SPH Notice – Augusta Capital Limited
1
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To NZX Limited
and
To Asset Plus Limited
Relevant event being disclosed: Movement of 1% or more in substantial holding
Date of relevant event: 16 September 2020
Date this disclosure made: 16 September 2020
Date last disclosure made: 12 April 2017
Substantial product holder(s) giving disclosure
Full name(s): Augusta Capital Limited
Summary of substantial holding
Class of quoted voting products: Ordinary shares (NZX Code: APL)
Summary for: Augusta Capital Limited
For this disclosure,—
(a) total number held in class: 51,387,832
(b) total in class: 257,488,985
(c) total percentage held in class: 19.957%
For last disclosure,—
(a) total number held in class: 30,528,933
(b) total in class: 161,920,433
(c) total percentage held in class: 18.854%
Details of transactions and events giving rise to relevant event
Details of the transactions or other events requiring disclosure:
The issuance of 20,858,899 fully paid ordinary shares in Asset Plus Limited to Augusta
Capital Limited on 16 September 2020 at an issue price of $0.30 per share, issued under
the placement and institutional component of the fully underwritten accelerated non-
renounceable entitlement offer announced to NZX on 10 September 2020.
Details after relevant event
Details for Augusta Capital Limited
Nature of relevant interest(s): Registered holder and beneficial owner
2
For that relevant interest,—
(a) number held in class: 51,387,832
(b) percentage held in class: 19.957%
(c) current registered holder(s): N/A
(d) registered holder(s) once transfers are registered: Augusta Capital Limited
For a derivative relevant interest, also—
(a) type of derivative: N/A
(b) details of derivative: N/A
(c) parties to the derivative: N/A
(d) if the substantial product holder is not a party to the derivative, the nature of the
relevant interest in the derivative: N/A
Additional information
Address(es) of substantial product holder(s): Augusta Capital Limited, Level 2, 30 Gaunt
Street, Auckland, 1010, New Zealand
Contact details:
Simon Woollams
+64 9 358 7937
Simon@augusta.co.nz
Certification
I, Simon Woollams, Chief Financial Officer, certify that, to the best of my knowledge and
belief, the information contained in this disclosure is correct and that I am duly authorised
to make this disclosure by all persons for whom it is made.
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- NZM — NZME Limited: SPH Notice – Auscap Asset Management Limited2020-07-29
“100080615/3821103.1 Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the…”
- NZM — NZME Limited: SPH Notice – Auscap Asset Management Limited2020-10-18
“100080615/3821103.1 Disclosure of movement of 1% or more in substantial holding or change in nature of relevant interest, or both Sections 277 and 278, Financial Markets Conduct Act 2013 Note: This form must be completed in accordance with the instructions at the end of the…”
- IPL — Investore Property Limited: Amended SPH Notice – ANZ2020-07-17
“To and To Full name(s): For this disclosure,— 33,853,651 368,135,000 9.196% 37,635,831 368,135,000 10.223% 33,767,481 368,135,000 9.173% 37,559,661 368,135,000 10.203% 86,170 368,135,000 0.023% 76,170 368,135,000…”