ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure12 July 2020ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


10 July 2020


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 10 July 2020

The previous notice was given to the ASX on: 26 June 2020

The previous notice was dated: 26 June 2020

2. Issued Share Capital

2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at

9 July 2020.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,977,037 0.14%


3,977,921 0.14%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid 3,977,037 0.14%


3,977,921 0.14%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

89,506 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,370,707 0.08%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 230,223 0.01%



JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,287,485 0.05%


Aggregation


3,977,921 0.14%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

26/06/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,116.13

Ordinary fully

paid

-57

29/06/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

2,767

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 80.08

Ordinary fully

paid

-4

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 442.00

Ordinary fully

paid

-22

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 580.60

Ordinary fully

paid

-29

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 200.21

Ordinary fully

paid

-10

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,089.46

Ordinary fully

paid

-104



1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 120.55

Ordinary fully

paid

-6

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,169.83

Ordinary fully

paid

-108

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 640.66

Ordinary fully

paid

-32

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,250.19

Ordinary fully

paid

-112

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 683.10

Ordinary fully

paid

-34

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 622.82

Ordinary fully

paid

-31

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 220.23

Ordinary fully

paid

-11

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,064.82

Ordinary fully

paid

-53

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 80.37

Ordinary fully

paid

-4

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,205.46

Ordinary fully

paid

60

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 260.27

Ordinary fully

paid

-13



1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 480.49

Ordinary fully

paid

-24

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,788.10

Ordinary fully

paid

-89

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 964.37

Ordinary fully

paid

-48

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,426.46

Ordinary fully

paid

-71

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,937.84

Ordinary fully

paid

196

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,194.47

Ordinary fully

paid

159

1/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,364.30

Ordinary fully

paid

267

2/07/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

-8,219

2/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

42,745.00

Ordinary fully

paid

2,115




2/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,094.10

Ordinary fully

paid

-55

2/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 358.07

Ordinary fully

paid

-18

2/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 696.25

Ordinary fully

paid

-35

2/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 19.89

Ordinary fully

paid

-1

2/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 712.62

Ordinary fully

paid

-37

2/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 654.84

Ordinary fully

paid

-34

2/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 693.36

Ordinary fully

paid

-36

2/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 269.64

Ordinary fully

paid

-14

2/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,425.24

Ordinary fully

paid

-74




3/07/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

45

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

630.37

Ordinary fully

paid

31

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,367.04

Ordinary fully

paid

116

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,481.71

Ordinary fully

paid

663

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

49,667.15

Ordinary fully

paid

2,434

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,077.72

Ordinary fully

paid

53

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,917.87

Ordinary fully

paid

192

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,403.07

Ordinary fully

paid

-69

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

589.70

Ordinary fully

paid

29




8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,183.40

Ordinary fully

paid

107

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,297.79

Ordinary fully

paid

-113

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 325.35

Ordinary fully

paid

-16

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,155.44

Ordinary fully

paid

-106

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,297.79

Ordinary fully

paid

-113

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 894.71

Ordinary fully

paid

-44

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,122.18

Ordinary fully

paid

104

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,144.60

Ordinary fully

paid

253

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

18,956.77

Ordinary fully

paid

929

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,952.10

Ordinary fully

paid

-96




8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,484.41

Ordinary fully

paid

-73

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 793.05

Ordinary fully

paid

-39

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 20.33

Ordinary fully

paid

-1

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

711.70

Ordinary fully

paid

35

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,632.32

Ordinary fully

paid

129

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,098.06

Ordinary fully

paid

-54

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,379.12

Ordinary fully

paid

-117

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,765.48

Ordinary fully

paid

-136

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,765.48

Ordinary fully

paid

-136

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

732.04

Ordinary fully

paid

36




8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,754.75

Ordinary fully

paid

135

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,216.45

Ordinary fully

paid

109

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,080.61

Ordinary fully

paid

396

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

630.37

Ordinary fully

paid

31

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,407.86

Ordinary fully

paid

118

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 284.68

Ordinary fully

paid

-14

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 447.36

Ordinary fully

paid

-22

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 325.35

Ordinary fully

paid

-16

8/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,525.08

Ordinary fully

paid

-75











Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand




print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

10 July 2020

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.