SPH Notice – Forsyth Barr Investment Management Limited

1

Disclosure of movement of 1% or more in substantial holding or change in nature of relevant
interest, or both
Section 277 and 278, Financial Markets Conduct Act 2013
To: NZX Limited
and
To: Vital Healthcare Property Trust
Relevant event being disclosed: Movement of 1% or more in substantial
holding
Date of relevant event: 4 November 2020
Date of this disclosure: 5 November 2020
Date last disclosure made: 28 April 2020
Substantial product holder(s) giving
disclosure:

Full name(s): Forsyth Barr Investment Management Limited
Summary of substantial holding
Class of quoted voting products: Units in Vital Healthcare Property Trust (VHP)
Summary for Forsyth Barr Investment Management Limited
For this disclosure,—
(a) total number held in class: 47,054,459
(b) total in class: 514,017,095
(c) total percentage held in class:

9.154%
For last disclosure,—
(a) total number held in class: 36,572,813
(b) total in class: 453,166,714
(c) total percentage held in class:

8.070%

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Details of transactions and events giving rise to relevant event
Date of
event
Nature of
event
Consideration Number of
financial
products
Current
registered
holder(s)
Registered
holder(s) once
transfers are
registered
28 April
2020 – 4
November
2020
On-market
sales
$5,063,617 1,830,874
Forsyth Barr
Custodians
Limited
(“FBCL”)
Unknown
On-market
purchase
$32,557,526 11,878,759 Unknown
FBCL
Off-market
transfers
out of DIMS
Nil 543,538
FBCL Unknown
Off-market
transfers
into DIMS
Nil 975,263
Unknown
FBCL
Allotment
under DRP
Nil 2,036 N/A
FBCL

Details after relevant event
Details for Forsyth Barr Investment Management Limited
Nature of relevant interest(s):

The relevant interest arises under various
investment management agreements to which
Forsyth Barr Investment Management Limited
is a party in its capacity as the manager of the
Forsyth Barr Investment Funds and a provider
of discretionary investment management
services (DIMS). The relevant interest arises
only from the powers of investment contained
in those agreements, including the power to
control the exercise of the right to vote
attached to the shares and to control the
disposal of the shares. A relevant agreement
document need not be attached under
regulations 139 and 142.
For that relevant interest,—
(a) number held in class: 47,054,459
(b) percentage held in class: 9.154%
(c) current registered holder(s): See above
(d) registered holder(s) once transfers are
registered:
See above
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable

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(d) if the substantial product holder is not a
party to the derivative, the nature of the
relevant interest in the derivative:
Not applicable

Additional Information

Address(es) of substantial product holder(s): Forsyth Barr House, The Octagon, Dunedin
Contact details: Sarina Whitlock
T: +64 9 368 0108
E: compliance@forsythbarr.co.nz
Name of any other person believed to have
given, or believed to be required to give, a
disclosure under the Financial Markets
Conduct Act 2013 in relation to the financial
products to which this disclosure relates:
Not applicable

Certification
I, Sarina Whitlock, certify that, to the best of my knowledge and belief, the information contained
in this disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.