SPH Notice – BlackRock, Inc. and related bodies corporate
1
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To: New Zealand Stock Exchange
and
To: CONTACT ENERGY LTD
Relevant event being disclosed: Movement of 1% or more in substantial holding
Date of relevant event: 26 August 2020
Date this disclosure made: 28 August 2020
Date last disclosure made: 21 April 2020
Substantial product holder(s) giving disclosure
Full name(s): BlackRock, Inc. and related bodies corporate
Summary of substantial holding
Class of quoted voting products: Ordinary Shares
Summary for: Product holders listed in Appendix A
For this disclosure,—
(a) total number held in class: 46,086,921
(b) total in class: 718,131,884
(c) total percentage held in class: 6.418%
For last disclosure,—
(a) total number held in class: 38,710,357
(b) total in class: 718,077,598
(c) total percentage held in class: 5.391%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure: Refer to Appendix B
Details after relevant event
Details for: Product holders listed in Appendix A
Nature of relevant interest(s): The power to control the acquisition or disposal of the
quoted voting product and/or the exercise of a right to vote attached to the quoted voting
product, arising only from the powers of investment contained in each case under
investment management agreements appointing each entity as investment manager of
funds or separate accounts (i.e. entity currently exercising investment discretion on behalf
2
of the relevant funds or separate accounts). No relevant agreement document needs to be
attached under Regulation 139.
For that relevant interest,—
(a) number held in class: Refer to Appendix A
(b) percentage held in class: Refer to Appendix A
(c) current registered holder(s): Refer to Appendix A
(d) registered holder(s) once transfers are registered: Not Applicable
For a derivative relevant interest, also—
(a) type of derivative: Contracts for Difference
(b) details of derivative: [specify details required by instructions to this form]
- Notional number of underlying shares: 165,046
- These derivatives are all cash-settled.
- Derivatives were acquired and/or disposed of as follows: Refer to Appendix B
(c) parties to the derivative: Refer to Appendix C
(d) if the substantial product holder is not a party to the derivative, the nature of the
relevant interest in the derivative: The power to control the acquisition or disposal of the
derivative – Refer to Appendix C
Additional information
Address(es) of substantial product holder(s): Refer to Appendix A
Contact details: Maria Tricarico, Tel +1-302-797-6268, Email
maria.tricarico@blackrock.com
Nature of connection between substantial product holders: Refer to Appendix A
Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: Not applicable.
Certification
I, Maria Tricarico, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.
Appendix A
ClassCCY
Number of
Securities
%
BlackRock (Netherlands) B.V.ORDNZD113,2270.016%subsidiary of
BlackRock Inc.
Rembrandt Tower, 17th floor
Amstelplein
Amsterdam Netherlands
BlackRock Advisors (UK) LimitedORDNZD14,539,8122.025%subsidiary of
BlackRock Inc.
12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Asset Management
Canada Limited
ORDNZD212,3900.030%subsidiary of
BlackRock Inc.
161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management
Deutschland AG
ORDNZD3,522,1870.490%subsidiary of
BlackRock Inc.
Max-Joseph-Straße 6
D-80333 Munich, Germany
BlackRock Asset Management North
Asia Limited
ORDNZD1,0560.000%subsidiary of
BlackRock Inc.
15/F, 16/F, 17/F Champion
Tower & 17/F ICBC Tower,
Three Garden Road, Central,
Hong Kong
BLACKROCK FINANCIAL
MANAGEMENT, INC.
ORDNZD198,0530.028%subsidiary of
BlackRock Inc.
1209 Orange Street,
Wilmington, New Castle
County,
Delaware 19801, United States
BlackRock Fund AdvisorsORDNZD18,667,9902.600%subsidiary of
BlackRock Inc.
400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust
Company, National Association
CFDNZD71,8100.010%subsidiary of
BlackRock Inc.
1225 17th Street,
Suite 300,
Denver, CO 80202 (Colorado,
USA)
BlackRock Institutional Trust
Company, National Association
ORDNZD5,829,8310.812%subsidiary of
BlackRock Inc.
1225 17th Street,
Suite 300,
Denver, CO 80202 (Colorado,
USA)
BlackRock Investment Management
(Australia) Limited
ORDNZD13,1770.002%subsidiary of
BlackRock Inc.
Level 26, 101 Collins Street
Melbourne VIC 3000
Australia (Victoria, Australia)
BlackRock Investment Management
(UK) Limited
ORDNZD2,763,2570.385%subsidiary of
BlackRock Inc.
12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management,
LLC
CFDNZD93,2360.013%subsidiary of
BlackRock Inc.
1209 Orange Street,
Wilmington, New Castle
County,
Delaware 19801, United States
BlackRock Investment Management,
LLC
ORDNZD5,8160.001%subsidiary of
BlackRock Inc.
1209 Orange Street,
Wilmington, New Castle
County,
BlackRock Japan Co., Ltd.ORDNZD55,0790.008%subsidiary of
BlackRock Inc.
Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku, Tokyo 100-8217
Holder of Relevant Interests
Total Held in Class
Nature of
Association
Address
CENpage 1 of 1
Appendix B
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
20-Apr-20BlackRock Fund Advisorsin specien/aORD3,2403,240
20-Apr-20BlackRock Fund Advisorson mkt sell6.45ORD-90,411-90,411
20-Apr-20BlackRock Institutional Trust Company,
National Association
in specien/aORD-25,866-25,866
20-Apr-20BlackRock Institutional Trust Company,
National Association
in specien/aORD-55,442-55,442
21-Apr-20BlackRock Fund Advisorsin specien/aORD52,32452,324
21-Apr-20BlackRock Fund Advisorsin specien/aORD-10,760-10,760
21-Apr-20BlackRock Fund Advisorson mkt sell6.33ORD-29,335-29,335
21-Apr-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.23CFD-2,800-2,800
21-Apr-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.23CFD-33,010-33,010
22-Apr-20BlackRock Advisors (UK) Limitedon mkt buy6.13ORD15,13215,132
22-Apr-20BlackRock Advisors (UK) Limitedon mkt buy6.13ORD15,13215,132
22-Apr-20BlackRock Fund Advisorson mkt buy6.13ORD14,16714,167
23-Apr-20BlackRock Fund Advisorsin specien/aORD-5,450-5,450
23-Apr-20BlackRock Advisors (UK) Limitedon mkt buy6.22ORD22,70122,701
24-Apr-20BlackRock Advisors (UK) Limitedon mkt buy6.17ORD128,639128,639
27-Apr-20BlackRock Fund Advisorsin specien/aORD-14,840-14,840
27-Apr-20BlackRock Fund Advisorsin specien/aORD-8,480-8,480
28-Apr-20BlackRock (Singapore) Limitedon mkt sell6.23ORD-27,807-27,807
28-Apr-20BlackRock Advisors (UK) Limitedon mkt buy6.29ORD45,39645,396
28-Apr-20BlackRock Advisors (UK) Limitedon mkt buy6.29ORD60,53660,536
28-Apr-20BlackRock Fund Advisorsin specien/aORD5,4005,400
28-Apr-20BlackRock Fund Advisorsin specien/aORD4,3204,320
29-Apr-20BlackRock Investment Management (UK)
Limited
on mkt sell6.28ORD-45,457-45,457
30-Apr-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.29ORD1,5971,597
30-Apr-20BlackRock Advisors (UK) Limitedon mkt buy6.29ORD7,5667,566
30-Apr-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.29ORD34,20334,203
04-May-20BlackRock Advisors (UK) Limitedon mkt sell6.2ORD-264,810-264,810
04-May-20BlackRock Fund Advisorsin specien/aORD-16,250-16,250
05-May-20BlackRock Asset Management Deutschland
AG
on mkt buy6.20ORD154,848154,848
05-May-20BlackRock Advisors (UK) Limitedon mkt buy6.2ORD15,13215,132
05-May-20BlackRock Fund Advisorsin specien/aORD-16,245-16,245
06-May-20BlackRock Asset Management Deutschland
AG
on mkt buy6.22ORD22,61022,610
06-May-20BlackRock Fund Advisorsin specien/aORD4,3204,320
06-May-20BlackRock Investment Management, LLCon mkt sell6.24CFD-48,750-48,750
07-May-20BlackRock Fund Advisorsin specien/aORD-11,298-11,298
07-May-20BlackRock Investment Management, LLCon mkt sell6.23CFD-67,740-67,740
07-May-20BlackRock Advisors (UK) Limitedon mkt buy6.24ORD75,66075,660
08-May-20BlackRock Investment Management, LLCon mkt sell6.29CFD-72,890-72,890
08-May-20BlackRock Fund Advisorsin specien/aORD-2,348-2,348
12-May-20BlackRock Advisors (UK) Limitedon mkt buy6.35ORD75,66075,660
12-May-20BlackRock Advisors (UK) Limitedon mkt buy6.35ORD7,5667,566
12-May-20BlackRock Fund Advisorsin specien/aORD-9,750-9,750
13-May-20BlackRock Advisors (UK) Limitedon mkt buy6.21ORD7,5667,566
13-May-20BlackRock Advisors (UK) Limitedon mkt buy6.21ORD68,09468,094
13-May-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.21ORD42,27242,272
14-May-20BlackRock Advisors (UK) Limitedon mkt buy6.23ORD15,05815,058
14-May-20BlackRock Advisors (UK) Limitedon mkt buy6.23ORD30,11630,116
14-May-20BlackRock Fund Advisorsin specien/aORD-19,422-19,422
15-May-20BlackRock Fund Advisorsin specien/aORD-17,985-17,985
CONTACT ENERGY LTD
Nature of change /
Consideration (NZD)
Class and number of
securities affected
CENpage 1 of 9
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
15-May-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell6.16CFD-15,730-15,730
15-May-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.16CFD-28,580-28,580
15-May-20BlackRock Investment Management, LLCon mkt sell6.15CFD-29,520-29,520
15-May-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.16CFD-8,850-8,850
15-May-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.16CFD-9,810-9,810
15-May-20BlackRock Fund Advisorson mkt sell6.11ORD-5,565-5,565
18-May-20BlackRock Asset Management Deutschland
AG
on mkt buy6.13ORD6,4586,458
18-May-20BlackRock Fund Advisorsin specien/aORD4,3204,320
18-May-20BlackRock Advisors (UK) Limitedon mkt buy6.13ORD7,5307,530
18-May-20BlackRock Advisors (UK) Limitedon mkt buy6.13ORD22,59022,590
18-May-20BlackRock Fund Advisorsin specien/aORD6,9126,912
18-May-20BlackRock Fund Advisorsin specien/aORD4,3204,320
20-May-20BlackRock Fund Advisorsin specien/aORD52,42852,428
21-May-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.15ORD2,9762,976
22-May-20BlackRock Advisors (UK) Limitedon mkt buy6.19ORD30,13630,136
22-May-20BlackRock Investment Management (UK)
Limited
in specien/aORD-4,179-4,179
22-May-20BlackRock Investment Management (UK)
Limited
in specien/aORD4,1794,179
22-May-20BlackRock Investment Management (UK)
Limited
in specien/aORD-15,186-15,186
22-May-20BlackRock Investment Management (UK)
Limited
in specien/aORD15,18615,186
26-May-20BlackRock Fund Advisorsin specien/aORD-16,240-16,240
27-May-20BlackRock Fund Advisorsin specien/aORD26,21426,214
27-May-20BlackRock Advisors (UK) Limitedon mkt buy6.33ORD135,612135,612
27-May-20BlackRock Advisors (UK) Limitedon mkt buy6.41ORD22,60222,602
27-May-20BlackRock Advisors (UK) Limitedon mkt buy6.41ORD7,5347,534
27-May-20BlackRock Fund Advisorsin specien/aORD-16,305-16,305
28-May-20BlackRock Fund Advisorsin specien/aORD52,42852,428
28-May-20BlackRock Fund Advisorsin specien/aORD-19,488-19,488
28-May-20BlackRock Advisors (UK) Limitedon mkt buy6.34ORD75,34075,340
29-May-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.21ORD35,13535,135
29-May-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.21ORD18,69418,694
29-May-20BlackRock Fund Advisorson mkt buy6.21ORD136,963136,963
29-May-20BlackRock Fund Advisorson mkt buy6.21ORD128,897128,897
29-May-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.21ORD12,94112,941
29-May-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.21ORD9,6009,600
29-May-20BlackRock Advisors (UK) Limitedon mkt buy6.21ORD37,69537,695
29-May-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.21ORD11,71311,713
29-May-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.21ORD6,2316,231
29-May-20BlackRock Fund Advisorson mkt buy6.21ORD45,65545,655
29-May-20BlackRock Fund Advisorson mkt buy6.21ORD42,96742,967
29-May-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.21ORD4,3124,312
29-May-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell6.21ORD-493-493
29-May-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.21ORD3,1993,199
29-May-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.21ORD-17,144-17,144
29-May-20BlackRock Fund Advisorsin specien/aORD-13,932-13,932
CENpage 2 of 9
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
01-Jun-20BlackRock Fund Advisorsin specien/aORD39,32139,321
01-Jun-20BlackRock Fund Advisorsin specien/aORD-10,491-10,491
01-Jun-20BlackRock Fund Advisorsin specien/aORD-20,982-20,982
02-Jun-20BlackRock Fund Advisorsin specien/aORD52,42852,428
02-Jun-20BlackRock Advisors (UK) Limitedon mkt sell6.25ORD-2,583-2,583
02-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.22ORD15,07815,078
02-Jun-20BlackRock Fund Advisorson mkt buy6.22ORD25,99325,993
02-Jun-20BlackRock Fund Advisorson mkt buy6.22ORD2,2512,251
02-Jun-20BlackRock Fund Advisorsin specien/aORD-7,030-7,030
03-Jun-20BlackRock Fund Advisorsin specien/aORD13,10713,107
03-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.27ORD60,32060,320
03-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.26ORD22,62022,620
03-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.26ORD9,8639,863
03-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.26ORD2,5782,578
04-Jun-20BlackRock Asset Management Deutschland
AG
on mkt buy6.34ORD71,14871,148
04-Jun-20BlackRock Fund Advisorson mkt buy6.34ORD12,00712,007
04-Jun-20BlackRock Fund Advisorsin specien/aORD-24,710-24,710
05-Jun-20BlackRock Fund Advisorsin specien/aORD78,64278,642
05-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.36ORD15,08015,080
08-Jun-20BlackRock Fund Advisorsin specien/aORD29,88229,882
08-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.54ORD15,07615,076
08-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.54ORD30,15230,152
08-Jun-20BlackRock Fund Advisorsin specien/aORD26,21426,214
08-Jun-20BlackRock Fund Advisorsin specien/aORD59,76459,764
09-Jun-20BlackRock Fund Advisorsin specien/aORD13,10713,107
09-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.53CFD-50,798-50,798
09-Jun-20BLACKROCK ADVISORS, LLCon mkt sell6.44ORD-10,774-10,774
09-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.53CFD-1,661-1,661
09-Jun-20BLACKROCK ADVISORS, LLCon mkt sell6.44ORD-1,970-1,970
09-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.44ORD-27,729-27,729
09-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.44ORD-3,931-3,931
09-Jun-20BlackRock Asset Management Canada
Limited
on mkt sell6.44ORD-5,038-5,038
09-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.44ORD-11,568-11,568
09-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.44ORD-9,067-9,067
09-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.47ORD60,31260,312
09-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.37ORD22,61722,617
09-Jun-20BlackRock Fund Advisorsin specien/aORD26,21426,214
09-Jun-20BlackRock Fund Advisorsin specien/aORD29,88229,882
10-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.39CFD-61,868-61,868
10-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.38CFD-4,440-4,440
10-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.39ORD-1,194-1,194
10-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.39ORD60,29660,296
10-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.37ORD-12,199-12,199
10-Jun-20BlackRock Fund Advisorsin specien/aORD14,11214,112
11-Jun-20BlackRock Fund Advisorsin specien/aORD39,32139,321
11-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.30ORD-18,568-18,568
11-Jun-20BlackRock Asset Management Canada
Limited
on mkt sell6.30ORD-2,798-2,798
11-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.30CFD-110,480-110,480
11-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.29CFD-7,860-7,860
11-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.29CFD-2,560-2,560
11-Jun-20BlackRock Fund Advisorsin specien/aORD-2,170-2,170
11-Jun-20BlackRock Fund Advisorsin specien/aORD-4,340-4,340
12-Jun-20BlackRock Fund Advisorsin specien/aORD-67,750-67,750
12-Jun-20BLACKROCK ADVISORS, LLCon mkt sell6.21ORD-7,690-7,690
12-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.21CFD-4,970-4,970
12-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.18CFD-93,247-93,247
12-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.21CFD-8,950-8,950
12-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.14ORD7,5387,538
12-Jun-20BlackRock Investment Management, LLCon mkt sell6.21CFD-26,517-26,517
12-Jun-20BlackRock Fund Advisorsin specien/aORD-17,575-17,575
15-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.27ORD211,036211,036
15-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.23ORD52,75952,759
15-Jun-20BlackRock Fund Advisorson mkt sell6.23ORD-8,186-8,186
15-Jun-20BlackRock Fund Advisorson mkt sell6.23ORD-1,627-1,627
CENpage 3 of 9
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
15-Jun-20BlackRock Fund Advisorson mkt sell6.23ORD-8,596-8,596
15-Jun-20BlackRock Fund Advisorsin specien/aORD89,01989,019
16-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.32ORD45,23445,234
16-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.31ORD6,8886,888
16-Jun-20BlackRock Fund Advisorsin specien/aORD-7,024-7,024
17-Jun-20BlackRock Fund Advisorsin specien/aORD91,44891,448
17-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.43ORD7,5387,538
17-Jun-20BlackRock Fund Advisorson mkt buy6.43ORD10,12610,126
18-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.37ORD45,22245,222
18-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.37ORD7,5377,537
18-Jun-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt buy6.37ORD2,2912,291
19-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.40CFD-45,052-45,052
19-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.39CFD-33,556-33,556
19-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.40CFD-5,050-5,050
19-Jun-20BlackRock Investment Management, LLCon mkt sell6.39CFD-34,667-34,667
19-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.39ORD45,22245,222
19-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.39ORD861861
19-Jun-20BlackRock Investment Management (UK)
Limited
on mkt buy6.39ORD19,48619,486
19-Jun-20BlackRock Asset Management Deutschland
AG
on mkt buy6.39ORD1,1451,145
19-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.39ORD-13,059-13,059
19-Jun-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell6.39ORD-11,297-11,297
22-Jun-20BlackRock Fund Advisorsin specien/aORD13,06413,064
22-Jun-20BlackRock Fund Advisorsin specien/aORD65,32065,320
22-Jun-20BlackRock Institutional Trust Company,
National Association
in specien/aORD175,351175,351
22-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.38ORD-40,699-40,699
22-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.38ORD-8,836-8,836
23-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.27ORD7,5407,540
23-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.35ORD60,32060,320
24-Jun-20BlackRock Fund Advisorson mkt sell6.22ORD-2,356-2,356
25-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.16ORD1,7221,722
25-Jun-20BlackRock Advisors (UK) Limitedon mkt sell6.16ORD-30,164-30,164
26-Jun-20BlackRock Advisors (UK) Limitedon mkt sell6.21ORD-30,176-30,176
26-Jun-20BlackRock Advisors (UK) Limitedon mkt buy6.21ORD30,17630,176
26-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.21ORD6,6696,669
29-Jun-20BlackRock Fund Advisorsin specien/aORD13,06413,064
29-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.24ORD23,04823,048
30-Jun-20BlackRock Fund Advisorsin specien/aORD-4,340-4,340
30-Jun-20BlackRock Fund Advisorsin specien/aORD5,8635,863
30-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.26ORD-20,431-20,431
30-Jun-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.26ORD14,15114,151
02-Jul-20BlackRock Fund Advisorsin specien/aORD91,44891,448
02-Jul-20BlackRock Investment Management, LLCon mkt sell6.42CFD-83,280-83,280
02-Jul-20BlackRock Advisors (UK) Limitedon mkt buy6.46ORD67,87867,878
02-Jul-20BlackRock Fund Advisorsin specien/aORD4,8154,815
03-Jul-20BlackRock Investment Management, LLCon mkt sell6.67CFD-7,280-7,280
03-Jul-20BlackRock Asset Management Deutschland
AG
on mkt buy6.70ORD23,13323,133
06-Jul-20BlackRock Advisors (UK) Limitedon mkt buy6.81ORD60,32860,328
06-Jul-20BlackRock Advisors (UK) Limitedon mkt buy6.88ORD37,70537,705
06-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.88ORD-21,205-21,205
06-Jul-20BlackRock Fund Advisorsin specien/aORD26,12826,128
07-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.84CFD-70,720-70,720
07-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.84CFD-9,614-9,614
07-Jul-20BlackRock Investment Management, LLCon mkt sell6.84CFD-28,840-28,840
07-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.84ORD-4,546-4,546
07-Jul-20BlackRock Advisors (UK) Limitedon mkt buy6.77ORD15,08015,080
07-Jul-20BlackRock Advisors (UK) Limitedon mkt buy6.77ORD15,08015,080
07-Jul-20BlackRock Advisors (UK) Limitedon mkt buy6.85ORD75,40075,400
07-Jul-20BlackRock Fund Advisorsin specien/aORD39,19239,192
08-Jul-20BlackRock Fund Advisorsin specien/aORD39,19239,192
08-Jul-20BlackRock Fund Advisorsin specien/aORD26,12826,128
08-Jul-20BlackRock Fund Advisorsin specien/aORD5,3605,360
08-Jul-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell6.77CFD-7,110-7,110
08-Jul-20BlackRock Investment Management, LLCon mkt sell6.77CFD-35,650-35,650
08-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.77ORD-3,853-3,853
CENpage 4 of 9
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
08-Jul-20BlackRock Japan Co., Ltd.on mkt sell6.77ORD-3,031-3,031
08-Jul-20BlackRock Japan Co., Ltd.on mkt sell6.77ORD-2,904-2,904
08-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.78CFD-23,800-23,800
08-Jul-20BlackRock Advisors (UK) Limitedon mkt buy6.79ORD203,580203,580
09-Jul-20BlackRock Fund Advisorsin specien/aORD-29,628-29,628
09-Jul-20BlackRock Fund Advisorsin specien/aORD-29,628-29,628
09-Jul-20BlackRock Fund Advisorsin specien/aORD-29,628-29,628
09-Jul-20BlackRock Investment Management, LLCon mkt sell5.85CFD-37,630-37,630
09-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.80ORD7,5407,540
09-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.86ORD203,580203,580
10-Jul-20BlackRock Fund Advisorsin specien/aORD5,3905,390
10-Jul-20BlackRock Fund Advisorson mkt sell5.84ORD-1,618-1,618
10-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.62ORD60,32060,320
13-Jul-20BlackRock Asset Management Deutschland
AG
on mkt buy5.65ORD6,4046,404
13-Jul-20BlackRock Fund Advisorsin specien/aORD39,19239,192
13-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.65ORD37,72537,725
13-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.65ORD861861
14-Jul-20BlackRock Fund Advisorsin specien/aORD65,41565,415
14-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.60ORD7,5457,545
14-Jul-20BlackRock Fund Advisorson mkt buy5.60ORD11,45511,455
14-Jul-20BlackRock Asset Management Deutschland
AG
on mkt sell5.60ORD-35,108-35,108
14-Jul-20BlackRock Fund Advisorsin specien/aORD39,24939,249
15-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.68ORD-2,541-2,541
15-Jul-20BlackRock Investment Management (UK)
Limited
on mkt sell5.66ORD-38,143-38,143
15-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.72ORD7,5457,545
15-Jul-20BlackRock Fund Advisorsin specien/aORD-59,190-59,190
16-Jul-20BlackRock Asset Management Deutschland
AG
on mkt buy5.75ORD6,4246,424
16-Jul-20BlackRock Fund Advisorsin specien/aORD26,16626,166
16-Jul-20BlackRock Fund Advisorsin specien/aORD65,41565,415
16-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.75ORD7,5457,545
16-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.75ORD45,27045,270
16-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.76ORD37,72537,725
17-Jul-20BlackRock Asset Management Deutschland
AG
on mkt buy5.77ORD6,3206,320
17-Jul-20BlackRock Fund Advisorsin specien/aORD-1,962-1,962
17-Jul-20BlackRock Fund Advisorsin specien/aORD26,16626,166
17-Jul-20BlackRock Fund Advisorsin specien/aORD26,16626,166
17-Jul-20BlackRock Fund Advisorsin specien/aORD39,24939,249
17-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.77ORD-4,207-4,207
17-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.76ORD30,18030,180
17-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.77ORD1,7221,722
20-Jul-20BlackRock Investment Management, LLCon mkt sell5.85CFD-22,270-22,270
20-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.85ORD15,09015,090
21-Jul-20BlackRock Fund Advisorsin specien/aORD65,41565,415
21-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.76ORD15,08815,088
21-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.76ORD15,08815,088
21-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.77ORD45,26445,264
21-Jul-20BlackRock (Singapore) Limitedon mkt sell5.76ORD-19,052-19,052
21-Jul-20BlackRock Fund Advisorson mkt buy5.76ORD2,8922,892
22-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.74ORD45,27645,276
22-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.73ORD7,5467,546
22-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.73ORD22,63822,638
22-Jul-20BlackRock Fund Advisorsin specien/aORD26,16626,166
23-Jul-20BlackRock Fund Advisorsin specien/aORD39,24939,249
23-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.81ORD14,37514,375
23-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.84ORD37,73037,730
23-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.85ORD296,091296,091
23-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.84ORD1,7221,722
24-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.86ORD45,27045,270
24-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.83ORD20,46120,461
24-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.84ORD75,45075,450
24-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.85ORD204,839204,839
27-Jul-20BlackRock Investment Management, LLCon mkt sell5.78CFD-264-264
27-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.79CFD-18,727-18,727
27-Jul-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell5.78CFD-15,686-15,686
CENpage 5 of 9
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
27-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.78CFD-32,769-32,769
27-Jul-20BlackRock Investment Management, LLCon mkt sell5.78CFD-483-483
27-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.82ORD45,26445,264
27-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.80ORD279,128279,128
27-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.77ORD301,760301,760
27-Jul-20BlackRock Investment Management, LLCon mkt sell5.78CFD-32,405-32,405
28-Jul-20BlackRock Investment Management, LLCon mkt sell5.73CFD-1,301-1,301
28-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.72CFD-9,965-9,965
28-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.72CFD-4,338-4,338
28-Jul-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell5.73CFD-9,089-9,089
28-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.72CFD-4,712-4,712
28-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.72CFD-8,525-8,525
28-Jul-20BlackRock Investment Management, LLCon mkt sell5.72CFD-126-126
28-Jul-20BlackRock Investment Management, LLCon mkt sell5.73CFD-9,075-9,075
29-Jul-20BlackRock Fund Advisorsin specien/aORD52,33252,332
29-Jul-20BlackRock Fund Advisorsin specien/aORD52,33252,332
29-Jul-20BlackRock Fund Advisorsin specien/aORD-3,270-3,270
29-Jul-20BlackRock Fund Advisorsin specien/aORD1,8271,827
29-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.73CFD-2,649-2,649
29-Jul-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell5.73CFD-6,566-6,566
29-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.73CFD-7,643-7,643
29-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.72CFD-7,383-7,383
29-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.73CFD-2,879-2,879
29-Jul-20BlackRock Investment Management, LLCon mkt sell5.72CFD-109-109
29-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.70ORD861861
29-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.70ORD-17,862-17,862
29-Jul-20BlackRock Investment Management, LLCon mkt sell5.73CFD-7,305-7,305
30-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.80CFD-2,464-2,464
30-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.80CFD-2,677-2,677
30-Jul-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell5.81CFD-6,119-6,119
30-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.83CFD-16,322-16,322
30-Jul-20BlackRock Investment Management, LLCon mkt sell5.83CFD-240-240
30-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.81CFD-7,108-7,108
30-Jul-20BlackRock Fund Advisorson mkt buy5.84ORD276,613276,613
30-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.84ORD383,238383,238
30-Jul-20BlackRock Investment Management, LLCon mkt sell5.83CFD-16,381-16,381
31-Jul-20BlackRock Fund Advisorsin specien/aORD40,54840,548
31-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.80CFD-2,420-2,420
31-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.80CFD-2,630-2,630
31-Jul-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell5.80CFD-5,885-5,885
31-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.81CFD-14,644-14,644
31-Jul-20BlackRock Investment Management, LLCon mkt sell5.81CFD-216-216
31-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.81CFD-6,983-6,983
31-Jul-20BlackRock Advisors (UK) Limitedon mkt buy5.84ORD1,7221,722
31-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.84ORD-13,370-13,370
31-Jul-20BlackRock Institutional Trust Company,
National Association
on mkt buy5.84ORD24,20924,209
31-Jul-20BlackRock Investment Management, LLCon mkt sell5.79CFD-6,886-6,886
03-Aug-20BlackRock Fund Advisorsin specien/aORD3,4723,472
03-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.86CFD-2,253-2,253
03-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.85CFD-6,500-6,500
03-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.86CFD-5,492-5,492
03-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.86CFD-2,448-2,448
03-Aug-20BlackRock Investment Management, LLCon mkt sell5.86CFD-81-81
03-Aug-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell5.86CFD-5,629-5,629
03-Aug-20BlackRock Investment Management, LLCon mkt sell5.86CFD-4,301-4,301
03-Aug-20BlackRock Fund Advisorsin specien/aORD3,9063,906
03-Aug-20BlackRock Fund Advisorsin specien/aORD13,51613,516
03-Aug-20BlackRock Fund Advisorsin specien/aORD3,2553,255
03-Aug-20BlackRock Fund Advisorsin specien/aORD3,2553,255
04-Aug-20BlackRock Fund Advisorsin specien/aORD108,128108,128
04-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.93CFD-5,814-5,814
04-Aug-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell5.93CFD-5,100-5,100
04-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.94CFD-2,015-2,015
04-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.94CFD-10,883-10,883
CENpage 6 of 9
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
04-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.94CFD-2,190-2,190
04-Aug-20BlackRock Investment Management, LLCon mkt sell5.94CFD-160-160
04-Aug-20BlackRock Advisors (UK) Limitedon mkt buy5.95ORD23,43623,436
04-Aug-20BlackRock Advisors (UK) Limitedon mkt buy5.95ORD2,5832,583
04-Aug-20BlackRock Advisors (UK) Limitedon mkt buy5.95ORD1,7221,722
04-Aug-20BlackRock Asset Management Deutschland
AG
on mkt buy5.95ORD22,58622,586
04-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.95ORD-22,005-22,005
04-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt buy5.95ORD5,0825,082
04-Aug-20BlackRock Investment Management, LLCon mkt sell5.94CFD-10,083-10,083
05-Aug-20BlackRock Fund Advisorsin specien/aORD16,44016,440
05-Aug-20BlackRock Fund Advisorsin specien/aORD1,7441,744
05-Aug-20BlackRock Fund Advisorsin specien/aORD54,06454,064
05-Aug-20BlackRock Fund Advisorsin specien/aORD54,06454,064
05-Aug-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell5.96CFD-4,192-4,192
05-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.96CFD-10,660-10,660
05-Aug-20BlackRock Investment Management, LLCon mkt sell5.96CFD-157-157
05-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.96CFD-4,836-4,836
05-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.97CFD-1,677-1,677
05-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell5.97CFD-1,822-1,822
05-Aug-20BlackRock Investment Management, LLCon mkt sell5.96CFD-10,407-10,407
06-Aug-20BlackRock Fund Advisorsin specien/aORD40,54840,548
06-Aug-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell6.20CFD-3,978-3,978
06-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.18CFD-4,581-4,581
06-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.22CFD-14,275-14,275
06-Aug-20BlackRock Investment Management, LLCon mkt sell6.22CFD-210-210
06-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.20CFD-1,588-1,588
06-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.20CFD-1,726-1,726
06-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt buy6.28ORD123,875123,875
06-Aug-20BlackRock Fund Advisorson mkt buy6.28ORD29,28529,285
06-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.29ORD23,44523,445
06-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.29ORD78,15078,150
06-Aug-20BlackRock Investment Management, LLCon mkt sell6.23CFD-14,246-14,246
07-Aug-20BlackRock Fund Advisorsin specien/aORD54,06454,064
07-Aug-20BlackRock Fund Advisorsin specien/aORD27,03227,032
07-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.15CFD-4,254-4,254
07-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.13CFD-1,475-1,475
07-Aug-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell6.18CFD-1,874-1,874
07-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.13CFD-7,598-7,598
07-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.13CFD-1,602-1,602
07-Aug-20BlackRock Investment Management, LLCon mkt sell6.13CFD-112-112
07-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.10ORD1,7221,722
07-Aug-20BlackRock Investment Management, LLCon mkt sell6.12CFD-7,055-7,055
07-Aug-20BlackRock Investment Management (UK)
Limited
in specien/aORD-2,508-2,508
10-Aug-20BlackRock Fund Advisorsin specien/aORD59,31459,314
10-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.18CFD-1,480-1,480
10-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.18CFD-1,608-1,608
10-Aug-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell6.18CFD-3,987-3,987
10-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.18CFD-7,566-7,566
10-Aug-20BlackRock Investment Management, LLCon mkt sell6.18CFD-111-111
10-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.18CFD-4,319-4,319
10-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.22ORD861861
10-Aug-20BlackRock Investment Management, LLCon mkt sell6.19CFD-7,111-7,111
10-Aug-20BlackRock Fund Advisorsin specien/aORD27,03227,032
10-Aug-20BlackRock Fund Advisorsin specien/aORD2,6162,616
11-Aug-20BlackRock Fund Advisorsin specien/aORD29,65729,657
11-Aug-20BlackRock Fund Advisorsin specien/aORD40,54840,548
11-Aug-20BlackRock Fund Advisorsin specien/aORD13,51613,516
11-Aug-20BlackRock Fund Advisorsin specien/aORD27,03227,032
11-Aug-20BlackRock Fund Advisorsin specien/aORD67,58067,580
11-Aug-20BlackRock Fund Advisorsin specien/aORD27,03227,032
11-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.29CFD-3,604-3,604
11-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.29CFD-1,011-1,011
11-Aug-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell6.29CFD-2,723-2,723
11-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.29CFD-18,993-18,993
CENpage 7 of 9
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
11-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.29CFD-1,099-1,099
11-Aug-20BlackRock Investment Management, LLCon mkt sell6.29CFD-279-279
11-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.28ORD15,63215,632
11-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.28ORD23,44823,448
11-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.28ORD-48,685-48,685
11-Aug-20BlackRock Investment Management, LLCon mkt sell6.29CFD-19,117-19,117
12-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.19CFD-1,353-1,353
12-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.19CFD-1,470-1,470
12-Aug-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell6.19CFD-3,602-3,602
12-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.19CFD-3,842-3,842
12-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.18CFD-7,402-7,402
12-Aug-20BlackRock Investment Management, LLCon mkt sell6.18CFD-109-109
12-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.17ORD15,63015,630
12-Aug-20BlackRock Investment Management, LLCon mkt sell6.18CFD-6,842-6,842
12-Aug-20BlackRock Fund Advisorsin specien/aORD6,5106,510
13-Aug-20BlackRock Fund Advisorsin specien/aORD40,54840,548
13-Aug-20BlackRock Fund Advisorsin specien/aORD59,31459,314
13-Aug-20BlackRock Fund Advisorsin specien/aORD48,22448,224
13-Aug-20BlackRock Fund Advisorsin specien/aORD5,4805,480
13-Aug-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell6.15CFD-22,020-22,020
13-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.14CFD-8,161-8,161
13-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.14CFD-8,862-8,862
13-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.15CFD-22,869-22,869
13-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.15ORD23,44223,442
13-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.15ORD23,44223,442
13-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.15ORD46,88446,884
13-Aug-20BlackRock Investment Management, LLCon mkt sell6.14CFD-16,602-16,602
13-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.14CFD-15,849-15,849
13-Aug-20BlackRock Investment Management, LLCon mkt sell6.14CFD-233-233
14-Aug-20BlackRock Fund Advisorsin specien/aORD13,51613,516
14-Aug-20BlackRock Fund Advisorsin specien/aORD27,03227,032
14-Aug-20BlackRock Fund Advisorsin specien/aORD27,03227,032
14-Aug-20BlackRock Fund Advisorsin specien/aORD16,17016,170
14-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.12CFD-19,803-19,803
14-Aug-20BlackRock Investment Management, LLCon mkt sell6.12CFD-291-291
14-Aug-20BlackRock Investment Management, LLCon mkt sell6.12CFD-21,528-21,528
14-Aug-20BlackRock Fund Advisorsin specien/aORD88,97188,971
17-Aug-20BlackRock Fund Advisorsin specien/aORD27,03227,032
17-Aug-20BlackRock Fund Advisorsin specien/aORD40,54840,548
17-Aug-20BlackRock Fund Advisorsin specien/aORD135,160135,160
17-Aug-20BlackRock Fund Advisorsin specien/aORD54,06454,064
17-Aug-20BlackRock Fund Advisorsin specien/aORD108,128108,128
17-Aug-20BlackRock Fund Advisorsin specien/aORD27,03227,032
17-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.24CFD-19,209-19,209
17-Aug-20BlackRock Investment Management, LLCon mkt sell6.24CFD-283-283
17-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.25ORD7,8177,817
17-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.25ORD7,8177,817
17-Aug-20BlackRock Investment Management, LLCon mkt sell6.25CFD-20,376-20,376
17-Aug-20BlackRock Fund Advisorsin specien/aORD40,54840,548
18-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.31CFD-57,827-57,827
18-Aug-20BlackRock Investment Management, LLCon mkt sell6.31CFD-853-853
18-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.32ORD15,63415,634
18-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.32ORD23,45123,451
18-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.32ORD39,08539,085
18-Aug-20BlackRock Asset Management Deutschland
AG
on mkt sell6.32ORD-11,745-11,745
18-Aug-20BlackRock Investment Management, LLCon mkt sell6.30CFD-22,085-22,085
19-Aug-20BlackRock Fund Advisorsin specien/aORD40,54840,548
19-Aug-20BlackRock Fund Advisorsin specien/aORD54,06454,064
19-Aug-20BlackRock Fund Advisorsin specien/aORD13,51613,516
19-Aug-20BlackRock Fund Advisorsin specien/aORD2,2802,280
19-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.27CFD-14,740-14,740
19-Aug-20BlackRock Investment Management, LLCon mkt sell6.27CFD-217-217
19-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.27ORD15,63415,634
19-Aug-20BlackRock Investment Management, LLCon mkt sell6.27CFD-11,713-11,713
CENpage 8 of 9
Transaction
Date
Person whose relevant interest changed
Person's votes
affected
Nature of change /
Consideration (NZD)
Class and number of
securities affected
19-Aug-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell6.27ORD-655-655
19-Aug-20BlackRock Fund Advisorsin specien/aORD67,58067,580
20-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.31CFD-17,386-17,386
20-Aug-20BlackRock Investment Management, LLCon mkt sell6.31CFD-256-256
20-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.32ORD15,63415,634
20-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.32ORD62,53662,536
20-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.32ORD15,63415,634
20-Aug-20BlackRock Investment Management, LLCon mkt sell6.30CFD-14,423-14,423
21-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.33CFD-9,801-9,801
21-Aug-20BlackRock Investment Management, LLCon mkt sell6.33CFD-144-144
21-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.33ORD23,45423,454
21-Aug-20BlackRock Investment Management, LLCon mkt sell6.33CFD-34,527-34,527
24-Aug-20BlackRock Fund Advisorsin specien/aORD67,58067,580
24-Aug-20BlackRock Fund Advisorsin specien/aORD40,54840,548
24-Aug-20BlackRock Fund Advisorsin specien/aORD10,56010,560
24-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.37CFD-9,653-9,653
24-Aug-20BlackRock Investment Management, LLCon mkt sell6.37CFD-142-142
24-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.38ORD70,36270,362
24-Aug-20BlackRock Investment Management, LLCon mkt sell6.37CFD-12,473-12,473
25-Aug-20BlackRock Fund Advisorsin specien/aORD108,128108,128
25-Aug-20BlackRock Fund Advisorsin specien/aORD5,3605,360
25-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.45ORD-5,778-5,778
25-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.45CFD-8,594-8,594
25-Aug-20BlackRock Investment Management, LLCon mkt sell6.45CFD-127-127
25-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.45ORD245,797245,797
25-Aug-20BlackRock Investment Management, LLCon mkt sell6.45CFD-10,185-10,185
26-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.28ORD7,8187,818
26-Aug-20BlackRock Fund Advisorsin specien/aORD40,54840,548
26-Aug-20BlackRock Fund Advisorsin specien/aORD27,03227,032
26-Aug-20BlackRock Fund Advisorsin specien/aORD54,06454,064
26-Aug-20BlackRock Fund Advisorsin specien/aORD10,39810,398
26-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.28ORD23,45423,454
26-Aug-20BLACKROCK FINANCIAL MANAGEMENT,
INC.
on mkt sell6.27ORD-3,897-3,897
26-Aug-20BlackRock Institutional Trust Company,
National Association
on mkt sell6.26CFD-16,871-16,871
26-Aug-20BlackRock Investment Management, LLCon mkt sell6.26CFD-249-249
26-Aug-20BlackRock Japan Co., Ltd.on mkt sell6.27ORD-3,255-3,255
26-Aug-20BlackRock Japan Co., Ltd.on mkt sell6.27ORD-3,820-3,820
26-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.27ORD168,557168,557
26-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.27ORD78,20078,200
26-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.27ORD1,7221,722
26-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.27ORD23,45423,454
26-Aug-20BlackRock Advisors (UK) Limitedon mkt buy6.27ORD7,8207,820
26-Aug-20BlackRock Investment Management, LLCon mkt sell6.27CFD-21,656-21,656
26-Aug-20BlackRock Fund Advisorsin specien/aORD40,54840,548
CENpage 9 of 9
Appendix C
Investment Manager / AgentFundOn Behalf ofCounterparty
BLACKROCK INSTITUTIONAL TRUST CO NABlack Pearl Risk Premia LLC- Citi CFDCITBK
BLACKROCK FINANCIAL MANAGEMENT INCCMAP Style Advantage - JPM CFDJP Morgan
BLACKROCK INSTITUTIONAL TRUST CO NAStyle Advantage - CS CFDCredit Suisse CFD
BLACKROCK INSTITUTIONAL TRUST CO NAStyle Advantage -JPM CFDJP Morgan
BLACKROCK INSTITUTIONAL TRUST CO NAStyle Advantage - ML CFDMERRILL LYNCH INTERNATIONAL
BLACKROCK INSTITUTIONAL TRUST CO NABlackRock Style Advantage Collective Fund - Citi CFDCITBK
BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - Barclays CFDBARCLAYS BANK PLC
BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - GS CFDGoldman Sachs Intl
BLACKROCK INVESTMENT MANAGEMENT LLCBSF BlackRock Style Advantage Fund - ML CFDMERRILL LYNCH INTERNATIONAL
Parties to the Derivative
CENpage 1 of 1
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
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