Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
7 August 2020
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 7 August 2020
The previous notice was given to the ASX on: 24 July 2020
The previous notice was dated: 24 July 2020
2. Issued Share Capital
2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at
6 August 2020.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,979,098 0.14%
3,834,951 0.14%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid 3,979,098 0.14%
3,834,951 0.14%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
90,400 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,219,269 0.08%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,295,059 0.05%
Aggregation
3,834,951 0.14%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,675.88
Ordinary fully
paid
187
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
15,938.53
Ordinary fully
paid
808
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 353.83
Ordinary fully
paid
-18
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 786.28
Ordinary fully
paid
-40
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 176.91
Ordinary fully
paid
-9
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 19.66
Ordinary fully
paid
-1
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 432.46
Ordinary fully
paid
-22
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 275.20
Ordinary fully
paid
-14
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 943.54
Ordinary fully
paid
-48
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,103.31
Ordinary fully
paid
-107
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
235.89
Ordinary fully
paid
12
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,025.75
Ordinary fully
paid
52
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,656.22
Ordinary fully
paid
186
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
15,820.18
Ordinary fully
paid
802
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,737.36
Ordinary fully
paid
-241
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,398.17
Ordinary fully
paid
-122
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
589.71
Ordinary fully
paid
30
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,643.27
Ordinary fully
paid
134
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
216.23
Ordinary fully
paid
11
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,006.03
Ordinary fully
paid
51
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,793.82
Ordinary fully
paid
193
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
16,431.69
Ordinary fully
paid
833
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,592.22
Ordinary fully
paid
-81
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 452.11
Ordinary fully
paid
-23
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 648.69
Ordinary fully
paid
-33
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
589.71
Ordinary fully
paid
30
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,564.37
Ordinary fully
paid
130
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
609.37
Ordinary fully
paid
31
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,643.27
Ordinary fully
paid
134
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
963.20
Ordinary fully
paid
49
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,162.17
Ordinary fully
paid
211
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
589.71
Ordinary fully
paid
30
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,584.09
Ordinary fully
paid
131
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 3,431.70
Ordinary fully
paid
-186
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 4,298.85
Ordinary fully
paid
-233
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 18.45
Ordinary fully
paid
-1
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 2,730.60
Ordinary fully
paid
-148
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer In 6,531.30
Ordinary fully
paid
354
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,697.40
Ordinary fully
paid
-92
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 4,833.90
Ordinary fully
paid
-262
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,346.85
Ordinary fully
paid
-73
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 166.05
Ordinary fully
paid
-9
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 3,523.95
Ordinary fully
paid
-191
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 387.45
Ordinary fully
paid
-21
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,107.00
Ordinary fully
paid
-60
29/07/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer In 6,531.30
Ordinary fully
paid
354
31/07/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
328
3/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer In 61,044.90
Ordinary fully
paid
3,545
4/08/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
133
4/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 9,186.76
Ordinary fully
paid
-535
4/08/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market sale 1,137,678.80
Ordinary fully
paid
-64,518
4/08/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market sale 250,166.41
Ordinary fully
paid
-14,111
4/08/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market sale 1,272,973.26
Ordinary fully
paid
-72,809
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,187.76
Ordinary fully
paid
-62
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 555.56
Ordinary fully
paid
-29
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,896.58
Ordinary fully
paid
99
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,134.24
Ordinary fully
paid
59
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 26,264.69
Ordinary fully
paid
-1,371
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
288.37
Ordinary fully
paid
15
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
881.24
Ordinary fully
paid
46
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
519.06
Ordinary fully
paid
27
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,831.46
Ordinary fully
paid
200
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,249.26
Ordinary fully
paid
117
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
766.29
Ordinary fully
paid
40
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
480.61
Ordinary fully
paid
25
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,559.44
Ordinary fully
paid
238
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,672.19
Ordinary fully
paid
139
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,398.48
Ordinary fully
paid
-73
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 977.02
Ordinary fully
paid
-51
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,666.69
Ordinary fully
paid
87
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
980.44
Ordinary fully
paid
51
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,341.07
Ordinary fully
paid
331
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,729.53
Ordinary fully
paid
194
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,816.13
Ordinary fully
paid
147
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,653.30
Ordinary fully
paid
86
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,720.34
Ordinary fully
paid
142
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,576.40
Ordinary fully
paid
82
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,237.59
Ordinary fully
paid
169
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,903.21
Ordinary fully
paid
99
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 402.30
Ordinary fully
paid
-21
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,954.05
Ordinary fully
paid
102
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,134.24
Ordinary fully
paid
59
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
996.18
Ordinary fully
paid
52
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
595.96
Ordinary fully
paid
31
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,245.23
Ordinary fully
paid
65
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
749.75
Ordinary fully
paid
39
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 57.47
Ordinary fully
paid
-3
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 747.14
Ordinary fully
paid
-39
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 555.56
Ordinary fully
paid
-29
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,390.85
Ordinary fully
paid
-177
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,624.55
Ordinary fully
paid
137
5/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,518.73
Ordinary fully
paid
79
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
7 August 2020
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.