Westpac Banking Corporation logo

Becoming a substantial holder for VTH

Substantial Holder Notice15 July 2020WBCFinancials

Page 1 of 8


Form 603


Corporations Act 2001

Section 671B


Notice of initial substantial holder




To Company Name/Scheme VITALHARVEST FREEHOLD TRUST (VTH)



ACN/ARSN ARSN 626 537 362




1. Details of substantial holder(1)


Name WESTPAC BANKING CORPORATION (WBC) and its associated entities listed

in Annexure ‘B ’



ACN/ARSN (if applicable) ACN 007 457 141



The holder became a substantial holder on 13/07/2020




2. Details of voting power


The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial

holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as

follows:


Class of securities (4)


Number of securities Person’s votes (5) Voting power (6)

Ordinary Shares 9,365,776 9,365,776

Total 9,365,776 9,365,776 5.06%



3. Details of relevant interests


The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the

substantial holder became a substantial holder are as follows:


Holder of relevant interest Nature of relevant interest (7) Number of securities Class of securities

BT Funds Management

(NZ) Limited

BT Funds Management

(NZ) Limited is the

manager of various

superannuation funds,

institutional investor

portfolios and unit trusts

and, in that capacity, can

exercise the power to

vote or dispose of the

shares.

9,148,276 Ordinary

BT Funds Management

Limited

BT Funds Management

Limited is the manager

of various

superannuation funds,

institutional investor

portfolios and unit trusts

and, in that capacity, can

exercise the power to

183,000 Ordinary

Page 2 of 8

vote or dispose of the

shares.

Westpac RE Limited Westpac RE Limited is

the manager of various

superannuation funds,

institutional investor

portfolios and unit trusts

and, in that capacity, can

exercise the power to

vote or dispose of the

shares.

34,500 Ordinary



4. Details of present registered holders


The persons registered as holders of the securities referred to in paragraph 3 above are as follows:


Holder of relevant interest


Registered holder of

securities

Persons entitled to be

registered as holder (8)

Class and number of

securities

Westpac RE Limited HSBC Custody

Nominees (Australia)

Limited.



See Annexure 'A' 34,500

Ordinary

BT Funds Management

Limited

BT Portfolio Services

Limited



See Annexure 'A' 183,000

Ordinary

BT Funds Management

(NZ) Limited

Guardian Nominees

No.2 Ltd



See Annexure 'A' 9,148,276

Ordinary




5. Consideration


The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the

day that the substantial holder became a substantial holder is as follows:


Holder of relevant

interest

Date of acquisition Consideration (9) Class and number of

securities

Cash Non-cash

WBC & associates See Annexure ‘A’ See Annexure ’A’ See Annexure ’A’



6. Associates


The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:


Name and ACN/ARSN (if applicable)


Nature of association




7. Addresses


The addresses of persons named in this form are as follows:


Name


Address

Westpac Banking Corporation (WBC) Level 18, Westpac Place, 275 Kent St, Sydney

NSW 2000

Westpac RE Limited Level 18, Westpac Place, 275 Kent Street, Sydney

NSW 2000

BT Funds Management Limited Level 18, Westpac Place, 275 Kent Street, Sydney

NSW 2000

Page 3 of 8

BT Funds Management (NZ) Limited Westpac On Takutai Square 16 Takutai Square

Auckland 1010 New Zealand

VITALHARVEST FREEHOLD TRUST (VTH) The Company Secretary

VITALHARVEST FREEHOLD TRUST (VTH)

Level 18, Angel Place

123 Pitt Street

Sydney NSW 2000







Signature


Print name Tim Hartin Capacity Company Secretary



Sign here Date 15/7/2020


Page 4 of 8

DIRECTIONS


(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related

corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the

relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically

named group if the membership of each group, with the names and addresses of members, is clearly set out in paragraph 7 of

the form.


(2) See the definition of “associate” in section 9 of the Corporations Act 2001.


(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.


(4) The voting shares of a company constitute one class unless divided into separate classes.


(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the

person or an associate has a relevant interest in.


(6) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.


(7) Include details of:

(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4)

applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person

giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a

written statement certifying this contract, scheme or arrangement; and


(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting

powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to

which the qualification applies).


See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.


(8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an

option) write “unknown”.


(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest

was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the

benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the

substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom

the relevant interest was acquired.

Page 5 of 8

ANNEXURE A


This is annexure ‘A’ referred to in Form 603, Notice of initial substantial holder, lodged for Westpac Banking Corporation ACN 007 457

141 and its associated entities.


Tim Hartin – Company Secretary, Westpac Banking Corporation 15/07/2020


Sales & Purchases for the period : 13/03/2020to 13/07/2020


SECURITY: VTH




BT Funds Management (NZ) Limited


Date Registered Company Quantity Consideration

Class of

Securities

13/03/2020 Guardian Nominees No.2 Ltd 49,712 33,868.79 Ordinary

16/03/2020 Guardian Nominees No.2 Ltd 80,137 53,659.74 Ordinary

17/03/2020 Guardian Nominees No.2 Ltd 103,188 70,136.88 Ordinary

18/03/2020 Guardian Nominees No.2 Ltd 19,686 13,349.08 Ordinary

19/03/2020 Guardian Nominees No.2 Ltd 12,339 8,327.59 Ordinary

20/03/2020 Guardian Nominees No.2 Ltd 37,787 25,955.89 Ordinary

23/03/2020 Guardian Nominees No.2 Ltd 137,000 90,324.10 Ordinary

24/03/2020 Guardian Nominees No.2 Ltd 70,000 45,878.00 Ordinary

25/03/2020 Guardian Nominees No.2 Ltd 20,524 13,469.90 Ordinary

26/03/2020 Guardian Nominees No.2 Ltd 49,476 32,461.20 Ordinary

27/03/2020 Guardian Nominees No.2 Ltd 49,993 33,090.37 Ordinary

30/03/2020 Guardian Nominees No.2 Ltd 9,647 6,356.41 Ordinary

31/03/2020 Guardian Nominees No.2 Ltd 8,055 5,446.79 Ordinary

2/04/2020 Guardian Nominees No.2 Ltd 4,000 2,826.00 Ordinary

7/04/2020 Guardian Nominees No.2 Ltd 11,305 8,219.87 Ordinary

9/04/2020 Guardian Nominees No.2 Ltd 20,071 14,617.71 Ordinary

14/04/2020 Guardian Nominees No.2 Ltd 76,929 55,935.08 Ordinary

15/04/2020 Guardian Nominees No.2 Ltd 17,781 13,024.58 Ordinary

16/04/2020 Guardian Nominees No.2 Ltd 63,219 46,238.38 Ordinary

17/04/2020 Guardian Nominees No.2 Ltd 61,000 44,548.30 Ordinary

20/04/2020 Guardian Nominees No.2 Ltd 94,280 68,909.25 Ordinary

21/04/2020 Guardian Nominees No.2 Ltd 193,314 139,147.42 Ordinary

22/04/2020 Guardian Nominees No.2 Ltd 50,000 35,560.00 Ordinary

23/04/2020 Guardian Nominees No.2 Ltd 114,400 82,802.72 Ordinary

24/04/2020 Guardian Nominees No.2 Ltd 76,006 54,959.94 Ordinary

29/04/2020 Guardian Nominees No.2 Ltd 103,479 76,419.24 Ordinary

4/05/2020 Guardian Nominees No.2 Ltd -14,000 -10,414.60 Ordinary

5/05/2020 Guardian Nominees No.2 Ltd -10,126 -7,606.65 Ordinary

6/05/2020 Guardian Nominees No.2 Ltd -43,948 -33,330.16 Ordinary

7/05/2020 Guardian Nominees No.2 Ltd -5,000 -3,834.50 Ordinary

8/05/2020 Guardian Nominees No.2 Ltd -117,449 -90,741.10 Ordinary

11/05/2020 Guardian Nominees No.2 Ltd -249,179 -193,661.92 Ordinary

12/05/2020 Guardian Nominees No.2 Ltd -24,798 -20,235.17 Ordinary

26/05/2020 Guardian Nominees No.2 Ltd 25,000 20,062.50 Ordinary

27/05/2020 Guardian Nominees No.2 Ltd 20,000 16,016.00 Ordinary

28/05/2020 Guardian Nominees No.2 Ltd 15,000 12,115.50 Ordinary

1/06/2020 Guardian Nominees No.2 Ltd 11,500 9,272.45 Ordinary

2/06/2020 Guardian Nominees No.2 Ltd 11,348 9,245.22 Ordinary

3/06/2020 Guardian Nominees No.2 Ltd 4,083 3,350.10 Ordinary

4/06/2020 Guardian Nominees No.2 Ltd 22,917 18,913.40 Ordinary

5/06/2020 Guardian Nominees No.2 Ltd 7,530 6,197.94 Ordinary

12/06/2020 Guardian Nominees No.2 Ltd 97,203 79,230.17 Ordinary

Page 6 of 8

15/06/2020 Guardian Nominees No.2 Ltd 50,267 40,650.92 Ordinary

16/06/2020 Guardian Nominees No.2 Ltd 41,000 33,279.70 Ordinary

18/06/2020 Guardian Nominees No.2 Ltd -453,061 -410,473.27 Ordinary

19/06/2020 Guardian Nominees No.2 Ltd 23,371 20,624.91 Ordinary

22/06/2020 Guardian Nominees No.2 Ltd 17,015 14,760.51 Ordinary

23/06/2020 Guardian Nominees No.2 Ltd 76,811 65,873.11 Ordinary

24/06/2020 Guardian Nominees No.2 Ltd 45,469 38,612.27 Ordinary

25/06/2020 Guardian Nominees No.2 Ltd 18,667 15,766.15 Ordinary

26/06/2020 Guardian Nominees No.2 Ltd 45,417 38,495.45 Ordinary

29/06/2020 Guardian Nominees No.2 Ltd 64,583 53,978.47 Ordinary

30/06/2020 Guardian Nominees No.2 Ltd 44,673 36,328.08 Ordinary

6/07/2020 Guardian Nominees No.2 Ltd 3,705 3,061.81 Ordinary

7/07/2020 Guardian Nominees No.2 Ltd 33,622 27,472.54 Ordinary

8/07/2020 Guardian Nominees No.2 Ltd 20,647 16,781.88 Ordinary

9/07/2020 Guardian Nominees No.2 Ltd 2,909 2,360.36 Ordinary

10/07/2020 Guardian Nominees No.2 Ltd 278,523 221,760.01 Ordinary

Total 1,597,027 1,109,445.31 Ordinary


BT Funds Management (NZ) Limited Total : 1,597,027 1,109,445.31





Page 7 of 8

ANNEXURE B


This is the annexure ‘B’ (being 2 pages) referred to in Form 603, Notice of initial substantial holder, lodged for Westpac Banking

Corporation ACN 007 457 141 and its associated entities


Tim Hartin– Company Secretary, Westpac Banking Corporation – 15/07/2020



Westpac Banking Corporation Australia


St.George Finance Limited Australia

1925 (Commercial) Pty Limited Australia


St.George Life Pty Limited Australia

1925 (Industrial) Pty Limited Australia


St.George Motor Finance Limited Australia

1925 Advances Pty Limited Australia


St.George Security Holdings Pty Limited Australia

Advance Asset Management Limited Australia


Sydney Capital Corporation Inc. USA

Altitude Administration Pty Limited Australia


The Home Mortgage Company Limited

New

Zealand

Altitude Rewards Pty Limited Australia


Value Nominees Pty Limited Australia

Aotearoa Financial Services Limited

New

Zealand


W2 Investments Pty Limited Australia

Asgard Capital Management Limited Australia


Waratah Receivables Corporation Pty Limited Australia

Asgard Wealth Solutions Limited Australia


Waratah Securities Australia Limited Australia

Belliston Pty Limited Australia


Westpac (NZ) Investments Limited

New

Zealand

Bill Acceptance Corporation Pty Limited Australia


Westpac Administration 2 Pty Limited Australia

BT (Queensland) Pty Limited Australia


Westpac Administration 3 Pty Limited Australia

BT Australia Pty Limited Australia


Westpac Administration 4 Pty Limited Australia

BT Financial Group (NZ) Limited

New

Zealand


Westpac Administration Pty Limited Australia

BT Financial Group Pty Limited Australia


Westpac Altitude Rewards Trust Australia

BT Funds Management (NZ) Limited

New

Zealand


Westpac Americas Inc. USA

BT Funds Management Limited Australia


Westpac Asian Lending Pty Limited Australia

BT Funds Management No.2 Limited Australia


Westpac Bank-PNG-Limited

Papua New

Guinea

BT Portfolio Services Limited Australia


Westpac Capital Markets Holding Corp. USA

BT Securities Limited Australia


Westpac Capital Markets LLC USA

Capital Corporate Finance Limited Australia


Westpac Capital-NZ-Limited

New

Zealand

Capital Finance (NZ) Pty Limited Australia


Westpac Cash PIE Fund

New

Zealand

Capital Finance Australia Limited Australia


Westpac Covered Bond Trust Australia

Capital Finance New Zealand Limited

New

Zealand


Westpac Custodian Nominees Pty Limited Australia

Capital Fleetlease Pty Limited Australia


Westpac Debt Securities Pty Limited Australia

Capital Motor Finance Pty Limited Australia


Westpac Digital Partnerships Pty Limited Australia

Capital Rent Group Pty Limited Australia


Westpac Direct Equity Investments Pty Limited Australia

CBA Limited


Australia


Westpac Equity Holdings Pty Limited Australia

Challenge Limited Australia


Westpac Equity Investments NZ Limited

New

Zealand

Crusade ABS Series 2016-1 Trust Australia


Westpac Europe Limited UK

Crusade ABS Series 2017-1 Trust Australia


Westpac Finance (HK) Limited Hong Kong

Crusade ABS Series 2017-1P Trust Australia


Westpac Financial Consultants Limited Australia

Crusade ABS Series 2018-1P Trust Australia


Westpac Financial Holdings Pty Limited Australia

Crusade Trust No.2P of 2008 Australia


Westpac Financial Services Group Limited Australia

Danaby Pty Limited Australia


Westpac Financial Services Group-NZ-Limited

New

Zealand

eQR Securities Pty. Limited Australia


Westpac Financial Services Limited Australia

General Credits Pty Limited Australia


Westpac General Insurance Limited Australia

GIS Private Nominees Pty Limited Australia


Westpac General Insurance Services Limited Australia

Page 8 of 8

Hastings Funds Management Pty Limited Australia


Westpac Global Capital Markets Pty Limited Australia

Hastings Management Pty Limited Australia


Westpac Group Investment-NZ-Limited

New

Zealand

Magnitude Group Pty Limited Australia


Westpac Holdings-NZ-Limited

New

Zealand

Mortgage Management Pty Limited Australia


Westpac Investment Capital Corporation USA

Net Nominees Limited Australia


Westpac Investment Vehicle No.2 Pty Limited Australia

Number 120 Limited

New

Zealand


Westpac Investment Vehicle No.3 Pty Limited Australia

Oniston Pty Limited Australia


Westpac Investment Vehicle Pty Limited Australia

Partnership Pacific Pty Limited Australia


Westpac Leasing Nominees-Vic.-Pty Limited Australia

Partnership Pacific Securities Pty Limited Australia


Westpac Lenders Mortgage Insurance Limited Australia

Pashley Investments Pty Limited Australia


Westpac Life Insurance Services Limited Australia

Pendal Short Term Income Fund Australia


Westpac Life-NZ-Limited

New

Zealand

Pendal Long Term Income Fund Australia


Westpac New Zealand Group Limited

New

Zealand

Planwise AU Pty Ltd Australia


Westpac New Zealand Limited

New

Zealand

Qvalent Pty Limited Australia


Westpac New Zealand Staff Superannuation

Scheme Trustee Limited

New

Zealand

RAMS Financial Group Pty Limited Australia


Westpac Nominees-NZ-Limited

New

Zealand

Reinventure Special Purpose Investment Unit Trust Australia


Westpac Notice Saver PIE Fund

New

Zealand

Reinventure Fund, I.L.P. Australia


Westpac NZ Covered Bond Holdings Limited

New

Zealand

Reinventure Fund II I.L.P Australia


Westpac NZ Covered Bond Limited

New

Zealand

Reinventure Fund III I.L.P Australia


Westpac NZ Operations Limited

New

Zealand

RMS Warehouse Trust 2007-1 Australia


Westpac NZ Securitisation Holdings Limited

New

Zealand

Sallmoor Pty Limited Australia


Westpac NZ Securitisation Limited

New

Zealand

Securitor Financial Group Limited Australia


Westpac NZ Securitisation No.2 Limited

New

Zealand

Series 2008-1M WST Trust Australia


Westpac Overseas Holdings No. 2 Pty Limited Australia

Series 2011-2 WST Trust Australia


Westpac Overseas Holdings Pty Limited Australia

Series 2011-3 WST Trust Australia


Westpac Properties Limited Australia

Series 2012-1 WST Trust Australia


Westpac RE Limited Australia

Series 2013-1 WST Trust Australia


Westpac Securities Administration Limited Australia

Series 2013-2 WST Trust Australia


Westpac Securities Limited Australia

Series 2014-1 WST Trust Australia


Westpac Securities NZ Limited

New

Zealand

Series 2014-2 WST Trust Australia


Westpac Securitisation Holdings Pty Limited Australia

Series 2015-1 WST Trust Australia


Westpac Securitisation Management Pty Limited Australia

Series 2019-1 WST Trust Australia


Westpac Singapore Limited Singapore

Series 2020-1 WST Trust Australia


Westpac Structured Products Limited Australia

SIE-LEASE (Australia) Pty Limited Australia


Westpac Superannuation Nominees-NZ-Limited

New

Zealand

SIE-LEASE (New Zealand) Pty Limited

New

Zealand


Westpac Syndications Management Pty Limited Australia

Sixty Martin Place (Holdings) Pty Limited Australia


Westpac Term PIE Fund

New

Zealand

St.George Business Finance Pty Limited Australia


Westpac TPS Trust Australia

St.George Commercial Credit Corporation Limited Australia


Westpac Unit Trust Australia

St.George Equity Finance Limited Australia


Westpac USA Inc. USA

St.George Finance Holdings Limited Australia

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

Other issuers discussed similar conditions around this time

Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.