Notice Corporations Act Subsection 259C(2)
Australia and New Zealand Banking Group Limited ABN 11 005 357 522
ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
13 November 2020
Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2)
exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage
Company Secretary
Australia and New Zealand Banking Group Limited
Notice given in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000
1. Name of Company
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives
notice of the aggregated percentage of voting shares in ANZ, in respect of which its
associated entities have (1) the power to control voting or disposal and voting shares
underlying derivatives and (2) a net economic exposure, in accordance with the terms
of an exemption granted by the Australian Securities and Investments Commission
pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 13 November 2020
The previous notice was given to the ASX on: 30 October 2020
The previous notice was dated: 30 October 2020
2. Issued Share Capital
2,840,370,225 fully paid Ordinary Shares in the capital of ANZ have been issued as at
12 November 2020.
3(a). Previous and
present aggregated %
of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have power to control voting or disposal and
voting shares underlying derivatives, when last required, and when now required, to
give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid
3,826,068 0.13%
4,021,903 0.14%
3(b). Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares
Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
Ordinary Fully Paid 3,826,068 0.13%
4,021,903 0.14%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
95,021 0.00%
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 100,000 0.00%
JP Morgan Chase Bank
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 2,233,105 0.08%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client portfolios 230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients 1,363,554 0.05%
Aggregation
4,021,903 0.14%
5. Changes in Voting
Shares
Particulars of change in voting shares in ANZ in respect of which its controlled entities
are or were entitled since ANZ was last required to give a notice to the ASX are:
Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change
Consideration
given in relation to
change ($)
Class of Share
Number of
Shares
30/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 3,160.08
Ordinary fully
paid
-168
30/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 526.68
Ordinary fully
paid
-28
30/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 771.21
Ordinary fully
paid
-41
30/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 338.58
Ordinary fully
paid
-18
30/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,316.70
Ordinary fully
paid
-70
30/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 2,313.63
Ordinary fully
paid
-123
30/10/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 18.81
Ordinary fully
paid
-1
2/11/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
278
2/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,247.76
Ordinary fully
paid
359
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
460.94
Ordinary fully
paid
22
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
294.35
Ordinary fully
paid
14
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,349.52
Ordinary fully
paid
302
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 439.98
Ordinary fully
paid
-21
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,227.32
Ordinary fully
paid
534
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,529.55
Ordinary fully
paid
263
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,361.85
Ordinary fully
paid
-65
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,289.40
Ordinary fully
paid
-157
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 502.84
Ordinary fully
paid
-24
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
399.47
Ordinary fully
paid
19
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
883.05
Ordinary fully
paid
42
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,576.87
Ordinary fully
paid
75
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,660.97
Ordinary fully
paid
79
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,010.94
Ordinary fully
paid
621
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,039.41
Ordinary fully
paid
97
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,074.21
Ordinary fully
paid
99
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,501.97
Ordinary fully
paid
119
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
399.47
Ordinary fully
paid
19
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,268.45
Ordinary fully
paid
156
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,859.40
Ordinary fully
paid
136
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
399.47
Ordinary fully
paid
19
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,702.76
Ordinary fully
paid
-129
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 775.21
Ordinary fully
paid
-37
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 879.97
Ordinary fully
paid
-42
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,068.53
Ordinary fully
paid
-51
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 41.90
Ordinary fully
paid
-2
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,855.09
Ordinary fully
paid
-184
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,780.89
Ordinary fully
paid
-85
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 502.84
Ordinary fully
paid
-24
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 20.95
Ordinary fully
paid
-1
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
399.47
Ordinary fully
paid
19
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,952.69
Ordinary fully
paid
188
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 293.32
Ordinary fully
paid
-14
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,892.24
Ordinary fully
paid
90
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 691.40
Ordinary fully
paid
-33
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 607.60
Ordinary fully
paid
-29
4/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,169.50
Ordinary fully
paid
341
6/11/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
5,491
9/11/2020
ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable
Ordinary fully
paid
85
10/11/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
841,024.87
Ordinary fully
paid
41,421
10/11/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
2,161,077.40
Ordinary fully
paid
100,000
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,841.30
Ordinary fully
paid
-85
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,083.12
Ordinary fully
paid
-50
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 931.48
Ordinary fully
paid
-43
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 21.66
Ordinary fully
paid
-1
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,061.46
Ordinary fully
paid
-49
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
303.27
Ordinary fully
paid
14
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,237.38
Ordinary fully
paid
149
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 693.19
Ordinary fully
paid
-32
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,732.99
Ordinary fully
paid
80
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
19,293.87
Ordinary fully
paid
888
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 628.21
Ordinary fully
paid
-29
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
86.65
Ordinary fully
paid
4
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
977.74
Ordinary fully
paid
45
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,020.10
Ordinary fully
paid
139
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 368.26
Ordinary fully
paid
-17
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 216.63
Ordinary fully
paid
-10
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,234.75
Ordinary fully
paid
57
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,579.59
Ordinary fully
paid
625
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 693.20
Ordinary fully
paid
-32
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
324.94
Ordinary fully
paid
15
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,432.92
Ordinary fully
paid
158
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,716.46
Ordinary fully
paid
79
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
108.31
Ordinary fully
paid
5
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,434.00
Ordinary fully
paid
66
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
86.65
Ordinary fully
paid
4
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,064.64
Ordinary fully
paid
49
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,955.46
Ordinary fully
paid
90
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
389.92
Ordinary fully
paid
18
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,128.20
Ordinary fully
paid
190
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,122.91
Ordinary fully
paid
-98
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 238.29
Ordinary fully
paid
-11
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 563.22
Ordinary fully
paid
-26
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,209.56
Ordinary fully
paid
102
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
24,573.62
Ordinary fully
paid
1,131
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
433.25
Ordinary fully
paid
20
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,801.74
Ordinary fully
paid
221
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
151.64
Ordinary fully
paid
7
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,738.18
Ordinary fully
paid
80
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
259.95
Ordinary fully
paid
12
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,041.83
Ordinary fully
paid
140
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
303.27
Ordinary fully
paid
14
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,346.01
Ordinary fully
paid
154
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
433.25
Ordinary fully
paid
20
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,758.29
Ordinary fully
paid
219
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
108.31
Ordinary fully
paid
5
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,368.82
Ordinary fully
paid
63
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
173.30
Ordinary fully
paid
8
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,064.09
Ordinary fully
paid
95
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
108.31
Ordinary fully
paid
5
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,477.46
Ordinary fully
paid
68
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
194.96
Ordinary fully
paid
9
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,194.46
Ordinary fully
paid
101
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
454.91
Ordinary fully
paid
21
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,910.38
Ordinary fully
paid
226
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
86.65
Ordinary fully
paid
4
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,151.55
Ordinary fully
paid
53
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,453.02
Ordinary fully
paid
297
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,278.08
Ordinary fully
paid
59
11/11/2020
ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
14,101.05
Ordinary fully
paid
649
12/11/2020
ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
834,167.33
Ordinary fully
paid
40,319
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
print name
Simon Pordage
Capacity
Company Secretary
Sign here
Date
13 November 2020
Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.