Notice Corporations Act Subsection 259C(2)
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 25 September 2020
The previous notice was given to the ASX on: 4 September 2020
The previous notice was dated: 4 September 2020
2. Issued Share Capital
2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at
24 September 2020.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,739,817 0.13%
3,769,834 0.13%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,739,817 0.13%
3,769,834 0.13%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
82,855 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,151,365 0.08%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,305,391 0.04%
Aggregation
3,769,834 0.13%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
4/09/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
-131
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,133.27
Ordinary fully
paid
510
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,265.08
Ordinary fully
paid
114
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,148.38
Ordinary fully
paid
-58
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 596.07
Ordinary fully
paid
-30
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 376.19
Ordinary fully
paid
-19
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 158.95
Ordinary fully
paid
-8
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,299.00
Ordinary fully
paid
619
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,602.86
Ordinary fully
paid
131
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,009.78
Ordinary fully
paid
-51
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 496.73
Ordinary fully
paid
-25
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,947.18
Ordinary fully
paid
98
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,643.37
Ordinary fully
paid
-83
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,435.35
Ordinary fully
paid
-123
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,781.96
Ordinary fully
paid
-90
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,969.94
Ordinary fully
paid
-150
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 138.60
Ordinary fully
paid
-7
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,474.95
Ordinary fully
paid
-125
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,375.95
Ordinary fully
paid
-120
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 19.80
Ordinary fully
paid
-1
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 48,152.66
Ordinary fully
paid
-2,432
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 31,015.75
Ordinary fully
paid
-1,561
9/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,020.11
Ordinary fully
paid
152
11/09/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
8,772
11/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
38,848.32
Ordinary fully
paid
2,000
16/09/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
259
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 930.82
Ordinary fully
paid
-49
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,124.71
Ordinary fully
paid
59
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,670.41
Ordinary fully
paid
245
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
151.97
Ordinary fully
paid
8
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
590.95
Ordinary fully
paid
31
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,267.38
Ordinary fully
paid
172
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,132.73
Ordinary fully
paid
584
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,115.41
Ordinary fully
paid
164
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,637.09
Ordinary fully
paid
558
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,204.17
Ordinary fully
paid
273
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
854.84
Ordinary fully
paid
45
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,973.81
Ordinary fully
paid
156
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,329.75
Ordinary fully
paid
70
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,498.85
Ordinary fully
paid
236
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,310.75
Ordinary fully
paid
69
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,460.71
Ordinary fully
paid
234
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,595.70
Ordinary fully
paid
84
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,413.86
Ordinary fully
paid
284
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
759.86
Ordinary fully
paid
40
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,668.80
Ordinary fully
paid
140
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 379.93
Ordinary fully
paid
-20
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,671.69
Ordinary fully
paid
-88
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 37.99
Ordinary fully
paid
-2
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,633.69
Ordinary fully
paid
-86
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,557.71
Ordinary fully
paid
-82
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 911.83
Ordinary fully
paid
-48
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 550.89
Ordinary fully
paid
-29
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,293.19
Ordinary fully
paid
226
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
14,602.18
Ordinary fully
paid
766
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 265.95
Ordinary fully
paid
-14
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 208.96
Ordinary fully
paid
-11
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
740.86
Ordinary fully
paid
39
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,573.50
Ordinary fully
paid
135
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,443.73
Ordinary fully
paid
-76
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 493.91
Ordinary fully
paid
-26
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 493.90
Ordinary fully
paid
-26
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 246.95
Ordinary fully
paid
-13
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 702.87
Ordinary fully
paid
-37
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,177.78
Ordinary fully
paid
62
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,965.08
Ordinary fully
paid
208
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,614.69
Ordinary fully
paid
85
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,509.18
Ordinary fully
paid
289
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
778.85
Ordinary fully
paid
41
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,706.93
Ordinary fully
paid
142
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
170.97
Ordinary fully
paid
9
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
610.01
Ordinary fully
paid
32
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 417.92
Ordinary fully
paid
-22
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 455.92
Ordinary fully
paid
-24
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 132.97
Ordinary fully
paid
-7
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,982.44
Ordinary fully
paid
-157
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,709.67
Ordinary fully
paid
-90
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,241.58
Ordinary fully
paid
-118
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,253.76
Ordinary fully
paid
-66
16/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 436.92
Ordinary fully
paid
-23
22/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,052.58
Ordinary fully
paid
542
22/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 691.77
Ordinary fully
paid
-42
22/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 65.89
Ordinary fully
paid
-4
22/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,877.66
Ordinary fully
paid
-114
22/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 312.94
Ordinary fully
paid
-19
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
89.29
Ordinary fully
paid
5
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
609.32
Ordinary fully
paid
34
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
732.21
Ordinary fully
paid
41
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,552.03
Ordinary fully
paid
254
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
89.29
Ordinary fully
paid
5
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
645.17
Ordinary fully
paid
36
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
678.64
Ordinary fully
paid
38
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,301.13
Ordinary fully
paid
240
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,035.81
Ordinary fully
paid
58
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,362.08
Ordinary fully
paid
355
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
892.94
Ordinary fully
paid
50
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,537.70
Ordinary fully
paid
309
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
392.89
Ordinary fully
paid
22
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,491.07
Ordinary fully
paid
139
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
71.44
Ordinary fully
paid
4
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
448.03
Ordinary fully
paid
25
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
535.77
Ordinary fully
paid
30
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,405.05
Ordinary fully
paid
190
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,000.29
Ordinary fully
paid
-168
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,089.48
Ordinary fully
paid
-117
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,482.38
Ordinary fully
paid
-139
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,053.86
Ordinary fully
paid
171
23/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
18,978.71
Ordinary fully
paid
1,059
24/09/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
271,983.60
Ordinary fully
paid
15,000
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
25 September 2020
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