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Notice Corporations Act Subsection 259C(2)

Insider Disclosure4 September 2020ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 4 September 2020

The previous notice was given to the ASX on: 21 August 2020

The previous notice was dated: 21 August 2020

2. Issued Share Capital

2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at

3 September 2020.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,756,327 0.13%


3,739,817 0.13%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,756,327 0.13%


3,739,817 0.13%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

73,955 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,151,365 0.08%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 230,223 0.01%



JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,284,274 0.04%


Aggregation


3,739,817 0.13%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

24/08/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

-18,791

25/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,358.11

Ordinary fully

paid

-270

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 60,838.07

Ordinary fully

paid

-3,243

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,575.88

Ordinary fully

paid

-76

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 725.74

Ordinary fully

paid

-35

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

269.56

Ordinary fully

paid

13

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,058.76

Ordinary fully

paid

147



26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,700.29

Ordinary fully

paid

-82

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 145.15

Ordinary fully

paid

-7

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

103.68

Ordinary fully

paid

5

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,248.47

Ordinary fully

paid

60

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

82.94

Ordinary fully

paid

4

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

915.55

Ordinary fully

paid

44

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

642.79

Ordinary fully

paid

31

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,783.35

Ordinary fully

paid

326

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

9,745.58

Ordinary fully

paid

470

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

104,809.12

Ordinary fully

paid

5,037

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 6,863.38

Ordinary fully

paid

-331



26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 435.44

Ordinary fully

paid

-21

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

169.47

Ordinary fully

paid

9

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,965.14

Ordinary fully

paid

104

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

414.71

Ordinary fully

paid

20

26/08/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,307.22

Ordinary fully

paid

207

31/08/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

595

2/09/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

85

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 902.86

Ordinary fully

paid

-47




2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 154.22

Ordinary fully

paid

-8

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 385.54

Ordinary fully

paid

-20

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 19.28

Ordinary fully

paid

-1

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 424.10

Ordinary fully

paid

-22

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 366.26

Ordinary fully

paid

-19

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 693.98

Ordinary fully

paid

-36

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,575.20

Ordinary fully

paid

-82

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,120.49

Ordinary fully

paid

-110

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,522.90

Ordinary fully

paid

-79

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,901.76

Ordinary fully

paid

-99




2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 192.77

Ordinary fully

paid

-10

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,079.52

Ordinary fully

paid

-56

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,310.85

Ordinary fully

paid

-68

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,079.53

Ordinary fully

paid

-56

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

713.26

Ordinary fully

paid

37

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,626.52

Ordinary fully

paid

240

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 384.19

Ordinary fully

paid

-20

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 289.16

Ordinary fully

paid

-15

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 597.59

Ordinary fully

paid

-31

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,604.83

Ordinary fully

paid

187




2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

8,539.79

Ordinary fully

paid

443

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,997.81

Ordinary fully

paid

-104

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 57.63

Ordinary fully

paid

-3

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,018.11

Ordinary fully

paid

-53

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,930.13

Ordinary fully

paid

-152

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,701.22

Ordinary fully

paid

-192

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 539.76

Ordinary fully

paid

-28

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,638.56

Ordinary fully

paid

85

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

16,327.77

Ordinary fully

paid

847

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,762.91

Ordinary fully

paid

-300




2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,978.60

Ordinary fully

paid

-103

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 8,096.42

Ordinary fully

paid

-420

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 5,493.99

Ordinary fully

paid

-285

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 4,433.75

Ordinary fully

paid

-230

2/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 19.28

Ordinary fully

paid

-1




























Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand




print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

4 September 2020

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.