by reliance by the Lead Manager on information contained
in the Announcement Material or information provided to it by or on
behalf of Westpac; or
(3) arises as a consequence of reliance by the Lead Manager on a
representation or warranty given by a third party to it in a Bookbuild

Schedule 4 Indemnity (clause 3.7)

page 28

application received from a Bookbuild investor in connection with the
Offer.

Westpac Self-Funding Instalments – Supplementary PDS Westpac Self-Funding Instalments over securities in STW

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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