SPH Notice – Jarden Securities Ltd

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Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013

To NZX Limited
and
To EROAD Limited (ERD)
Date this disclosure made: 12 October 2020
Date on which substantial
holding began:
9 October 2020

Substantial product holder(s) giving disclosure
Full name(s): Jarden Securities Limited


Summary of substantial holding:
Jarden Securities Limited:

Class of quoted voting
products:
Ordinary Shares

Summary for: Jarden Securities Limited (includes DIMS holdings)

For this
disclosure -
(a) total
number held
in class:
4,196,882
(b) total in
class:
81,891,340
(c) total
percentage
held in class:
5.125%

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Details of Relevant Interests:
Details for: Jarden Securities Limited (DIMS) Jarden Securities Limited
Nature of relevant
interest(s):
Jarden Securities Limited has, as provider of
discretionary investment management services
(DIMS) under various investment management
agreements with clients (the beneficial owners of
the product), the power to exercise (or control the
exercise of) a right to vote attached to, and power
to acquire or dispose of (or control the acquisition
or disposal of), the Convertible Notes
As beneficial owner, through normal on-market trading
activity, with the power to exercise (or control the
exercise of) a right to vote attached to, and power to
acquire or dispose of (or control the acquisition or
disposal of), the Convertible Notes
Number held in
class:
3,844,785 352,097
Percentage held in
class:
4.695% 0.430%
Current registered
holder of financial
products:
FNZ Custodians Limited (as sub-custodian of
Jarden Custodial Services Limited)

Jarden Securities Limited and unknown
Registered holder
of financial
products once
transfer is
registered:
FNZ Custodians Limited (as sub-custodian of
Jarden Custodial Services Limited)
Jarden Securities Limited and unknown

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Details of Transactions and Events Giving Rise to Relevant Event:
The event giving rise to this disclosure obligation is the allotment of shares under the Share Purchase Plan to Jarden Securities
Limited DIMS service client on 9 October 2020.
In addition, the on-market buys and sells by Jarden Securities Limited (including on behalf of its DIMS service clients) since the
previous relevant event on 24 September 2020, are included in the table below:
Details for:
Jarden Securities Limited
(DIMS)
Jarden Securities Limited
On-market purchases – number of shares
3,000 81,031
On-market purchases – gross consideration
$12,558 $340,015
On-market sales – number of shares
5,750 87,067
On-market sales – gross consideration
$23,051 $371,223
Share purchase plan allotted at $3.90 on 9 October 2020
569,757 N/A

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Additional information
Address(es) of substantial
product holder(s):
Level 14, 171 Featherston Street, Wellington
Contact details:
Kate Livingston
+ 64 9 307 5747
kate.livingston@jarden.co.nz
Nature of connection
between substantial product
holders:
N/A

Name of any other person believed to have given, or believed to be required to give, a
disclosure under the Financial Markets Conduct Act 2013 in relation to the financial
products to which this disclosure relates: none.
Certification
I, Kate Livingston, certify that, to the best of my knowledge and belief, the information
contained in this disclosure is correct and that I am duly authorised to make this disclosure
by all persons for whom it is made.