SPH Notice – Lazard Asset Management Pacific Co
1
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
Note: This form must be completed in accordance with the instructions at the end of the
form.
To: NZX
and
To SkyCity Entertainment Group Limited
Relevant event being disclosed: A movement of 1% or more in the substantial holding or a
change in the nature of any relevant interest in the substantial holding, or both
Date of relevant event: 6 July 2020
Date this disclosure made: 8 July 2020
Date last disclosure made: 5 May 2020
Substantial product holder(s) giving disclosure
Full name(s): Lazard Asset Management Pacific Co and its related bodies corporate listed in
Annexure A
Summary of substantial holding
Class of quoted voting products: Ordinary Shares in SkyCity Entertainment Group Limited
SKC.AU
Summary for Lazard Asset Management Pacific Co
For this disclosure,—
(a) total number held in class: 63,807,913;
(b) total in class: 739,196,806
(c) total percentage held in class: 8.632%
For last disclosure,—
(a) total number held in class: 48,914,000
(b) total in class: 667,196,806
(c) total percentage held in class: 7.331%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: See Annexure B. All on
market trades
2
Details after relevant event
Details for Lazard Asset Management Pacific Co.
Lazard Asset Management Pacific Co’s ordinary business consists of, or includes, the
investment of some or all of the funds of another person under investment management
contracts or as the responsible entity of managed investment schemes and under those
documents has the power to exercise, or to control the exercise of, a right to vote attached
to the quoted product or has the power to acquire or dispose of, or to control the
acquisition or disposal of, the quoted product. The relevant interests, arising under the
investment management contracts or constitutions, as the case may be, arise only from
the powers of those documents. The relevant agreement documents or constitutions need
not be attached under regulation 139.
For that relevant interest,—
(a) number held in class: 63,807,913
(b) percentage held in class: 8.632%
(c) current registered holder(s): See Annexure C
(d) registered holder(s) once transfers are registered: No change
For a derivative relevant interest, also—
(a) type of derivative: not applicable
(b) details of derivative: not applicable
(c) parties to the derivative: not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the
relevant interest in the derivative: not applicable
Additional information
Address(es) of substantial product holder(s): c/o Lazard Asset Management Pacific Co.
Level 39, Gateway Building, 1 Macquarie Place, Sydney NSW 2000 Australia
Contact details: Apnavi Saddington +61 2 8274 1422 apnavi.saddington@lazard.com
*Nature of connection between substantial product holders: The substantial product
holders are all related companies of Lazard Asset Management Pacific Co.
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: not applicable
Certification
I, Apnavi Saddington, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
MEL5_610966_1 (W2003)
1
Annexure ‘A’
to Disclosure of movement of 1% or more in substantial holding or change in nature of
relevant interest or both
dated 8 July 2020
by Lazard Asset Management Pacific Co
Details of related bodies corporate. These related bodies corporate are deemed to
have the same relevant interests as Lazard Asset Management Pacific Co.
Name of entity Address
Lazard Asset Management LLC (US)
30 Rockefeller Plaza
New York NY 10020 USA
Lazard Asset Management Limited, London
50 Stratton Street
London W1J 8LL United Kingdom
Lazard Fund Managers (Ireland) Limited
92-93 St Stephens Green, 3
rd
Floor
Dublin 2 Ireland
Lazard Japan Asset Management KK
ATT Annex 7
th
Floor, 2-11-7 Akasaka
Minato-Ku Tokyo 107-00752 Japan
LAMP Administration Pty Ltd
Level 39, Gateway, 1 Macquarie Place
Sydney, NSW Australia
Lazard Pty Ltd
Level 38, Gateway, 1 Macquarie Place
Sydney NSW Australia
Lazard Korea Asset Management Co., Ltd
10F Seoul Finance Center, 136 Sejong-
daero, Jung-gu, Seoul 100-768 Korea
Lazard Asset Management (Hong Kong) Ltd
Suite 1906, Level 19, One International
Finance Centre, 1 Harbour View Street,
Central, Hong Kong
Lazard Asset Management (Deutschland)
GmbH
Neue Mainzer Strasse 69-75
14
th
and 15
th
Floors
Frankfurt 60311 Germany
Lazard Asset Management (Singapore) Pte
Ltd
1 Raffles Place, #25-02 One Raffles Place
Tower 1, Singapore 048616
Lazard Asset Management (Canada), Inc.
130 King Street, West Suite 1800
Toronto, ON MSX 1E3 Canada
Lazard Asset Management Schweiz AG
Usteristr. 9
CH-8001 Zurich Switzerland
Lazard Gulf Limited
Level 2, Gate Village 01
Dubai International Financial Centre Dubai
Annexure 'B'
to Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest or bot
h
dated 8 July 2020
by Lazard Asset Management Pacific Co.
Transaction
Date
Nature of
Transaction
Name of Substantial Security Holder
Consideration
NZD
Number of
Securities.
04/05/2020Sell
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
225,312.62$ 91,502.00
05/05/2020Sell
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
388,049.45$ 155,412.00
06/05/2020Sell
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
1,360,704.38$ 550,651.00
12/05/2020Sell
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
3,199,285.31$ 1,269,482.00
13/05/2020Sell
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
1,363,284.48$ 564,175.00
25/05/2020Buy
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
578,516.90$ 232,440.00
28/05/2020Sell
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
1,097,388.75$ 423,018.00
01/06/2020Buy
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
554,310.40$ 217,025.00
02/06/2020Buy
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
1,983,686.00$ 763,135.00
09/06/2020Buy
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
1,433,769.32$ 450,053.00
24/06/2020Buy
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
18,892,317.33$ 7,547,760.00
01/07/2020Buy
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
2,611,981.90$ 1,025,000.00
02/07/2020Buy
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
2,538,997.06$ 988,128.00
03/07/2020Buy
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
898,939.47$ 349,253.00
06/07/2020Buy
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
17,084,651.71$ 6,556,439.00
06/07/2020Sell
Lazard Asset Management Pacific Co and its Associates
Listed in Annexure A
469,987.34$ 181,080.00
1
Annexure C
to Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest or both
dated 8 July 2020
by Lazard Asset Management Pacific Co.
Registered holder of securitiesClass and number of securitiesPercentage Held
Bank of NYOrdinary - 16,863,7922.281%
CitibankOrdinary - 4,686,9380.634%
State Street Australia LtdOrdinary - 1,628,2230.220%
BNPOrdinary - 2,916,0810.394%
State Street Australia LtdOrdinary - 1,003,8040.136%
State Street Australia LtdOrdinary - 2,053,5050.278%
BNPOrdinary - 4,767,2820.645%
JP Morgan Chase LtdOrdinary - 10,164,1351.375%
JP Morgan Chase LtdOrdinary - 2,879,7700.390%
BNPOrdinary - 8,969,9181.213%
BNPOrdinary - 7,874,4651.065%
1
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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