SPH Notice – Harbour Asset Mgmt Ltd & Jarden Securities Ltd

041898866/4160982.2
Disclosure of movement of 1% or more in substantial holding
or change in nature of relevant interest, or both
Sections 277 and 278, Financial Markets Conduct Act 2013
To NZX Limited
and
To Serko Limited (SKO)
Relevant event being disclosed:
Disclosure of movement of 1% or more in
substantial holding
Date of relevant event: 2 October 2020
Date this disclosure made: 5 October 2020
Date last disclosure made: 21 September 2020

Substantial product holder(s) giving disclosure
Full name(s): Harbour Asset Management Limited.

Includes details for related body corporate:
Jarden Securities Limited


Summary of substantial holding
Harbour Asset Management Limited:
Class of quoted voting products:
Ordinary shares (Shares)
Summary for: Harbour Asset Management Limited only
For this
disclosure -
(a) total number held in
class:
9,674,985
(b) total in class:
92,764,783
(c) total percentage held
in class:
10.430%
For last
disclosure -
(a) total number held in
class:
8,482,898
(b) total in class: 92,751,719
(c) total percentage held
in class:
9.146%

041898866/4160982.2
Summary of substantial holding
Related Body Corporate:
Class of quoted voting products:
Ordinary shares (Shares)
Summary for: Jarden Securities Limited (includes Jarden Securities
Limited (DIMS) holdings)
For this
disclosure -
(a) total number held in
class:

786,145
(b) total in class:
92,764,783
(c) total percentage held
in class:
0.847%
For last
disclosure -
(a) total number held in
class:
608,470
(b) total in class: 92,751,719
(c) total percentage held
in class:
0.656%

Summary of substantial holding
Including All Related Bodies Corporate:
Class of quoted voting products:
Ordinary shares (Shares)
Summary for: Harbour Asset Management Limited and
Jarden Securities Limited
For this
disclosure -
(a) total number held in
class:

10,461,130

(b) total in class:
92,764,783
(c) total percentage held
in class:
11.277%
For last
disclosure -
(a) total number held in
class:
9,091,368

(b) total in class: 92,751,719
(c) total percentage held
in class:
9.802%

041898866/4160982.2
Details of transactions and events giving rise to relevant event:
Details of on-market purchases and on-market sales of Harbour Asset Management Limited since the previous relevant event on 18
September 2020, as summarised in the table below, gave rise to this relevant event.
In addition, details of on-market purchases and on-market sales for related bodies corporate since the previous relevant event on 18
September 2020, are also shown in the table below.
Details for: Harbour Asset Management Limited Jarden Securities Limited Jarden Securities Limited (DIMS)
Nature of
relevant
interest(s):
As fund manager, the power to
exercise (or control the exercise of) a
right to vote attached to, and power
to acquire or dispose of (or control
the acquisition or disposal of), the
Shares, under investment powers
contained in investment management
agreements with clients (the
beneficial owners of the product) or
managed fund trust deeds.

As beneficial owner, through normal
on-market trading activity, with the
power to exercise (or control the
exercise of) a right to vote attached
to, and power to acquire or dispose
of (or control the acquisition or
disposal of), the Shares and in
relation to stock borrow in place.
Jarden Securities Limited has, as
provider of discretionary investment
management services (DIMS) under
various investment management
agreements with clients (the beneficial
owners of the product), the power to
exercise (or control the exercise of) a
right to vote attached to, and power to
acquire or dispose of (or control the
acquisition or disposal of), the Share.
On-market
purchases –
number of shares

1,344,667

117,998

47,675
On-market
purchases –
Gross
Consideration

$6,118,124

$539,894

$215,303
On-market sales
– number of
shares

152,580

79,873

Nil

On-market sales
– Gross
Consideration

$704,087

$364,284

Nil
Borrow in place
on relevant event
date

N/A

130,000

N/A

041898866/4160982.2
Details after relevant event:
Details for:
Harbour Asset Management Limited
Jarden Securities Limited
Jarden Securities Limited (DIMS)
Nature of relevant
interest(s):
As fund manager, the power to
exercise (or control the exercise of) a
right to vote attached to, and power
to acquire or dispose of (or control
the acquisition or disposal of), the
Shares, under investment powers
contained in investment
management agreements with clients
(the beneficial owners of the
product) or managed fund trust
deeds.
As beneficial owner, through normal
on-market trading activity, with the
power to exercise (or control the
exercise of) a right to vote attached
to, and power to acquire or dispose
of (or control the acquisition or
disposal of), the Shares and in
relation to stock borrow in place.
Jarden Securities Limited has, as
provider of discretionary investment
management services (DIMS) under
various investment management
agreements with clients (the beneficial
owners of the product), the power to
exercise (or control the exercise of) a
right to vote attached to, and power to
acquire or dispose of (or control the
acquisition or disposal of), the Share.
For that relevant interest,

Number held in
class after the
relevant event:

9,674,985


130,000 of borrowed stock
(covering short position of 83,193)

656,145

Percentage held
in class
10.430% 0.140% 0.707%
Current registered
holder of financial
products:
Various nominees or custodians for
and on behalf of Harbour Asset
Management Limited and unknown

New Zealand Depository Limited
(for borrow in place at 2 Oct 2020)
FNZ Custodians Limited (as sub-
custodian of Jarden Custodial Services
Limited) and unknown
Registered holder
of financial
products once
transfer is
registered:
Various nominees or custodians for
and on behalf of Harbour Asset
Management Limited

New Zealand Depository Limited
(for borrow in place at 2 Oct 2020)
FNZ Custodians Limited (as sub-
custodian of Jarden Custodial Services
Limited)

041898866/4160982.2

Additional information
Address(es) of substantial
product holder(s):
Level 14, 171 Featherston Street, Wellington
Contact details:
Kate Livingston
+ 64 9 307 5747
kate.livingston@jarden.co.nz
Nature of connection
between substantial product
holders:
Harbour Asset Management Limited and Jarden
Securities Limited are related bodies corporate.

Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: none.
Certification
I, Kate Livingston, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.