ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure9 August 2020ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


7 August 2020


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 7 August 2020

The previous notice was given to the ASX on: 24 July 2020

The previous notice was dated: 24 July 2020

2. Issued Share Capital

2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at

6 August 2020.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,979,098 0.14%


3,834,951 0.14%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid 3,979,098 0.14%


3,834,951 0.14%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

90,400 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,219,269 0.08%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 230,223 0.01%



JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,295,059 0.05%


Aggregation


3,834,951 0.14%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,675.88

Ordinary fully

paid

187

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

15,938.53

Ordinary fully

paid

808

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 353.83

Ordinary fully

paid

-18

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 786.28

Ordinary fully

paid

-40

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 176.91

Ordinary fully

paid

-9

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 19.66

Ordinary fully

paid

-1

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 432.46

Ordinary fully

paid

-22

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 275.20

Ordinary fully

paid

-14




29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 943.54

Ordinary fully

paid

-48

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,103.31

Ordinary fully

paid

-107

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

235.89

Ordinary fully

paid

12

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,025.75

Ordinary fully

paid

52

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,656.22

Ordinary fully

paid

186

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

15,820.18

Ordinary fully

paid

802

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,737.36

Ordinary fully

paid

-241

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,398.17

Ordinary fully

paid

-122

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

589.71

Ordinary fully

paid

30

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,643.27

Ordinary fully

paid

134




29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

216.23

Ordinary fully

paid

11

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,006.03

Ordinary fully

paid

51

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,793.82

Ordinary fully

paid

193

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

16,431.69

Ordinary fully

paid

833

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,592.22

Ordinary fully

paid

-81

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 452.11

Ordinary fully

paid

-23

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 648.69

Ordinary fully

paid

-33

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

589.71

Ordinary fully

paid

30

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,564.37

Ordinary fully

paid

130

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

609.37

Ordinary fully

paid

31




29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,643.27

Ordinary fully

paid

134

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

963.20

Ordinary fully

paid

49

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,162.17

Ordinary fully

paid

211

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

589.71

Ordinary fully

paid

30

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,584.09

Ordinary fully

paid

131

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 3,431.70

Ordinary fully

paid

-186

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 4,298.85

Ordinary fully

paid

-233

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 18.45

Ordinary fully

paid

-1

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,730.60

Ordinary fully

paid

-148

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer In 6,531.30

Ordinary fully

paid

354




29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,697.40

Ordinary fully

paid

-92

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 4,833.90

Ordinary fully

paid

-262

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,346.85

Ordinary fully

paid

-73

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 166.05

Ordinary fully

paid

-9

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 3,523.95

Ordinary fully

paid

-191

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 387.45

Ordinary fully

paid

-21

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,107.00

Ordinary fully

paid

-60

29/07/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer In 6,531.30

Ordinary fully

paid

354

31/07/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

328




3/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer In 61,044.90

Ordinary fully

paid

3,545

4/08/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

133

4/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 9,186.76

Ordinary fully

paid

-535

4/08/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market sale 1,137,678.80

Ordinary fully

paid

-64,518

4/08/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market sale 250,166.41

Ordinary fully

paid

-14,111

4/08/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market sale 1,272,973.26

Ordinary fully

paid

-72,809

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,187.76

Ordinary fully

paid

-62

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 555.56

Ordinary fully

paid

-29



5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,896.58

Ordinary fully

paid

99

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,134.24

Ordinary fully

paid

59

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 26,264.69

Ordinary fully

paid

-1,371

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

288.37

Ordinary fully

paid

15

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

881.24

Ordinary fully

paid

46

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

519.06

Ordinary fully

paid

27

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,831.46

Ordinary fully

paid

200

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,249.26

Ordinary fully

paid

117

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

766.29

Ordinary fully

paid

40

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

480.61

Ordinary fully

paid

25

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,559.44

Ordinary fully

paid

238



5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,672.19

Ordinary fully

paid

139

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,398.48

Ordinary fully

paid

-73

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 977.02

Ordinary fully

paid

-51

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,666.69

Ordinary fully

paid

87

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

980.44

Ordinary fully

paid

51

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,341.07

Ordinary fully

paid

331

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,729.53

Ordinary fully

paid

194

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,816.13

Ordinary fully

paid

147

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,653.30

Ordinary fully

paid

86

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,720.34

Ordinary fully

paid

142

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,576.40

Ordinary fully

paid

82



5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,237.59

Ordinary fully

paid

169

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,903.21

Ordinary fully

paid

99

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 402.30

Ordinary fully

paid

-21

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,954.05

Ordinary fully

paid

102

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,134.24

Ordinary fully

paid

59

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

996.18

Ordinary fully

paid

52

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

595.96

Ordinary fully

paid

31

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,245.23

Ordinary fully

paid

65

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

749.75

Ordinary fully

paid

39

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 57.47

Ordinary fully

paid

-3

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 747.14

Ordinary fully

paid

-39



5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 555.56

Ordinary fully

paid

-29

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,390.85

Ordinary fully

paid

-177

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,624.55

Ordinary fully

paid

137

5/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,518.73

Ordinary fully

paid

79



Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand




print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

7 August 2020

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.