ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Substantial Holder Notice23 August 2020ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


21 August 2020


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 21 August 2020

The previous notice was given to the ASX on: 7 August 2020

The previous notice was dated: 7 August 2020

2. Issued Share Capital

2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at

20 August 2020.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,834,951 0.14%


3,756,327 0.13%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid 3,834,951 0.14%


3,756,327 0.13%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

92,066 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,151,365 0.08%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 230,223 0.01%



JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,282,673 0.04%


Aggregation


3,756,327 0.13%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

7/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer In 61,292.70

Ordinary fully

paid

3,243

7/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,191.79

Ordinary fully

paid

-169

7/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,097.35

Ordinary fully

paid

-164

7/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer In 1,309.50

Ordinary fully

paid

75

7/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer In 977.76

Ordinary fully

paid

56

7/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,309.50

Ordinary fully

paid

-75

7/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 977.76

Ordinary fully

paid

-56




10/08/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market sale 866,811.29

Ordinary fully

paid

-47,966

10/08/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market sale 357,827.98

Ordinary fully

paid

-19,938

11/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 284,005.64

Ordinary fully

paid

-14,800

11/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 40,585.94

Ordinary fully

paid

-2,115

11/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

364.42

Ordinary fully

paid

19

11/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,285.05

Ordinary fully

paid

67

11/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

421.96

Ordinary fully

paid

22

11/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,761.90

Ordinary fully

paid

144

11/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,493.38

Ordinary fully

paid

130




11/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 364.42

Ordinary fully

paid

-19

11/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,285.05

Ordinary fully

paid

-67

11/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 421.96

Ordinary fully

paid

-22

11/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,761.90

Ordinary fully

paid

-144

11/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,493.38

Ordinary fully

paid

-130

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

201.89

Ordinary fully

paid

10

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,795.88

Ordinary fully

paid

138

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,180.45

Ordinary fully

paid

-108

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 504.73

Ordinary fully

paid

-25

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,009.47

Ordinary fully

paid

50




12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

14,891.09

Ordinary fully

paid

735

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

80.76

Ordinary fully

paid

4

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,438.46

Ordinary fully

paid

71

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

141.33

Ordinary fully

paid

7

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,248.85

Ordinary fully

paid

111

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

161.51

Ordinary fully

paid

8

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,431.20

Ordinary fully

paid

120

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

161.51

Ordinary fully

paid

8

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,573.02

Ordinary fully

paid

127

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,150.79

Ordinary fully

paid

57




12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

16,998.13

Ordinary fully

paid

839

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

847.95

Ordinary fully

paid

42

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

12,662.50

Ordinary fully

paid

625

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

262.46

Ordinary fully

paid

13

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,748.10

Ordinary fully

paid

185

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

80.76

Ordinary fully

paid

4

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,499.24

Ordinary fully

paid

74

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

141.33

Ordinary fully

paid

7

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,410.94

Ordinary fully

paid

119

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

80.76

Ordinary fully

paid

4




12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,357.42

Ordinary fully

paid

67

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,321.77

Ordinary fully

paid

-115

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

80.76

Ordinary fully

paid

4

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,235.86

Ordinary fully

paid

61

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

605.68

Ordinary fully

paid

30

12/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,894.13

Ordinary fully

paid

439

17/08/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

404

18/08/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

1,262




19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,202.04

Ordinary fully

paid

112

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,080.70

Ordinary fully

paid

411

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,789.16

Ordinary fully

paid

91

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 629.15

Ordinary fully

paid

-32

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 786.45

Ordinary fully

paid

-40

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 216.27

Ordinary fully

paid

-11

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 39.18

Ordinary fully

paid

-2

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 156.74

Ordinary fully

paid

-8

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,606.57

Ordinary fully

paid

-82

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,643.37

Ordinary fully

paid

-237




19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,429.44

Ordinary fully

paid

-124

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 19.59

Ordinary fully

paid

-1

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 137.15

Ordinary fully

paid

-7

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,626.16

Ordinary fully

paid

-83

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 313.48

Ordinary fully

paid

-16

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,135.56

Ordinary fully

paid

-109

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,956.84

Ordinary fully

paid

-253

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 15,928.51

Ordinary fully

paid

-813

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,457.64

Ordinary fully

paid

-125

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

688.14

Ordinary fully

paid

35




19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,191.16

Ordinary fully

paid

-316

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,061.70

Ordinary fully

paid

54

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 10,636.65

Ordinary fully

paid

-541

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,224.42

Ordinary fully

paid

-164

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,873.23

Ordinary fully

paid

-197

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 117.97

Ordinary fully

paid

-6

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 609.49

Ordinary fully

paid

-31

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,572.89

Ordinary fully

paid

-80

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 707.80

Ordinary fully

paid

-36

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 803.28

Ordinary fully

paid

-41




19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,143.06

Ordinary fully

paid

109

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 255.59

Ordinary fully

paid

-13

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,120.68

Ordinary fully

paid

-57

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,671.19

Ordinary fully

paid

-85

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,033.24

Ordinary fully

paid

256

19/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,881.38

Ordinary fully

paid

350























Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand




print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

21 August 2020

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.