ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure25 September 2020ANZFinancials

Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 25 September 2020

The previous notice was given to the ASX on: 4 September 2020

The previous notice was dated: 4 September 2020

2. Issued Share Capital

2,836,177,422 fully paid Ordinary Shares in the capital of ANZ have been issued as at

24 September 2020.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,739,817 0.13%


3,769,834 0.13%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,739,817 0.13%


3,769,834 0.13%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

82,855 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,151,365 0.08%

JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 230,223 0.01%



JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,305,391 0.04%


Aggregation


3,769,834 0.13%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

4/09/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

-131

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,133.27

Ordinary fully

paid

510

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,265.08

Ordinary fully

paid

114

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,148.38

Ordinary fully

paid

-58

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 596.07

Ordinary fully

paid

-30

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 376.19

Ordinary fully

paid

-19

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 158.95

Ordinary fully

paid

-8



9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

12,299.00

Ordinary fully

paid

619

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,602.86

Ordinary fully

paid

131

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,009.78

Ordinary fully

paid

-51

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 496.73

Ordinary fully

paid

-25

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,947.18

Ordinary fully

paid

98

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,643.37

Ordinary fully

paid

-83

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,435.35

Ordinary fully

paid

-123

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,781.96

Ordinary fully

paid

-90

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,969.94

Ordinary fully

paid

-150

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 138.60

Ordinary fully

paid

-7

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,474.95

Ordinary fully

paid

-125



9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,375.95

Ordinary fully

paid

-120

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 19.80

Ordinary fully

paid

-1

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 48,152.66

Ordinary fully

paid

-2,432

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 31,015.75

Ordinary fully

paid

-1,561

9/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,020.11

Ordinary fully

paid

152

11/09/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

8,772

11/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

38,848.32

Ordinary fully

paid

2,000

16/09/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

259




16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 930.82

Ordinary fully

paid

-49

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,124.71

Ordinary fully

paid

59

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,670.41

Ordinary fully

paid

245

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

151.97

Ordinary fully

paid

8

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

590.95

Ordinary fully

paid

31

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,267.38

Ordinary fully

paid

172

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,132.73

Ordinary fully

paid

584

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,115.41

Ordinary fully

paid

164

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,637.09

Ordinary fully

paid

558

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,204.17

Ordinary fully

paid

273




16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

854.84

Ordinary fully

paid

45

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,973.81

Ordinary fully

paid

156

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,329.75

Ordinary fully

paid

70

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,498.85

Ordinary fully

paid

236

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,310.75

Ordinary fully

paid

69

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,460.71

Ordinary fully

paid

234

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,595.70

Ordinary fully

paid

84

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,413.86

Ordinary fully

paid

284

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

759.86

Ordinary fully

paid

40

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,668.80

Ordinary fully

paid

140




16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 379.93

Ordinary fully

paid

-20

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,671.69

Ordinary fully

paid

-88

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 37.99

Ordinary fully

paid

-2

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,633.69

Ordinary fully

paid

-86

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,557.71

Ordinary fully

paid

-82

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 911.83

Ordinary fully

paid

-48

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 550.89

Ordinary fully

paid

-29

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,293.19

Ordinary fully

paid

226

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

14,602.18

Ordinary fully

paid

766

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 265.95

Ordinary fully

paid

-14




16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 208.96

Ordinary fully

paid

-11

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

740.86

Ordinary fully

paid

39

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,573.50

Ordinary fully

paid

135

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,443.73

Ordinary fully

paid

-76

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 493.91

Ordinary fully

paid

-26

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 493.90

Ordinary fully

paid

-26

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 246.95

Ordinary fully

paid

-13

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 702.87

Ordinary fully

paid

-37

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,177.78

Ordinary fully

paid

62

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,965.08

Ordinary fully

paid

208




16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,614.69

Ordinary fully

paid

85

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,509.18

Ordinary fully

paid

289

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

778.85

Ordinary fully

paid

41

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,706.93

Ordinary fully

paid

142

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

170.97

Ordinary fully

paid

9

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

610.01

Ordinary fully

paid

32

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 417.92

Ordinary fully

paid

-22

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 455.92

Ordinary fully

paid

-24

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 132.97

Ordinary fully

paid

-7

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,982.44

Ordinary fully

paid

-157




16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,709.67

Ordinary fully

paid

-90

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,241.58

Ordinary fully

paid

-118

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,253.76

Ordinary fully

paid

-66

16/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 436.92

Ordinary fully

paid

-23


22/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

10,052.58

Ordinary fully

paid

542

22/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 691.77

Ordinary fully

paid

-42

22/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 65.89

Ordinary fully

paid

-4

22/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,877.66

Ordinary fully

paid

-114

22/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 312.94

Ordinary fully

paid

-19

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

89.29

Ordinary fully

paid

5




23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

609.32

Ordinary fully

paid

34

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

732.21

Ordinary fully

paid

41

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,552.03

Ordinary fully

paid

254

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

89.29

Ordinary fully

paid

5

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

645.17

Ordinary fully

paid

36

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

678.64

Ordinary fully

paid

38

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,301.13

Ordinary fully

paid

240

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,035.81

Ordinary fully

paid

58

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,362.08

Ordinary fully

paid

355

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

892.94

Ordinary fully

paid

50




23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,537.70

Ordinary fully

paid

309

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

392.89

Ordinary fully

paid

22

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,491.07

Ordinary fully

paid

139

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

71.44

Ordinary fully

paid

4

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

448.03

Ordinary fully

paid

25

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

535.77

Ordinary fully

paid

30

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,405.05

Ordinary fully

paid

190

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,000.29

Ordinary fully

paid

-168

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,089.48

Ordinary fully

paid

-117

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,482.38

Ordinary fully

paid

-139




23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,053.86

Ordinary fully

paid

171

23/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

18,978.71

Ordinary fully

paid

1,059

24/09/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

271,983.60

Ordinary fully

paid

15,000





Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand




print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

25 September 2020

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