Ongoing Disclosure Notice (Julian Cook)

Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(1) and 298(1), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Summerset Group Holdings Limited
Date this disclosure made:
19 August 2020
Date of last disclosure:
17 April 2020
Director or senior manager giving disclosure
Full name(s):
Julian Cook
Name of listed issuer:
Summerset Group Holdings Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Executive Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Summerset Group Holdings Limited ordinary shares (NZX
Code: SUM)
Nature of the affected relevant interest(s):
Beneficial owner
For that relevant interest-
Number held in class before acquisition or disposal:
Beneficial ownership of 243 ordinary shares pursuant to a widely
held exempt employee share plan under which the shares have
not yet vested
Number held in class after acquisition or disposal:
Beneficial ownership of 350 ordinary shares pursuant to a widely
held exempt employee share plan under which the shares have
not yet vested
Current registered holder(s):
Summerset LTI Trustee Limited
Registered holder(s) once transfers are registered:
Same as above
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
N/A
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
N/A
Maturity date of the derivative (if any):
N/A
Expiry date of the derivative(if any):
N/A
The price specified in the terms of the derivative (if any):
N/A
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
N/A
For that derivative,-
Parties to the derivative:
N/A
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
N/A
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: One

Details of transactions requiring disclosure-
Date of transaction:17 August 2020
Nature of transaction:
Issue of 107 ordinary shares pursuant to a widely held exempt
employee share plan
Name of any other party or parties to the transaction (if known):N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a
cash value, describe the consideration:
$7.47120000 per share (pursuant to the terms of the employee
share plan, the issue price will be funded by Summerset Group
Holdings Limited)
Number of financial products to which the transaction related: 107 ordinary shares
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
W hether relevant interests were acquired or disposed of during a closed period:
Yes - however the policy does not apply to acquisitions of new
listed securities under an employee share purchase scheme
W hether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
No
Date of the prior written clearance (if any):
N/A
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:Ordinary shares
Nature of relevant interest:Beneficial ownership of shares
For that relevant interest,-
Number held in class:
(1) Beneficial ownership of 120,879 ordinary shares pursuant to
a long term incentive plan under which the shares have not yet
vested
(2) Beneficial ownership of 519,217 ordinary shares pursuant to
a long term incentive plan under which the shares have vested
(3) Beneficial ownership of 1,724,185 ordinary shares
(4) Holder of options to subscribe for 424,426 ordinary shares
pursuant to a share option plan under which the options have not
yet vested
Current registered holder(s):
(1) Summerset LTI Trustee Limited
(2) Summerset LTI Trustee Limited
(3) Motutapu Investments Limited
(4) Julian Cook
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying financial
products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:N/A
Maturity date of the derivative (if any):N/A
Expiry date of the derivative (if any):N/A
The price's specified terms (if any):N/A
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the underlying
financial products:
N/A
For that derivative relevant interest,-
Parties to the derivative: N/A
If the director or senior manager is not a party to the derivative, the nature of the relevant
interest in the derivative:
N/A
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.

Signature of director or officer:
Date of signature:
19 August 2020
or
Signature of person authorised to sign on behalf of director or officer:
N/A
Date of signature:
N/A
Name and title of authorised person:
N/A