Ongoing Disclosure Notices – various
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Chorus Limited
Date this disclosure made:
23-Oct-20
Date of last disclosure:
30-Sep-20
Director or senior manager giving disclosure
Full name(s):
Andrew Carroll
Name of listed issuer:
Chorus Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
General Manager, Customer &
Network Operations
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Chorus Limited ordinary shares
Nature of the affected relevant interest(s):
(1) Vesting of beneficial interest in
22,661 ordinary shares pursuant to
2017 three year LTI grant.
(2) Registered holder and beneficial
holder
For that relevant interest-
Number held in class before acquisition or disposal:
(1) 22,661
(2) 62,651
Number held in class after acquisition or disposal:
(1) 0
(2) 85,312
Current registered holder(s):
(1) Chorus LTI Trustee Limited
(2) Andrew Carroll
Registered holder(s) once transfers are registered:
(1) N/A
(2) Andrew Carroll
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:22-Oct-20
Nature of transaction:
Vesting of ordinary shares pursuant
to Chorus' LTI (2017 three year
grant).
Name of any other party or parties to the transaction (if known):Chorus LTI Trustee Limited
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
0
Number of financial products to which the transaction related:
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Chorus Limited ordinary shares
Nature of relevant interest:
Beneficial interest in other ordinary
shares pursuant to Chorus' LTI
(2018 three year grant).
For that relevant interest,-
Number held in class:20,428
Current registered holder(s):Chours LTI Trustee Limited
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:
21-Oct-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Chorus Limited
Date this disclosure made:
23-Oct-20
Date of last disclosure:
11-Jun-20
Director or senior manager giving disclosure
Full name(s):
Ewen Powell
Name of listed issuer:
Chorus Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
Chief Technology Officer
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Chorus Limited ordinary shares
Nature of the affected relevant interest(s):
(1) Vesting of beneficial interest in
14,760 ordinary shares pursuant to
2017 three year LTI grant.
(2) Registered holder and beneficial
holder
For that relevant interest-
Number held in class before acquisition or disposal:
(1) 14,760
(2) 49,584
Number held in class after acquisition or disposal:
(1) 0
(2) 64,344
Current registered holder(s):
(1) Chorus LTI Trustee Limited
(2) Ewen Powell
Registered holder(s) once transfers are registered:
(1) N/A
(2) Ewen Powell
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:22-Oct-20
Nature of transaction:
Vesting of ordinary shares pursuant
to Chorus' LTI (2017 three year
grant).
Name of any other party or parties to the transaction (if known):Chorus LTI Trustee Limited
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
0
Number of financial products to which the transaction related:
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Chorus Limited ordinary shares
Nature of relevant interest:
Beneficial interest in other ordinary
shares pursuant to Chorus' LTI
(2018 three year grant).
For that relevant interest,-
Number held in class:13,570
Current registered holder(s):Chours LTI Trustee Limited
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:21-Oct-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Chorus Limited
Date this disclosure made:
23-Oct-20
Date of last disclosure:
21-Oct-19
Director or senior manager giving disclosure
Full name(s):
Ian Bonnar
Name of listed issuer:
Chorus Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
General Manager, Corporate
Relations
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Chorus Limited ordinary shares
Nature of the affected relevant interest(s):
(1) Vesting of beneficial interest in
10,394 ordinary shares pursuant to
2017 three year LTI grant.
(2) Registered holder and beneficial
holder
For that relevant interest-
Number held in class before acquisition or disposal:
(1) 10,394
(2) 25,107
Number held in class after acquisition or disposal:
(1) 0
(2) 35,501
Current registered holder(s):
(1) Chorus LTI Trustee Limited
(2) Ian Bonnar
Registered holder(s) once transfers are registered:
(1) N/A
(2) Ian Bonnar
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:22-Oct-20
Nature of transaction:
Vesting of ordinary shares pursuant
to Chorus' LTI (2017 three year
grant).
Name of any other party or parties to the transaction (if known):Chorus LTI Trustee Limited
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
0
Number of financial products to which the transaction related:
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Chorus Limited ordinary shares
Nature of relevant interest:
Beneficial interest in other ordinary
shares pursuant to Chorus' LTI
(2018 three year grant).
For that relevant interest,-
Number held in class:9,719
Current registered holder(s):Chours LTI Trustee Limited
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:21-Oct-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Chorus Limited
Date this disclosure made:
23-Oct-20
Date of last disclosure:
21-Sep-18
Director or senior manager giving disclosure
Full name(s):
Shaun Philp
Name of listed issuer:
Chorus Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
General Manager, People & Culture
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Chorus Limited ordinary shares
Nature of the affected relevant interest(s):
(1) Vesting of beneficial interest in
14,137 ordinary shares pursuant to
2017 three year LTI grant.
(2) Registered holder and beneficial
holder
For that relevant interest-
Number held in class before acquisition or disposal:
(1) 14,137
(2) 327
Number held in class after acquisition or disposal:
(1) 0
(2) 14,464
Current registered holder(s):
(1) Chorus LTI Trustee Limited
(2) Shaun Philp
Registered holder(s) once transfers are registered:
(1) N/A
(2) Shaun Philp
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:22-Oct-20
Nature of transaction:
Vesting of ordinary shares pursuant
to Chorus' LTI (2017 three year
grant).
Name of any other party or parties to the transaction (if known):Chorus LTI Trustee Limited
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
0
Number of financial products to which the transaction related:
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Chorus Limited ordinary shares
Nature of relevant interest:
Beneficial interest in other ordinary
shares pursuant to Chorus' LTI
(2018 three year grant).
For that relevant interest,-
Number held in class:12,469
Current registered holder(s):Chours LTI Trustee Limited
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:21-Oct-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
---
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers Relevant Interests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and
Name of listed issuer:
Chorus Limited
Date this disclosure made:
23-Oct-20
Date of last disclosure:
21-Oct-19
Director or senior manager giving disclosure
Full name(s):
Vanessa Oakley
Name of listed issuer:
Chorus Limited
Name of related body corporate (if applicable):
N/A
Position held in listed issuer:
General Manager, Stategy &
Business Operations
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products:
Chorus Limited ordinary shares
Nature of the affected relevant interest(s):
(1) Vesting of beneficial interest in
15,800 ordinary shares pursuant to
2017 three year LTI grant.
(2) Registered holder and beneficial
holder
For that relevant interest-
Number held in class before acquisition or disposal:
(1) 15,800
(2) 64,658
Number held in class after acquisition or disposal:
(1) 0
(2) 80,458
Current registered holder(s):
(1) Chorus LTI Trustee Limited
(2) Vanessa Oakley
Registered holder(s) once transfers are registered:
(1) N/A
(2) Vanessa Oakley
Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)
Type of affected derivative:
N/A
Class of underlying financial products:
Details of affected derivative-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative(if any):
The price specified in the terms of the derivative (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Details of transactions giving rise to acquisition or disposal
Total number of transactions to which notice relates: 1
Details of transactions requiring disclosure-
Date of transaction:22-Oct-20
Nature of transaction:
Vesting of ordinary shares pursuant
to Chorus' LTI (2017 three year
grant).
Name of any other party or parties to the transaction (if known):Chorus LTI Trustee Limited
The consideration, expressed in New Zealand dollars, paid or received for the
acquisition or disposal. If the consideration was not in cash and cannot be readily by
converted into a cash value, describe the consideration:
0
Number of financial products to which the transaction related:
If the issuer has a financial products trading policy that prohibits directors or senior
managers from trading during any period without written clearance (a closed period)
include the following details—
Whether relevant interests were acquired or disposed of during a closed period:No
Whether prior written clearance was provided to allow the acquisition or disposal to
proceed during the closed period:
Date of the prior written clearance (if any):
Summary of other relevant interests after acquisition or disposal:
Class of quoted financial products:
Chorus Limited ordinary shares
Nature of relevant interest:
Beneficial interest in other ordinary
shares pursuant to Chorus' LTI
(2018 three year grant).
For that relevant interest,-
Number held in class:14,487
Current registered holder(s):Chours LTI Trustee Limited
For a derivative relevant interest,-
Type of derivative:N/A
Details of derivative,-
The notional value of the derivative (if any) or the notional amount of underlying
financial products (if any):
N/A
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable
under the derivative or the value of the derivative is affected by the value of the
underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the
relevant interest in the derivative:
Certification
I, certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all
persons for whom it is made.
Signature of director or officer:
Date of signature:21-Oct-20
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.
Other issuers discussed similar conditions around this time
Matched by meaning across NZX announcement text, not keywords — based on our semantic index of announcement bodies.
- MEL — Meridian Energy Limited: D&O Ongoing Disclosure Notice – multiple2020-07-28
“Ongoing Disclosure Notice Disclosure of Directors and Senior Managers Relevant Interests Sections 297(2) and 298(2), Financial Markets Conduct Act 2013 To NZX Limited; and Name of listed issuer: Meridian Energy Limited Date this disclosure made: 28-Jul-20 Date of last disclosu…”
- MEL — Meridian Energy Limited: D&O Ongoing Disclosure Notice – multiple2020-09-28
“Ongoing Disclosure Notice Disclosure of Directors and Senior Managers Relevant Interests Sections 297(2) and 298(2), Financial Markets Conduct Act 2013 To NZX Limited; and Name of listed issuer: Meridian Energy Limited Date this disclosure made: 28-Sep-20 Date of last disclosu…”
- MEL — Meridian Energy Limited: D&O Ongoing Disclosure Notice – multiple2020-08-28
“Ongoing Disclosure Notice Disclosure of Directors and Senior Managers Relevant Interests Sections 297(2) and 298(2), Financial Markets Conduct Act 2013 To NZX Limited; and Name of listed issuer: Meridian Energy Limited Date this disclosure made: 28-Aug-20 Date of last disclosu…”