Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
21 August 2020
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 21 August 2020
The previous notice was given to the ASX on: 7 August 2020
The previous notice was dated: 7 August 2020
2. Issued Share Capital
2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at
20 August 2020.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,834,951 0.14%
3,756,327 0.13%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid 3,834,951 0.14%
3,756,327 0.13%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
92,066 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,151,365 0.08%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,282,673 0.04%
Aggregation
3,756,327 0.13%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
7/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer In 61,292.70
Ordinary fully
paid
3,243
7/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,191.79
Ordinary fully
paid
-169
7/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,097.35
Ordinary fully
paid
-164
7/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer In 1,309.50
Ordinary fully
paid
75
7/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer In 977.76
Ordinary fully
paid
56
7/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,309.50
Ordinary fully
paid
-75
7/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 977.76
Ordinary fully
paid
-56
10/08/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market sale 866,811.29
Ordinary fully
paid
-47,966
10/08/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market sale 357,827.98
Ordinary fully
paid
-19,938
11/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 284,005.64
Ordinary fully
paid
-14,800
11/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 40,585.94
Ordinary fully
paid
-2,115
11/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
364.42
Ordinary fully
paid
19
11/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,285.05
Ordinary fully
paid
67
11/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
421.96
Ordinary fully
paid
22
11/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,761.90
Ordinary fully
paid
144
11/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,493.38
Ordinary fully
paid
130
11/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 364.42
Ordinary fully
paid
-19
11/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,285.05
Ordinary fully
paid
-67
11/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 421.96
Ordinary fully
paid
-22
11/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,761.90
Ordinary fully
paid
-144
11/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,493.38
Ordinary fully
paid
-130
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
201.89
Ordinary fully
paid
10
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,795.88
Ordinary fully
paid
138
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,180.45
Ordinary fully
paid
-108
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 504.73
Ordinary fully
paid
-25
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,009.47
Ordinary fully
paid
50
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
14,891.09
Ordinary fully
paid
735
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
80.76
Ordinary fully
paid
4
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,438.46
Ordinary fully
paid
71
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
141.33
Ordinary fully
paid
7
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,248.85
Ordinary fully
paid
111
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
161.51
Ordinary fully
paid
8
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,431.20
Ordinary fully
paid
120
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
161.51
Ordinary fully
paid
8
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,573.02
Ordinary fully
paid
127
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,150.79
Ordinary fully
paid
57
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
16,998.13
Ordinary fully
paid
839
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
847.95
Ordinary fully
paid
42
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,662.50
Ordinary fully
paid
625
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
262.46
Ordinary fully
paid
13
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,748.10
Ordinary fully
paid
185
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
80.76
Ordinary fully
paid
4
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,499.24
Ordinary fully
paid
74
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
141.33
Ordinary fully
paid
7
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,410.94
Ordinary fully
paid
119
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
80.76
Ordinary fully
paid
4
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,357.42
Ordinary fully
paid
67
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,321.77
Ordinary fully
paid
-115
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
80.76
Ordinary fully
paid
4
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,235.86
Ordinary fully
paid
61
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
605.68
Ordinary fully
paid
30
12/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,894.13
Ordinary fully
paid
439
17/08/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
404
18/08/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
1,262
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,202.04
Ordinary fully
paid
112
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,080.70
Ordinary fully
paid
411
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,789.16
Ordinary fully
paid
91
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 629.15
Ordinary fully
paid
-32
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 786.45
Ordinary fully
paid
-40
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 216.27
Ordinary fully
paid
-11
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 39.18
Ordinary fully
paid
-2
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 156.74
Ordinary fully
paid
-8
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,606.57
Ordinary fully
paid
-82
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,643.37
Ordinary fully
paid
-237
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,429.44
Ordinary fully
paid
-124
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 19.59
Ordinary fully
paid
-1
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 137.15
Ordinary fully
paid
-7
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,626.16
Ordinary fully
paid
-83
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 313.48
Ordinary fully
paid
-16
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,135.56
Ordinary fully
paid
-109
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,956.84
Ordinary fully
paid
-253
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 15,928.51
Ordinary fully
paid
-813
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,457.64
Ordinary fully
paid
-125
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
688.14
Ordinary fully
paid
35
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,191.16
Ordinary fully
paid
-316
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,061.70
Ordinary fully
paid
54
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 10,636.65
Ordinary fully
paid
-541
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,224.42
Ordinary fully
paid
-164
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,873.23
Ordinary fully
paid
-197
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 117.97
Ordinary fully
paid
-6
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 609.49
Ordinary fully
paid
-31
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,572.89
Ordinary fully
paid
-80
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 707.80
Ordinary fully
paid
-36
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 803.28
Ordinary fully
paid
-41
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,143.06
Ordinary fully
paid
109
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 255.59
Ordinary fully
paid
-13
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,120.68
Ordinary fully
paid
-57
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,671.19
Ordinary fully
paid
-85
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,033.24
Ordinary fully
paid
256
19/08/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,881.38
Ordinary fully
paid
350
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
21 August 2020
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.