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SPH Notice – Jarden Securities Ltd & Harbour Asset Mgmt Ltd

Substantial Holder Notice16 November 2020AOFFinancials

041898866/4160982.2
Disclosure of movement of 1% or more in substantial holding

or change in nature of relevant interest, or both

Sections 277 and 278, Financial Markets Conduct Act 2013

To NZX Limited

and

To Wellington Drive Technologies Limited (WDT)

Relevant event being disclosed:

Disclosure of movement of 1% or more in

substantial holding

Date of relevant event: 13 November 2020

Date this disclosure made: 16 November 2020

Date last disclosure made: 2 September 2020


Substantial product holder(s) giving disclosure

Full name(s):

Jarden Securities Limited and Harbour Asset

Management Limited


Summary of substantial holding

Jarden Securities Limited:

Class of quoted voting products:

Ordinary Shares (Shares)

Summary for: Jarden Securities Limited

For this

disclosure -

(a) total number held in

class:

5,989,408 (includes DIMS)

(b) total in class:

431,914,620

(c) total percentage held

in class:

1.386%

For last

disclosure -

(a) total number held in

class:

1,430,965 (includes DIMS)

(b) total in class: 431,914,620

(c) total percentage held

in class:

0.331%




041898866/4160982.2

Summary of substantial holding

Related Body Corporate:

Harbour Asset Management Limited

Class of quoted voting products:

Ordinary shares (Shares)

Summary for: Harbour Asset Management Limited only

For this

disclosure -

(a) total number held in

class:

56,415,394

(b) total in class:

431,914,620

(c) total percentage held

in class:

13.062%

For last

disclosure -

(b) total in class: 56,415,394

(b) total in class: 431,914,620

(c) total percentage held

in class:

13.062%




Summary of substantial holding

Including All Related Bodies Corporate:

Class of quoted voting products:

Ordinary shares (Shares)

Summary for: Jarden Securities Limited and

Harbour Asset Management Limited

For this

disclosure -

(a) total number held in

class:

62,404,802

(b) total in class:

431,914,620

(c) total percentage held

in class:

14.448%

For last

disclosure -

(a) total number held in

class:

57,846,359



(b) total in class: 431,914,620


(c) total percentage held

in class:

13.393%



041898866/4160982.2

Details of transactions and events giving rise to relevant event:

Details of on-market purchases, on-market sales and other off-market movements of Shares by Jarden Securities Limited since the previous

disclosure and to 13 November 2020 are summarised in the table below.


Harbour Asset Management Limited, which is a related body corporate of Jarden Securities Limited, had no transactions during the relevant

period as shown in the table below.

Details for: Jarden Securities Limited Jarden Securities Limited (DIMS)

Harbour Asset Management

Limited

Nature of relevant

interest(s):

As beneficial owner, through

normal on-market trading

activity, with the power to

exercise (or control the

exercise of) a right to vote

attached to, and power to

acquire or dispose of (or

control the acquisition or

disposal of), the Shares

Jarden Securities Limited has, as

provider of discretionary investment

management services (DIMS) under

various investment management

agreements with clients (the beneficial

owners of the product), the power to

exercise (or control the exercise of) a

right to vote attached to, and power to

acquire or dispose of (or control the

acquisition or disposal of), the Share.

As fund manager, the power to

exercise (or control the exercise

of) a right to vote attached to,

and power to acquire or dispose of

(or control the acquisition or

disposal of), the Shares, under

investment powers contained in

investment management

agreements with clients (the

beneficial owners of the product)

or managed fund trust deeds.

On-market purchases –

Number of Shares

5,282,108 Nil

Nil

On-market purchases –

Gross Consideration

$306,362 Nil

Nil

On-market sales – Number

of Shares

713,963 120,335

Nil

On-market sales – Gross

Consideration

$45,543 $7,345

Nil

Off-market transfers into

DIMS Service

N/A 110,663 N/A



041898866/4160982.2


Details after relevant event:

Details for:

Jarden Securities Limited

Jarden Securities Limited (DIMS) Harbour Asset Management Limited

Nature of

relevant

interest(s):

As beneficial owner, through normal

on-market trading activity, with the

power to exercise (or control the

exercise of) a right to vote attached

to, and power to acquire or dispose

of (or control the acquisition or

disposal of), the Shares

Jarden Securities Limited has, as provider

of discretionary investment management

services (DIMS) under various

investment management agreements

with clients (the beneficial owners of the

product), the power to exercise (or

control the exercise of) a right to vote

attached to, and power to acquire or

dispose of (or control the acquisition or

disposal of), the Share.

As fund manager, the power to

exercise (or control the exercise of) a

right to vote attached to, and power

to acquire or dispose of (or control

the acquisition or disposal of), the

Shares, under investment powers

contained in investment

management agreements with clients

(the beneficial owners of the product)

or managed fund trust deeds.

For that relevant event:



Number held in

class after the

relevant event:

5,878,775

110,633 56,415,394

Percentage

held in class

1.361% 0.025% 13.062%

Current

registered

holder of

financial

products:

Jarden Securities Limited and

unknown

FNZ Custodians Limited (as sub-custodian

of Jarden Custodial Services Limited)

Various nominees or custodians for

and on behalf of Harbour Asset

Management Limited

Registered

holder of

financial

products once

transfer is

registered:

Jarden Securities Limited

FNZ Custodians Limited (as sub-custodian

of Jarden Custodial Services Limited)

Various nominees or custodians for

and on behalf of Harbour Asset

Management Limited



041898866/4160982.2


Additional information

Address(es) of substantial

product holder(s):

Level 14, 171 Featherston Street, Wellington

Contact details:

Kate Livingston

+ 64 9 307 5747

kate.livingston@jarden.co.nz

Nature of connection

between substantial product

holders:

Jarden Securities Limited and Harbour Asset

Management Limited are related bodies corporate.


Name of any other person believed to have given, or believed to be required to give, a

disclosure under the Financial Markets Conduct Act 2013 in relation to the financial

products to which this disclosure relates: none.

Certification

I, Kate Livingston, certify that, to the best of my knowledge and belief, the information

contained in this disclosure is correct and that I am duly authorised to make this disclosure

by all persons for whom it is made.

Data sourced from publicly available filings. Our datasets may not be complete. Automated analysis can produce errors. If you believe any data on this page is incorrect, please contact us at hello@nzxplorer.co.nz. For informational purposes only. Not investment advice.

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