ANZ Group Holdings Limited logo

Notice Corporations Act Subsection 259C(2)

Insider Disclosure15 November 2020ANZFinancials

Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008


13 November 2020


Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000






Notice Corporations Act Subsection 259C(2)


Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)

exemption. It has been approved for distribution by ANZ’s Company Secretary.


Yours faithfully





Simon Pordage

Company Secretary

Australia and New Zealand Banking Group Limited



Notice given in accordance with Corporations Act Subsection 259C(2) Exemption

To Market Announcements Office

ASX Limited

Level 4

20 Bridge Street

SYDNEY NSW 2000


1. Name of Company


Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives

notice of the aggregated percentage of voting shares in ANZ, in respect of which its

associated entities have (1) the power to control voting or disposal and voting shares

underlying derivatives and (2) a net economic exposure, in accordance with the terms

of an exemption granted by the Australian Securities and Investments Commission

pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 13 November 2020

The previous notice was given to the ASX on: 30 October 2020

The previous notice was dated: 30 October 2020

2. Issued Share Capital

2,840,370,225 fully paid Ordinary Shares in the capital of ANZ have been issued as at

12 November 2020.

3(a). Previous and

present aggregated %

of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have power to control voting or disposal and

voting shares underlying derivatives, when last required, and when now required, to

give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid


3,826,068 0.13%


4,021,903 0.14%


3(b). Previous and

present net economic

exposure % of Voting

Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ

in respect of which its controlled entities have a net economic exposure, when last

required, and when now required, to give a notice to the ASX are:



Class of Shares

Previous Notice Present Notice

Total Number % of Total Shares Total Number % of Total Shares

Ordinary Fully Paid 3,826,068 0.13%


4,021,903 0.14%


4. Details of Controlled

Entity Holdings

The following controlled entities are the holders in the Voting Shares referred to in

paragraph 3 above.


Registered Holder Controlled Entity entitled to be

registered

Number of Shares % of Total Shares

ANZEST Pty Ltd as Trustee

for ANZ Employee Share

Acquisition Plan

ANZEST Pty Ltd as Trustee for ANZ

Employee Share Acquisition Plan

95,021 0.00%

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 100,000 0.00%

JP Morgan Chase Bank

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 2,233,105 0.08%



JP Morgan Chase Bank /

Reserve Bank of NZ

ANZ New Zealand Investments

Limited on behalf of various

investment funds and client portfolios 230,223 0.01%

JP Morgan Nominees

Australia Limited

ANZ Custodial Services New Zealand

Limited as trustee for various private

clients 1,363,554 0.05%


Aggregation


4,021,903 0.14%


5. Changes in Voting

Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities

are or were entitled since ANZ was last required to give a notice to the ASX are:


Date of

Change

Controlled

Entity entitled

whose

shareholding

changed

Nature of Change

Consideration

given in relation to

change ($)

Class of Share

Number of

Shares

30/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 3,160.08

Ordinary fully

paid

-168

30/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 526.68

Ordinary fully

paid

-28

30/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 771.21

Ordinary fully

paid

-41

30/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 338.58

Ordinary fully

paid

-18

30/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 1,316.70

Ordinary fully

paid

-70

30/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 2,313.63

Ordinary fully

paid

-123

30/10/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

Transfer Out 18.81

Ordinary fully

paid

-1




2/11/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

278

2/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,247.76

Ordinary fully

paid

359

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

460.94

Ordinary fully

paid

22

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

294.35

Ordinary fully

paid

14

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,349.52

Ordinary fully

paid

302

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 439.98

Ordinary fully

paid

-21

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

11,227.32

Ordinary fully

paid

534

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

5,529.55

Ordinary fully

paid

263

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,361.85

Ordinary fully

paid

-65




4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,289.40

Ordinary fully

paid

-157

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 502.84

Ordinary fully

paid

-24

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

399.47

Ordinary fully

paid

19

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

883.05

Ordinary fully

paid

42

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,576.87

Ordinary fully

paid

75

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,660.97

Ordinary fully

paid

79

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,010.94

Ordinary fully

paid

621

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,039.41

Ordinary fully

paid

97

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,074.21

Ordinary fully

paid

99

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,501.97

Ordinary fully

paid

119




4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

399.47

Ordinary fully

paid

19

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,268.45

Ordinary fully

paid

156

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,859.40

Ordinary fully

paid

136

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

399.47

Ordinary fully

paid

19

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,702.76

Ordinary fully

paid

-129

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 775.21

Ordinary fully

paid

-37

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 879.97

Ordinary fully

paid

-42

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,068.53

Ordinary fully

paid

-51

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 41.90

Ordinary fully

paid

-2

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 3,855.09

Ordinary fully

paid

-184




4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,780.89

Ordinary fully

paid

-85

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 502.84

Ordinary fully

paid

-24

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 20.95

Ordinary fully

paid

-1

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

399.47

Ordinary fully

paid

19

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,952.69

Ordinary fully

paid

188

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 293.32

Ordinary fully

paid

-14

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,892.24

Ordinary fully

paid

90

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 691.40

Ordinary fully

paid

-33

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 607.60

Ordinary fully

paid

-29

4/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

7,169.50

Ordinary fully

paid

341




6/11/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

5,491

9/11/2020

ANZEST Pty Ltd

as Trustee for

ANZ Employee

Share

Acquisition Plan

(the “Plan”)

The change in

holding occurred as

a result of shares

under the Plan

being forfeited due

to cessation of an

individual’s

employment or

vesting conditions

not being met and

/ or shares being

allocated under the

Plan

Not applicable

Ordinary fully

paid

85

10/11/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

841,024.87

Ordinary fully

paid

41,421

10/11/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

2,161,077.40

Ordinary fully

paid

100,000

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,841.30

Ordinary fully

paid

-85

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,083.12

Ordinary fully

paid

-50

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 931.48

Ordinary fully

paid

-43




11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 21.66

Ordinary fully

paid

-1

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 1,061.46

Ordinary fully

paid

-49

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

303.27

Ordinary fully

paid

14

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,237.38

Ordinary fully

paid

149

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 693.19

Ordinary fully

paid

-32

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,732.99

Ordinary fully

paid

80

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

19,293.87

Ordinary fully

paid

888

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 628.21

Ordinary fully

paid

-29

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

86.65

Ordinary fully

paid

4

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

977.74

Ordinary fully

paid

45




11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,020.10

Ordinary fully

paid

139

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 368.26

Ordinary fully

paid

-17

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 216.63

Ordinary fully

paid

-10

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,234.75

Ordinary fully

paid

57

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

13,579.59

Ordinary fully

paid

625

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 693.20

Ordinary fully

paid

-32

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

324.94

Ordinary fully

paid

15

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,432.92

Ordinary fully

paid

158

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,716.46

Ordinary fully

paid

79

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

108.31

Ordinary fully

paid

5




11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,434.00

Ordinary fully

paid

66

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

86.65

Ordinary fully

paid

4

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,064.64

Ordinary fully

paid

49

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,955.46

Ordinary fully

paid

90

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

389.92

Ordinary fully

paid

18

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,128.20

Ordinary fully

paid

190

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 2,122.91

Ordinary fully

paid

-98

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 238.29

Ordinary fully

paid

-11

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market sale 563.22

Ordinary fully

paid

-26

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,209.56

Ordinary fully

paid

102




11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

24,573.62

Ordinary fully

paid

1,131

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

433.25

Ordinary fully

paid

20

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,801.74

Ordinary fully

paid

221

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

151.64

Ordinary fully

paid

7

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,738.18

Ordinary fully

paid

80

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

259.95

Ordinary fully

paid

12

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,041.83

Ordinary fully

paid

140

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

303.27

Ordinary fully

paid

14

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

3,346.01

Ordinary fully

paid

154

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

433.25

Ordinary fully

paid

20




11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,758.29

Ordinary fully

paid

219

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

108.31

Ordinary fully

paid

5

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,368.82

Ordinary fully

paid

63

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

173.30

Ordinary fully

paid

8

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,064.09

Ordinary fully

paid

95

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

108.31

Ordinary fully

paid

5

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,477.46

Ordinary fully

paid

68

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

194.96

Ordinary fully

paid

9

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

2,194.46

Ordinary fully

paid

101

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

454.91

Ordinary fully

paid

21




11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

4,910.38

Ordinary fully

paid

226

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

86.65

Ordinary fully

paid

4

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,151.55

Ordinary fully

paid

53

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

6,453.02

Ordinary fully

paid

297

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

1,278.08

Ordinary fully

paid

59

11/11/2020

ANZ Custodial

Services New

Zealand Limited

as trustee for

various private

clients

On-market

purchase

14,101.05

Ordinary fully

paid

649

12/11/2020

ANZ New

Zealand

Investments

Limited on

behalf of

various

investment

funds and client

portfolios

On-market

purchase

834,167.33

Ordinary fully

paid

40,319

















Addresses The addresses of entities named in this form are as follows:


Name Address

ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008

ANZ New Zealand

Investments

Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

JP Morgan Chase

Bank

85 Castlereagh Street, Sydney NSW 2000

JP Morgan

Nominees Australia

Limited

85 Castlereagh Street, Sydney NSW 2000

Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

ANZ Custodial

Services New

Zealand Limited

ANZ Centre, 23-29 Albert Street, Auckland, New Zealand




print name

Simon Pordage

Capacity

Company Secretary

Sign here


Date

13 November 2020

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.