Capital Change Notice

Capital Change Notice

Updated as at 17 October 2019


Section 1: Issuer information
Name of issuer NZX Limited
NZX ticker code NZX
Class of financial product Subordinated Notes
ISIN (If unknown, check on NZX website) NZNZXD0010L5
Currency NZD
Section 2: Capital change details
Number issued/acquired/redeemed 10,000
Nominal value (if any) $1.00
Issue/acquisition/redemption price per security $1.085778
Nature of the payment (for example, cash or other
consideration)
Cash
Amount paid up (if not in full) $10,857.78
Percentage of total class of Financial Products
issued/acquired/redeemed/ (calculated on the number of
Financial Products of the Class, excluding any Treasury Stock,
in existence)
1

0.025%
For an issue of Convertible Financial Products or Options, the
principal terms of Conversion (for example the Conversion
price and Conversion date and the ranking of the Financial
Product in relation to other Classes of Financial Product) or the
Option (for example, the exercise price and exercise date)
N/A
Reason for issue/acquisition/redemption and specific authority
for issue/acquisition/redemption/ (the reason for change must
be identified here)
To facilitate and support
liquidity for small investors
where liquidity is not otherwise
being provided by the market.
This service is performed
independently by Forsyth Barr
Limited (as Facility Agent), in
accordance with the terms of
the Product Disclosure
Statement for NZX’s Offer of
Subordinated Notes dated 15
May 2018.

Total number of Financial Products of the Class after the
issue/acquisition/redemption/Conversion (excluding Treasury
Stock) and the total number of Financial Products of the Class
held as Treasury Stock after the issue/acquisition/redemption.
40,000,000

Nil held as treasury stock
In the case of an acquisition of shares, whether those shares
are to be held as treasury stock
N/A

1
The percentage is to be calculated immediately before the issue, acquisition, redemption or Conversion.

Specific authority for the issue, acquisition, or redemption,
including a reference to the rule pursuant to which the issue,
acquisition, or redemption is made
Product Disclosure Statement
for NZX’s Offer of
Subordinated Notes dated 15
May 2018
Terms or details of the issue, acquisition, or redemption (for
example: restrictions, escrow arrangements)
The provision of the Retail
Liquidity Support Facility is in
accordance with the terms of
the Product Disclosure
Statement for NZX’s Offer of
Subordinated Notes dated 15
May 2018.

Date of issue/acquisition/redemption
2
16/07/2020
Section 3: Authority for this announcement and contact person
Name of person

authorised to make this announcement
David Glendining
Head of Communications
Contact person for this announcement As above
Contact phone number
T 09 375 9866
N 027 301 9248
Contact email address david.glendining@nzx.com
Date of release through MAP

04/08/2020




2
Continuous issuers using this form in reliance on Rule 3.13.2, please indicate the period during which the relevant
issue/acquisition/redemptions were made (for example, 1 January 2019 to 31 January 2019).